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HomeMy WebLinkAbout2010 11 09 Regular 600 Actuarial Valuation As Of October 1, 2009GR Gabriel S Roeder Smith & Company Consultants & Actuaries CITY OF WINTER SPRINGS DEFINED BENEFIT PLAN ACTUARIAL VALUATION AS OF OCTOBER 1, 2009 This Valuation Determines the Annual Contribution for the Plan Year October 1, 2010 through September 30, 2011 to be Paid in Plan Year October 1, 2010 to September 30, 2011 September 24, 2010 Gabriel Raeder Smith & Company City of Winter Springs Defined Benefit Plan TABLE OF CONTENTS Page Commentary 1 I. Summary of Retirement Plan Costs .................................................. ............................... 4 II. Comparison of Cost Data of Current and Prior Valuations .............. ............................... 6 III. Characteristics of Participants in Actuarial Valuation ..................... ............................... 7 IV. Statement of Assets .......................................................................... ............................... 8 V. Reconciliation of Plan Assets ........................................................... ............................... 9 VI. Actuarial Gains (Losses) ................................................................ ............................... 11 VII. Amortization of Unfunded Actuarial Accrued Liability ................ ............................... 12 VIII. Accounting Disclosure Exhibit ......................................................... .............................13 IX. Outline of Principal Provisions of the Retirement Plan ................. ............................... 17 X. Actuarial Assumptions and Actuarial Cost Methods Used ............ ............................... 20 XI. Distribution of Plan Participants by Attained Age Groups and Service Groups........... 27 XII. Statistics for Participants Entitled to Deferred Benefits and Participants ReceivingBenefits ......................................................................... ............................... 31 XIII. Reconciliation of Employee Data ................................................... ............................... 32 XIV. Projected Retirement Benefits ........................................................ ............................... 33 XV. Recent Plan Experience .................................................................. ............................... 34 XVI. State Required Exhibit .................................................................... ............................... 36 Gabriel Roeder Smith & Company Gabriel Roeder Smith & Company one East Broward Blvd. 954.527.1616 phone GRS Consultants & Actuaries Suite 505 954.525.0083 fax Ft. Lauderdale, FL 33301 -1804 www.gabrielroe<fer.com September 24, 2010 Board of Trustees c/o Mr. Shawn Boyle Finance and Administrative Services Director City of Winter Springs Defined Benefit Plan 1126 East State Road 434 Winter Springs, Florida 32708 Dear Board Members: October 1, 2009 Actuarial Valuation We are pleased to present our October 1, 2009 Actuarial Valuation for the City of Winter Springs Defined Benefit Plan (Plan). The purpose of this report is to indicate appropriate contribution levels, comment on the actuarial stability of the Plan and to satisfy State requirements. The Board of Trustees has retained Gabriel, Roeder, Smith and Company (GRS) to prepare an annual actuarial valuation under Section 3.02 of the Plan. This report consists of this commentary, detailed Tables I through XV and the State Required Exhibit on Table XVI. The Tables contain basic Plan cost figures plus significant details on the benefits, liabilities and experience of the Plan. We suggest you thoroughly review the report at your convenience and contact us with any questions that may arise. Retirement Plan Costs Our Actuarial Valuation develops the required minimum Plan payment for the plan year beginning October 1, 2010 under the Florida Protection of Public Employee Retirement Benefits Act. The minimum payment consists of payment of annual normal costs including amortization of the components of the unfunded actuarial accrued liability over various periods as prescribed by law. The minimum payment is 27.1% of covered payroll ($2,912,511). The figure in parentheses is the Plan cost expressed as a dollar amount based on projected covered annual payroll for fiscal year beginning October 1, 2010 ($10,752,720). This total cost is to be met by member, County and City contributions. We anticipate member contributions will be 2.6% of covered payroll for fiscal year ending September 30, 2011 ($284,852). The resulting minimum required County and City contribution is 24.4% of covered payroll for fiscal year ending September 30, 2011 ($2,627,659). Board of Trustees September 24, 2010 Page 2 Changes in Actuarial Assumptions, Methods and Plan Benefits The Plan provisions are unchanged from the previous actuarial valuation. Plan provisions are summarized on Table IX. The actuarial assumptions and methods are unchanged from the previous actuarial valuation. The actuarial assumptions and methods are outlined on Table X. Comparison of October 1, 2008 and October 1, 2009 Valuation Results Table II of our report provides information of a comparative nature. The left columns of the Table indicate the costs as calculated for October 1, 2008. The right columns indicate the costs as calculated for October 1, 2009. Comparing the left and right columns of Table H shows the effect of Plan experience during the year. The number of active participants decreased by approximately 4% while covered payroll decreased by less than 1 %. Total normal cost increased both as a dollar amount and as a percentage of payroll. The unfunded actuarial accrued liability increased both as a dollar amount and as a percentage of covered payroll. The net County and City minimum funding requirement increased both as a dollar amount and as a percentage of covered payroll. The value of vested accrued benefits exceeds Plan assets, resulting in a Vested Benefit Security Ratio (VBSR) of 61.2% which is a decrease from 64.6% as of the October 1, 2008 Actuarial Valuation. The VBSR is measured on a market value basis. Plan Experience The Plan experienced an actuarial loss in the amount of $2,804,664 this year. This indicates actual overall Plan experience was less favorable than expected. Table XV (salary, turnover and investment yield) provides figures on recent Plan experience. Salary experience indicates actual salary increases averaged approximately 6.4% for General Employees and 11.6% for Firefighters and Police Officers for the Plan Year ended September 30, 2009. Salary experience was generally a source of actuarial loss. Employee turnover this year was 110% of the assumed turnover for General Employees and 110% of the assumed turnover for Firefighters and Police Officers. Employee turnover was generally a minor offsetting source of actuarial gain. The actuarial value investment return of 3.5% was less than the investment return assumption of 8.0 %. Investment return was an additional source of actuarial loss during the year. The three and Gabriel Roeder Smith & Company Board of Trustees September 24, 2010 Page 3 five year average annual actuarial value investment returns are 9.6% and 8.5% respectively. The one, three and five year average annual market value returns are 2.1 %, -1.1 % and 3.2 %, respectively. Member Census and Financial Data The City submitted the Member census data used for this actuarial valuation to us. This information contains name, Social Security number, date of birth, date of hire, October 1, 2009 rate of pay, actual salary paid and member contributions for the previous year. Dates of termination and retirement are provided where applicable. The Board updated information on inactive participants including retirees, beneficiaries and vested terminees. We used financial information concerning Plan assets from the City's Comprehensive Annual Financial Report (CAFR). We do not audit the Member census data and asset information that is provided to us. However, we perform certain reasonableness checks and on this basis we believe that the information that we received is reliable. Summary In our opinion the benefits provided for under the current Plan will be sufficiently funded through the payment of the amount as indicated in this and future Actuarial Valuation reports. We will continue to update you on the future payment requirements for the Plan through our actuarial reports. These reports will also continue to monitor the future experience of the Plan. The undersigned are Members of the American Academy of Actuaries and meet the qualification standards of the American Academy of Actuaries to render the actuarial opinions contained in this report. We are available to respond to any questions with regards to matters covered in this report. Very truly yours, Lawrence F. Wilson, A.S.A. Senior Consultant and Actuary 1 A , Peter N. Strong, A.S.A. Consultant and Actuary Gabriel Roeder Smith & Company Table I City of Winter Springs Defined Benefit Plan Summary of Retirement Plan Costs as of October 1, 2009 Cost % of Data Payroll A. Participant Data Summary (Table III) 1. Active Employees 221 N/A 2. Terminated Vested 92 N/A 3. Receiving Benefits (including DROPS) 41 N/A 4. Total Annual Payroll of Active Employees $ 10,752,720 100.0% B. Total Normal Costs 1. Age Retirement Benefits $ 1,009,378 9.4% 2. Termination Benefits 189,196 1.8% 3. Death Benefits 31,055 0.3% 4. Disability Benefits 10,354 0.1% 5. Estimated Expenses 116,982 1.1% 6. Total Annual Normal Costs $ 1,356,965 12.6% C. Total Actuarial Accrued Liability 1. Age Retirement Benefits Active Employees $ 23,819,533 221.5% 2. Termination Benefits Active Employees 1,175,076 10.9% 3. Death Benefits Active Employees 737,288 6.9% 4. Disability Benefits Active Employees 1,027,138 9.6% 5. Retired or Terminated Vested Participants Receiving Benefits (including DROPS) 6,858,478 63.8% 6. Terminated Vested Participants Entitled to Future Benefits 2,611,419 24.3% 7. Deceased Participants Whose Beneficiaries are Receiving Benefits 1,399,684 13.0% 8. Disabled Participants Receiving Benefits 0 0.0% 9. Miscellaneous Liability (Refunds in Process) 22,401 0.2% 10. Total Actuarial Accrued Liability $ 37,651,017 350.2% D. Assets (Table V) 1. Actuarial Value of Assets $ 20,788,655 193.3% 2. Market Value of Assets $ 17,323,879 161.1% E. Unfunded Actuarial Accrued Liability (C. - D.1.) $ 16,862,362 156.8% -4- Gabriel Roeder Smith & Company Table I (Cont'd) City of Winter Springs Defined Benefit Plan Summary of Retirement Plan Costs as of October 1, 2009 J. Actuarial Present Value of Vested Accrued Benefits 1. Retired, Terminated Vested, Beneficiaries Cost % of S 8,258,162 76.8% Data Payroll F. Minimum Required Contribution Future Benefits and Miscellaneous 2,633,820 24.5% 1. Total Normal Cost (including expenses) $ 1,356,965 12.6% 2. Amortization of Unfunded Liability 1,423,345 13.2% 3. Interest Adjustment K. Unfunded Actuarial Present Value of Vested 132,201 1.2% 4. Total Payment $ 2,912,511 27.1% G. Expected payroll of active employees for 2010/2011 year $ 10,752,720 100.0% H. Contribution Sources (percent of expected 2010/2011 payroll) 1. County and City $ 2,627,659 24.4% 2. Member 284,852 2.6% 3. Total required contribution $ 2,912,511 27.1% 1. Actuarial Gains (Losses) $ (2,804,664) (26.1 %) J. Actuarial Present Value of Vested Accrued Benefits 1. Retired, Terminated Vested, Beneficiaries and Disabled Receiving Benefits (including DROPs) S 8,258,162 76.8% 2. Terminated Vested Participants Entitled to Future Benefits and Miscellaneous 2,633,820 24.5% 3. Active Participants Entitled to Future Benefits 17,431,855 162.1% 4. Total Actuarial Present Value of Vested Accrued Benefits $ 28,323,837 263.4% K. Unfunded Actuarial Present Value of Vested Accrued Benefits Q. - D.2., not less than zero) $ 10,999,958 102.3% L. Vested Benefit Security Ratio (D.2. - J.) 61.2% N/A -5- Gabriel Roeder Smith & Company -6- Gabriel Ruet4er Smith 6C Cumpany Table II City of Winter Springs Defined Benefit Plan Comparison of Cost Data of October 1, 2008 and October 1, 2009 Valuations October 1, 2008 October 1, 2009 Cost % of Cost % of Data Compensation Data Compensation A. Participants 1. Active Employees 231 N/A 221 N/A 2. Terminated Vested 84 N/A 92 N/A 3. Receiving Benefits 31 N/A 41 N/A 4. Total Annual Payroll of Active Employees $ 10,767,596 100.0% $ 10,752,720 100.0% B. Total Normal Costs $ 1,387,362 12.9% $ 1,356,965 12.6% C. Actuarial Accrued Liability $ 32,414,255 301.0% $ 37,651,017 350.2% D. Present Value of Future Benefits $ 43,401,442 403.1% $ 48,530,001 451.3% E. Actuarial Value of Assets $ 18,746,975 174.1% $ 20,788,655 193.3% F. Market Value of Assets $ 15,622,479 145.1% $ 17,323,879 161.1% G. Unfunded Actuarial Accrued Liability $ 13,667,280 126.9% $ 16,862,362 156.8% H. County and City Minimum Funding Payment $ 2,331,360 21.7% $ 2,627,659 24.4% I. Vested Benefit Security Ratio 64.6% N/A 61.2% N/A -6- Gabriel Ruet4er Smith 6C Cumpany Table III City of Winter Springs Defined Benefit Plan Characteristics of Participants in Actuarial Valuation as of October 1, 2009 A. Active Plan Participants Summary 1. Active participants fully vested 2. Active participants partially vested 3. Active participants non - vested 4. Total active participants 5. Annual rate of pay of active participants B. Retired and Terminated Vested Participant Summary 1. Retired or terminated vested participants receiving benefits (including DROPS) 2. Terminated vested participants entitled to future benefits 3. Deceased participants whose beneficiaries are receiving benefits 4. Disabled participants receiving benefits C. Projected Annual Retirement Benefits 125 69 27 221 $ 10,752,720 M 92 7 0 1. Retired or terminated vested receiving benefits (including DROPS) $ 642,856 2. Terminated vested entitled to future benefits $ 687,722 3. Beneficiaries of deceased participants $ 127,919 4. Disabled participants $ 0 IN Gabriel Roeder Smith & Company Table IV City of Winter Springs Defined Benefit Plan Statement of Assets as of October 1, 2009 Assets Market Value A. Cash and Cash Equivalents $ 342,009 B. General Investments 1. Common Stocks $ 10,806,520 2. Bonds 6,087,443 C. Receivables 1. Accrued Interest $ 0 2. Member Contributions Receivable 87,907 3. Accounts Receivable 0 D. Payables 1. Accounts Payable $ 0 2. Due to Broker 0 E. Plan Assets (A + B + C - D) $ 17,323,879 11:1 Gabriel Roeder Smith & Company Table V City of Winter Springs Defined Benefit Plan Reconciliation of Plan Assets A. Total Market Value of Assets as of October 1, 2008 $ 15,622,479 B. Receipts During Period 1. Contributions a. Member $ 306,420 b. City and County 1,781,197 c. Total $ 2,087,617 2. Investment Income a. Interest and dividends $ 163,200 b. Realized gains /(losses) (2,664,309) c. Unrealized gains /(losses) 2,849,148 d. Net investment income $ 348,039 3. Total receipts during period S 2,435,656 C. Disbursements Duriniz Period 1. Pension payments $ 606,832 2. Contribution refunds 10,442 3. Administrative expenses 116,982 4. Total disbursements during period $ 734,256 D. Total Market Value of Assets as of September 30, 2009 $ 17,323,879 191 Gabriel Roeder Smith & Company Table V (Cont'd) City of Winter Springs Defined Benefit Plan Development of Actuarial Value of Assets as of September 30 A. Preliminary total actuarial value from prior year B. Market value beginning of year C. Market value end of year D. Non - investment net cash flow E. Investment return 1. Total market value return: C. - B. - D. 2. Amount for immediate recognition (8 %) 3. Amount for phased -in recognition: E.1. - E.2. F. Phased -in recognition of investment return: 1. Current year: 20% of E.3. 2. First prior year 3. Second prior year 4. Third prior year 5. Fourth prior year 6. Total phased -in recognition of investment return G. Total actuarial value end of year 1. Preliminary total actuarial value end of year: A. + D. + E.2. + F.5. 2. Upper corridor limit: 120% of C. 3. Lower corridor limit: 80% of C. 4. Total actuarial value end of year: G.1., not more than G.2., nor less than G.3. H. Difference between total market value and total actuarial value L Actuarial value rate of return J. Market value rate of return 2009 $ 18,759,317 15,622,479 17,323,879 1,353,361 2010 2011 2012 $ 21,409,499 17,323,879 2013 348,039 1,303,933 (955,894) (191,179) (885,152) (191,179) 480,905 (885,152) (191,179) 346,980 480,905 (885,152) (191,179) 241,334 346,984 480,907 (885,153) (191,178) (7,112) (248,442) (595,424) (1,076,332) (191,178) 21,409,499 20,788,655 13,859,103 20,788,655 (3,464,776) 3.5% 2.1% -to- Gabriel Roeder Smith & Company Table VI City of Winter Springs Defined Benefit Plan Actuarial Gains (Losses) for Plan Year Ending September 30, 2009 A. Derivation of Actuarial Gain (Loss) 1. City and County net normal cost $ 1,064,334 2. Unfunded actuarial accrued liability 13,667,280 3. City and County contributions previous year 1,781,197 4. Interest on: (a) City and County net normal cost $ 85,147 (b) Unfunded actuarial accrued liability 1,093,382 (c) City and County contributions 71,248 (d) Net total: (a) + (b) - (c) $ 1,107,281 5. Expected unfunded actuarial accrued liability current year: (1. + 2. - 3. + 4.) $ 14,057,698 6. Actual unfunded actuarial accrued liability current year 16,862,362 7. Actuarial gain (loss): (5. - 6.) $ (2,804,664) B. Approximate Portion of Gain (Loss) Due to Investments 1. Actuarial value of assets previous year $ 18,746,975 2. Contributions during period 2,087,617 3. Benefits and administrative expenses during period 734,256 4. Expected appreciation for period 1,553,893 5. Expected actuarial value of assets current year: (1. + 2. - 3. + 4.) $ 21,654,229 6. Actual actuarial value of assets current year $ 20,788,655 7. Approximate investment gain (loss): (6. - 5.) $ (865,574) C. Approximate Portion of Gain (Loss) Due to Liabilities: A. - B. $ (1,939,090) NNE Gabriel Roeder Smith & Company Table VII City of Winter Springs Defined Benefit Plan Amortization of Unfunded Actuarial Accrued Liability A. Unfunded Actuarial Accrued Liability B. Covered Payroll History* Covered Unfunded Amortization Date Increase Liability $ 10,752,720 Payment October 1, 2008 October 1, 2009 $ 16,862,362 $ 1,423,345 October 1, 2010 $ 16,674,138 $ 1,423,345 October 1, 2011 $ 16,470,856 $ 1,423,345 October 1, 2012 $ 16,251,312 $ 1,423,345 October 1, 2013 $ 16,014,204 $ 1,423,345 October 1, 2039 $ 0 $ 0 B. Covered Payroll History* * Information prior to October 1, 2008 as reported by prior actuary. -12- Gabriel Roeder Smith & Company Covered Annual Date Payroll Increase October 1, 2009 $ 10,752,720 (0.1 %) October 1, 2008 $ 10,767,596 (3.8 %) October 1, 2007 $ 11,190,013 6.7% October 1, 2006 $ 10,489,087 8.6% October 1, 2005 $ 9,659,446 7.5% October 1, 2004 $ 8,982,189 11.0% October 1, 2003 $ 8,094,829 22.9% October 1, 2002 $ 6,586,077 0.3% October 1, 2001 $ 6,569,263 N/A Eight Year Average Annual Increase 6.4% * Information prior to October 1, 2008 as reported by prior actuary. -12- Gabriel Roeder Smith & Company Table VIII City of Winter Springs Defined Benefit Plan Accounting Disclosure Exhibit I. Number of Plan Members a. Retirees and beneficiaries receiving benefits b. Terminated plan members entitled to but not yet receiving benefits c. Active plan members d. Total H. Financial Accounting Standards Board Allocation as of October 1, 2009 A. Statement of Accumulated Plan Benefits 1. Actuarial present value of accumulated vested plan benefits a. Participants currently receiving benefits b. Other participants c. Total 2. Actuarial present value of accumulated non - vested plan benefits 3. Total actuarial present value of accumulated plan benefits B. Statement of Change in Accumulated Plan Benefits 1. Actuarial present value of accumulated plan benefits as of October 1, 2008 2. Increase (decrease) during year attributable to: a. Plan amendment b. Change in actuarial assumptions c. Benefits paid including refunds d. Other, including benefits accumulated, increase for interest due to decrease in the discount period e. Net increase 3. Actuarial present value of accumulated plan benefits as of October 1, 2009 C. Significant Matters Affecting Calculations 1. Assumed rate of return used in determining actuarial present values 2. Change in plan provisions 3. Change in actuarial assumptions -13- 10/01/2008 31 84 231 10 /01 /2009 41 92 221 346 354 $ 5,383,427 $ 8,258,162 18,789,474 20,065,675 $ 24,172,901 $ 28,323,837 $ 525,243 $ 489,901 $ 24,698,144 $ 28,813,738 $ 24,698,144 $ 0 0 (617,274) 4,732,868 $ 4,115,594 $ 28,813,738 8.0% None. None. Gabriel Roeder Smith & Company Table VIII (Cont'd) City of Winter Springs Defined Benefit Plan Accounting Disclosure Exhibit III. Annual Pension Cost For the Current Year and Related Information: Contribution rates: City Members Actuarial valuation date Annual pension cost Contributions made Actuarial cost method Amortization method Remaining amortization period 21.7% 2.6% October 1, 2009 $ 2,331,410 To be determined Entry Age Normal Level percent, closed 30 years Asset valuation method 5 year smoothed market Actuarial assumptions: Investment rate of return * 8.0% Projected salary increases * 3.0%-7.5% * Includes expected inflation at 3.0% -14- Gabriel Roeder Smith & Company Table VIII (Cont'd) City of Winter Springs Defined Benefit Plan Accounting Disclosure Exhibit IV. Historical Trend Information A. Schedule of Emblover Costs (GASB No. 25 Fiscal Year Annual Required Percentage of Ended Contribution (ARC) ARC Contributed 09/30/2004 % 1,156,923 88% 09/30/2005 S 1,424,101 89% 09/30/2006 S 1,564,228 96% 09/30/2007 S 1,807,722 102% 09/30/2008 S 2,005,100 100% 09/30/2009 S 1,781,651 100% B. Schedule of Employer Costs (GASB No. 27) Fiscal Year Annual Pension Percentage of Ended Cost (APC) APC Contributed 09/30/2004 S 1,133,309 89% 09/30/2005 S 1,410,081 89% 09/30/2006 S 1,562,165 96% 09/30/2007 S 1,810,230 102% 09/30/2008 S 2,004,975 100% 09/30/2009 S 1,781,197 100% V. Annual Pension Cost and Net Pension Asset Fiscal Year Ended Annual Required Contribution (ARC) Interest on Net Pension Asset (NPA) Adjustment to ARC APC City Contributions (Increase) Decrease in NPA NPA (beginning of year) NPA (end of year) 9/30/2009* $ 1,781,651 (454) 0 $ 1,781,197 $ (1,781,197) $ 0 (5,673) $ (5,673) Net Pension Oblitiation/(Asset $ (175,246) $ (25,791) $ 31,354 $ (1,563) $ (5,673) $ (5,673) 9/30/2010 $ 2,331,360 (454) 504 $ 2,331,410 * As reported in Comprehensive Annual Financial Report (CAFR) -15- Gabriel Roeder Smith & Company Table VIII (Cont'd) City of Winter Springs Defined Benefit Plan Schedule of Funding Progress (Dollar Amounts in Thousands) VL Schedule of Funding Progress' I Information prior to October 1, 2008 as reported by prior actuary. 2 Frozen Initial Liability prior to change in method as of October 1, 2008 -16- Gabriel Roeder Smith &c Company Actuarial Accrued Unfunded UAAL as a Actuarial Liability (EAN AAL Funded Percentage of Actuarial Value of Assets (AAL) (UAAL) Ratio Payroll Payroll Valuation Date (a) (b) (b - a) (a/b) (c) ((b -a) /c) 10/01/2004 $ 8,135 $ 10,932 $ 2,797 74.4% $ 8,982 31.1% 10/01/2005 $ 9,716 $ 13,178 $ 3,462 73.7% S 9,659 35.8% 10/01/2006 $ 11,951 $ 16,043 $ 4,092 74.5% $ 10,489 39.0% 10/01/2007 $ 15,527 $ 20,114 $ 4,587 77.2% $ 11,190 41.0% 10/01/2008 $ 18,747 $ 32,414 $ 13,667 57.8% $ 10,768 126.9% 10/01/2009 $ 20,789 $ 37,651 $ 16,862 55.2% $ 10,753 156.8% I Information prior to October 1, 2008 as reported by prior actuary. 2 Frozen Initial Liability prior to change in method as of October 1, 2008 -16- Gabriel Roeder Smith &c Company Table IX City of Winter Springs Defined Benefit Plan Outline of Principal Provisions of the Retirement Plan A. Effective Date Plan adopted as a Money Purchase Floor Offset plan on October 1, 1997. Plan amended and restated as a Defined Benefit Plan effective October 1, 2000. Plan most recently amended by Resolution 2007 -20 effective April 23, 2007. B. Eli ig bility Requirements Employees working 30 or more hours per week are eligible to join the Plan on the first day of the month following completion of six (6) months of service. C. Accrual Service Years of Accrual Service are any Plan Year during which an Employee completes at least 1,000 hours of service, including years of service completed prior to participation in the Plan. D. Total Compensation Wages, salaries and other amounts received (whether or not paid in cash) for personal services actually rendered in the course of employment. This includes but is not limited to commissions, overtime pay and bonuses. E. Final Average Compensation Average earnings during the three (3) highest consecutive compensation periods during employment with the City. F. Normal Retirement 1. Eligibility: (a) Attainment of age 65; or (b) Completion of 30 years of service and determined to be disabled under the City's long term disability insurance policy. 2. Benefit: 3.00% times Final Average Compensation multiplied by Accrual Service, up to a maximum of 30 years. -17- Gabriel Roeder Smith & Company Table IX (Cont'd) City of Winter Springs Defined Benefit Plan Outline of Principal Provisions of the Retirement Plan G. Early Retirement 1. Eligibility: (a) Attainment of age 55 and completion of ten (10) years of service; or (b) Completion of 25 years of service. 2. Benefit: Benefit accrued to date of early retirement, actuarially reduced for each year early retirement benefit commencement precedes age 55. H. Late Retirement 1. Eli ig bility: Continued employment beyond Normal Retirement Date. 2. Benefit: Greater of (a) and (b): (a) Accrued benefit calculated as for Normal Retirement based upon service and pay at Late Retirement Date. (b) Actuarially increased benefit as of Late Retirement Date. I. Disabilitv Retirement 1. Eligibility: Completion of 30 years of service and determined to be disabled under the City's long term disability insurance policy. 2. Benefit: 3.00% times Final Average Compensation multiplied by Accrual Service. J. Death Benefit Beneficiary entitled to a monthly benefit supported by the present value of the non - forfeitable accrued benefit at the time of the participant's death. If death occurs after actual retirement, the beneficiary receives whatever is payable under the form of benefit option elected. -18- Gabriel Roeder Smith & Company Table IX (Cont'd) City of Winter Springs Defined Benefit Plan Outline of Principal Provisions of the Retirement Plan K. Participant Contributions Three percent (3 %) of compensation for General Employees and Police Officers. L. Vested Benefit Upon Termination 100% vested in required participant contributions. Participant contributions made after October 1, 2000 are included in the deferred vested benefit payable at normal or early retirement date. Upon termination of service prior to normal or early retirement date a participant shall be entitled to a benefit payable at normal or early retirement date calculated as for normal retirement. Based on pay and service at date of termination multiplied by a percentage from the following table. Years of Service Vested Percentage Less Than 3 0% 3 20% 66 4 40% 5 60% 6 80% 7 100% M. Normal Form of Payment of Retirement Income Monthly benefit payable for life. Other Options Actuarially equivalent joint and survivor at 50 %, 75 %, 100 %; or ten (10) years certain and life. N. Changes Since Previous Valuation None. Sol Gabriel Roeder Smith & Company Table X City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation A. Mortality For healthy General Employee participants, the RP -2000 Combined Mortality Table was used with separate rates for males and females and fully generational mortality improvements projected to each future decrement date. For healthy Firefighter and Police Officer participants, the RP -2000 Combined Mortality Table with Blue Collar Adjustment was used with separate rates for males and females and fully generational mortality improvements projected to each future decrement date. For disabled participants, the RP -2000 Combined Disabled Mortality Table was used with separate rates for males and females and fully generational mortality improvements projected to each future decrement date. B. Investment Return 8.0 %, compounded annually, net of investment expenses. C. Allowances for Expenses or Contin eg ncies Prior year's actual administrative expenses are included in Normal Cost. D. Salary Increase Factors Current salary is assumed to increase at a rate based on the table below per year until retirement. -20- Gabriel Roeder Smith & Company General Firefighters and Service Employees Police Officers Less than 5 years 6.5% 7.5% 5 - 9 years 5.5% 5.5% 10 - 14 years 4.5% 5.5% 15+ years 3.0% 3.5% -20- Gabriel Roeder Smith & Company Table X (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation E. Employee Withdrawal Rates 1. Withdrawal rates for male General Employees were used in accordance with the following illustrative example: 2. Withdrawal rates for female General Employees were used in accordance with the following illustrative example: Withdrawal Rates per 100 Employees Service 7ARe 0 1 2 3 4 5 6 _ 8 9 10+ 32.8 25.4 22.7 18.4 15.8 11.7 11.1 11.1 11.0 10.0 9.8 25 27.2 18.5 17.2 14.6 12.7 9.7 8.5 8.4 7.7 6.3 6.2 30 25.8 15.4 14.0 13.2 11.8 8.8 7.8 7.1 6.4 5.5 4.7 35 25.8 14.3 12.8 12.6 10.9 8.5 7.5 6.8 6.2 5.3 4.2 40 24.4 12.6 12.0 10.7 9.0 7.4 6.7 6.2 5.8 5.3 3.0 45 24.4 12.5 11.6 10.3 8.8 6.8 6.5 6.0 5.1 5.1 2.7 50 23.4 12.2 10.7 9.4 7.9 6.0 5.5 5.3 4.6 4.6 3.0 55 27.4 12.2 10.7 9.3 7.8 6.8 5.4 5.2 4.4 4.3 4.5 60 27.4 12.2 10.7 9.3 7.8 6.8 5.4 5.1 4.3 4.2 5.3 65 27.4 12.2 10.7 9.3 7.8 6.8 5.4 5.1 4.3 4.2 3.7 2. Withdrawal rates for female General Employees were used in accordance with the following illustrative example: The withdrawal assumptions are the withdrawal assumptions used in the July 1, 2009 Florida Retirement System (FRS) Actuarial Valuation. -21- Gabriel Roeder Smith & Company Withdrawal Rates per 100 Employ Service Age 120 0 1 2 3 4 5 6 7 8 9 10+ 30.3 25.8 22.1 17.4 15.4 13.5 11.4 11.3 10.5 10.2 11.6 25 26.6 19.8 17.1 13.0 12.9 10.7 9.7 9.2 7.8 7.1 5.3 30 25.4 16.9 14.5 11.6 11.3 9.4 8.7 8.1 7.1 6.5 5.4 35 25.4 15.9 13.5 11.2 10.9 9.0 8.0 7.8 6.8 6.2 4.6 40 24.4 14.0 12.1 10.0 9.1 7.0 6.5 6.3 6.1 5.0 3.3 45 24.4 13.9 11.9 9.8 8.8 6.7 6.5 6.1 5.8 4.7 3.0 50 23.2 13.4 11.0 8.8 8.4 6.2 5.9 5.5 5.5 4.6 3.0 55 23.2 13.4 11.0 8.7 8.3 6.1 5.8 5.4 5.4 4.5 3.0 60 23.2 13.4 11.0 8.7 8.3 6.1 5.8 5.4 5.4 4.5 3.0 65 23.2 13.4 11.0 8.7 8.3 6.1 5.8 5.4 5.4 4.5 3.0 The withdrawal assumptions are the withdrawal assumptions used in the July 1, 2009 Florida Retirement System (FRS) Actuarial Valuation. -21- Gabriel Roeder Smith & Company Table X (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation E. Employee Withdrawal Rates (continued) 3. Withdrawal rates for male Firefighters and Police Officers were used in accordance with the following illustrative example: 4. Withdrawal rates for female Firefighters and Police Officers were used in accordance with the following illustrative 45 21.3 10.2 Withdrawal Rates per 100 Employ Service 7.6 7.0 6.1 7 AARe 0 1 2 3 4 5 6 7 8 9 10+ Age 21.4 10.3 8.6 8.4 7.5 5.3 5.2 3.1 2.9 2.6 2.3 25 20.6 9.8 8.1 7.9 7.0 5.3 5.2 3.1 2.9 2.6 2.3 30 20.6 9.5 7.7 7.5 6.7 5.3 5.2 3.1 2.9 2.6 2.1 35 20.6 8.8 7.4 7.2 6.5 5.3 5.1 3.1 2.9 2.6 2.0 40 20.6 8.0 6.8 6.7 6.0 4.8 4.6 3.1 2.9 2.6 1.9 45 20.6 7.3 6.0 6.0 5.5 4.3 4.1 3.1 2.9 2.6 1.8 50 20.6 6.5 5.3 5.3 5.0 3.8 3.6 3.1 2.9 2.6 1.8 55 20.6 5.8 4.7 4.7 4.6 3.3 3.2 3.1 2.9 2.6 1.8 60 20.6 5.3 4.7 4.7 4.6 3.3 3.2 3.1 2.9 2.6 1.8 65 20.6 5.3 4.7 4.7 4.6 3.3 3.2 3.1 2.9 2.6 1.8 4. Withdrawal rates for female Firefighters and Police Officers were used in accordance with the following illustrative The withdrawal assumptions are the withdrawal assumptions used in the July 1, 2009 FRS Actuarial Valuation. - 22- Gabriel Roeder Smith & Company 45 21.3 10.2 Withdrawal Rates per 100 Employ 7.6 7.0 6.1 5.9 5.0 mp� 4.1 2.5 Service 21.3 9.2 6.6 6.6 6.4 Age 0 1 2 3 4 5 6 7 8 9 10+ 20 21.3 15.5 12.3 10.3 9.7 6.1 5.9 5.0 4.2 4.2 1.9 25 21.3 14.2 11.6 9.8 9.2 6.1 5.9 5.0 4.2 4.2 1.9 30 21.3 13.2 10.6 9.3 8.7 6.1 5.9 5.0 4.2 4.2 1.7 35 21.3 12.2 9.6 8.8 8.4 6.1 5.9 5.0 4.2 4.1 1.5 40 21.3 11.2 8.6 8.3 7.6 6.1 5.9 5.0 4.1 4.1 2.5 The withdrawal assumptions are the withdrawal assumptions used in the July 1, 2009 FRS Actuarial Valuation. - 22- Gabriel Roeder Smith & Company 45 21.3 10.2 7.6 7.6 7.0 6.1 5.9 5.0 4.1 4.1 2.5 50 21.3 9.2 6.6 6.6 6.4 6.1 5.9 5.0 4.1 4.0 1.6 55 21.3 8.4 5.8 5.6 5.4 5.3 5.1 5.0 4.1 4.0 4.0 60 21.3 8.4 5.8 5.6 5.4 5.3 5.1 5.0 4.1 4.0 4.0 65 21.3 8.4 5.8 5.6 5.4 5.3 5.1 5.0 4.1 4.0 4.0 The withdrawal assumptions are the withdrawal assumptions used in the July 1, 2009 FRS Actuarial Valuation. - 22- Gabriel Roeder Smith & Company Table X (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation F. Disability Rates 1. Line -of -duty disability rates for General Employees were used in accordance with the following illustrative example. A e Male Female 20 0.002% 0.000% 25 0.002% 0.001% 30 0.003% 0.001% 35 0.005% 0.003% 40 0.009% 0.005% 45 0.014% 0.008% 50 0.022% 0.010% 55 0.034% 0.016% L0 6 6 0.048% 0.022% 0.050% 0.020% 2. Non -duty disability rates for General Employees were used in accordance with the following illustrative example. we Male Femal rMF20 0.000% 0.000% 25 0.027% 0.010% 30 0.053% 0.026% 35 0.066% 0.049% 40 0.092% 0.070% 45 0.122% 0.114% 50 0.203% 0.184% 55 0.339% 0.294% 60 0.445% 0.419% ke 65 0.215% 0.105% The disability assumptions are the disability assumptions used in the July 1, 2009 FRS Actuarial Valuation. -23- Gabriel Roeder Smith & Company Table X (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation F. Disability Rates (continued) 3. Line -of -duty disability rates for Firefighters and Police Officers were used in accordance with the following illustrative example. 4. Non -duty disability rates for Firefighters and Police Officers were used in accordance with the following illustrative example. Awe Male Female 20 r 0.012% 0.008% 25 Awe 0.012% 0.008% 30 0.017% 0.016% 35 0.029% 0.037% 40 0.051% 0.068% 45 0.087% 0.106% 50 0.138% 0.153% 55 0.215% 0.152% L0.301% 60 6 0.206% 0.151% 65 0.231% 0.143% 4. Non -duty disability rates for Firefighters and Police Officers were used in accordance with the following illustrative example. Awe Male Femal 20 0.037% 0.036% 25 0.037% 0.036% 30 0.043% 0.046% 35 0.055% 0.075% 40 0.087% 0.118% 45 0.140% 0.209% 50 0.292% 0.254% 55 0.244% 0.328% 60 0.206% 0.328% ke 65 0.206% 0.328% The disability assumptions are the disability assumptions used in the July 1, 2009 FRS Actuarial Valuation. -24- Gabriel Roeder Smith & Company Table X (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation G. Assumed Retirement Abe Retirement rates were used in accordance with the following tables. 1. For members with less than ten (10) years of service: General Firefighters and Age Employees Police Officers Under 65 0% 0% 65 and above 100% 100% 2. For members with ten (10) or more years, but less than twenty -five (25) years of service: General Firefighters and 7-5564 e Employees Police Officers 10% 20% 65 and above 100% 100% 3. For members with twenty -five (25) or more years of service: -25- Gabriel Roeder Smith & Company General Firefighters and Awe Employees Police Officers Under 55 2% 5% 55 25% 50% 56-64 5% 20% 65 and above 100% 100% -25- Gabriel Roeder Smith & Company Table X (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation H. Marital Assumptions 1. 100% of active members are assumed to be married. 2. Females are assumed to be three (3) years younger than their male spouses. I. Interest on Future Participant Contributions 3.75 %, compounded annually. J. Asset Valuation Method The method used for determining the actuarial value of assets phases in the deviation between the expected and actual return on assets at the rate of 20% per year. The actuarial value of assets will be further adjusted to the extent necessary to fall within the corridor whose lower limit is 80% of the fair market value of plan assets and whose upper limit is 120% of the fair market value of plan assets. K. Cost Method Normal Retirement, Termination, Disability, and Death Benefits: Entry Age Normal Cost Method Under this method the normal cost for each active employee is the amount which is calculated to be a level percentage of pay that would be required annually from his entry age to his assumed retirement age to fund his estimated benefits, assuming the Fund had always been in effect. The normal cost for the Fund is the sum of such amounts for all employees. The actuarial accrued liability as of any valuation date for each active employee or inactive employee who is eligible to receive benefits under the Fund is the excess of the actuarial present value of estimated future benefits over the actuarial present value of current and future normal costs. The unfunded actuarial accrued liability as of any valuation date is the excess of the actuarial accrued liability over the assets of the Fund. L. Changes Since Previous Valuation None. -26- Gabriel Roeder Smith & Company Table XI Attained Age Group Under 25 25 -29 30 -34 35 -39 40 -44 45 -49 50 -54 55 -59 60 -64 65 & Over TOTAL City of Winter Springs Defined Benefit Plan Distribution by Attained Age Groups and Service Groups as of October 1, 2009 Firefighters ------------------------------------ - - - - -- COMPLETED YEARS OF SERVICE------------------------------------------ 0-4 5 -9 10 -14 15 -19 20 -24 25 -29 30 & Over Total - - - - - - - 0 - - - - - - - 0 1 - - - - - 1 - - - - - - 0 - 1 - 1 - - - 2 1 4 2 1 - 8 1 1 1 1 2 6 - - - - - 0 - - - - - - - 0 - - - - - - - 0 0 2 2 6 3 10/01/2008 46.04 years 27.39 years $ 60,367 0.0% 2 2 17 10/01/2009 47.04 years 27.39 years $ 73,980 0.0% Average Attained Age Average Hire Age Average Pay Percent Female _Z7_ Gabriel Roeder Smidi & Company Table XI (Cont'd) -28- Gabriel Roeder Smidi & Company City of Winter Springs Defined Benefit Plan Distribution by Attained Age Grows and Service Groups as of October 1, 2009 General Employees Attained ------------------------------------ - - - - -- COMPLETED YEARS OF SERVICE------------------------------------------ Age Group 00 = 4 55 - 10 -14 15 -19 20 -24 25 -29 30 & Over Total Under 25 4 1 - - - - - 5 25 -29 7 3 - - - - - 10 30 -34 6 4 3 - - - 13 35 -39 5 8 5 1 - - - 19 40 -44 5 1 1 1 - - - 8 45 -49 10 4 4 1 3 1 - 23 50 -54 2 9 2 9 4 2 - 28 55 -59 2 5 1 - 3 - 1 12 60 -64 2 3 5 - 1 - - 11 65 & Over 1 2 - - 2 1 - 6 TOTAL 44 40 21 12 13 4 1 135 10/01/2008 10/01/2009 Average Attained Age 45.83 years 45.64 years Average Hire Age 36.79 years 36.41 years Average Pay $ 42,213 $ 42,934 Percent Female 35.0% 35.6% -28- Gabriel Roeder Smidi & Company Table XI (Cont'd) -29- Gabriel Roeder Smidi & Company City of Winter Springs Defined Benefit Plan Distribution by Attained Age Groups and Service Groups as of October 1, 2009 Police Officers Attained ------------------------------------ - - - - -- COMPLETED YEARS OF SERVICE------------------------------------------ Age Group 00 = 4 55 - 10 -14 15 -19 20 -24 25 -29 30 & Over Total Under 25 3 - - - - - - 3 25 -29 7 2 - - - - - 9 30 -34 5 6 3 - - - - 14 35 -39 4 1 6 1 - - - 12 40 -44 1 4 4 1 4 - - 14 45 -49 - 2 2 - 1 1 - 6 50 -54 1 1 - - 3 - - 5 55 -59 - 1 1 - 2 - - 4 60 -64 - 2 - - - - 2 65 & Over - - - - - - 0 TOTAL 21 17 18 2 10 1 0 69 10/01/2008 10/01/2009 Average Attained Age 38.92 years 3 8.7 8 years Average Hire Age 29.64 years 29.08 years Average Pay $ 52,181 $ 53,608 Percent Female 18.3% 15.9% -29- Gabriel Roeder Smidi & Company Table XI (Cont'd) -30- Gabriel Roeder Smidi & Company City of Winter Springs Defined Benefit Plan Distribution by Attained Age Groups and Service Groups as of October 1, 2009 All Members Attained ------------------------------------ - - - - -- COMPLETED YEARS OF SERVICE------------------------------------------ Age Group 0 -4 5 -9 10 -14 15 -19 20 -24 25 -29 30 & Over Total Under 25 7 1 - - - - - 8 25 -29 14 5 - - - - - 19 30 -34 11 11 6 - - - - 28 35 -39 9 9 11 2 - - - 31 40 -44 6 6 5 3 4 - - 24 45 -49 10 6 7 5 6 3 - 37 50 -54 3 10 3 10 8 3 2 39 55 -59 2 6 2 - 5 - 1 16 60 -64 2 3 7 - 1 - - 13 65 & Over 1 2 - - 2 1 - 6 TOTAL 65 59 41 20 26 7 3 221 10/01/2008 10/01/2009 Average Attained Age 43.72 years 43.61 years Average Hire Age 33.90 years 33.43 years Average Pay $ 46,613 $ 48,655 Percent Female 27.3% 26.7% -30- Gabriel Roeder Smidi & Company Table XII City of Winter Springs Defined Benefit Plan Statistics for Participants Entitled to Deferred Benefits and Participants Receiving Benefits A. Entitled to Deferred Benefits Current Age Group Less than 40 40 -44 45 -49 50 -54 55 -59 60 -64 65 & Over TOTAL B. Receiving Benefits Current Age Group Less than 50 50 -54 55 -59 60 -64 65 -69 70 -74 75 & Over TOTAL Count 38 17 19 9 3 5 Count 3 1 8 11 9 6 Total Annual Benefit $ 253,422 148,988 195,419 65,949 4,213 17,497 2,234 $ 687,722 Total Annual Benefit $ 24,124 69,549 181,804 271,721 174,925 34,788 13,864 S 770,775 -31- Gabriel Roeder Smith & Company Average Annual Benefit $ 6,669 8,764 10,285 7,328 1,404 3,499 2,234 $ 7,475 Average Annual Benefit $ 8,041 69,549 22,726 24,702 19,436 5,798 4,621 $ 18,799 Table XIII City of Winter Springs Defined Benefit Plan Reconciliation of Emplovee Data A. Active Participants 1. Active participants previous year 231 2. Retired during year (9) 3. Died during year 0 4. Disabled during year 0 5. Terminated non - vested during year (4) 6. Terminated vested during year (11) 7. New active participants 15 8. Out on military leave (1) 9. Rehired during year 0 10. Active participants current year 221 B. Participants Receiving Benefits 1. Participants receiving benefits previous year 31 2. New retired participants 9 3. New terminated vested receiving benefits 1 4. New beneficiaries receiving benefits 0 5. Died or ceased payment during year 0 6. Retired or terminated vested receiving benefits current year 41 C. Terminated Vested Participants Entitled to Future Benefits 1. Terminated vested entitled previous year 84 2. Died during year 0 3. Commenced receiving benefits during year (1) 4. New terminated vested 12 5. Terminated vested paid lump sum (3) 6. Rehired 0 7. Adjustment 0 8. Terminated vested entitled current year 92 -32- Gabriel Roeder Smith & Company Table XIV City of Winter Springs Defined Benefit Plan Projected Retirement Benefits The above projected payout of Plan benefits during the next ten years is based on assumptions involving all decrements. Actual payouts may differ from the above estimates depending upon the death, salary and retirement experience of the Plan. However, since the projected payment is recomputed each valuation date, there is an automatic correction to the extent that actual experience varies from expected experience. -33- Gabriel Roeder Smith & Company Projected Total Fiscal Year Annual Payout 2010 $ 878,928 2011 $ 1,151,065 2012 $ 1,330,634 2013 $ 1,529,774 2014 $ 1,851,163 2015 $ 2,102,520 2016 $ 2,370,380 2017 $ 2,682,132 2018 $ 2,976,994 2019 $ 3,435,668 The above projected payout of Plan benefits during the next ten years is based on assumptions involving all decrements. Actual payouts may differ from the above estimates depending upon the death, salary and retirement experience of the Plan. However, since the projected payment is recomputed each valuation date, there is an automatic correction to the extent that actual experience varies from expected experience. -33- Gabriel Roeder Smith & Company Table XV City of Winter Springs Defined Benefit Plan Summary of Transaction Information' Year Benefits Administrative Employee City Actuarial Ending Paid Expenses Contributions Contributions Value 09/30/2009 $ 617,274 $ 116,982 $ 306,420 $ 1,781,197 $ 20,788,655 09/30/2008 384,482 70,423 365,288 1,663,951 18,746,975 09/30/2007 233,953 123,197 N/A 1,843,147 15,526,572 09/30/2006 171,697 84,340 N/A 1,505,020 11,951,383 09/30/2005 N/A N/A N/A 1,260,627 9,716,089 09/30/2004 140,509 62,225 N/A 1,013,379 8,134,588 09/30/2003 138,353 47,477 N/A 903,748 7,279,048 1 Information prior to September 30, 2008 as reported by prior actuary. z Includes refunds 3 Values prior to September 30, 2008 include Employee Contributions -34- Gabriel Roeder Smith 8c Company Table XV (Cont'd) City of Winter Springs Defined Benefit Plan Valuation 10/01/2009 10/01/2008 10/01/2007 10/01/2006 10/01/2005 10/01/2004 Actual 6.4% 3.9% N/A N/A N/A N/A Recent Compensation, Termination and Investment Return Experience Gene Police & Fire General Police & Fire Compensation Assumed Rate Termination of Return* 3.5% % Increase / (Decrease) 10.1% Ratio of Actual Net Market Assumed Actual Assumed to Expected 4.2% Value Yield* 5.1% 11.6% 5.3% 1.1 1.1 2.1% 3.0% 5.6% 3.0% 1.2 3.1 (16.8 %) N/A N/A N/A N/A N/A 13.8% N/A N/A N/A N/A N/A 8.6% N/A N/A N/A N/A N/A 11.5% N/A N/A N/A N/A N/A 12.6% Net Actuarial Assumed Rate Value Yield* of Return* 3.5% 8.0% 10.1% 8.0% 15.4% 8.0% 9.5% 8.0% 4.2% 8.0% 0.6% 8.0% Last Years N/A N/A N/A N/A N/A N/A (1.1 %) 9.6% 8.0% Last 5 Years N/A N/A N/A N/A N/A N/A 3.2% 8.5% 8.0% Last 6 Years N/A N/A N/A N/A N/A N/A 4.7% 7.1% 8.0% * Information prior to October 1, 2008 as reported by prior actuary. Investment Return -35- Gabriel Roeder Smith & Company Table XVI City of Winter Springs Defined Benefit Plan Actuarial Valuation as of October 1, 2009 State Required Exhibit 10/01/2008 10/01/2009 A. Participant Data 1. Active participants 231 221 2. Retired participants and beneficiaries receiving benefits 31 41 3. Disabled participants receiving benefits 0 0 4. Terminated vested participants 84 92 5. Annual payroll of active participants S 10,767,596 $ 10,752,720 6. Annual benefits payable to those currently receiving benefits S 504,444 $ 770,775 B. Value of Assets 1. Actuarial Value $ 18,746,975 $ 20,788,655 2. Market Value $ 15,622,479 $ 17,323,879 C. Liabilities 1. Actuarial present value of future expected benefit payments for active members a. Retirement benefits $ 31,544,607 $ 32,584,598 b. Vesting benefits 2,960,589 2,924,854 c. Death benefits 973,478 998,687 d. Disability benefits 341,696 1,129,880 e. Total $ 35,820,370 $ 37,638,019 2. Actuarial present value of future expected benefit payments for terminated vested members $ 2,179,784 $ 2,611,419 3. Actuarial present value of future expected benefit payments for members currently receiving benefits a. Service retired (includes DROPS) $ 3,966,840 $ 6,858,478 b. Disability retired 0 0 c. Beneficiaries 1,416,587 1,399,684 d. Miscellaneous (Refunds in Process) 17,861 22,401 e. Total $ 5,401,288 $ 8,280,563 -36- Gabriel Roeder Smith & Company Table XVI (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Valuation as of October 1, 2009 State Required Exhibit 4. Total actuarial present value of future expected benefit payments 5. Actuarial accrued liabilities 6. Unfunded actuarial accrued liabilities D. Statement of Accumulated Plan Benefits 1. Actuarial present value of accumulated vested benefits a. Participants currently receiving benefits b. Other participants c. Total 2. Actuarial present value of accumulated non - vested plan benefits 3. Total actuarial present value of accumulated plan benefits 10/01/2008 10/01/2009 $ 43,401,442 $ 48,530,001 $ 32,414,255 $ 37,651,017 $ 13,667,280 $ 16,862,362 $ 5,383,427 $ 8,258,162 18,789,474 20,065,675 $ 24,172,901 $ 28,323,837 525,243 489,901 $ 24,698,144 $ 28,813,738 E. Pension Cost 1. Total normal cost 2. Payment required to amortize unfunded liability 3. Interest adjustment 4. Total required contribution 5. Item 4 as a percentage of base payroll 6. Estimated employee contributions 7. Item 6 as a percentage of base payroll 8. Net amount payable by County and City 9. Item 8 as a percentage of base payroll $ 1,387,362 $ 1,356,965 1,147,129 1,423,345 119,897 132,201 $ 2,654,388 $ 2,912,511 24.7% 27.1% $ 323,028 $ 284,852 3.0% 2.6% $ 2,331,360 $ 2,627,659 21.7% 24.4% -37- Gabriel Roeder Smith & Company Table XVI (Cont'd) City of Winter Springs Defined Benefit Plan Actuarial Valuation as of October 1, 2009 State Required Exhibit F. Past Contributions (Prior Year Valuation) 1. Total contribution required 2. Actual contributions made: a. Members b. City c. Total G. Disclosure of Following It 1. Actuarial present value of future salaries - attained age 2. Actuarial present value of future employee contributions - attained age 3. Actuarial present value of future contributions from other sources 4. Amount of active members' accumulated contributions 5. Actuarial present value of future salaries and future benefits at entry age 6. Actuarial present value of future employee contributions at entry age 10/01/2008 10/01/2009 $ 2,005,100 $ 2,654,388 $ 306,420 N/A 1,781,197 N/A $ 2,087,617 N/A $ 93,841,493 $ 94,496,961 $ 2,641,746 $ 2,393,429 N/A N/A $ 1,948,000 $ 2,101,077 N/A N/A N/A N/A -38- Gabriel Roeder Smith & Company Table XVI (Cont'd) City of Winter Springs Defined Benefit Plan State Required Exhibit Amortization balances are written down in proportion to amortization payments. Unfunded Actuarial Accrued Liabilities 10/01/2000 10/01/2002 10/01/2003 10/01/2004 10/01/2005 10/01/2006 10/01/2007 10/01/2008 10/01/2008 10/01/2009 Initial Assumption Change Plan Amendment Plan Amendment Plan Amendment Plan Amendment Plan Amendment Plan Amendment and Assumption Change Method Change Actuarial Loss (Gain) TOTAL Current Remaining Unfunded Amortization Funding Liabilities Payment Period 2,252,060 208,174 21 years (28,623) (2,555) 23 years 180,259 15,852 24 years 272,196 23,610 25 years 561,938 48,133 26 years 644,209 54,548 27 years 657,238 55,067 28 years 2,942,191 244,143 29 years 6,576,230 545,696 29 years 2,804,664 230,677 30 years $ 16,862,362 $ 1,423,345 This actuarial valuation and/or cost determination was prepared and completed by me or under my direct supervision, and I acknowledge responsibility for the results. To the best of my knowledge, the results are complete and accurate, and in my opinion, the techniques and assumptions used are reasonable and meet the requirements and intent of Part VII, Chapter 112, Florida Statutes. There is no benefit or expense to be provided by the plan and/or paid from the plan's assets for which liabilities or current costs have not been established or other wise provided for in the valuation. All known events or trends which may require material increase in plan costs or required contribution rates have been taken into account in the valuation. Enrollment Number: 08 -02802 Dated: September 24, 2010 Lawrence F. Wilson, A.S.A. -39- Gabriel Roeder Smith & Company