HomeMy WebLinkAboutResolution 2011-36 BB&T Bank, Improvement Refunding Revenue BondRESOLUTION NO. 2011-36
A RESOLUTION OF THE CITY OF WINTER SPRINGS,
FLORIDA ACCEPTING THE PROPOSAL OF BRANCH
BANKING AND TRUST COMPANY TO PURCHASE THE CITY'S
NOT TO EXCEED $1,400,000 IMPROVEMENT REFUNDING
REVENUE NOTE, SERIES 2011 TO REFUND A PORTION OF
THE CITY'S OUTSTANDING IMPROVEMENT REFUNDING
REVENUE BONDS, SERIES 1999; AUTHORIZING THE
EXECUTION AND DELIVERY OF A LOAN AGREEMENT WITH
SAID BANK TO SECURE THE REPAYMENT OF SAID NOTE;
PROVIDING FOR THE PAYMENT OF SUCH NOTE FROM THE
FRANCHISE FEES RECEIVED BY THE CITY FROM FLORIDA
POWER CORPORATION AND THE PUBLIC SERVICE TAXES
LEVIED AND COLLECTED BY THE CITY PURSUANT TO
SECTION 166.231, FLORIDA STATUTES, ALL AS PROVIDED IN
THE LOAN AGREEMENT; AUTHORIZING THE PROPER
OFFICIALS OF THE CITY TO DO ANY OTHER ADDITIONAL
THINGS DEEMED NECESSARY OR ADVISABLE IN
CONNECTION WITH THE EXECUTION OF THE LOAN
AGREEMENT, THE NOTE, AND THE SECURITY THEREFOR;
AUTHORIZING THE EXECUTION AND DELIVERY OF AN
ESCROW DEPOSIT AGREEMENT AND OTHER DOCUMENTS
IN CONNECTION WITH SAID LOAN; PROVIDING FOR
SEVERABILITY; DESIGNATING THE NOTE AS "BAND
QUALIFIED ;" AND PROVIDING AN EFFECTIVE DATE.
BE IT RESOLVED BY THE CITY COMMISSION OF THE CITY OF WINTER
SPRINGS, FLORIDA, AS FOLLOWS:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution is
adopted pursuant to the provisions of Chapter 166, Florida Statutes, the Florida Constitution, and
other applicable provisions of law.
SECTION 2. FINDINGS. It is hereby ascertained, determined and declared:
(A) The City of Winter Springs, Florida (the "City ") deems it necessary,
desirable and in the best interests of the City that the City refiind the City's Improvement
Refunding Revenue Bonds, Series 1999 maturing in the years 2012 and 2018 (the "Refunded
Bonds "), all as more particularly described in the Loan Agreement (as defined herein).
(B) Pursuant to Section 2(b), Article VIII of the State Constitution, and
Section 166.021, Florida Statutes, municipalities have the governmental, corporate and
proprietary powers to enable them to conduct municipal government, perform municipal
functions, and render municipal services, and may exercise any power for municipal purposes,
except when expressly prohibited by law. The issuance by the City of its Improvement
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Refunding Revenue Note, Series 2011 (the "2011 Note ") and the execution and delivery of the
Loan Agreement for the purposes of refunding the Refunded Bonds is not prohibited by law.
(C) The 2011 Note will be issued as "Additional Parity Obligations" in
accordance with the provisions of City Resolution No. 615 (the "Original Instrument ") and will
be secured by the Excise Taxes as provided in Section 6 hereof and the Loan Agreement
pursuant to which the City will issue the 2011 Note to secure the repayment of the Loan (as
defined in the Loan Agreement).
(D) In accordance with the provisions of the Original Instrument, it is hereby
found that all of the covenants contained in said resolution shall be fully applicable to the 2011
Note except as otherwise provided in the Loan Agreement.
(E) The City has engaged Public Financial Management, Inc. ( "PFM ") as the
City's financial advisor. PFM advises the City that due to the present volatility of the market for
municipal debt, it is in the best interest of the City to issue the 2011 Note pursuant to the Loan
Agreement by negotiated sale, allowing the City to issue the 2011 Note at the most advantageous
time, rather than a specified advertised future date, thereby allowing the City to obtain the best
possible price, interest rate and other terms for the 2011 Note and, accordingly, the City
Commission of the City hereby finds and determines that it is in the best financial interest of the
City that a negotiated sale of the 2011 Note to Branch Banking and Trust Company (the "Bank ")
be authorized.
SECTION 3. AUTHORIZATION OF REFUNDING OF REFUNDED BONDS.
The City hereby authorizes the refunding of the Refunded Bond as more particularly described in
the Loan Agreement.
SECTION 4. ACCEPTANCE OF COMMITMENT LETTER WITH BANK.
Based on a recommendation from the City's financial advisor, the City hereby accepts the
commitment letter of the Bank dated July 7, 2011 attached hereto to provide the City with the
Loan.
SECTION 5. APPROVAL OF FORM OF AND AUTHORIZATION OF LOAN
AGREEMENT AND EXECUTION OF LOAN AGREEMENT AND 2011 Note. The
repayment of the loan as evidenced by the 2011 Note shall be pursuant to the terms and
provisions of the Loan Agreement and the 2011 Note. The City hereby approves the Loan
Agreement by and between the City and the Bank in substantially the form attached hereto as
Exhibit A (the "Loan Agreement ") and authorizes the Mayor or the Deputy
Mayor /Commissioner of the City (collectively, the "Mayor ") and the City Clerk or any deputy or
assistant City Clerk of the City (collectively, the "City Clerk ") to execute and deliver on behalf
of the City the Loan Agreement and the 2011 Note in substantially the form attached to the Loan
Agreement, with such changes, insertions and additions as they may approve, their execution
thereof being evidence of such approval.
SECTION 6. PAYMENT OF DEBT SERVICE ON 2011 Note. Pursuant to the
Loan Agreement, the 2011 Note will be secured by the franchise fees collected by the City from
the electric franchise granted by the City to Florida Power Corporation and the Public Service
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Taxes collected by the City pursuant to the authorization in Section 166.231, Florida Statutes
(collectively, the "Excise Taxes ") on parity with other City debt, all as more particularly
described in the Loan Agreement.
SECTION 7. AUTHORIZATION OF OTHER DOCUMENTS TO EFFECT
TRANSACTION. To the extent that other documents including but not limited to an escrow
deposit agreement, redemption notices, certificates, opinions, or other items are needed to effect
any of the transactions referenced in this Resolution, the Loan Agreement, the 2011 Note, and
the security therefore, the Mayor, the City Clerk, the City Manager, the Finance Director and the
City Attorney are hereby authorized to execute and deliver such documents, certificates,
opinions, or other items and to take such other actions as are necessary for the full, punctual, and
complete performance of the covenants, agreements, provisions, and other terms as are contained
herein and in the documents included herein by reference.
SECTION 8. PAYING AGENT AND REGISTRAR. The City hereby accepts
the duties to serve as registrar and paying agent for the 2011 Note.
SECTION 9. LIMITED OBLIGATION. The obligation of the City to repay
mounts under the Loan Agreement and the 2011 Note are limited and special obligations,
payable solely from the sources and in the manner set forth in the Original Instrument and the
Loan Agreement and shall not be deemed a pledge of the faith and credit or taxing power of the
City.
SECTION 10. EFFECT OF PARTIAL INVALIDITY. If any one or more
provisions of this Resolution, the Loan Agreement, or the 2011 Note shall for any reason be held
to be illegal or invalid, such illegality or invalidity shall not effect any other provision of this
Resolution, the 2011 Note or the Loan Agreement, but this Resolution, the Loan Agreement, and
the 2011 Note shall be construed and enforced as if such illegal or invalid provision had not been
contained therein. The 2011 Note and Loan Agreement shall be issued and this Resolution is
adopted with the intent that the laws of the State of Florida shall govern their construction.
SECTION 11. DESIGNATION OF 2011 Note AS BANK QUALIFIED. The
City designates the 2011 Note as a "qualified tax - exempt obligation" within the meaning of
Section 265(b)(3) of the Internal Revenue Code of 1986, as amended (the "Code "). The City
does not reasonably anticipate that the City, any subordinate entities of the City, and issuers of
debt that issue "on behalf' of the City, will during the calendar year 2011 issue more than
$10,000,000 of "tax- exempt" obligations, exclusive of those obligations described in Section
265(b)(3)(C)(ii) of the Code.
SECTION 12. EFFECTIVE DATE. This Resolution shall take effect
immediately upon its adoption.
[Signatures on Following Page]
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PASSED, APPROVED AND ADOPTED this 8 "' day of August, 2411.
CITY OF WINTER SPRINGS, FLORIDA
[SEAL]
A
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Approved a form:
B
City Attorney
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