HomeMy WebLinkAbout1998 10 07 Regular Item C
CITY OF WINTER SPRINGS, FLORIDA
1126 EAST STATE ROAD 434
WINTER SPRINGS, FLORIDA 32708.2799
Telephone (407) 327.1800
Community Development
PLANNING & ZONING BOARD / LOCAL PLANNING AGENCY
AGENDA ITEM
II.C.
MEETING WITH BOB GUTHRIE, IMTERIM CITY
ATTORNEY, TO REVIEW FINAL DRAFT OF THE
BYLA WS/RULES OF PROCEDURE.
Staff Report
The Board, at its August 2nd meeting, discussed inviting the Interim City Attorney to the
September meeting of the P & Z Board to review the draft BylawslRules of Procedure.
NOTE:
Please bring your copy of the last draft of the Bylaws/Rules of Procedure
with you to the meeting.
FOR YOUR INFORMATION
c
o
P
M
L
M
/ N G
ONE
R
5
N N
5 5 /
A
/
NEWS & INFORMA'flON FOR CI')"IZEN PLANNI:RS
Access Management
PLANNING COMt-.'1ISS10NERS JOURNAl. I NUMBER 29 I WINTER 1998
FOR YOUR INFORMATION
FROM THE EDITOR
Taming
Our Roads
Too often it seems that our roads con-
trol us - rather than the other way round.
It's time for us LO tame our roads, and have
them support our land USE: priorities.
For better or worse we live in a country
where roads and highways are everywhere.
While it's a worthwhile goal to lessen our
dependence on the automobile, we also
need to deal with the reality that, ror the
foreseeable future, cars will continue 10
provide the principal rorm or transportation
for most of us.
Given thiS, as planners we need to take
steps to ensure that roadways minimize
strip and sprawl development - and allow
for a safe pedestrian environment.
In this issue of the PC] you'll find a
guide to "roadway access management"
prepared by Beth Hurnstone and Julie Cam-
poli. As you'll see, by better planning our
arterials and highway corridors, we can end
up with a land use pattern that more closely
matches QUI community's goals.
Speaking of roads, you'll also find inside
part one of Edward McMahon's two-pan
series on billboards. In this issue, McMahon
lays out the case against billboards_ In the
next PC], he'll provide steps your commu-
nity.can take if it decides to do something
about billboards_
Also in this issue is the debut of our
News, Noles & Quotes column. Prepared by
Dean Pierce, this column will provide
updates on noteworthy planning-related
developments from across the country.
I encourage you to let Pierce know when
your planning commission or department
has done work that other citizen planners
might find interesting. You can either write
or e-mail Pierce, or use the convenient
News, Notes & Quotes form available on
our Planners Web site:
www.plannersweb.coml
nnq_hlml
/)./~
Senville
FEATURES
a Access Management: An Overview
& Guide for Roadway Corridors
by Elizabeth Humsfone & Julie Campoli
What can be done 1O break the cycle of incrcnscd
congestion necessitating costly road widenings
that result in increased traffic? Planning consul.
tam Elizabeth Hurnstone and landscape architect
Julie Campoli provide a guide to strategies that
can help control the now of traffic between the
road and surrounding land.
m Video-Conference Training
for Planning Commissioners
by Kathleen McMahon
Providing planning commission training is
always a challenge. Time is limited and funds are
often scarce. Video-conferencing offers an
increasingly popular way of overcoming these
obstacles.
EEl Working With Planning Consultants
-Part I
by C. Gregory Dale,
Planning consultant Greg Dale outlines t~n key
elements to successfully getting started on a pro-
ject that will involve consultants - in pan I of a
three-part series.
DEPARTMENTS
EI The Effective Planning Commissioner
Elaine Cogan considers three basic variations in
the role planning commissions and commission-
ers c<ln take.
[Ill News, Notes & Quotes
lmroducing a new PC) column covering news of
interest to citizen planners. Dean Pierce reports
on: dealing with violence in New Hampshire;
paying more for sprawl in one California city;
redesigning an Iowa highway; and morc.
&II The Planning Commission At Work
One of the major challenges facing most com-
munities, and their planning boards, is how to
explain planning and the planning process in
terms citizens can understand. Mike Chandler
looks at how "citizen planning academies" have
helped two Virginia counties
m Looking Around
Billboards arc bad news for communities, argues
columnist Edward McMahon.
~ Insights
A checklist for making your planning commis.
sian more effective, by plnnning director Bruce
McClendon.
PLANNING
COMMISSIONERS
r
~"., ::)s.'~:~r~.< "~.. . '.I,~':,',,:~::"~
.! t . ,'. '., . . :' {J.:,Y~~, .r: ,. ;;.~ .~\. '-::,.. '. .
~ChampIain;PI1iilDlng:Pres~;j-liic__ "
"~"\' ...., '~,~. ,-' .... ,~., .~'r.'':'' ... ;+0,."' ,..~-..~..... .-.. "
. :i;;p'~:tj,~i:'(t!.: ~p.b ::BoX":fI. i95'tj;1~. ~.~ r" t", .: .t.
i~;h;;,;."~.j{;,,{,.,,,,~~~\, p.;.'.....1. .1~'.,'.c:;;.it.'!,~:..~~.:.~J:' 1-
'E'-1,,'.'Burlmgton.,;v;r'O~406";;"""" ,-
:'?~j~>;!~: ,~'._' ,:~~~;:{~~\;~;/: <'1i~~-~:;~fj~.. f~
. .~~~~~;,; ':i.x.~eL'f!g2;~~:&-9.~}'~}.f,;{\.:<!:+f,;-' . ~
,,;'k>,~~. ;'~~", ~$),' >;.'.}r.\;,;i~j,{~':.~.;oc:~~,:,"f. i~*t~,.'. ~'7:"',.:t:
:. 'f.:WT.:;~\~',\i}Fax'IB02~624ts82JE"YP" .'. .':;,"
~l~(.-:",.t\j.'i;F';;'"'"-":;i'WlI11 .I<l."~~",:<t.*; v, ',i'.~.' '~'f
'T't",(' :.;. ~~'''''. ., .'';~lt"",~ '~"',' u' >l"""-.~':'<: ':; ,,~.
,','~~~~r~~~ltn?FJ@!9geilier'r!et-:J;:''':' -:tf~., ,
.f,;'~~;';.JJt :'J(_"',~:~~::&m1t~~~;.'.),~::.i{::;,~' .~
- .Cj.Worldi'Wia -- . ifi6rne;page:< '5- '.-:',
. ,,~;\".f",.' . ,::."";::JJN,, ',. '. ~
; ~ihtfP:(~> '~~~":.::(. ~~';
. ~,t. "\~'
\
"-
;,
~i :'
~.
;(,..
t_
"
I:
"
i....:,
~,<
'.lr
"
~~i.:.'.
'~.,"
:t.i
It
;1;.
'~'
., - ,- "".-." . '-'. .,*:
,~ """,,:,~':'" fn~.t ' " ~ff..,~!
;~, ::..l]',,~. '. \ ~,':.,.,;._ :r , J.\ir~
:,. -', ;'-c" .~Deslg < "'->'~B
t,\: , ,(;:;}~',~:. '~'~~:; >. ':tf/f
li1 .~~ .~. ,;.r-,.. Yo..- ,. .1.-.;,~ 1-
r( J';'!.o;:''''~,~'::; ',:r~j).
~;:. 'M!~.j'r~~.~Fe .' ~:';'~
.", <,' -'.> ~.,~.. < ~ , ' .
..... ,tl:;1"'4'~" "gr,~,.j I' . .,~
t'" .....-es,?~>..!~...~~t......, . . I_.' ~Jf
It ~:.{,.. \. 1:<.,. .,. I'. _ ~
f.~':- ..t:'<:,.---4:~{~ ,-.Cov .,~~; 'I:
. ,c;<!/".;"~,',, 'l',. I~" "r;l;
", '~l-~ ,'>,,{ ~1::;r~.>.~, "!"-
~':: .~'ilJ!'I':;o..' -PmlIlH6Jiiitbn'ilJ ,,; -. 'l","\{
l l~z,. ' " ; J'i'mt";O-"'",,'A~ l;t.;.r;. ~ '.;'~ \,' .
~.;' .!$ + ,GreenfieJ4. ...1~1qssac.11usetts.'. ;";"~~-,;
l';~ i~~,~~\><~~" '\~~~~{;~~:.y~:: ~:~~~1~il'
Ii, ~. .1'(<""5- ".~ . >"..,fi~Il<r~1rA}~.. __. ';l..".?'-
~.. _':':},'.'~. .u.uscnp..tlOnf, n.lormatlOn.-..';c~.iti~1l" ',"
1- "~._',,< }~~"o,-,,_,--'l"'"
~',:~..' ~b..l~:~~e'iJ.~~.-.d~y,?..t.".;t~ ...-~~:.'~~.~.{i.~.>."'.rfJ' I~.&c i.4~i1;,-~
J tli-'FaIl" -S - ndIiri1~ft~$. 45f'-:4dd'";t!;,1
(' ,~~~.,~~!lf. t9...,.nti.~5Ei,.'tf,.Y..,~~... '%';;:.:r.
:.:;. subSci;iptidris mailed'rQ'tJidsame,CUidress: $8'eiU1i.~
~.~ s~"~R:c;~,~~U~,tl~~{p~mi.~tio'n?,~l? 25;i!k9))
;: andJSmcilFcmmries ordn:..'ons.I.;;:....UlatWriS~U'ridif.
,t' """"""V".i' . '..~ ~,....gJ.. ~P"';'l~' . ,....... ''',
i~, 75W~O.{O)~"receive. 20..~~oyl th~f\~k~~arfl~..i~t~:
~, ISSN-,1058.5605, Postmaster-an(175ubscribers:
)' '.: ;".' '. . '. ":. ~ . '." 'T{>" '~", 't
!t::' ~h~ress chang~lt~~;lan~~g;:~rnm.~
V Jour;.~l,l ~O. Box ~2.~?:~~~,~lington!~YJ:P?4D?~~K~
. ~',,- '<~,,' "-f.
Edito~ai'PolicjE,l&--:->~
", _,'.1.' .~":i'),-?,i~
We~~rongly tncouragi:sUbscribe1tt~.contrib~~
neWs, informatinn, ond.idias_ A sta'iu1ardfonnfo~
sub~~~ns to the ~~~.~ Not~s sef(~n is ,cJy,a,iG
able. Articles and columns containtd,in~thejounUd
, , "~7 ','- '-, .....~
do not. necessarily reflect.the viewnjJthe jouiria1.;
The Journal is copyright protecteiby.' 9tampipi~
Planning Press 1998. For perm~io.n.;~, rep~~
or.distrWure any portion oIthe)~rjuU,.~ntal;~')Ji#.
EditDr. Th~ publication ~ designed tD''provide ciroi!;
, . '~o<I!
rate and authoritative information 9'~ the subj~~~
maUer covered. It is sold with the understanding
that the publisher is not engaged in r~ring leia1~'
accounting or other professional services. If legal or
other expert assistance is required, the services ora
competent proJessiorwl should be sought .
I' I. i\ N N I N C (: () I\-t MIS S ION E R S .I () URN i\ L I N U M 1\ r: R 2 9 I WIN T E R I 9 9 8
~m
._",..11;'1
THE EFFECTIVE I'LANNINC COMMISSIONER
Just What Is Your Planning Commission's Role?
.ough planning processes
vary among communities, the
commonality we probably share
is the belief that government has a role in
planning and managing orderly growth.
The difference is in the details. How do
planning commissions and commission-
ers view their roles in the process?
This is more than an esoteric issue, fOT
how you perceive yourselves individually
and as a unit underlies how and why you
make decisions. It also can be a basis for
explaining your actions to elected offi-
cials and ci tizens.
One way of looking at the question is
to ask whether you view your role pri-
marilyas that of: (l) a defender of the sta-
tus quo; (2) a citizen voice in the
planning process; or (3) an advocate for
planning principles or a particular plan-
ning style? Assuming that most of you
would answer you are "a little bit of this
and a little bit of that," the question still is
relevant: what are you most of the time?
While painted with a broad brush, the
following descriptions may help you and
your fellow commissioners think aboUl
your basic philosophical underpinnings.
Is your planning commission a
defender of the status quo? Are you
reluctant to break new ground or consid-
er new ideas? You can judge if this "shoe
fits" if you view your role as aclminister-
ing the community's zoning code -leav-
ing policy matters (including changes in
land use policy) to others. Such commis-
sions often serve principally as develop-
ment review boards, concentrating their
time and energy to review how projects
confonn to existing zoning standards.
Is your planning commission pri~
marily a voice for citizens in your com-
munity? Planning commissions that see
themselves in this role tend to believe
that any rules or regulations that may
impede access or services for citizens can
and should be changed. Within this
by Elaine Cogan
context, planning board meetings arc
likely to be prolongecl affairs where citi-
zens and commissioners have carle
blanche to speak as long as they like. and
it is difficult for board members to know
when they have heard enough to make a
decision. Moreover, commissions that
consider themselves a citizen voice may
have difficulty determining which "citi-
zens" they represent. For example. does
an mdividual who has lived in the com-
munity all his life but is now a controver-
sial developer lose his "citizen status" to
newcomers who represent today's politi-
cally correct neighborhood or environ-
mental interests?
Is your planning commission pri-
marily an advocacy group? Of the three.
this implies the most active role for a
planning board_ As advocates, commis-
sioners make tough decisions based an
strongly held beliefs or points of view.
Advocacy also implies a willingness to
speak out in other forums... newspaper
opinion columns, speeches to community
groups ... and to try to convince others.
At meetings, commissioners may tolerate
and be polite to staff or citizen views that
differ from their own, but the commis-
sioners' own opinions are stated clearly
and difficult to change. Advocates take a
high profile. and their victories - as well
as their defeats - 3re well known in the
community.
Which of these most accurately
defines your commission's situation?
If you are a defender of the status quo.
arc you confident that your current zon-
ing regulations and plan policies ade-
quately meet your community's needs for
the future?
As a citizen voice, do you try to find
out how most people might be affected by
matters before you and take that into con-
sideration as you make decisions?
Or as an advocate, are there lines you
will not cross. principles you will not
violate, even in the face of determined
opposition?
You and your commission need not
take on one of the above roles to the exclu-
sion of others. But taking the time to exam-
ine what unique combination of these
attributes makes the most sense in your
community may be a valuable exercise. .
Elaine Cogan, partner
in the Portland, Oregon,
planning and communica-
tions finn oj Cogan Owens
Cogan, is a consultant to
many communities under-
taking strategic planning
or visioning processes, Her
column appears in each
issue oj the PC].
, :~-~':i'
f:'
"'~<
. .
_ _-J:~::.
~t~~t;
""-"!""":=...,
',~.-:;"~,,, .-
~ ":'~-" ~ /{;
...-:t.,
.,.","
"
Thanks !
Our thanks to the following participants
on our on-line editorial review board for com-
menting on articles appearing in [his issue:
John Allen, Mark Aumen, Rober! L Beardsley,
Peler Buchsbaum, Jeanette Carr, Thomas C. Dow,
Carl Kohn, Ann English, Larry Fredlund, Wendy
Grey, Doug Hageman, Joel L. Huebner, Dean
Johnson, Lee A. Krohn. Wayne Lemmon, King
Leonard. Jeff Levine, Bob Makena, Dee McGee,
Marlha Morss, Gene Moser, Todd Nalion, Joanne
Pelerson, Suzanne Rllees, Martin Sanchez.
Barbara Sweef, Cassandra Thomas. Lindsley
WilIiams,Jim Yarbrough.
If you would like to assist liS by reviewing
draft articles, complete the sign up form at our
Web site: www.plannenweb.com/guesl.hfllll
PLANNING COt--.Ii\lISSIONERS JOURNAL I NUMBER 29/ WINTER 1998
D
FEATURE
Access Management: An Overview
Ae 1960s and 1970s were a
~'~ period of road building in
the United States. lnterstate
highways were constructed, major arteri-
al highways were improved, and new
roads were developed to provide access
to vast, undeveloped lands. With these
improvements more commercial devel-
opment appeared outside of urban and
village centers, particularly along major
highways and at interchanges. With
time. vacant lands between the commer-
cial uses filled in. Individual curb cuts for
each business lined the highway. Traffic
increased. Congestion began to cause
delays for drivers. People found it diffi-
cult to enter or leave businesses or
homes along the road. The number of
accidents grew. State and local officials
widened roads to handle more cars.
Before long there were traffic signals. left
turn lanes, and four, six, and even eight
travel lanes.
Figures 1-5 Below- Evolution of development
along a highway. In the early slages, land along the
road is usedfor farming with lillle traffic generat~
ed. As time passes, the highway corndar becomes a
de facto growth art~a Additional businesses demand
curb cuts which increase congestion, which results
in a wider road and more turning lanes.
by Elizabeth HumsWne & Julie Campoli.
What can be done to break this cycle
of increased congestion necessitating
costly road widenings which result in
increased traffic? While there is no single
solution, one important - and increas-
ingly used - strategy involves what is
called "access management."
WHAT IS ACCESS MANAGEMENT?
Access management is the planning,
design, and implementation of land use
and transportation strategies that control
the flow of traffic between the road and
surrounding land. Access management
can bring significant benefits to the com-
munity, such as:
. Postponing or preventing costly high-
way improvements
. Improving safety conditions along
highwa IS
2
3
. Reducing congestion and delays
. Providing property owners with safe
access to highways
. Promoting desirable land use patterns
. Making pedestrian and bicycle travel
safer
THE LAND USE - TRANSPORTATION
CONNECTION
In order to understand the role of
access management, it is critical to keep
in mind the close connection between
land use and transportation. Highways
provide access to land which enables the
development of that land. Land uses gen-
erate vehicle, pedestrian, bicycle, and
transit trips. In order to manage traffic
along a highway, both land use and trans-
portation strategies are necessary. To
manage one without the other will result
in congestion, deterioration of the high-
way corridor, and resident, business, and
landowner dissatisfaction.
Not all highways influence land
development in the same way. For exam-
ple, interchanges attract industries and
warehouses, whereas local streets pose
problems for these uses due to weight
limits, neighborhood conflicts, and limit-
ed maneuvering space.
... ...
farm
buildings . houses
motel S
~
.
..
...
f'LANNINC COMt\1ISS10NERS JOlJRN/\L I NUMB[n 29 I \V1NTr:n 19l)H
~~''''
~t;i< ~ir~
Highway systems can he barriers or
connectors between land uses. For exam-
ple, interstates bisect communities and
limit their interconnection to a few
underpasses, overpasses, or exits. Alter-
natively, local street networks connect
destinations within communities.
Traffic congestion and delays affect
the desirability of doing business along
parts of a highway corridor. Improve-
ments designed 1O ease congestion often
attract more traffic requiring morc
improvements in the future. Increased
highway capacity may result in the
spread of development to peripheral
areas, leaving vacant and ahandoned
areas behind.
Traffic volumes and choices of
mode of travel are influenced by the loca-
tion, denSity and mixture of land uses.
Communities that separate land uses
reinforce driving as the mode of choice.
Low denSity land uses also encourage
driving and require longer traitel times.
More people walk in compact, mixed use
cen ters.
The layout and design of land uses
can affect the choice of mode of travel.
Low density commercial and residential
developments, often with big road set-
backs, large lots, and low density, can
discourage walking and bicycling. Build-
ings set far apart by vast parking areas,
liberal landscaping and wide access roads
discourage walking between uses. Con-
nected sidewalks, attractive walking
environments, and pedestrian crosswalks
4
in compact settlements encourage more
walking trips.
Land use planning and access man-
agement need. to work together. When
communities plan for the future, they
should be aware of how their land use
plans will affect the levels of traffic,
appearance, and points of congestion on
highways.
CORRIDOR PLANNING
The focus of the "Access Manage-
ment Guide" which follows is on how
access management strategies can be
integrated into the planning and design
of major roadway corridors. Note the
word corridor. It is important in thinking
about roadways to consider not just the
physical right-of-way, but also the area
along the roadway. By looking at the
entire corridor, a community can evalu-
ate the traffic conditions, land use condi-
tions, and historic, scenic, and
environmental features; identify future
problem areas; and make broad recom-
mendations for the area.
Corridor planning is most often
undertaken with the assistance of a
regional or county planning commission
because many arterial and collector cor-
ridors serve regional transportation
needs. If a corridor plan is being devel-
oped for a regional arterial highway, all
communities along the highway will
need to participate in the planning
process.
Corridor planning requires broad
Planning Policies
That Assist
Access Management
1. Focus development in villages,
urban centers or other growth
centers.
2. Provide for mixed uses and
higher densities than surround-
ing areas in these growth
cen ters.
3. Do not plan narrow, commercial
strips along highways.
4. Redesign existing strip develop-
ment areas.
5. Limit development along arteri-
al highways in rural settings.
6. Plan for a community street
network.
7. Require master planning for
large tracts of land.
S. Plan and design transportation
improvements that fit with
community character.
public particIpation. Local officials,
regional or county planning representa-
tives, property owners, businesses, and
residents along the corridor, citizens. and
representatives from the state transporta-
tion agency should be included. All of
these people will be affected by the corri-
dor plan and. therefore, must help estab-
lish the plan. +
.. .. ..
, .
";' ~ ~ ~
~ . ~
.
.. ..
~:-- ..
P L t\ N N I N G C 0 t>.\ MISS ION E R 5 J 0 URN A L I N U 1>\ B E R 2 9 I \V I N T E R 1 9 9 8
n
FEATURE
Access Management:
A Guide for Roadway Corridors
Land Use Strategies
Set development bonndaries along a
corridor
Avoid zoning that allows for a com-
mercial strip along the length of the road-
way. Existing strip development
corridors may be defined in order to
focus attention on remedies to existing
conditions. However, these areas should
not be designated to enable a continua-
tion of bad practices that are causing
congestion and decline in the character
of the area.
Look for areas that can be zoned to
serve as compact centers for develop-
ment, such as existing village or urban
centers or major road inter-
sections. Check your muni-
cipal plan before defining
these areas.
The boundaries of
scenic corridors are often
defined by land that is most
visible from the road and
has high scenic quality.
For example, a corridor
through an agricultural
region will usually include
the farm fields and farm-
steads that can be seen from
the road. A corridor in a
gorge will include the steep
slopes up to the height of
land that is visible. Locate
important historic, scenic,
and environmen tal resour-
ces along a corridor
In order to implement land use
strategies that protect these resources,
the corridor management plan should
clearly identify where they are located. In.
fact, this is typically required as part of
federal or state agency review of major
roadway projects.
by Elizabeth Hums!one & Julie Campoli
Define appropriate land uses
Along rural stretches of road, limit
uses to agriculture, forestry, outdoor
recreation, conservation, and low density
housing or compatible activities. Allow
and encourage cluster residential devel-
opment. Consultation with your mu-
nicipal or county attorney is important
to ensure that any proposed land
use restrictions will not result in the
"taking" of property requiring compen-
sation.
In compact centers, provide for a bal-
ance of jobs, housing, and civic activities.
Limit the scale of development to what is
appropriate for your community.
Define standards for development -
lot size, density, setbacks
Compact centers along a highway
should have smaller lots and higher den-
sity than surrounding areas.
In existing and developing centers,
buildings should be set close to each
other and to pedestrian ways and main
streelS to encourage walking and shared
parking.
In rural areas and scenic, historic,
and environmental areas setbacks should
be based on distances that would be most
compatible with the character of the area
and that would preserve resources.
Define land subdivision standards for
lot layout, streets, dri-
veways, and location
of buildings
Look at the entire
parcel. Lot layout should
minimize linear devel-
opment along a high-
way except in planned
centers.
Access to arterial
or collector highways
should be restricted to
secondary roads or one
access point on the
highway if there are
no secondary roads.
In rural areas build-
ings and roads should
be located off of impor-
tant scenic or environ-
mental resource lands
though cluster development.
Dead end streets, cul-de-sacs. and
large "walled" developments should gen-
erally be avoided because they reduce
access and contribute to congestion.
Avoid commercial strip zoning. Looh for areas to serve as compact centers for development
Along undeveloped corridors, limit
the scale and denSity of buildings. Isolat-
ed, large-scale and dense projects can
create safety and congestion problems
along otherwise smoothly functioning
arterial highways.
I' LAN N I N G C 0 ,\1 :-'1 I S S ION [ R S J 0 URN A L I N U ,\1 fl E R 2 l) I \V I N T E R 1 l) I) H
n
Curb Cuts, Driveways
& Parking
I...
limit number of curb cuts permitted
per parcel or per linear feet of corri-
dor
Restrict the number of curb cuts per
parcel to one or none if alternative access
exists through a secondary road or a
shared driveway.
Reduce number of curb cuts along a
corridor
Close excessive curb cuts on a corri-
dor upon development or redevelopment Connect secondary roads or parking areas af the back oj lots.
of a parcel. Look for opportunities to
share access among properties.
Separate curb cuts and intersections
Establish minimum distances be-
tween cliTh cuts and between curb cuts
and public street intersections.
Plan for new street network
Map new secondary streets on which
driveways can be reloca ted. Place pro-
posed streets on an official map and plan
for construction in a capital budget and
program.
Align driveways
Align new or
relocated driveways
opposite each other
or offset at least 125
feet from each
other.
Relate driveway
design to travel
speed and traffic
volumes
Relate the design of
Align driveways driveways, includ-
ing width, length,
and curb radii, to travel speed and traffic
volumes on the corridor.
Require shared access and parking for
new developments, expansions or
redevelopments wherever possible
Consolidate parking lots and drive-
ways to minimize paved areas. Plan for
future shared parking by requiring
reserved rights-of-way and reciprocal
easements. Develop shared parking stan-
dards to reduce the amount of parking
Require shared driveways.
required for individual developments.
Prohibit direct parking access from
a parking space to an arterial or
collector
Prohibit parking that requires back-
ing out onto the road except in down-
~owns and village centers where speeds
are low.
Plan for public parking
Plan for municipal parking areas and
Locale parking areas behind buildings.
on-street parking in city and village
centers to reduce on-site parking and
encourage more compact development.
Require pedestrian aud bicycle con-
nections
Require sidewalks and other connec-
ti<?ns along roads where uses are concen-
trated and between buildings and
parking areas. Provide for pedestrian
crosswalks at regular intervals.
Make provisions for transit where
applicable
Locate transit stops at reasonable
intervals within and between centers and
make provisions for pedestrian access
between transit stops and buildings.
colllillucd Oil page 8
PLANNING COMMISSIONERS JOURNAL / NUMBER 29/ W1NTER 199B
D
...A Guide for Roadway Corridors
(Olllilllled from page 7
Site Development
Strategies
The design of individual sites directly
affects the success of access management
along a corridor. Through site plan
review and subdivision controls, a com-
munity can ensure that the subdivision
and development of parcds are meeting
its access management goals.
Viewing the Whole Parcel
In reviewing site development plans,
look at the entire parcel rather than sim-
ply the particular project. If the parcel
has frontage on a secondary road, access
points should occur there and not on a
major arterial or heavily-traveled collec-
lOr.
The lay-out of parking and loading
areas, and vehicular, bike, and pedestrian
circulation patterns should be undertak-
en with the corridor plan in mind. Ser-
vice roads, pedestrian links, shared
parking areas, and other inter-parcel site
components identified in the corridor
plan should be implemented during site
plan or subdivision review.
'\~:'" ',,0.;= ~::-,:,;: ",>;~~~.!r,""
Accc.~s poinls should be jrom secondmy fOnds, IIof
frotlllllajor arterials.
Lot Layout
. Subdivide parcels
into lots that do not
require direct access
to the road.
. Provide access
through a shared dri-
veway or new street
,.... '"
'4'.,'
Parking Lot loca-
tion and Design
. Site commercial
buildings close to
the road with park-
ing areas in the rear.
. Make provisions
at the back oflots for
secondary roads or
parking areas that
connect to other
parcels.
. Require shared
parking.
. Plan for future
shared parking by
requiring reserved
rights-of-way and re-
ciprocal easements.
. Prohibit parking
and loading that
requires backing out
onto the road except
in downtowns and
village centers where Limillhe number oj access points
speeds are low.
. Use landscaping 10 establish visual
and physical boundaries between park-
ing lots and roads.
Driveway Location and Design
. Restrict the number of curb cuts 10
one entrance and exit drive.
. Where excessive access exists,
install curbing to limit access to one or
two locations upon applications for
expansions, redevelopments, or change
of use.
. Require shared driveways between
two parcels, at the properly line.
. Provide adequate driveway length.
Driveways should be long enough to
allow adequate space for vehieles pulling
off the road and stacking to enter the
road.
. Align Driveways. Two-way drive.
ways should intersect the road at an
angle of 70 - 90 degrees.
. Provide adequate sight distance.
Sight distances from a curb cut should be
at least eleven times the speed limit.
. Alignment of highway at curb cut.
Curb cuts located on sharp hills should
be prevented. Driveway grades within
twenty feet of a roadway should be no
more than 3% uphill and 6% downhill.
Pedestrian and Bicycle
Considerations
. Require sidewalks in new de-
velopments and sidewalk connections
between parking lots and building
entrances, and between sites.
. Install crosswalks at intersections.
Install mid-block crossings where neces-
sary.
PLANNING COMMISSIONERS .JOURNAl. I NUi\IBER lL) I WINTER ]L)lJH
~
Reduce excessive curb cuts and define boundaries
. In downtown locations or between
destinations where pedestrian activity is
heavy, provide safe crossing opportuni-
ties through bump-outs or median
refuges.
. Set sidewalks back from the road.
Require on street parking or landscaping
10 create a buffer between sidewalks and
moving traffic.
. Service roads and driveways
should have limited widths and curb
radii to contribute to a low speed envi-
ronment (10-15 mph).
. Minimize pedestrian - vehicular
conflict points in the orientation and
configuration of parking areas and the
location of driveways.
. Provide bi ke racl<s and storage
areas near entrances lO public buildings,
including civic, commercial, and indus-
trial buildings. .
Elizabeth Humstone is
principal oj Humstone
Associates in Burlington,
Vermont. HUnls/one has
worked on a wide range of
planning studies and pro-
jects. She is also Chair oj
the State of Vermonts
Housing & Conservation
Trost Fund Board.
lr , .~~~
:~
}si:,.':
"....~~,\.,
-t-., \..
.:-;;r l.::-,.~".~
,~.'" ,~..,."
:-;;::' ~~)l) 'j
.~ ...... -.l::::i.:':':...,.' ,
I.; ~ ""{t~.J
.. - ,.;tf:..
I" f :.},,,,,,' /
, .'~.. '
f;l, "~ I '.
Ii I" 1 ~
\ I' ,I,,~\~:,,-' ~1,
-_:iJ~-:j;. .
\1.\1 f~tif.-
111 ,. "-5H~
,
Julie Campoli is a
landscape architect and
principal oj Urban Design
& Landscape Architec-
ture, based ill Burlingtoll.
Campoli is a/so a member
oj the Burlington Public
WOrllS Commission.
Material jrom this article was derived jroll1
rhe authors "Access Management Guidebooh"
prepared in 1996jor the Norlll\\'esl Regiollal
Planning Comlllissioll III SI. A/bcl/1s, Vennonl.
J)" Turning Traffic
, .
.' : ., '\ ~;t~f~.f~.?,~m?d~ti.~n of tum- .
. , :. '. ingtrilffic should be based on
. -..' .'i-'"'.,-. ;..~.~': ..'...,'~,..,'. ""l' . _'
, l' ilieJn:a.ffici..o}iiIll~;: c~p~city, and character ,
.- ,.~", ... '~ "I ~....'<f,""1 ~;, ,~).t'l .~.\~,..- .,.~ .... .' .. ' . .
:.~:';:'~f~t!i~!O~Hj;Y~y'j~g~!h~'~leeps,o~ oth~r ..:" _ '.
.,'Irlc;deS of.trnvel;~including'pedestrians< :,~,:; :'"~; .~
, "';...;....'1 ,',l,}"') 1 ,....."".",,- ~ '..." I' ~ ; ,,\ " ,....
, 'i i 'ana~bi~cles'. 'Eowiolume roads with no:- ~~:" ,
.~,';?'C;",;~lj....:>~>.~~\::-t';"::;f"k ",' ".',,,~ : ~:/ .;
, ^-" major:congestlOn or safety problems may, " ';. '.0
.t"i;:'it,;r:tr~}~";'V'w1!.'C';'.ii"""-":":;'il';'>; ',~"" ,.;..'~, ~./>,,:..:: '-'J
\r.f~;Jlnot;neemla tummgJanes. Widemng of" ~'~. 'r"~'f' : ~
.l,'Ji' .;~m;~"" ;~t"~"""" '''(..'''", ";;.J.' ~,,~ .;~,..' ",
~~.. ~e ic;roadS~an(rvina~fe'streets to{'r. '~~:N~~:
f,,"'J~.t .~}f4'..,l;'}J",' 'I\.:.r':'l~:";.l'd' "Ii!.';:' . (>',~:~ : ,W:{~' -...~
I;~~~' um.tngfmovements COll , arm I~ ';}' ~..
I~l.'f-S ~~"':;,:'t~'t,~. '~~;.;IY{.':',~_,I..?::i;r,~,;", . '
',""'~ teLo!. ilieseJoutes;;J';/ri-',:(,'!i" '1~~t.~~~€<<";1':
~ '" ;wJ'!~~Y,~~l "'~')c""'~:"J':-:;;,,,' - ":f-.;~.',;l"~''''--:
qQiJ:j9i1.\Qf1tUtitiPg\liI}~ f~.~~,a~<r:_~r.t/~
~~!1,~w/,~"'~'J."'d'ffi" ~'! ...~~I,.::;},q"._,
m~more 1 cult',:1'.~~ t:
~0{i'::cll:.a~~"'],''-~t.~' ,;.r?l~roi.~':;"I'"
cts WlUl U c::yc es:J~",peCla 'tel ~"',r
'i.Jl"Yli!'.i:'5;:~~~''!f.,'iiiJj.,;~';ii~.._<'~~>:If ~~J.1N
,0 'tunung\movem~n .. 4 'I' :",:.~,
..._''''-'..~.J.o.''-~ tJ1'" 'I
. "'a"l"-'!ECtCHrf]" "~
1m"'" <1u<UllCl w.. "\
~.r.;;"~'~~''''''ffi"'''> . .,
"'.','MtW'li"'"'''''' t1i""'. -"
ue"we gqgRttD e" 'r" '.
',,.'" ;IN,,.r,?;:' ,,\( '!I
.-or;1,. ,. -. .~
. ~,"
P LAN N I N G C 0 "-1 M [ S S ION E R S J 0 URN A L
NUi\II3ER 29~~"'( V'!I'NTER 1998
.L'.'.'....
o
f:,,;
r..~
i':;;",'
. ...
" ,
~,.~~ _:\~Psilir
~~M@Si, ~ f:..;.,,,,
,,$}lhiri1D' ',I?attxo~ e , '
~; 'iJ!3i\r \:t;~ ,.~~~\~~~J ~I ")1j\;i'iI. "r
:; """pldve' "SemiliJ1~i',1,o ~red,
";!.~.," _1~ . ~,')::IHiif:-_ . . '!;;a>~
.:"in his co. ressei:i,ISSUEcn,as,. ".
. '" . 0""r"'\i-~:' :I1j',.,.rt:B:,.t~., .~,,~~;-:,~~~,,_
.:;-:cerned. .I?rega~.is,\@io , .' oX'~p~~~.tt~p:,lanpi~&r a~d~~~~~.:', t ~,
-':"~ ::';~~~t;~.";":""$~ "..",+,., k_.,.,I;'S!!i<".. .)... :c.."ftP' :( ~
: have had~'zonmg::.rela~i:Lco,,(., ~nagem~ntJ' .tt,a_~egles,lo~~~'-1"V~
. 'flicts witli"o,''li.'firililii~[.-~~,~i~;~:n~'~~pte\!en#ti!i~ vidl[~~_'in~!~ci~;~ ,'~~1'
,. ,\: 'y;'\l. ',. ',..h'~-"~~~J..,jj\"",~> r'~;I~''9.'''t,': . r'hi .:-~. "l:'t"~~/.~. d'bo~ ''".d ,,J.ll~
Colebroo~;.aS'~~.n;~_:in~p~'..;:;;~:~~\\"__J~c ng.~mp oye~~,an . ~r ;,;"
. New Hampslil~e. 'Mea'riwliil~,: '.~. .c.';n:i'embers to recog*e predic-
city officia~'iri Lebanon,ZNi.\.J'.,I'- .:tors of violent behavior (since
Hampshire, are conte~plating . identifying a potentially vio-
a ban on guns in city btiiidih.gs lent situation ahead of time
and installation of a "'partic may reduce its likelihood) and
button" following a local resi- changing workplace design
dent's recent threats 1O dupli- (implementing certain design
cate the actions of Drega. features can also help mini-
N. Scott Weden, a Loss Pre,. mize workplace violence).
vention Manager with the New According to Weden, predic-
Hampshire Municipal Associa- tors of public workplace vio-
tion (NHMA), reports that lence vary, although many acts
incidents involving violence or of violence stem from domes-
threats of violence against tie disputes or disagreements
public officials have been a regarding the use or taxation
"'genuine concern of munici- of property. Weden adds that
palitiesn in New Hampshire in recommended workplace
recent months. design modifications include
In response to this concern, changing noor plans so that
the NHMA is carrying out per. they minimize the chance
haps the most comprehensive employees will become
program of its type in rhe entrapped (except for safe
country. The first pan of the rooms), increasing lighting,
program focuses on training and removing items that could
officials how LO diffuse paten.. be used as weapons.
tially threatening situations . The NMHA program also
through better listening and provides. for the loaning of
improved customer service. video and printcd materials on
The second pan provides prevcnting violence in the
training in a range of conflict workplace. In addition. all-site
'\'.
.,,<
,
L3ncaster, California, is gain-
ing national attention for its
innovative "'anti-sprawln
impact fee system. Known as
the Urban Structure Program,
or USp, the system encourages
concentrated growth by levy-
ing higher charges for new
development located outside
core service areas. Such
charges reflect the fact that this
development costs the public
more 1O serve due to the addi.
tional distance thar must be
traveled by police cruisers,
street sweepers, ete.
Located approximately 60
miles north of Los Angeles,
Lancaster adopted the US? in
1993. The system was put in
place following a period of
rapid residential growth that
placed considerable strain on
the City.
According to USP coordina-
ror David Ledbettcr. imple-
mentation of the program has
gone smoothl}'. Ledbetter
.!'
.'
Iowa ParkWay . ,'-:>
Redesigned with
Commission Input
A highway expansion project
once described as a "'cold, gray
Octopus" has been scaled back
in response to public opposi-
tion and sharp criticism from
the Des Moines, Iowa, Plan
and Zoning Commission. City
Council approval of the
redesigned project in lateJune
capped a six-month debate
over project aesthetics, high-
way engineering standards,
and the current and future
development potential of the
area.
The original design for the
project, which is to be located
along the southern gateway to
the City, called for elevating
significant portions of the
parkway and constructing a
high spccd cloverleaf.style
inlerchange. Critics of the plan
mainwincd that the proposed
P L i\ N N ] N GeL) tv! [vIIS S ION I: ]{ S J 0 U R r\ :\ t. / :\" U i\1 B E H 1 ') / ". 1 N T E J{ 1 \} 9 H
m
Value Placed on
Mother Nature's
Services
According to a team of ecolo-
gists and economists spon-
sored by the National Center
for Ecological Analysis and
Synthesis (NCEAS), the value
of services provided by the
world's ecosystem averages
$33 trillion (U.s.) annually.
This figure, which is consider-
ably higher than the currently
estimated global gross eco-
nomic product, "must be con-
sidered a minimum estimate,"
the team writes in the May
15th issue of [he journal
Nature.
In conducting its analysis,
the NCEAS team estimated the
":'~!
}ii~
'"i
~t~:
';<'
Dean Pierce,
a land use
and trans.
portation
planner, is
the past
President oj
the Vermont
Planners
Association. Comments and sug-
gestions for inclusion in future
columns are welcomed, Pierce
can be reached at: 6 North
Street, Middlebury, VT 05753,
or via e-mail, at:
deanpicrce@Usa.net,
PLANNING COMMISSIONERS JOURNAL I NUMBER 29 I WINTER 1998
!mil
FEATURE
Video-Conference Training for Planning
Commissioners
+at do Captain Kirk, George
Jetson, and the Sheridan, Wyo-
ming, Planning Commission
have in common? All have used two way
video-conferencing technologies to inter-
act with colleagues at remote locations,
Providing planning commission
training is always a challenge. Often
training is limited to digesting a stack of.
planning documents before being served
to a room full of angry citizens. Staff,
overwhelmed with agenda items, has lit-
tle time to conduct training. While state
and national planning workshops are
available, funds for planning commis-
sioner travel arc scarce, Video-con ferenc- .
ing offers an option to overcome these
obstacles.
Although 477 miles separate the
Wyoming towns of Sheridan and
Evanston, video-conferencing enabled
citizen planners from bo th communities
(and several more) to receive training
from two of the top land use attorneys in
the country - without leaving town. For
most participants, this opportunity
would not have been possible without
the cost sharing benefits and conve-
nience offered by the video-conference
format.
Video-conferencing allows training to
be broadcast from one site lO one or more
other sites. Participants at remote sites
watch the broadcast over a television
monitor. They can use a microphone to
ask questions of the trai ner. The trainer
at the originating site, as well as individ-
ual participants at any of the sites, can
see and interact with whoever is asking
the question. The Wyoming planning
commissioner video-conference men-
tioned above, involved citizen planners
participating interactively from eigh't
separate sites located across the state,
By broadcasting to multiple sites,
video-conferencing maximizes training
by Kathleen McMahon, AICP
Editor's Note: Educating citizens and
commissioners about planning issues is vital.
In this article, Kathleen McMahon will famil-
iarize you with how video-conferencing tech-
nology offers an effective, relatively low-cost
approach to training. After you read Kath-
leen McMahon~ article, tahe a looh at Mihe
Chandler~ column (on page 14). Chandler
focuses on another relatively new approach to
training: the citizen planning academy.
resources, Multiple agencies can share
the cost of speaker fees and equipment
rental. Bringing a nationally renowned
speaker would be cost prohibitive for
most communities. Video technology
makes training affordable.
The cost to rent the equipment for
the Wyoming planning commissioner
video-conference averaged $10 for each
participant. For a traditional conference,
mileage costs alone may range from $50
to $200 per person. Add in the savings in
travel time and possible overnight
accommodations and the cost advan-
tages of video-conferencing become
more evident.
Eliminating traveltime and costs
allows more commissioners to take
advantage of a single training cvenl.
Additionally, the workshop can easily be
taped for use in training of future com-
missioners.
ORGANtZING A VIDEO-CONFERENCE
Organizing a video-conference is not
difficult, though a minimum of three to
six months lead-time will probably be
necessary It is advisable first to contact
planning agencies to assess their interest
in participating in the training. There
should be an ample number of agencies
to share costs. A preliminary budget will
indicate if the training is affordable for
most agencies.
The two main costs typically are for
equipment rental and speaker fees. Most
video-conference equipment is rented on
an hourly basis plus a charge for each site
participating in the conference. In order
to make the training more affordable,
communities may want to find a sponsor
for the conference to underwrite some of
the costs.
Wyoming planning commissioners
had the following tips for a successful
video-conference:
. Distribute handouts in advance so
all sites can follow along with the trainer.
. Begin the conference with a roll call
of each remote site. Check to make sure
all sites are on-line and all equipment is
functioning,
. Take time to explain the operation
of the confefence, This is important since
video-conferencing will be new to most
participants. Explain how to ask ques-
tions, when breaks will occur, and what
to do in event of equipment failure. Make
sure everyone has phone numbers for the
broadcast site and remote sites.
. It is more difficult to maintain audi-
ence interest at femote sites whefe the
speaker is not physically present. Involve
all sites by allowing for questions and
interaction at fegular intervals.
. Another way to maintain interest is
to alternate between speakers for long
presentations, and to make use of over-
heads. Overheads that are broadcast need
to be relatively simple. A few lines of text
PLANNING COMMISSIONERS JOURNAL I NUMBEI~ 29 I WINTER t99H
m
and large type <ire recommended lo
make the information read<ible.
. A few extended hreaks are better
than frequent short breaks. Frequent
breaks consume too much time getting
participants seated and ready to resume
the workshop.
. Due to heavy demand and charges
for the equipment, video-conferences
follow a rigid schedule. The workshop
will probably not be able to extend past
the scheduled time. Maintain a strict
timetable and allow plenty of time for
questions.
. Provide evaluation forms so partic-
ipants can provide suggestions for suc-
cessful future conferences,
SUMMING Up:
In the past, planning commissioner
training may have seemed a luxury.
Today, video-conferencing technology
has made high quality training an
affordable option for planning commis-
sions across the country. .
Kathleen McMahon,
AlCp, has worked as a
planner for 15 years,
having o-rganized and con-
ducted numerous work-
shops, using both tradi-
tional and video deliv-
ery techniques, McMahon
would be pleased lo pro-
vide you with more infonnalion abOUllechnology
applications for planning including commissioner
video training, multi-media zoning regulations,
and telecommunications planning, You can reach
her at: Applied Communication Concepts, 2732
Evergreen. Great Falls. MT 59404; tel: 406-452-
9780; e-mail: kmcmahon@@initco.net.
Video Testimony in
Santa Barbara County
PLANNING COMMISSIONERS JOURNAL
Planners Web
CIleck 0'" O"F: SPRAWl. RESOURCE GUIDI' . PlANNING !.INKS DIRECTORY
. PlANNERS RFP-RfQ CENTER' fUll INDEX TO TIlE PC] . "SITE-VISITS" (1m'
"GRO\VING PAINS" COLUMNS. PLANNING VlE\VPOINT ARTICLES _.. ami mud! more,
'~'I;"~~ '
.:,.
PLANNING CO~IMISSIONERS JOURNAL I NUMBER 29/ WINTER 1998
m
THE PLANNING COMMISSION AT WORK
Citizen Planning Academies
Aginia law requires each
~~ty within the state to pre-
pare and adopt a comprehensive
or master plan, Despite the mandate to
plan, the Virginia Code is silent as to what
localities should do to help citizens under-
stand planning and the planning process.
Indeed, the Code is void of any reference,
requirement, or suggestion that would help
Virginians understand the complexities
associated with comprehensive community
planning. A check of your state. planning
enabling law will likely yield a similar
result.
One of the major challenges facing
most communities, and their planning
boards, is how to explain planning and the
planning process in terms citizens can
understand.
Each OClOber, Virginia Tech co-spon-
sors a three-day training institute for plan-
ning commissioners. During the 1995
program, we featured a session entitled
"Does Virginia Need a Citizen's Planning
Academy?" Our goal was to describe a way
of allowing citizens to lean1 about planning
in a non-threatening environment (Le.,
outside the context of a heated public hear-
On-Line
. Comments
"In Tallahassee, proposed
plan amendments to expand the size of
our Urban Services Area, and several
bitterly fought, but unsuccessful,
appeals of development approvals by
neighborhood groups kd a former Plan-
ning Commissioner to initiate a citizen
planning class. Kathy Archibald, on her
own initiative, worked with staff to put
together a syllabus. She advertised the
class and was overwhelmed by the
response. She ultimately capped the
class at about 40. She provided each cit-
izen with their own copy of the Plan.
by Michael Chandler
ing), Two county planning commissions
took up the challenge and, in the fall of
1996, sponsored citizen planning acade-
mies (CPAs).
The balance of this article will highlight
the approaches taken by King George
County and Hanover County in developing
their CPAs (which I was fortunate to have
been able to assist with). I hope this will
give you some "food for thought" about the
use of CPAs as one approach 10 educating
and involving members of the public in
community planning.
KING GEORGE COUNTY
King George County is located in the
predominantly rural, northern neck region
of Virginia. The Potomac River bounds the
county on the north and the Rappahan-
nock on the south. The county lies close to
some of Virginia's most rapidly growing
areas,
The King George County Planning
Commission sponsored the Citizen Plan-
ning Academy, receiving technical assis.
tance from the RADCO Planning District
Commission and from Virginia Tech, One
of the county planning commissions prin-
cipal reasons for sponsoring the CPA was
The class met every other week, for
almost 5 months. About 25 people
stuck with the whole course, which
covered most aspects of our Comp Plan
in detail.
A number of the graduates are
actively involved in the current round
of plan amendments, which included a
number of significant text amendments
proposed by the Chamber of Com-
merce. We are going to do a modified
class in 1998, run by the Planning
Department, more on a monthly sched-
ule."
- Wendy Grey. Planning Direclot;
lal'a/wsser-Leon Counly, Florida
to interest citizens in the comprehensive
plan revision process scheduled to begin in
early 1997.
The county planning commission
advertised the CPA in the local newspaper
and also mailed a brochure describing the
program to people who had previously
completed a county land use issues and
opportunities survcy (the sUlVey was con-
ducted as a prelude to the comprehensive
plan revision process).
The CPA featured four sessions, all held
at the centrally located King George Coun-
ty High School. Each session was open to
the public and free of charge. Sessions were
in the evening, and lasted approximately
two and one-half hours apiece.
The first session, which attracted sixty
persons, focused on land use planning.
Topics included the basics of planning,
how the planning process works, plan-
ning's legal foundation, and the tools of
planning. Faculty from Virginia Tech,
joined by a private consultant, presented
the material.
Session #2 examined the players and
issues in planning, Speakers included mem-
bers of the county planning commission,
governing body, board of zoning appeals,
and planning staff. Each described what
they did and how they influenced the coun-
ty planning process. Approximately forty
person attended sessions #2 through 4.
Sessions #3 and 4 shifted from a pre-
dominantly lecture mode to one of group
interaction, During session #3 participants
were assigned to groups and challenged to
discuss and critique the planning issues
currently facing and likely to face King
George County. Session #4 focused on the
future. Once again, participants were
assigned 10 groups. This time each of the
six groups was asked to color a county base
map depicting their preferred future coun-
ty land usc pattern, using a common set of
land usc categories. The maps wcre then
posted and comparisons made. Strikingly,
the six maps agreed on approximatcly
ninety perccnt of thc issues. This surprised
PLANNING COMl\.IISSIONERS JOURNAL I NUMUEn 29 I WINTER 199fl
lI'rI/l
many parlicipams because persons per-
ceived as "tree lovers" found they wanted
many of the same things as developers. and
vice versa.
Parricipanrs gave vcry positive evalua-
tions at the end of the CPA. More impor-
tantly, the King George Coumy Planning
Commission was successful in securing cit-
izens willing to serve on a citizen's task
force to help rewrite the county's compre-
hensive plan.
HANOVER COUNTY
Hanover County is located immediate-
ly north of Henrico County and Richmond.
It includes a range of urban, suburban, and
rural areas. Over the past twenty years it
has experienced tremendous growth pres-
sure from the Richmond metropolitan area.
The Hanover County Planning Com-
mission and Planning Department spon-
sored the Citizen Planning Academy, with
assistance from Virginia Tech. Hanover
County's reason for sponsoring the CPA
centered on a desire to enable county resi-
dents to learn more about the planning
process and planning issues. The planning
commission also felt that by building inter-
est in planning, more citizens might choose
to get actively involved in future county
planning activities and studies,
In contrast 10 the King George CPA,
persons interested in attending the
Hanover County CPA had to apply To keep
things manageable, a decision was made to
limit attendance to thirty people, As a con-
dition of acceptance, each participant
agreed to attend all five sessions and com-
plete all homework assignments. Remark-
ably, only two persons missed a session -
and everyone did their homework!
The Hanover academy was offered in
the evening during the workweek. Each
session lasted three hours, and each was
held in a different part of the county. Plan-
ning staff suggested this approach to help
emphasize to participants both the need for
a countywide perspective and the range of
planning issues facing the counly.
As a prelude to the first session, each
participant received a copy of the county
land use plan. Much like at the King
George academy, the first session focused
on the basics of planning, and included a
review of the planning process, back-
ground on the history of planning in the
county, and a discussion of presem day
Citizen Planning Academy Comparisons
King George County
Four sessions~ 10 hours tOlal
Open enrollment
All sessions held at high school
Sessions at two week intervals
No cost to panicipants
Attendance voluntaty
Handouts provided
at each session
No assigned homework
Lecture and .~roup format
Refreshments provided
Media covered all four sessions
Participants evaluated sessions
Hanover County
Five sessions; 15 hours total
Applications required
Sessions held at different locations
Sessions at two week intervals
$30 enrollment fee
Attendance required
Notebook given each participant;
plus handouts at each session
Assigned homework
Lecture and group format
Refreshments provided,
plus graduation dinner
Media covered final session
Participants evaluated sessions
For more information, contact:
Charles Sakowicz,
County Planning DireClOr:
540-775-7111
For more information. contact:
Michael Crescenzo,
Deputy County Planning Director:
804-730-6171
planning challenges.
During the second session the Hanover
County attorney reviewed planning's legal
foundations, after which a private consul-
tant and faculty from Virginia Tech dis-
cussed basic planning tools, such as zoning
and subdivision regulation.
Session #3 introduced the class to some
of the participants in the planning process.
County planning staff, members of the
planning commission and goveming body,
and others described their role in the plan-
ning process.
Much like the King George CPA, the
last two sessions of the Hanover County
CPA shifted from a lecture to group partic-
ipation format. During these sessions each
group was asked to develop a list of plan-
ning issues likely 10 face the county over
the next ten years. and then to work on a
future land use. As in King George County,
the Hanover County participants then
compared their maps (and, again, found
many similarities). Session #5 also focused
on the role visioning and thinking creative-
ly can play in the planning process. A din-
ntr and brief graduation exercise
completed the academy.
Participants were quite positive in their
evaluations of the value of the CPA.
Indeed, the Hanover County planning staff
was challenged by the academy "gradu-
ates" to sponsor the program on an annual
basis. Hanover County intends to offer
another citizen's planning academy in
1998.
SUMMING UP:
A fundamental goal of the citizens
planning academy concept is to help edu-
cate, inform, and involve citizens in the
community planning process. While King
George County and Hanover County took
somewhat different approaches to imple-
menting their first citizens planning acade-
mies, both found their experience positive
and beneficial. .
Michael Chandler is
an Associate Professor
and Community Planning
Extmsion Specialist at Vir-
ginia Tech in Blacksburg,
Virginia, Chandler also
conducts planning commis-
sioner training programs
across the country, and is a
jrequent speaker at workshops. His column
appears in each issue oj the Planning Commission-
ers Journal, Chandler would be glad to speak willI
any PCJ readers inlerested in finding out more
about citizen planning academies; l1e can be
reached al: 540- 231-6921,
PLANNING CO~tMISSIONERS JOURNAL I NUMBER 29 I WINTER 199B
m
~e see America the beauti-
f~i'~ou can. Amber waves of
grain? It is more like a ride
through the Yellow Pages. A windshield
vista of 50-foot beer cans and towering
Marlboro Men. Many thought billboards
were an endangered species in 1965
when Congress passed the Highway
Beautification Act. But the law was so
riddled with loopholes and enforcement
so lax that in recent years billboards have
proliferated once again.
Curbing billboards is not easy. The
billboard lobby employs a set of stan-
dardized tactics to oppose regulation.
Lobbyists, lawyers, and public relations
firms will do anything they can to fore-
stall regulation. But with persistence and
the help of a good city attorney, meaning-
ful regulation is possible. Indeed, hun-
dreds of cities, towns, and counties (as
well as five states) prohibit billboards. In
the next PC), I'll discuss regulatory
approaches, In this issue, I want to lay
the foundation by examining why bill-
boards need to be regulated.
1. Billboards are a form of pollution -
visual pollution. Regulating billboards is
n.o qiffe en t.hen'-;regur~ting noxious, '
" e~~Ifa'~~r~ - ~ ~ 'JS,
LOOKING AROUND
"Litter on a Stick"
by Edward McMahon
Supreme Court has said, "Pollution is
nOllimited to the air we breathe and the
water we drink, it can equally offend the
eye and ear." Billboards are also a form of
litter. While the messages on billboards
can be attractive, ugly, or just ordinary,
when they are enlarged to 700 square
feet, placed on poles 50-100 feet high,
and randomly strewn along every street,
they become a form of litter - Litter on
a Stick.
scape billboards are a disturbing, alien
intrusion that mars scenic views, com-
mercializes the countryside, and erodes
local community character.
3. Billboards are the only form oj
advertising you can't turn off or avoid.
There is a vast difference between seeing
an ad on a billboard versus seeing an ad
- even the same one - in a magazine,
newspaper, or on television. When you
buy a magazine or turn on the television,
you exercise freedom of choice. You can
easily close the magazine or shut off the
television, In contrast, you have no
power to turn off or throwaway a bill-
board. 24 hours a day, 365 days a year,
billboards force advertising on individu-
als and communities whether they want
to see it or not
4. Billboard companies are selling
something they don't own - our field of
2. Billboards are out of place in most vision. Courts have long held that bill-
locations. The landscape of America is boards do not derive their value from the
one of our nation's greatest resources, Its private land they stand on, but from the
value is psychological as well as recre- public roads they stand next to. Courts
ational, economic as well as aesthetic. call this the "parasite principle" -
Each kind of landscape - desert, coastal, because billboards feed like a parasite off
farmland, mountains, forest, even urban roads they pay nothing to build, use, or
:> has ilS8'-v.l1~ kmd of beauty, ch3;racter main~ain, T~ ul!..~eTs~~np this, im~g~~~
&~~ y.~ry,~ .,' "g.~Bf'lana.:. -tA ;tii'iitev' ,~,....: "':11 ,~.,">~,;u ''i'.'- '.. _ .. .....J'.l
turn~d arollnd so lhat the message could
not be seen from lhe road. The billnoards
would suddenly be worthless. Their only
value comes from their ability \0 be seen
from public roads.
5. Billboard companies exercise almosl
no restraint in the placement oj outdoor
ads. Billboard companies put billboards
anywhere and everywhere they can. In
urban areas, they erect billboards next to
homes, schools, churches, parks, play-
grounds, hospitals, even in cemeteries
and historic districts. In the countryside,
there is no area sufficiently rural or
scenic to be safe from billboards -
they're even found along many designat-
ed scenic highways!
. . I
~: . .r.ti~ .~" - ~~..,' ~"..;~ '
,;~r ,~~~..\):-;,~;;,~ ~ ~
L-~ .J" ,'.J,'~il' , l,"'~:i r
~ ~~ I, ~ It 1 . . l ll'J'
r~ '~r~- b~::'" it!!ill :~"".;, nt'-
u."::-:'( '1 _'l:l-' li".,'\"lj','I" .'1'1"1': ";.3
, . :.. . \ I...." \'~,";-~
,. ..... .1"
~~'L;:2G' -:~
....,
A familiar scene entering our downtowns
6. Billboards are disproportionately
located in low income, Black and Hispanic
neighborhoods. There are no billboards in
Beverly Hills, Georgetown, Scarsdale,
Palm Beach, or hundreds of other afflu-
ent communities. But drive into low
income Black or Hispanic neighborhoods
in Los Angeles, Washington, New York,
Miami or any other big city and you will
see neighborhoods saturated with bill-
boards, most advertising alcohol or
tobacco, Numerous studies have docu-
mented the disproportionate number of
billboards in these neighborhoods.
7. Billboards are the medium of choice
for tobacco and alcohol. Today, more than
300,000 Americans die each year from
smoking related illnesses. Another
100,000 deaths result from alcohol abuse
and drunk driving. Yet our communities,
particularly low-income neighborhoods,
are awash with billboards advertising cig-
arettes and alcohol.
8. Billboards are both a cause and a
symptom of urban blight. A cause because
billboards degrade the urban environ-
melli, lown proper-
ty valucs, and foster
contempt for the
public realm. A
symptom because
one form of blight
breeds another. Graf-
fiti, trash, junk cars,
billboards - where
you find one you'll
usually find the
others,
9. Billboard com-
panies cut down, poi-
son, and destroy untold numbers of trees on
public land. They do this to ensure that
motorists see their signs. The billboard
industry calls this practice "vegetation
management," but it is actually the
destruction of public property for private
gain. In addition to chain-sawing trees,
billboard companies routinely spray
herbicides in front of billboards to kill
existing plants and to guarantee that
nothing grows in their place. The indis-
criminate destruction of trees and the use
of herbicides contribute 10 groundwater
pollution, soil erosion, and wildlife habi-
tat destruction.
10. Billboards are ineffective and
unnecessary. There are alternatives to bill-
boards that provide the same informa-
tion at less cost, without degrading our
landscape. What's more, billboards are
one of our least effective forms of adver-
tising. Most people simply tune them
out. At best, they are a secondary form of
advertising which is used to reinforce ads
in other media. Consumer spending is
.' ..-~..
i0.~j'iiii; ,;; ,,','.' ' '
'~~"";,i,/j.. t{~'.,.,:i\~':.:':X'_"':' ."":'-"".: :, ,/ ~-'-, '. ". .
".1:':1:'"; " ir ~r:'~I'tAj1}" 'fI! . 'I,' .- I'. '
0"." ." ."."J " . ",) .
:UII. .. :..,' ..i: . L .
.'.. .fli .. Ncw-.. , . '!''il~':J. ,J. rm .: ,:
. .:. III . ~;". ': l,ii4..ti\I.l"PI"j' .. .....:..:../::1
. .' ----... ., . ~.'" 'l'= "1IIUJl;\J ,.....
1111/11'''''':::'- 't~~':, .~ !',~'~~.-"'~.'~,G'".''l',r.'.'':''' ~.J .t~
, .,,,".h'H" " ....1!!o\.....>l...
. .. .' ,.~'H,.,,; ".'oJ .' o,..l".... -
~ . . "1' ,.' ,,'r- ,..~~'~..."'r'~~.;!'~~~~I.!:!o-\....,h . \ ,
, ,', ' "'.~ . ,""..,~ni.'.,.,...,'. .,
b' ~. 'I It( . oJi'" ,,"-. . ....
,,~:. ..0: :.':"~< :. <..~~: ~.~~"~.. -
Nashville, Tennessee~ historic Union Station
An ironically appropriale mix of signs in Denver,
Colorado
riot any lower in those communities and
states where billboards are controlled.
In recent years, billboards have
grown ever bigger, taller, and more intru-
sive and numerous, Even if you accept
billboards as a legitimate form of busi-
ness, there is absolutely no reason why
they shouldn't be limited in size, height,
placement, and number. In the next issue
of the Journal, I'll discuss successful
approaches communities across the
country have taken to gain control over
billboards. .
Edward McMahon is a
land use planner, allorney,
and director of The Con~
servation Funds "Ameri-
can Creenways Program."
He is former president of
Scenic America, a national
non-profit organization
devoted to protecting
Americas scenic landscapes. McMahons column
appears in each issue of the PC).
"Billboards are cloning
themselves faster than sheep
in Scotland," according to
Senator James M. Jeffords of
Vermont. "Billboards block scenic
vistas, turning a beautiful country
drive into a trip through the yellow
pages. This billboard explosion
must stop." Jeffords has introduced
legislation to reform the Highway
Beautification Act by placing a cap
on billboards along federal aid
highways; prohibiting new bill-
boards in unzoned areas; prohibit-
ing tree cutting for billboard
visibility; and placing a 15 percent
gross revenue tax on billboards.
PLANNING COMt<.IISSIONERS JOURNAL / NUMBER 29 / WINTE1~ 1998
m
FEATURE
Wor'king With Planning Consultants
PART I
A use of a private planning
~~ltant can be an efficientway
of conducting a local planning
project. If handled properly, consultants
can be a valuable addition to the plan-
ning resources of a community. However,
like any undertaking, this process has its
keys to success as well as potential prob-
lem areas. This is the first in a series of
articles designed to provide an overview
of the "ins and outs" of working with
planning consultants. It is admittedly
prepared by a planning consultant.
Hopefully, however, this private sector
perspective will benefit planning com-
missions and planning starr in the public
sector.
The following are what I consider to
be ten key elements to successfully get-
ting started on a project that will involve
consultants.
I. Know the Law. Many communities
have local laws or regulations relating to
the selection of consultants; there may
also be state laws that come into play. If
you have any uncertainty, consult with
.'/.1:\'
"
On-Line
Comments
..,
. '. 1 , ~ ~
"Speaking as a consultant
and former chairman of the Summit
County Commission, it is difficult to
over-emphasize the importance of -
'Clear definition of Need for Project.'
Very specific tasks and. objectives have
to be established to assure that a consul-
tant can be effective. ... In all cases, the
selection process is critical. The consul-
tant will furnish you with information
on their most recent work and should
be willing for you to talk with past
clients; Checking with references aod
past clients can help you make certai[1
that your candidate has the skills you
arc looking for, Quite often there is a
by C. Gregory Dale, AICP
your legal counsel to understand the
legal framework \vithin which you oper-
ate before doing anything else.
2. Have Clear Definition of Need for
Project. Before you begin a consultant
selection process, your department/com-
mission should also be clear about the
scope and nature of the project. Too
many communities use the consultant
selection process as a means to help
define a project. Unfortunately. this often
leads 10 widely divergent proposals being
submitted, which are quite difficult to
compare.
3. Confirm Leadership Commit-
ment. Related to the above, some com-
munities use the proposal process as a
way to generate local interest and agree-
ment in engaging in a planning process.
Unfortunately, this often results in con-
fusing discussions where some decision-
makers are focusing more on whether or
not a planning project should be pursued
human-resources person who can be
'borrowed' pro-bono from a nearby firm
to help establish a recruiting/selection
process, "
- H. Gene Moser; Park City, Utah
"It is easy to create an rfq/rfplbid
process, under the guise of openness or
fairness, that takes far too much staff or
public processing time. Indeed, it would
be possible to spend so much time and
resources on the bid process that one
could/should have done the project
oneself! As with any project, clarity as
to the hows, whys and wherefores will
benefit all involved."
- Lee A. Krohn, AICp, Planning Director,
Town oj Manc11estC1; Vermont
rather than on selecting the most suitable
consultant for the community. Before
you begin a consultant selection process
you should have a commitment on the
part of the decision-makers that the pro-
ject should be undertaken.
4. Learn from Others. Take advan-
tage of your planning network 10 learn
from other communities. Undoubtedly,
there are other communities in your
region or state that have gone through a
planning process utilizing consultants.-It
is worth comparing notes to find out
what has worked well and what has not
worked well for them.
5. Establish Budget Parameters. In
your research with other communities,
you should be able to get a general
understanding of the consulting market
in your area. This should help you in
developing a realistic budget for your
project - a budget that should be agreed
on before you seek proposals from con-
sultants. Note that budgets can be
expressed in either dollar amounts or
estimated labor hours.
Too often communities invite consul.
tants, as part of their proposals, 10 tell the
community how much it should spend
on the project. The problem with this
(similar to my earlier point about the
scope of the project) is the likelihood of
receiving proposals that will be quite dif-
ficult to compare.
6. Determine the Selection Process.
A decision will need to be made as to
how the consultant will ultimately be
selected. If you have used a planning
consultant before aod were happy with
their performance, you may wish to
explore a "sole source" selection, which
means that you would not go through a
competitive selection process (but check
that this is permissible in your jurisdic-
tion).
If you decide on a competitive
process, who will do the screening of
PLANNING COMMISSIONERS JOURNAL I NUMBER 29 I WINTER ]998
m
COllsuIl<lIllS, rl'viL'w of qualil"ications,
revil'w or proposals, and inlcrvicwing?
Typically a selection cornrnillct will be
eSlablished that will acl in an advisory
capacity and may include representa-
tives of the legislative body, the planning
commission, as well as key depanmems
such as planning, engineering, public
works, etc. Also, consideration should
be given as to whether citizen represen-
tatives should be on the selection com-
mittee.
7. Select the Consultant Candi-
dates. Make a decision early in the
process as to whether you will be open-
ing the process up to any con.sultant
who wishes to submit, or whether you
will prescreen consultant candidates. Do
you want to invite consultants to submit
on a local, regional, or national basis?
Some communities have a strong prefer-
ence for local consulting firms. If this is
the case, it is not fair to invite national
submissions by firms that have no realis-
tic chance of success. On the other
hand, some communities detennine that
they want a national perspective, which
has obvious cost implications related to
travel.
I suggest that you begin with a
request for qualifications and use that as
a basis to narrow the number of candi-
date firms that you will then request full
proposals from (1'11 discuss the content
and process involved in RFQs and RFPs
in my next column)"
8. Interviews. After narrowing the
candidates down to a realistic number
based upon qualifications (typically this
should be no more than five or six
firms), you may then want to further
narrow it for the purpose of scheduling
personal interviews with the consul-
tants. For this process to be manageable
the number of firms interviewed should
be no more than four, preferably two or
three. Scheduling more than f.our inter-
views results in a burdensome process
for the local selection committee.
Considerations such as the length of
the interview, the type of presentation
desired, and logistics of the interview
room should also be resolved before-
hand.
0, Final Consultant Sdl'clioll, I'lo\\'
willlhe final selectioll be madc? Will
there be explicil criteria or will the
process involve an open consenSlIS
building discussion? I r criteria are eSlab-
lished, what will they involve? To what
eXlent will references, qualifications,
understanding of the local community,
staff availability, time proposed to be
spent on-site, etc, be considered? Again,
these are all matters that need to be dis-
cussed and resolved in advance.
10. Contract Negotiations. After a
consultflnt is selected, the contract and
scope of services should be carefully
negotiated. Even if the process involved
a full proposed scope of services, there is
still the opportunity for the community
to negotiate the details and content of
that scope of services with the consul-
tant. The community may conclude that
it favors most of what the consultant
proposed, but revisions to the scope are
necessary. The cost, method of invoic-
ing, scheduling, definition of work
products, and commitment of person-
nel, should all be addressed in the
contract.
SUMMING UP:
Ultimately the consultant process
involves people working with people.
The challenge is to find the right mix of
qualifications, approach and philosophy,
and personality compatibility between
the client and consultant. .
C. Gregory Dale,
AICp' is Director oj Plan-
nin,g with the planning
and engineeringjirm oj
Pflum, Klausmeier &
Gehrum, and works in
their Cincinnati,' Ohio
office, Dale is also a past
president of the Ohio
Chapur of the American Planning Association,
and frequent speaker at planning and zoning
workshops, His next two columns will focus,'
respectively, on the requesl jor qualifications /
request jor proposal process, and on dealing with
"management" issues that can come up during the
coUrse of a project.
',f'~
y
-,'''i.\
. o,~
P L r\ N N I N G COM I\I I S S ION E R S J 0 URN r\ L I N U i\.\ B E R 2 9 I WIN T E R 1 9 9 8
m
INSIGHTS
Making Planning Commissions More Effective
+untary citizen participation
has long been a hallmark of local
government in the United States.
In most cities and counties, planning
commissions arc easily'the most visible,
influential, and controversial of all local
citizen advisory groups.
This short commentary will offer sug-
gestions - in the form of a checklist -
for making commissions more effective.
Webster's defines "effective" as being
"'ready for service or action, n or "produc-
ing or capable of producing a result."
Commissions must possess certain orga-
nizational and operational characteristics
if either individual commissioners or
commissions are to be effective. The fol-
lowing is a brief list of what I've found to
he the most important characteristics of
effective, successful planning commis-
sions. See how many your commission
can place a check mark next 10.
o The selection of commission members
provides broad-based representation (a
cross-section of community, back-
ground, talent, and abilities).
o The commissioner selection process
places emphasis on community spirit-
ed membership that is representative,
caring, and responsive to community
needs.
o Orientation is provided for new mem-
bers jointly by the staff and commis-
sion.
o The c;ommission is well organized with
clearly defined goals and objectives and
established priorities that are reflected
in an annual work program (essential if
the commission is to funclion as more
than a mere "zoning commission"
responding to various applications),
o There is good overall communication
characterized by openness at meetings',
and positive relationships between
commission members, staff, and the
general public.
by Bruce W McClendon
o There is effective realization and uti-
lization of outside resources,
o There is receptiveness as evidenced by
open-mindedness, flexibility, and will-
ingness to change or to compromise,
o There is an understanding and accep-
tance of responsibilities as evidenced
by a willingness to work, to face diffi-
cult issues, to stay informed, to listen
and learn, and to give the time neces-
sary for the job.
o There are policies, rules, and pro-
cedures for terminating inactive
members,
'0 There is a commitment to striving for
group consensus on issues through
cooperation, teamwork, and the devel-
opment of commission policies (this is
particularly valued by elected
officials).
o There is able leadership characterized
by well-run meetings, good prepara-
tion, effective agendas, active commit-
tees, good attendance, promptness,
respectful membership, and a pleasant
atmosphere at meetings. I
o Meeting times, dates, and places are
selected for maximum convenience to
the general public.
o Regular and on-going evaluation of the
effectiveness of the commission and
staff are provided.
o Members have a personal commitment
based on concern. dedication, a feeling
of usefulness, and an acceptance of self
and others.
o There is productive membership
achieved through perseverance, vision,
enthusiasm, and a willingness to
accept risk.
o There is an educated and knowledge-
able commission that receives continu-
ing education through workshops,
conference trips, and published
materials.
PLANNING
C 0 \1 MIS 5 ION E I~ S
NUMBER
JOUI~Nt\L I
m
Any type of citizen advisory group in
local government can be improved by
emulating these organizational and opera-
tional characteristics of effective commis-
sions. However, the critical role and
responsibility of planning commissions
demands an extraordinary commitment
to maximum effectiveness and to excel-
lence in public service. .
Bruce W McClendon is
the Director oj Planning and
Development for Orange
County (Or/ando) Florida.
He has worked for planning
commissions in Montana,
Oklahoma, Kansas, Texas,
and Florida for almost 30
years and has written three
books on planning. McClendon previously authored
"Challenges & Opportunities" in PC] #15 (Summer
1994).
In Coming Issues of the
PLANNING
COMMISSIONERS
~;'~cedural due process
'~':':. "
. 'r;aii's{erable development
~,,?~~"~I
mglfts programs work
r~:'k
"~.'.".;
::I~N 'T E R
~~~.~ '1.~P}~~~::
1 99 B
p
N N
5 5 /
N G
N E
5
/
o
L
M
A
/
c
o
R
M
N I: W s & I N r 0 It 1\1 A T I () N F () n C I T I ZEN I) I. ^ N N Ens
Take Notice!
P~OCEDURAL I ~_ TRANSFER OF
DUE PROCESS RIGHT - IDEVELOPMENT RIGHTS
I I
.'~f..."'<'!b~.'"
:~?~;; ,.:~:~i.~~A~Y!~t.:.:::
. .
P L r\ N N J N G C 0 i,'! ...1 I 5 5 ION E R 5 J 0 U R ~ :\ L I N U ~'l 13 E R 3 1 I $ U "'I ,vi E l{ I 9 9 8
Co
FROM THE EDITOR
Take Notice!
In this issue, attorneys Dwight Merri-
am and Robert Sitkowski provide a look
at the basics of procedural due process.
It's easy, sometimes, to get frustrated
by all the process involved in making
decisions on permit applications. Notice,
the opportunity to be heard, decisions
based on a record, written findings of
fact, and so forth can be time consuming
and [eel burdensome 10 provide. If and
when these thoughts cross your mind,
think about the quote from Justice Felix
Frankfurter at the start of Merriam and
Sitkowski's article - and about how you
would care 10 be treated if you were the
one applying for a permit.
Switching gears, I also hope you'll
take notice of the articles by Rick Pruetz
and Peter Buchsbaum dealing with trans-
ferable development rights (TDR) pro-
grams. The idea behind TDRs is 10 reduce
the impact that land use regulations can
have on certain property owners. This is
accomplished by allowing property own-
ers in areas subject to significant restric-
tions on development to transfer or sell
the "development rights" from their
property to landowners in designated
"receiving" zones, The development
rights can then be used to increase the
intensity of development on the receiving
parcel.
As Rick Pruetz learned from his
nationwide survey, a number of commu-
nities have adopted TDR programs.
While TDRs mayor may not make sense
in your community, it's worth at least
learning about what they involve and
how they work. And if the TDR concept
catches your interest, stop by our Plan-
nersWeb site at: www.plannersweb.com
. for additional infor-
mation and resources,
J!./~
I.
Wayne M. Senville,
Editor
FEATURES
D Procedural Due Process in Practice
by Dwiglll H. Merriam, AICI~ Esq. and Robert).
SilllOwsni. AlA, Esq.
No person shnll be deprived of properlY "with.
out due process of law." A look at how this Con'~
stitUlional requirement applies to planning
commission and zoning board procedures in
handling permit applications,
[Ii] Putting Growth in its Place with
Transfer of Development Rights
by Rick Prnetz, ArCp
Tnmsfer of development rights offers communi-
ties a way of saving environmentally sensitive
areas, farmland, historic landmarks, and other
important resources. Planner Rick PruelZ exam-
ines how transfer of development rights pro.
grams work, and what makes some more
successfullhan others.
Ell] Transferable Development Rights
by Pe!er Buchsbaum, Esq.
A planning law primer on the basics of transfer-
able developmem rights. To be read in conjunc-
tion with Rick PruelZs, "PUlling Growth in its
Place .....
DEPARTMENTS
D The Effective Planning Commissioner
Elaine Cogan provides some tips on designing
and carrying out effective public meetings,
D The Planning Commission At Work
Mike Chandler looks at five ways in which local
comprehensive plans are changing as we
approach the new century.
II!] Hews, Hotes & Quotes
Brief updates from Dean Pierce on: TEA-21, the
new federal transportation law; Columbus,
Ohio's comprehensive street lighting plan; "neo~
traditional" development in Florida's panhandle;
and more,
m Looking Around
Bicyclists and pedestrians belong in our commu~
nities, advoc41tcS Edward McMahon in his look at
thc economic, health, and environmental bene.
fits of biking and walking,
Greg Dale on Consultants
The second part of Greg Dales three-part
series on dealing with consultants will run
in our next issue. Our .lpologies for not
being able 10 include it in Ihis issue,
PLANNiNG
COMMiSSiONERS
.. Champlain Planning Press, Inc.
: .:P.O. Box 4295, Burlingto';';Vf 05406
~Jel: 802~64-9083 \Fax:Spt862-1882
'~>lj'\," . E-rn~il:. pcj@ipge~~f~net
."..., '.'., ' ,'.,' , ' '~'.' " ',.'
. i>~~~'t-;~{ ..,-', >Www.plannersweoicom .
~~;~~( ,~.;,,;t...,:.> "" ' . ~ \:;. ,'.r~i~.
"""~'1'''' . Edlto.r, .'. ,.:'
.Y:.:.',,"'i,. ",:"'t,:.." '"'
~~1~r,::' . ;Wayne MHSenvdie ....
2~-:,,-"I'~ > .,'~""rt,'<-? ..
in.,~~b:~~-:;', ";: .;;;, .:!~ ^,~~iS~a~,~~E~i'~.~~S..., " ':{;1.~~'..'
--:1l1~''i\'.~''-' "",,',. ,'u.,> ".:\>"~r"'t.""'.;(d.,.J>,,<{f~ '"
:~\:;.. tf:')~1~.\.':I'<~jjean~'i.~ Pler:ce:<:tfiCP.'~~~, ,:/'
. '.~'~;i~:~;~~::,~,~~~t.0i~~s~~;:*,~~,dt~.
"., ,~.." .RC)'C.l ,.., ..~... ..,c:'
;o;"".f,,;~!>;~~,\, . ,~' 0 umnlSBlJ ,"fj;'!.i
f:"'~;I" '..f"......: l',"~ '.... "'.. "~. .'tl"'. .'.'Y'
- ,...,'~r.--,.."~:,,w. ,,:'.-:~\.'.,."'~~" '::.\)h( " '''-~. :',
~. . tl'~~1Kri"~~!a~r.~:eg~~it'i';: + ,*!
!\!~""'<!'9r.. ~~~d;,pregop"~150~;725,Ql.92.12:;' 'r.
:c.j-'f"'''',J: ,~.,~..~,.,:}r'../o';"~):" " ~ .:" jf,' ,.:,;_;~", ' '~11.~~~.',i.,.~
!;::J'~.*",~:::~H:1" .." cocplans@aol.com.' . ,it-~f~~~- "~.J,,
t:Ji>?'/.i'~.J:~ t- ;,~ : ;:,{'l"::. ,,' . ': ,:,.._~t~;.:.~> :,ntt~,'~{i:~:, :{t',;'
:".-j" , , . .'... 'MIchael Chandler .. "',.,,~,,
(.....,":. . '.',.' .-- - ".'.,~.' ..:.....:,~~~,~..
~,~'i-l)~ \Bl?~~burg,,~jir~iI}i~.. -~:.oiP~~I:9.,1~y:t~;
:"'.!< f,y ",.. h @V' d. :: :")-t"':l.t;;,'~l'~;;'.i:
."" ,jrmc an Le U,,', .. t'~:'~<' "!l, !
. ,,"V'" '~;""'l: "':.f,:'f'~>'I."'k:
, .. ..c':.c;;regorypale;N,CP.';;';.:":".:'
Cin~i,;,'n;rti; Ohio'" 513-272-553'ii!':.
.. .".."...,'.."...,. , . ~ "l '. r"J.~,"J....,"'#., .
Giegp<!le~co~pusetVe;com1't>:J':'};:,'~.~,
..', ',:-.' '~ . 1? \"'.<-,,~,t
.:';Edward McMahb;i . ., ".:..;;:--!,
>~..- ,. - ,"'.,,;.
Alexandria:,Yirginia. 703-525:630(i"~'.(,I.'
. ..... ."J. ,....,."';.'
'.. . emcmanon@conservationfund;'org-:i-;~' .~;
.. Design .,t)::{i:1
Ned Corbett ','" W
.' .:'\ ~
. Ferrisburgh, Vermont ".i,' j/ ,;
Cover Illustration. "
Paul Holfman :~
Greenfield, Massachuset~t~~,
~:t~~::~i,.:
~f';':'..
.~: ~'.
',:,
,:~ '
. . Subscription Information'.;:; ':" 4 .
Published'" timts/y~r, with an index inclrukd i!',i,.thff.g!I.~
issue. Standard Rate: $50/year, Additional SubsqiP'~~u.s'li
mailed to the same address: S8 each, Small communities
(populations under 25.000), and small counttes':;r;,
regions (populations under 75,000) receive 201,t; off the.,
'j.
standard rate, ISSN 1058-5605. Postmaster and SiJ..bj;
scribers: Saul address changes to Planning Commission-t
"'Journal, P,O. Box 4295. Burlington. vr 05-4fJ6.: I
. "'(
Editorial Policy . ::~
Articles and columns contained in IheJournal do not na~-~
salify rt:JIect the views of theJoumal, TheJoumal is CDrY..~;
right protect/!d by Champlain Planning Press 1998. For:'
permission to reproduce or distribute any portion of the,:"
Journal, contact the EdUor. This publicalion is lksigned 10;
pravldc accurate and authoritative infonnation on the sub-
ject matter covered. 1t is sold with the urukrstanding that
the Pllblisher is nol engaged in rrnd/!ring lrgal, accounting
or other profcssional serviccs, If legal or olher expert assis.
tance is required, the serviccs of (J competent professional'
should bcSOllglt1.
I' I. ANN I N c; C 0 ~1 (\1 I S S I () N E 1{ S J () URN A L I N U M Ii E R J I I 5 U M MER I 9 9 8
mt~,'~~1
THE EI'I'ECTIVE I'L/\NNINC COMMISSIONER
What's Your PMQ (Public Meeting Quotient)?
{ave you ever held a public
~'eeting when just a few people
showed up... and you were glad?
If you are on the planning commission
long enough, you are sure lO have a range
of public involvement expcritnces: care-
fully planned and publicized meetings
when very few people come, and those
you thought would not be of public inter-
est where there was standing room only.
Designing and carrying out effective
public meetings is an inexact, but impor-
tant component of the planning process
and should be taken seriously. Here are
some guidelines that can help it work.
One technique does not fit all circum-
stances. Before planning your public
involvement process, answer one simple
but vital question: what is the purpose? If
you want simply to inform people about a
project, a "show and tell" meeting where
information is presented ma)l be all you
need. While you must always allow time
for questions, the focus of the meeting is
on giving information to the audience.
Do you want to inform and also
receive public comments? In that case, a
meeting that begins with a presentation
but is followed with breakout or small
workshop. type discussions can be pro-
ductive. Always avoid the unlimited ques-
tion and answer free-far-all where only
the most bold or opinionated will have
their say.
Seck out natural constituencies.
Never worry that developers or landown-
ers will be shy abou t voicing their opin-
ions about planning policies or programs.
Planning affects them directly and they
make it their business to follow what you
arc doing, But there may be other less
vocal constituencies in your community
equally as deserving of attention, For
example, nonprofit social service agencies
may be very interested in zoning matters
that affect affordable housing. What's
more, they probably have legitimate con-
cerns. School advocates and members of
hy E/aille C()~(/II
adult and youth sports leagues are likely
to be interested in park or open space
policies,
Before you make significant decisions,
broaden the range of people you inform
and involve on issues to obtain a true pic-
lUre of the range of interests affected by
planning decisions.
Do not hide behind the legal require-
ments. Too many planning departments
stick only to the letter of the law when
they notify people of proposed actions.
Moreover, most notices are written in
such legalese and jargon that lay people
either cannot understand them or just
throw them away. You may have to con-
tinue giving the required official notice to
the required people, but you can accom-
pany it by a plainly written explanation.
Furthermore, you should broaden your
notice list to include affected neighbor-
hoods and interest groups. Do not use
only English if you want to reach a non-
English speaking population.
Get out to where the people are. Do
not hold all your public meetings in City
Hall or at a place or time only at your con-
venience. Especially for subjects that
involve specific neighborhoods,. hold the
meeting where likely attendees are more
comfortable, such as schools, libraries, or
community centers. Make sure there is
handicapped access and sufficient parking
and access to transit.
.. If at all possible, have )lour meetings
covered by local access cable TV This is
an effective way to reach people unable to
atlcnd and also to show your receptivity
to the public, Be sure your cable channel
shows the name and phonc number of
somcone to call for morc information or
to comment on the issues you h<lve dis.
cussed.
Listen actively... and respond appro-
priately. At each meeting, take notes
about what people say. When appropriate,
you can also distribute a shan question-
naire so that those altending have an addi-
tional way to express their opinions. Mail
a summary of the meeting to all attendees
who have filled out a registration sheet,
publicize the results in the media or com-
munity newsletters, and respond person-
ally and promptly 10 anyone who has a
particular request.
Make friends with the media, but do
not expect the media to be your friends.
Have you ever been misquotcd in the
newspaper or found your remarks seem-
ingly out of context in a television inter-
view? As a public figure, you can expect to
be sought after by the media. You want to
be friendly and open. But always remem-
ber that the media are businesses, and as
such, report news in the way they believe
will best attract and hold their customers.
That may conflict with your perception of
the specific situation.
Will all your public meetings run
smoothly, without controversy? Probably
not, but if you do it well, you can take sat-
isfaction knowing you went more than
halfway to meet the needs of the people in
your community, You may even enjoy the
true give-and-take of a well designed and
executed public meeting..
Elaine Cogan, partner
in the Portland, Oregon,
planning and communica-
lions fim of Cogan Owens
Cogan, is a consultant to
many communities under-
taking strategic planning
or visioning processes. Her
colulllll appe<lrs ill each
issue oj the PC].
".Jt~,~:.'~:~;\,:,~
,'. ,...., ,
'-~
, r -..J;-.-.:,~,.,
:'~l\~,f.:'
'~~~'j.
t -"'('/'"
. ~;:~,+'.} ..-:'
'.:...i: ,~' i<~;'.' .
......... .
...., .',-.
P L r\ :-.; N I N G C 0 i\l ;"1 ] 5 S ION E R 5 J 0 URN ..\ L I N U :-',1 B E R ) 1 I 5 U i\1 i\1 E R I 9 l) 8
:,~~;~
THE PLANNING COMMISSION AT WORK
The 21 st Century Comprehensive Plan
~.
.'e last issue of the Planning
Commissioners Journal featured
an excellent article by planning
historian Larry Gerckens reviewing ten
key events that helped shape the growth
of cities and towns into the 20th Century.
After reading Gerckens' article, I start-
ed thinking about the future and what
form planning and plans might take in the
coming century. Although many factors
will undoubtedly shape planning, I want
to focus on five ways in which local plans
are already starting to change as we near
the new century
1. Vision Driven. Comprehensive
planning experienced a boom following
World War II. In fact, most communities
developed their initial land use plans dur-
ing the 1950s. A look back at those plans
.reveals, in general, a problem driven
approach. Problems and issues were iden-
tified, and solutions proposed.
The problem driven model continues
to the present day, but with a new twist.
Instead or beginning the planning process
with a listing of issues and concerns, com-
munities, through the use of a visioning
exercise, craft a picture or image of what
the locality intends to make of itself, what
it wishes to achieve or become.
Once developed and adopted, the pre-
ferred vision becomes the rallying point or
goal 10 be achieved. The resulting plan-
ning process outlines the sequence of
events and actions the community will
need to take if the preferred vision is to be
We hope to publish reactions to
Mike Chandler's column in our next
issue. What direction do you see com-
prehensive plans (and planning) taking
in the years ahead? Has your communi-
ty shifted away from the "traditional
comprehensive plan" in ways Chandler
describes, or in other ways? Please mail
or fax us your thoughts.
by Michael Chandler
realized, {Editors Note: For more on vision.
ing, see Mike Chandlers two-part series,
"Putting Vision in Our Plan," in PC] #21
and 22 (Winter, Spring 1996).}
2. Thematic Based. Traditions in plan-
ning'change slowly. For example, consid-
er your comprehensive plan and its
content. I would venture a guess that your
plan features chapters or elements devot-
ed to housing, transportation, community
facilities, and the like. As a result of this
style of organization, the reader, as well as
the community, sometimes assumes each
chapter or element is independent of the
other.
To overcome this mindset, plans are
beginning to renect a thematic style.
Instead of having discrete chapters
addressing single topics, plans focus on
broader themes such as balanced growth,
the preservation of rural character,
enhanced economic vitality, and so on.
This style of integrated planning helps the
reader better understand the interdepen-
dencies that are present in the community.
3. Collaborative Effort. For planning
to be meaningful, citizens must be
involved in the process, Planners, regard-
less of their personal talents and capabili-
ties, working in isolation and apart from
the clients of planning, will not be able to
craft plans communities will embrace. A
collaborative planning process provides a
more open, inclusive, and interactive way
of involving citizens and other "stake-
holders, "
l' l. ,\ N N r N (; COM MIS S ION E I{ S I () {J I{ N ,\ L / N U .\( B E I~
~?'l'~_..';i
4. Regional Focus. For much of this
century, community land use plans were
developed with little consideration shown
for surrounding localities, Over the past
decade, however, changes in technology,
in business and economic systems, and in
federal and state policies that bear on land
use, have made clear that localities are
interdependent. As such, localities are
increasingly aware that they must work
together to solve common problems.
Inclusion of a regional assessment or
impact strategy section in local plans - as
well as broader efforts to ensure that
neighboring communities' plans are con-
sistent with each other - will undoubt-
edly become a more common practice in
coming years.
5. Beyond Paper. Twenty-first century
plans will also reflect the information age.
In recent years, many communities have
made use of local access television to
introduce community planning issues to
the broader public. Similarly, a number of
communities are starting to use the Inter-
net to post draft sections of their plans, as
well as the final produet. In the future, vir-
tual reality images and computer simula-
tions of land use changes will become
commonplace, allowing people to actually
"see" how the physical nature of their
town or city might change in response to
differing policies.
The next century promises lO he an
exciting time. It will be our challenge to
make sure our plans remain dynamic and
relevant. .
Michael Chandler is a
Projessor and Community
Planning EXlension Spe.
ciaUst at Virginia Tech
in Blachsburg, Virginia.
Chandler also conducls
plan1lillg commissioner
lraining programs across
the colUllry, llnd is a fre-
C(HCIH spcnher al workshops. His colllmll "fJpcnrs
in Well issue oj lhe PC).
\1 I StJMMEr~ 19t)H
I' I.. i\ N N I N C; L 1\ IN l' R I 1v1 I: R
Procedural Due Process in Practice
"The history of liberty has
largely been the history of the
observance of procedural safe-
guards." McNabb v. United States,
318 U.S. 332 (1943) Uustice
Franlifurter)
~{~Jeaders of the Planning Com-
11l'i1~ionersJoumal know that citi-
zen participation as a member of
a planning commission, zoning board of
appeals, or hislOric preservation board
requires an understanding of plan-
ning law. Most commission and
board members are familiar with
complex concepts like "takings" and
"arbitrary and capricious actions"
under the U.S. and State Constitu-
tions. Indeed, those of you who have
an abiding interest in planning law
may actually weave cases like Dolan
and Lucas into a relatively normal
conversation!
This article adds a necessary
component to this lexicon by exam-
ining the important but often over-
looked concept of "procedural due
process," mandating constitutional
requirements in the day-la-day oper-
ations of bodies which make deci-
sions concerning the use of land.
We all should have at least some
understanding of procedural due process
because it is intended to ensure that gov-
ernment acts in a fundamentally fair and
reasonable manner when making deci-
sions that affect private individuals. Broad
concepts like "fundamental fairness" fre-
quently become the basis for challenging
land use decisions. This ankle is intended
to help commission members 'learn what
the law expects, in practical terms.
The article begins by examining the
meaning of procedural due process and
when it applies. In the second part, it cov-
ers specific acts that ensure fairness: ade-
by Dwight H. Marialll, A/CJ~ (1/1(1 no!Jcl"/.J. Sitlwwshi, AlA
quate notice; an unbiased decision-maker;
avoidance of ex-pant COIHaClS; an oppor-
tunity to be heard; the right to present evi-
dence; prompt decision.making; a record
of the proceeding; and a wriuen decision
based on the record and supported by rea-
sons and findings of facl.
WHAT Is PROCEDURAL DUE PROCESS
AND WHEN DOES IT ApPLY?
The Fifth Amendmeut to the U. S.
Constitution provides that "No person ...
shall ... be deprived of property, without
due process of law." This mandate, known
as the "Due Process Clause," applies to
the state governments through the Four-
teenth Amendment, which provides in
pertinent part: ..... nor shall any state
deprive any person of life, liberty, or prop-
eny without due process of law." Over
time, this safeguard (applied to local gov-
ernments through "Dillon's Rule," which
provides that local governments have only
so much power as the state may grant) has
come lO protect individuals from arbitrary
governmental action, no maller what level
of government is acting,
The Due Process Clause plays a unique
dual role in land use law bcc<luse couns
havc detcrmined that it possesscs two dis-
tinct components - substantive and pro-
cedural. ~Pro(rdunll tlnd SulJ!i/(/IlI;VI' Due
I'roce!i5, p.6. The hallmark of the "procedur-
al" aspect, the focus of this anicle, is the
right to a fair and open process, Sounds
simple enough, but as with most areas
involving constitutional law, complexities
lurk behind the obvious.
Some Limitations
As an initial maller, it is imponant to
recognize that the Constitution does not
require government to afford proce-
dural due process unless it deprives
an individual of an interest in liJe,
liberty or property. ,is{ More Than the
Minimum, p.6, It is equally certain that
land use decision-making does not
affect life or liberty interests. So, we
are left with the single threshold
question: "is there a property inter-
est involved?"
This is the point where things
can get away from us if we're not
careful. One would normally and
understandably say: "of course a
propeny interest is involved when-
ever land use decisions are made,
because such decisions, by defini-
tion, concern the use of property."
Therefore, using this reasoning,
anyone who owns or leases property
should be entitled to Constitutional due
process protections whenever there is a
government land use decision affecting
his or her property. This common sense
reasoning, while seemingly persuasive, is
nonetheless incorrect.
The body of law in this area focuses on
the property rights inherent in the pennit
sought, and not those attributed to the
mere ownership oJ land. Only those with an
interest in land, of course, may submit a
permit application in most cases, but that
(OI11illucd 011 page 6
P L 1\ N N I N G COM MIS S ION E R S J 0 URN ..\ L / N U :vi B E R 3 I / S U tvl I'vl E R I 9 9 S
~I~
Procedural and
\~ Substantive
Due Process
The Due Process Clause requires that
both the process and the result of govern-
mental decision-making be equitable, Pro-
cedural due process ensures that decisions
are reached in a fundamentally fair man-
ner. Substantive due process, on the other
hand, ensures that regulati~m.5 imposed
by the government rationally and reason-
ably advance a legitimate govemmeTIlal
purpose.
j:)More,Than., .
", the Minimum,
" ' '
We have presented inthis
article what we consider the',miTIimum
. . ' '. "'1
requirements of procedural:du~.proc~
under the United Sta;~ Co~tituti~n:. in:
other words, you can regard these
requirements a~d any others und~r your
state laws as a found,ation QTI which you
can build a morc elaborate framework.
If your commission decides that it
would be appropriate in your community
to afford procedural protections to those
who may not have a constitutiomilly-pro-
teeted property interest, you may'do so.
These types of additional procedural pro-
tections might include formal notice to
recognized neighborhood gr?UPS when
applications are filed for properties within
their area and accommodations for repre-
sentatives of these groups to testify at
public meetings or hearings.
Procedural Due Process
COlltillU('dImlllll(l.~(',)
is not the point or the Constitutional
inquiry, The real question is: how does
one demonstrme a surricient interest in
the granting or n permit 1O be emirled 1O
procedural due process protections?
The "Clear Entitlement" Test
The United States Supreme Court, in
the well-known (at least to lawyers) case
of Board of Regents v. Roth, 408 U.s. 564
(1972), developed what is referred to as
the "clear entitlement" test 1O determine
whether the property interest at stake
warrants due process protection under
the Constitution. It may be easiest to
understand this test in the following way:
if the government has no choice but 10
grant a permit in the event that the appli-
cant meets certain criteria established by
regulation, then a protected property
interest is involved - and procedural
due process protections must be provid-
ed. This occurs, for example, when a zon-
ing board or other body sitting in a
permitting capacity applies adopted poli-
cies or regulations to specific individuals
and circumstances. In other words, when
the body is acting in an "adjudicative"
manner.
Contrast this with "legislative" deci-
sions where the local body (most com-
monly the governing body) is setting
policy of a general application - for exam-
ple, by enacting a zoning ordinance or by
designating an historic district. The exer-
cise of "legislative" functions is usually not
subject to the detailed hearing, notice, and
public participation requirements imposed
on "adjudicative" functions.
Many planning commissions, howev-
er, do not act precisely as either "adjudi-
cative" or "legislative"hodies. hut
fall somewhere ill belween. This is espe-
cially Ihe case in those stales where a
planning cOlllmission reviews perlllit
applications according to adopted crite-
ria, but does not make the final decision.
Since the commission does not function
as an "adjudicative" body in the strictest
sense, one could argue lhat it does not
have to provide procedural due process
protections such as adequate notice and
the opportunity to be heard. Our advice,
however, is that where a commission
makes recommendations that the ulti-
mate permit-granting authority (usually
the local governing body) may rely on in
making its own determination to approve
or deny a permit, prudence dictates that
the commission also follow the principles
of procedural due process.
Having just gone through the basics
of the Supreme Court's "clear entitle-
ment" test, we must now caution you
that courts can invalidate local actions
because of the unfairness of the action
even if they conclude that the Constitu-
tion's due process clause does not apply! If
a court is sufficiently outraged by the
unfairness or bias of the local decision-
making process it may search for (and
find) some other basis for invalidating
the decision. A good example of this is a
recent California Court of Appeals deci-
sion, Clarh v. City of Hermosa Beach, sum-
marized in the sidebar, A Clark v. City oj
Hermosa Beach, p.7.
WHAT Is REQUIRED TO SATISFY
PROCEDURAL DUE PROCESS?
Procedural due process requires that
governmental proceedings be conducted
in an orderly, fundamentally fair, judi-
cious, and impanial manner. In the bal-
ance of this article, we will
discuss what we feel are the
P LAN N [ N G COM MIS S I () N I: R S J () tJ l~ N A L I N U M B E R :3 I I 5 tJ ;\'1 :-'1 E R I 9 <) H
f2j-t'
g'.~<:
:.',', ."..~
minimum requirements for a ddcnsihle
proceeding. Please note, however, thaI
requiremcnls may vary in your jurisdic-
tion depending on your Slate statutes
and how your courts have interpreted
them. Our goal is to alert you to the
issues. You should be guided by your
commissions legal counsel in determin-
ing the full scope of procedural due
process required in reviewing permit
applications.
Also, bear in mind that while your
proceedings must conform with the
requirements of procedural due process,
they need not be conducted in a formal
"trial-like" manner. Indeed, running a
commission hearing like a trial will end
up intimidating virtually everyone
involved (except for the lawyers). Proce-
dural due process can usually be provid-
ed within the confines of a relatively
informal atmosphere.
l.Adequate Notice
Notice requirements are normally
found in state enabling laws and in local
zoning and subdivision ordinances. They
direct who is lO receive notice and what
form the notice must take. Courts gener-
ally consider these requirements as
mandatory and jurisdictional, which
means that a failure to comply will inval-
idate the action taken.
The person whose property is at issue
and the person who has applied for a per-
mit (sometimes the same person) ordi-
narily must get notice. To ensure fairness,
most co'mmunities also provide notice to
neighbors or property owners within a
specified radius, even if state law does
not mandate this, A commission should
also give some type of notice of its hear-
ings to the general public. Most states
require, at a minimum, that notice of
hearings be published in a newspaper of
general circulation. .
The following cases illustrate actions
constituting insufficient notice, and
underscore the importance of strictly fol-
lowing your jurisdiction's notice require-
ments,
. An Illinois court held that notice of
a rezoning application was not reason-
ably calculated to reach those who
should have been informed so as to offord
them an opponunity 1O present their
objeclions when Ihis notice was buried ill
the back pages of a ncwSlxtpcr. AmcriujJ]
Oil Cor". v. City oJ Chicago, 331 N.E.2d
67 (III. ApI'. Cl. 1975).
. The Utah Supreme Court held that
a city planning and zoning commission
railed to comply with statutory notice
requirements when it gave no notice of
ilS hearing on a proposed project master
plan, and then an ordinance enacting the
same was passed by the governing body.
Call v. City of West jordan, 727 P.2d 180
(Ariz. 1986).
2. An Unbiased Decision-Maker
Commission members must he free
from conflicts of interest and bias. At the
least, such behavior can lead to a crisis of
confidence in the commission's ability to
deal fairly with applicants. But bias and
conflict of interest can also resuh in a
court invalidating the commission's
decision.
. The Maine Supreme Court held that
a landowner was denied due process
when only two of five commission mem-
bers who heard the evidence were on the
commission when it issued its findings,
and one of the new members had been a
voeal opponent of the project at the hear-
ing. As the Court noted: "Procedural due
process ... assumes that Board findings
will be made only by those members who
have heard the evidence and assessed the
credibility of the various witnesses. n The
Court further held that only those Board
members who had not previously
opposed or supported the project could
participate at a future rehearing. Pelhey v.
City of Presque Isle, 577 A.2d 341
(Me.1990).
. The Georgia Supreme Court vacat-
ed a county commission rezoning of two
lots from residential to commercial
because two of the three commissioners
had a financial interest in the rezoning.
Wyman v. Popham, 312 S.E.2d 795 (Ga.
1984).
3. Ex-Parte Contacts
Related to the previous point, it is
fundamentally unfair to engage in ex-
parte contacts - contacts outside of the
public hearing process with a pany
involved or potentially involved in a
COlllillUCrl 011 page 8
00 Clark v. City of
~ Hermosa Beach
Sometimes a CDUn will invalidate fl
l.md use decision when it determines that
the local body has engaged in an egre-
giously unfair pallern of conduct,
notwithstanding a finding that the Due
Process Clause does not strictly apply,
This was the case in Clark v. City of
Hennosa Beach, 56 Cal. Rptr.2d 223
(2d Dist. 1996).
The plaintiffs in Clark applied to the
Hermosa Beach Planning Commission for
permits to demolish the duplex they
owned and repl.ace it with a new two-unit
condominium, The planning commission
approved the permits, but this approval
was appealed to the city council. The city
council then denied the permits, finding
that the size of the proposed structure
was excessive,
The California Court of Appeals, in
, reViewing the city council's decision, first
applied the U.S. Supreme Courts "clear
entitlement" test. The court found that
the plaintiffs were not entitled to proce-
dural due process under the Constitution
(primarily because they had applied for a
conditiqnal use permit, which the court
found the city council to possess consid-
e~ble "discretion'in deciding whether to
issue; tInis, the piaintiff had no protected
property 'interest). Nevertheless, the CDun
~hrew,?~t the city co~ncils decision. The
", . 'co'urt eXpressed shock at the bias of cer~
t~in city councilors and, relying on the
ccimrriim-Iaw'doctrine of connict of inter-
. est: concluded that th~ plaitltiffs had been
unlawfully denied a fair hearing.
. ,. The.l~on in Clark for land .use deci-
sion-makers is th~tl a court mar. w~.ll find
'., , . , " ~ ._, ~ .. ". .
a way to reverse a government action
based ou' an unfair p;oc~ ir'it is suffi~
ciently'~utraged - even if Constitutional
due process entitlements do not come
into play.
P LAN N I N G C 0 ~1 M t 5 5 ION E r~ S J 0 URN r\ L I N U M B E H 3 I I 5 U M MER
ftfkJ"
~,'. .9-
.>~ "
I 99 8
Procedural Due Process
(OIuillllnIJ/(lJtlpCl,i:C 7
matter before your commission, These are
"one-sided" conversations bccause you
are allowing one pany (0 have a discus-
sion with you in the absence .of Olher par.
ties. You must scrupulously avoid these
conversations,
. The Maine Supreme Court held that
a planning board's meetings with oppo-
nents of a subdivision proposal were ex-
parte in nature (and violated due process)
since the applicant was not notified of
them. Mutton Hill Estates Inc. Y. Oakland,
468 A.2d 989 (Me. 1983), appeal after
remand, 488 A2d 151 (1985).
Should you inadvertently commit an
ex.parte contact, you must reveal it on the
record before you vote on the matter. As
Gregory Dale has stated in one of his
"Ethics & the Planning Commission"
articles in the Planning Commissioners
journal, "there is nothing more frustrating
for the losing party than to have the
impression that the other side prevailed
through the use of 'back door' politics.
And nothing is more important to you as a
planning commissioner than your credi-
bility and integrity." PCj #2, jan./Feb.
1992, "Ex-Parte Contacts."
Most states have also enacted "Sun-
shine Acts" and "Open Meetings" laws
that define what constitutes a public
meeting and require that all deliberations
(with a few specified exceptions) take
place in a public forum. You should have
your commissions attorney brief you on
what these laws require.
4. Opportunity to be Heard
Every hearing, formal or informal,
must allow all interested parties a fair and
reasonable opportunity to present argu-
ments and evidence supporting their posi-
tion, This does not mean that a
commission cannot place reasonable time
restrictions on presentations and testimo-
ny. In general, courts weigh an individual's
interest in an opportunity to be heard
against the public interest in fair but effi-
cient hearings,
. A Colorado court held that a board.
of adjustment violated due process when
il took additional testimony at a second
public hearing after telling ;:m applicant
that his presence was not necessary
because no testimony would be taken.
Sclavenitis v. City of Cherry Hills Bd. of
Adjustment and Appeals, 751 P.2d 661
(Colo. Ct. App. 1988).
. A California court held that a gov-
erning body, by waiving notice require-
ments and limiting the developer's
opportunity to speak, violated due
process. Cohan v. City of Thousand Oaks,
35 Cal. Rptr.2d 7B2 (2d Dist. 1994).
5. The Right to Present Evidence
A commission must reach its decision
after hearing all of the evidence and after
permitting the evidence to be examined
and commented upon by all interested
parties. Each side must be allowed to
rebut the others arguments and evidence,
. A New York court held that an appli-
cant was entitled to a rehearing when the
zoning boards denial was based on a plan-
ning department report containing evi~
denee that the applicant did not have an
opportunity to rebut. Sunset Sanitation
Service Corp. v. Bd. of Zoning Appeals, 569
N.Y.S.2d 141 (2d Dep't 1991).
The right of cross-examination in the
context of land use hearings varies with
the nature of the proceeding and with
requirements of state law. Some states
require commissions to allow cross-exam-
ination, Because the prospect of facing
formal cross-examination may make resi-
dents reluctant to spcak (thus depriving
your commission of valuable evidence)
we recol11mendthat your proceedings
allow for only as much cross-cxamimllion
as is legally necessary. This is a particular-
ly important issue to consult with your
commissions attorney about in advance,
6i'Prompt Decision-Making
The right to be heard includes the
right to a prompt decision. Common
sense dictates that you should make your
decision within a reasonable time in light
of the substantial financial and personal
capital expended by all sides in land use
applications. In fact, many states and
localities require land use decisions to be
made in a particular time frame and to be
published in a certain manner,
7: A Record of the Proceeding
The record is the basis for your deci-
sion, Moreover, in "record appeal" states,
the court relies on this record when it
reviews a commission's action; you must
build a meticulous record at every hearing
in these jurisdictions. In "de novo appeal"
states, the court holds its own hearing as if
the commission had not previously ren-
dered a decision (but even in these states,
we would advise commissions to preserve
in some form the evidence presented and
considered at the hearing).
The record of the proceedings is a
compilation of testimony from the hear-
ings, written information provided by wit-
nesses, staff reports and recommenda-
tions, and any other information used to
form the basis for the decision. Testimony
may be recorded in various forms: a for-
mal transcript prepared by a professional
court reporter, written minutes, or audio
or video recordings.
I' L ,\ N N I N C c: 0 ~l 1\1 I S S ION E R S .J 0 U I~ :\.! 1\ r. I :"\! U \1 II r: j{ ~ 1 I SUM MER 1 l) \) l"\
3. r\ \Vritlcn Decision Based on the
Record and Supported by I~easons and
Findings of fact
Courts will generally uphold local
land use decisions so long as Ihey are
;upported by facts contained in the
record. However, courts will overturn
local land use decisions as "arbitrary and
capricious" when they are not the prod-
uct of sufficient fact-finding.
. A Minnesota court reversed a coun-
ty board's decision to deny a conditional
use permit for a sewage treatment plant,
noting that: "The minutes of the county
board contain no findings of fact explain-
ing the decision ... The board ;gives no
factual basis for its findings. It merely
recites the language of the zoning ordi-
nance_ ... There is no way to determine
from the record before this court what
the county boards thinking was when it
denied the conditional use permit." City
of Barnum v. County of Carl/on, 386
NW2d 770 (Minn. App. 1986).
. A New York court held that general-
ized, ultimately refuted, objections by
neighbors are not sufficient to support a
denial of a special use permit. In re
Marlwwitz v. Town Board, 606 N.Y.S.2d
705 (2d Dep't 1994), appeal denied, 616
N.E.2d 157 (1994).
. The Nevada Supreme Court found a
city council's denial of a rezoning request
for a hotel and casino (which the plan-
ning commission had recommended he
approved) to be arbitrary and capricious.
The Court found that council members
made their decision based on "campaign
promises" and "pledges to constituents"
instead of on whether the rezoning con-
formed with the city's master plan. Nova
Horizon v. City Council of Reno, 769 P.2d
721 (Nev. 1989).
The best way to avoid a charge of
arbitrary and capricious action is to
ensure that the reasons you give for your
decision are supported by facts contained
in the record of the hearing. While many
states and localities expressly require
findings of fact and a statement of rea-
sons, sound practice dictates that your
commission adopt this practice even if
your state's laws are silent on this topic.
Your decision should also be based on
your ordinance and plan criteria, and
should he consistent with previous deci-
sions of your commission dealing with
simihlr circumstances,
Remember Ihallhc point or creating a
written decision is to dislill the facts
articulate your assumptions, and clear!;
describe how you are applying the facts
to the legal requirements of your ordi-
nance, The decision should also be writ-
ten in a manner that others can
understand. In other words, discipline
yourself to not use "legalese" and "plan-
ner-speak. "
SUMMING UP:
If you abide by the basic principles
outlined above, your actions should sur-
vive any judicial scrutiny, You can ensure
that these practices become a part of your
'day-to-day commi:;sion routine by incor-
porating procedural safeguards into your
bylaws or ordinance.
Ensuring due process may seem to be
an expensive and time-consuming
proposition. But as land use lawyer Ted
Carey has noted, "lack of process costs
even more money. ... Virtually anything
that's questionable should be accorded
procedural due process steps. Its a small
price to pay for a very large insurance
policy." Land Use and the Constitution
p. 46..
Dwight H. Merriam,
Alep, and Robert ].
Sithowshi, AlA, are law-
yers with Robinson &
Cole LLP in Hartford,
Conncclicur, where they
practice land use law.
Merriam has been a direc-
tor of [he American Plan-
ning Association, and is past President oj the
American Institute of Cer!ified Planners, He is co.
author oFI:he Takings Issue (to he published this
year by Island Press) and also co-authored "The
Supreme Court Takes on 'Takings' " in PC] #8
(Jan./Feb. 1993).
Sithowshi was (he
1994 winner of the Ameri-
can Planning Association,
Planning & Law Divi-
siQI1~ R. Marlin Smitll
Student Writing Competi-
tion, and is a member of
the American IllslifUle of
ArchileClS.
~.~"."..'""'_. <..,...
' '-&' /:'1~~~':r', \~', ~
,~" '-1 ~~::'~-\\.:, .;"
.~, 4~ 'f,"f\ ", !'
:~ - ~~~~<t~2.;,~, ( ,; ;;
'~";\""Lll"_""c,'"
'l',,~ ~.j".~'f ,k,~ ,
~~.:!ft~;;:~::"i\
"~L.:.
. < --~ ';f
Resources:
~. Allor, "Outline of Arti-
cles ofBy-L'ws for a
Planning Commission," No.14, Planning
CommissionersJoumal (Spring 1994).
. Alperin and Burge, "Land Use Hearings
and the Due Process Clause," Vol. 37,
'No: 5, Municipal Lawyer 10 (September!
...october 1996).
,~.:Blite.Sser .and Weinstein, eels., Land Use
.. and the Constitution: Principles for Plan-
ni~g Practice, Planners Press, 1989.'
.. . ,Bley ,md Axelrad, "The Search for Con-
stitutionally Protected 'Property' in Land
': ,. Use Law,~..vol. 29, No.2 The Urban .
:' "':'. ,', ' .
';'<.:I:iiWyer)51 (1997):. ",
..;:;..~,;..~;~;. '.....;,8~ ' \'1' :. ""~'~'
W'~,kZKovaCic:a~d-M~Master "Drafting Land .~ ".. ".
r;l:'W~I.;A~i:t .', ";~'~'-:'\ ,.;'..,;r:," ..'. " ~~'}"
(t~t,W~tr,~r'~;~gs.:'i'-~~1,1; ~lanning Com1!1is- " <i{,~ '" >
r. :.I'sio)iers]<\ih'nal"(May,june 1992) . :'"''Z.;".'''
:'v;:;<?'p;.~r:~;.""~,: ,':'~j:', .\. ,~,;'":t",\.,
:':~~ft'JetlLeriQn, ~The.bue-Process Issue in '''J':J~;',~
...' ..:. '~1\ t'''. ." ,'. . ,.' ~. ' ' ,'. '...1~,~~t.P;. ,
., ,-Zgning:for HistoriCiPieservation n_ \101 '.-'.::-;N'::;::
:..~-11~~b;-:i::TIi~'U;j,~Y"wyer'77' ( 1987). . '~:J>
"",.~~.'~""~l...r:. . .'''''.'''!' '. . .'" -'"...'.,..
..,~.~~~. $tWhne".;~hd EdMiib~~~'n, pr~~ed~.' Tal Due.:>.~J~.'l,tt:
~.-'~ "..:',....~...,.~.:" ':J..~.~..;.. >'. ,..:' ,.,.,'t~J.,
~~..;'~. ':~~,c~~~'~;~~rlai~:~~~l.i5,~':A Guide for~ " . ~~::.. ,
<~~Jgte.~,~hq,9gn Cpm-missiqns, NationalTrusf,,~;1;~,,?"
.:~~'t~;H~i9tic Pr~~~~ti~~, 1994,' .. '~",~$.~;
,,':,',~":;,~:;",,:~".~,_:,:~,;. ~':".'j;~:.'.;~" .. .:ft~>.
"'" " ;, i5, '.,' ~...J:l' ,\~.lti '. ' ' ,.-::<:;r~<'",
\:,?~~~.,,;",'r.,~~~.: .. (i~~';"
r:=~~:::::,::::~~~" I~
~ al review board for commenting on
r~ articles appearing in this issue:
1.1:.:< Chris Bradshaw, Reno]. Cecora,
r::~ Jane English, Erik Ferguson,
l~"! Doug Greene, Wendy Grey,
~:~~ Doug Hageman, Carl Kohn,
~;;.~ "
~:~ Lee A. Krohn, Wayne Lanmon,
.,i! King Leonard, Ross Moldoff,
r~~J.~J Terrence D. Moore, Gene Moser,
.' ", Mark Padgett,John Palatiello,
Jerald Powell, Ray Quay, . :.i}.
Martin Sanchez, lrv Schiffman, ',,\- ~.,.::
Bryan Stumpf, Barbara Sweet, :, ~::"~;::f
Lindsley Williams, Jim Yarbrough .,~:
If you would like to assist us by
reviewing draft anicles, complete
the sign up form at our Web site:
www.planncrswcb.com/gucs1.htm}
',',~
PLANNING
COMMISSIONERS JOURNAL I NU~lBER 31 I SUMMER
I 998
n
"
,5enat
'~- .' 'Yi.
o.nS tn ~Ira
o' 'l';'-"-"'~ :.~-! ~~~~~~: 'i~ie . ati6~
':': ;'::':".:':;~j'::.: ' ~'~,. ~ ~ileCl~i5xman,Y.tra~
~': ~"":""""':'" . f.' ."~"'
.%-,... '. ' ...., . ." ,. ndri:ommunt!X'~av
~,'''''.:.f/",,,'.'..' : '1~~~(t"~1
::.; : --." '0 ~:~.: .~. .::'. _1 nOLwitli6utfitS'criti
*:-'if,,' ~.? V-", '::i:;o' ;." .' ~:&.'ll~""'fo' . ....
':.:~:~?e..:g.' ~~~:v.rr- ~...lr~.~. Among~liuman.seivicejorn on initiative, tHe~Golum us
~:',:~~~~:;.;. ''(J~",'.~P'SJ~_:<:,,',If\lYSJ!~,'tl., ~t't"\;r~,1l1TIJt.t~r'\<->; ,"'-ct!' '-', 1 I . ':'~t111i~.t;Uf.t.'~'r,\I" "-~~N'\:y f\:"~A:":~L '. ~.m .. . I
.' f'1901."(.IST.r',..., r - ... '.1 . '.' ',1 _'_'~X.'. . e ."....'.'".f....''' ',-. n".. mzaUons 'tne,.taw's language. ..... .0nlO. ..DlVI..S IOn of.'EIe.ctnCl
TH' .'. o~.;',(~,,:. - ~~~:" .l;q~mo~en: )'I:JI1e.n~ pr,:~~~,p,I?us proJec!S. ~." ':'1:". A. ~".',: "... _..L -'\.,~._,.:.(-,.~,'&,:. ,.~.+'.f.:~\"?,.~,~::,it{r("
!(~;.;; last;year:); C~~~siQnal de~ate' "';such as bicycle-pailis andhis-; .:requlnpg,that.fed~ral gaso,line)!!;'j\-currentl}'<;o,wp.lepng'a'p.liin to
~:~:.; ov~g~~lut~~tr.Jli~f:A; ';~([d;" ',',:' ~~;~Ti~ pres~~~.~g,?~f{6I.ts ~~a~ ~;~\;"tax r~&~~~~~~~r:~~.~rud;:~~'~;~~{C~!~~;:(tIrh~~~~J~~i~~~~ili(~~~~~
~~~j:.')'"' McMa~~ns'~~at'sJ!extfo~~:'!; " . ~ . ~~~e,~.~~nce"ilie-~~~~~~_~~J1a': . ,,;~:~trans~~~t~~~:L~ ,ra~~\~~~,??A~~~..:>S-~~'f ~~~??9~,';~ ..i~;~~nty.,
-~ ':, ISTEA:',m ~CJ #27~.~Summer.::': non'_system~";,'~l'-,':~\~ 1, ..-" ''', cems ,~o9~t~.f2r~l~g offs_~ttmg!~~~~.. eI1~anc~ng~tr~~HIgli~&,,-
!-~",:{" 1997J. ~~~ l;"~:'~';" -,~;<,.' . ':'~';i;(', " .-,::A'new t1!i~ii~$~~nt~~ {:\.' ::}cutS'~~~~~o~~~.V~,e?ding~~f"~:~Vtk:~~,.'}~~ile at'.t~~"s~~~:,ti~~1!~p,ect
;~;::~ .- rE!\-:-21 auiliomes a record ':enhancement'P!o~rri. >'. . '. Sorrie"'errMi?rirri~ntat.'gf~ups:;." ?~r~ ing~~cli Cp,~~~ity's;:~~,iHu
$200 billion.iil.highway and requires urban trat?sit agencies are concerneQ about "riders'; ,,-:' historical,traditi.on and #es
transit expenditures over the to spend one percent of their attached to'TEA-21 that weakj thetics, ,',
next six years, an amount funding (roughly $30 million en some unrelated environ- The initiative, knowr';~J ro..
made possible due to langmlge per year) in similar ways, mental regulations, ject 20/20, has consisteq.;'cif
requiring that federal gasoline Like ISTEA TEA-21's plan- A t k d d' three distinct phases: a puBlic'
, . m ra a vocates were 15- ^' ".''''''
cax'revenues be spent only on ning components require . d ha h I '1 ' educationcampaigntoraise,',~
. , appomte t t t e egIS allon , ,- :~'-'r
transportatIon. It retams and states to develop statewide f '1 d II h n' awareness of street hghung .' y'
al e to a ow states t e eXI- ,,', <$>
expands the popular "trims, transportation plans. These b'l. f issues (including safety and lia€
1 ny to use sur ace transporta- :I
portation enhancements" pro- plans must "provide for the 'f d .. bility standards and Hghting-
Hon un s to support mter-cHY ~-.
gram and also maintains an development and integrated '1 related costs); a complete ~
passenger ral . ~
emphasis on coordinated management and operation of inventory and assessment of ;,
transportation planning, The transportation systems and . Budget watchdog groups the existing street lighting sys- 1 '
massive bill also supports facilities (including pedestrian have complained about the tern; and preparation of a light-'
numerous other programs and walkways and bicycle trans- ~arge num~er o~ "pork".pro- ing master plan,
initiatives, such as safety portation facilities) that will Jects contamed III the bill. The master plan contains
research and the development functio~ as an intermodal For more information, COlltact policies for the prioritization of
of intelligent transportation transportation syst~m for the Roy Kienitz at the Swface lighting needs, a discussion of
SYSlcms, or ITS, State and an intcgral p;;lrt of an Transportafion Policy Project at lighting-related design issues,
According to thc non-profit inlcrmodal transpon:nion sys~ 202-466-26.16, The STPPs weIJ ;;lnd neighborhood-specific
Surf;;lCC Transporwtion Policy telll for the United States," P(l!!.c is at \V\V\\~fra"S(lCl.org. lighting rccommcndations.
I' I. 1\ N N 1 Nee n /vi ,vl I S S I () N 1": I{ S J 0 U I{ N t\ 1. I N U j'vl BEl{ J 1
SUMMEI{ l()tJK
~~}~~:i
~"'1 . I ,:\
nw
''f~ .
n.,q~ :;;~1{
. !~I~
,.",," ".qt...,
''!''''-';' c:': ,\ l,j~{ll
Pam lit ~. ,,:"~.
. ~ k:t'.;f.....~ ~ ) ~ ",.,~,",{;':
arcfiieGtural' Ies. , !~ ~"',~"~,
,,_.~., . . - ." Yh v
'"f" na51assiSl ''''-;' ~. I 'In/~ ; co l~ ':' I~;
l~ ~ ass1St~d:<. EOr<lmore irifonna :';":'.'!-.'ii'~';t'h(':."'S~t' "m~~~' ';'<i
. .'...;v.. .~.:: ~, ana,oJ} e:im De _ ..', ,,,,~
nY'4 oraer.a. opJoftli Ii IlP~~~~~-""I: ';''t.~,~,;~~, ''',
'th'at ..~.. ~' ' ~'F" .ec ~_""oi!>.\. . 1iViaa;\citj850-513:-~>:- )
. -.. .... ,'&...-.~..u;"., ,... ",".' "'"' '" , '(J'~>'>-'''''l''
t' ~ .... q >,... .. ta!=~.I~l DaJy G.. ITiJi!gF,.. anomlC develop.ment-o ,'l lJ-:~J:' ... ,I - ,,'ij_.:
.bre~ito provide'and~f;\ ,'~ ::iNciiforltr'~I:.stilute o~'E~ i~l~' l~'l' J"~\".!"li":l .' i~'k~~'c :, .'; \).:".
~;r,~ ,..~. iO.;l'",', '!~i1:~~' -~ . ,. <lC:l~n"vYaton,.~ounty,~w I ,~~..tl.' '+:.\"f_
e"itscitizensinsuc:na-r.-: '." ko( " ,..', '\" 1M1l- ,)l~mJ(~.ljh~j.<:.,. _' 'j~:".o:~,".,;t<.. ....'~\C,.
w "-*E","g . " ';IC".~' ~. I ~~mptt.q~,Health 5Clenc,~S, a 'llie easy transnortatlOn ~. liDean 'Rlen:e;~~ .
1l' .0. ud Hts .! lU~ ,....c"'. I' "g! '~~~'Jl"" {~.,. . .,
ll!~I,",1.!1fl~f st y C! J _ t: ': 't,'\!~919:S,41:~5377. I -' , cCeSs:erijoyed oy;.rimcli of ;,~{tldnd lise and..:
'liglitiiigs~tem.":< t It:bJ. '.,~ .~. '~;: :: ~a~"~. ly"~':;~:tJl'l...,. ,[ji',;' :''','
, . /, .~. 7N 1. ~~t./ ..,',~'" 'r~: .' ""u~ ,,'~ .;: t of~fJC!_nda, ~~~~;fI}tI~e' :" ,lr~nsportaUon '
i~J\~.on;4;;[9~ation, conta~~< . .' :r'Jlj~~:" ,~eo-t~~~.t.I~nal, .~.;'!t~.the prSJi2t:~11" <. ~~ '(:;pl~.""er, is 1ssis-
p,...~~1J~~,Bq~!1l~~ NBB] ~~hlte~~ts". '1t~p~e.l.~pme'1t~l?r~FA" It, ~~:\,.~:j, '~<;ti]{f~r':~~ :~~ ~;J/~~ Ii ,::,"ta~t ~d'tor.of
. ~t 614-224;7)115, or Ted.YolI"..,. ...l!i"tt;;n"t',on to'~Flo" r',d' aM'i ilier:p.roJects.Demg'Planne.(L~.'1 ' the PI~"nmg .
","~~'f ' '~",r .', .....#'\. '" J l,.{.~",,", f.Jtt."'t'. ~.... "...'l:-:t~\'";....., J,:\ .
:i'mulh"oJth~GolumbusDivlsioh. :;;';;-p "h'i -'~dl ~'~r "';.Ww""~rl ,,...lndude_Southwpoa~n~aJ.Tal-;"~ .. ;;:r:,.'~'" Commissioners
~:!t'~. ~f]:r..' .. ''''" ,f. 0'1; an an e '?~_ >;.~r' t"~....I\"""..~'i~I." t"~~~." 'fi',..'l,: t "V,.,,_M~'''f.' 'J'.
Ji ofiElectricity"'at'614-645-7038, \... .. \'..-,,(. .', /;.1.::""<-<:. .'....;;~:. 4..;t;;:..-;t~'~laH~see. '~ocatei::Lon~3;~OO {";.4. ';~~!1o~rnah and author of the quar-
r'L ;,1: ~];'i:..., ..~.: ~ '~ ,~;~1 'Tk,~, Fl?rid~ pan~~gndl~:p)~~d~:(4~;~t~~~f r~llin~,p.t~~}~,', ,::t.:" ~r~ .:~~~";JY;f~i~~ ViSjt~~'co~u.nm on the
~ ~icle~~~t?orts " ' " bec~l!l~ the s~te ~f~.num~~~ 0~.(:~1~~~00? coul?~eye!1t.~any '. ~ ,~' PI~~ers Web. Comments and
fon. He~ltiiEffects. " new towns W1thm:~e n'f,I',; :'::;';~~\l~<~th.ome to 12;pQp;residents..: ",",:su~<:<tions for future columns are
f';~.'f"S . - "'51 : decade Ifplans bemg devel;-,; >. .::tft,lthough heanngs'on the . ", ", w. elcomed. Plerce'can he reached
<.0 praw1,,: .' .,-"','" -,~;.\l'-.' '1'""/.');':"',,.,'.'-,' - ", : ",...-..' . ,'~ ': _<,..."
~;: 'h .'; ": '.,oped by,the state~~larges~ pri-, ' .~t>.~S~uthwood project are 'not set:. -,' ;.1", at: '. ~,~ "
. Sprawl costs communities ':" vate-Iandowner, tl~e Sl.Jrie,~r ~.. ':'tb:b~&in until mid-~ummer, . "6 North Street, Middlebury, VT
not only financially and aes- , Company, are realized. The: . th~ "company has been meeting 05753, or via email.at
thetically, it also ~ontributes to communities, which are to be with citizen groups and state deanpierce@usa.net.
health problems such as respi. created using neo-traditional
ratory illness and stress, design principles, are part of
according to an article by the company's strategy to
Charles Schmidt published in expand while pursuing
the June 1998 issue of Environ- "kinder and gentler" develop-
mental Health Perspectives, the mem practices.
journal of the National Insti- In something of a departure
tute of Environmental Health from the norm, these large-
Sciences. scale communities are being
Sprawl can be difficult to planned for families and work-
define, Schmidt notes. crs, as well as retirees. Inspira-
Howc\'er, it has at least two lion for the S1. Joe projects
characteristic features -" 't ,- "".n:~
oI" reliance on the aUlomobile;':oJ. -:'>~';.~f
. '",.,
;,",
,
.::,:,':'"
, /..::;~~~~,:
'.','i-:<!,
.1
4;
J-i
"f;;
PLANNING COMMISSIONERS JOURNAL
PlannersWeb
Checlt out our:
. SpnA\VL RESOURCE GUIDE. PLANNING UNKS DlRECTORY
. ROADWAY ACCESS MANAGEMENT. FULL INDEX TO TtlE PCJ
. "SITE.VISITS" (lIId "GnOWING PAINS" COLUMNS
. PlANNING VIE\VPOINT AlrrICLE$... (I1lt/mudl moft'.
P L r\ N N I N G C 0 ~I ~\ I 5 5 ION E R S
OUR N :\ L I N U :<.\ n E R 3 I
!iITt'l
5 U ;\1 :'\\ E R ] I) 9 f>
LOOKING AROUND
Bicyclists and Pedestrians Belong!
A'ld you prefer to live in a
tX:here you have to drive
everywhere for everything or
would you prefer to live in a IOwn where
you could walk, ride a bicycle, take pub-
lic transportatio,n. or drive to get where
you want to go?
This question is at the heart of the
debate over ho'w our transportation
funds will be spent over the next five
years. It also suggests that local govern-
. ments need to do more to include bicycle
and pedestrian elements in their long-
range transportation plans.
Transportation is about more than
just roads. In many large European cities
such as Copenhagen, Amsterdam, and
Stuttgart, as many as 30% of all com-
muters reach their jobs by bicycle. Does
this mean that the Germans, Danes, and
Dutch don't like cars? Of course not,
they love cars. They simply don't have to
use them all the time, because they have
far more transportation choice than we
do. High speed trains, electric trolleys,
and extensive networks of bikeways and
footpaths are all common throughout
European cities and towns.
Here in the U.s., every gallon of gaso-
line carries a federal excise tax of 18.3
cents. While 4.3 cents is dedicated to
reducing the federal deficit, the other 14
cents goes to transportation spending,
Earlier this year, the U.s. Congress
passed a $220 billion reauthorization of
the lntermodal Surface Transportation
Efficiency Act (lSTEAl. The new law pre-
serves critical environmental programs
such as those aimed at reducing air pol-
lution and increasing funding for trans-
portation enhancements, including
bicycle and pedestrian facilities, rail-
trails, and other non-motorized trans-
portation alternatives. This means that ,.
federal money will continue to be avail-
able to state and local governments to
better integrate walking and bicycling
By Edward T. McMahon
facilities into local transportation plans.
[Editor's Note: For more on the ISTEA
reauthorization, see page 10 of this issue).
Despite the increase in funding for
non-motorized transportation facilities,
some state and local officials continue to
think there is little public demand or
support for bicycling and pedestrian
facilities as part of a multi-modal trans-
portation system. Nothing could be fur-
ther from the truth. In fact, a recent Lake
Research Poll of registered voters showed
that 64% support using federal trans-
portation dollars 10 build bicycle trails,
bike lanes, and sidewalks. Even a majori-
ty of those voters who do not ride bikes
expressed support for federal funding of
bicycle projects.
Davis, California, a city of 55,000
people near Sacramento, has 35 miles of
bike lanes (about a third of the city' 107
mile street network) and another 36
miles of separate off-road bike paths. The
city also requires employers to provide
secure bicycle parking and shower facili-
ties. As a result, more than 20% of all
trips in the city are by bicycle. The Davis
school district has no school buses and
provides very little on-site parking for
cars. Instead, each school provides
secure, supervised bike racks. Thousands
of students ride bikes or walks to school.
One busy intersection alone sees a peak
of 1,100 bicycles an hour.
While Davis is an exceptional exam-
ple, a 1995 Louis Harris poll found that a
majority of Americans would be willing
to ride a bicycle 10 work "at least occa-
sionally" if they could do so on a safe
bicycle lane or designated off-road path.
Even more remarkably, 13% of all Ameri-
cans said they would be willing to ride a
bicycle to work on a "regular basis" if
they had the facilities to do so.
Visit any bicycle-friendly community
and you will find large numbers of peo-
ple traveling by bicycle. Eugene, Oregon;
Tempe, Arizona; Seattle, Washington;
Martha's Vineyard, Massachusetts; Palo
Alto, California; Gainesville, Florida;
Boulder, Colorado; and WashinglOn, DC,
are just a few examples. Even cold
weather communities like Madison, Wis-
consin and Minneapolis, Minnesola have
become bicycling meccas. Madison has
more than 150 miles of bike trails and
boasts of having more bicycles than cars.
Among big cities, Minneapolis has
one of America's most comprehensive
bicycle planning programs. When Mayor
Sharon Sayles Belton was first elected,
she announced eight goals for the city.
One of those goals was to make Min-
neapolis "bicycle-friendly." In 1990, 1%
of downtown commuters used bicycles,
by 1998 it was almost 3%. The city's goal
is 10%. Even in winter, over 2,000
cyclists a day commute lO downtown,
which eliminates enough cars to fill the
I' LAN N I N Co C () 1\1 ;-"'1 I 5 S I () N E R S J 0 U H ,'\! A I. I 0,: lJ :-",1 II I: It 3 I I S U 11.1 1\1 E nil) l) B
.-~,."".,:
cilY's Iargcsl parking garage.
Minlleapolis, long-known for its
interconnected nClwork of grecll\vays
and parkways. has also built the nations
first "bicycle freeway." The 3.5-milc
Cedar Lake Trail allows commuters and
recreational cyclists to travel to and from
downlOwn Minneapolis on a pair of one-
way 10-foot wide bicycle paths separated
by a grassy median. The freeway even
includes a separate parallel path for jog-
gers and walkers,
ECONOMIC BENEFITS
Communities that build bike trails
find that people start buying bicycles and
related parts and accessories which in
turn leads to jobs. In 1995 the bicycle
industry produced and sold $5.2 billion
worth of bicycles in the U.S.
There are about 7,000 U.S. bicycle
dealers, but these businesses are not
evenly distributed throughout the coun-
try. They are disproportionately located
in bicycle-friendly communities. For
example, in 1996, the Denver metropoli-
tan area (population of 2 million) had
149 dealers. By contrast, the Atlanta
metro area of over 3 million people had
only 28 bicycle dealers. The difference
resulted from almost 200 miles of paved,
off-road bike trails in the Denver area
compared to less than 20 in the Atlanta
metropolitan area.
There are other economic benefits as
well - not the least of which is a reduc-
tion in municipal expenditures, Fewer
~ On-Line
. Comment
- " "Our society suffers from
alienation, isolation of those unable to
drive, and associated social pathologies,
Many blighted neighborhoods or marginal
ones would greatly benefit from increased
'people presence' as opposed to 'automo-
bile presence' on their streets. NalUral
alliances between people wishing to have
improved non-motorized transportation
alternatives and residents wishing to free
their neighborhoods from intrusive
cut-through traffic and its ill elTeclS seem
possible,"
~ RellO J. Cecora, San MCHLOs, Tom
r<lrs GIll lranslate into reduced ro,ld
mainlenallce costs, slll<ll1cr parking lOIS,
and less Illoney spent Oil expcnsive high-
way improvement projects. Also, bicycle
paths and walking trails are among
America's most popular recrefllional
facilities,
rt,,::I~,r. ."
'."",
:''-~J;':' ". ''',',' ~';:;,.,~:, L....;,.~;:~,-, ~~ ,. -I':"r,il"
,h,.. " '1.". ,."h....','". "/l' "to ---... ~J
-, >..'~Th .;j~~F ..~
J~~~~f?~;~~;::. J::':-~~Y
v'....t;,'.., ,"r ~:i""".)".,~........., -"'t"''f:.'._' " ' j """. t "',', ""'.
"':t.:<'.':~~"'.;...t, ";'" .~'-".<.4..;;;:': , ". '.'~,' ",' l?.-!..".:_L ~ "':" '.'
'A-."S:~"'j; ;- '" ,....,~'.:',~!'*',.w: ;- ,,. .':-t"."r.....\ ._',/....
i.l~~f};~~~~
Bicyclists can race trains in Minneapolis,
HEALTH AND PHYStCAL FITNESS
BENEFITS
Coronary heart disease is America's
leading cause of death and physical inac-
tivity is the single greatest risk factor
leading 10 coronary heart disease. As a
result, exercise is especially important to
improving public health. Bicycling and
walking can help to fill America's physi-
cal inactivity void and make a major con-
tribution to public health.
A recent publication of the U.s. Cen-
ter for Disease Control, Promoting Physi-
cal Activity Among Adults, states that "the
most effective activity regimes may be
those that are modest in intensity, indi-
vidualized and incorporated into daily
activity." Bicycling or walking 10 work,
school, shopping, or elsewhere as part of
a regular day-to-day routine can be both
a sustainable and time efficient exercise
regimen. It also accomplishes two activi-
ties at once - travel and exercise,
ENVIRONMENTAL BENEFITS
Bicycling and walking also provide a
variety of environmental benefits. Fewer
trips by motor vehicles means less air
pollution, It also means stores and busi-
nesses will need fewer parking spaces
which in turn reduces stormwater run-
off and non-point source pollution. The
state of Minnesota estimates the public
savings from reduced pollution, oil
import, and congestioll COSh ,II hl'IWl'l'll
5 amI 22 cenls for every ;w!olllOhile lllile
displaced by bicycling or walking.
Although distance and increased time
are frequently cited as reasollS for Ilot
bicycling or walking, data from the U.s.
Depanment of Transportation show that
more than a quarter of all trips arc one
mile or less; almost half are three miles or
less; and two-thirds are five miles or less.
Moreover, 53% of all Americans live less
than two miles from the closest public
transportation route, making a multi-
modal bicycle or walk-to transit trip an
attractive possibility.
Once again, the biggest deterrent to
increased non-motorized transponation
is lack of facilities, not distance. Even in
the sprawling Chicago metropolitan area,
the U.S. Department of Transportation
found that "census zones, where five lin-
ear trails exist averaged almost 16% of
commuter trips by bicycle, compared to
only 1% for the region as a whole."
I recognize that bicycle commuting is
not feasible in some rural areas, and that
many people, no matter where they live,
will never seriously consider bicycling or
walking as a transponation option, But
given the choice - and the availability of
facilities - millions of Americans in
small towns, big cities, and suburbs,
would choose to bike or walk more
often.
What is unmistakable is that the eco-
nomic, social, and environmental bene-
fits of reducing our reliance on the
automobile are immense. Planning com-
missioners need to seriously consider
developing a bicycling and pedestrian
plan as part of their overall transporta-
tion planning strategy. Clearly, bicyclists
and pedestrians belong! .
Edward McMahon is a
land use planner; attorney,
and director of The Con-
servation Funds "Ameri.
can Grcenways Program,"
He is former presidenf of
Scenic America, a national
Ilon-projit organization
devoted to protecting
Amcrica:~ scenic lane/scapes, McMal1ol15 columll
appears in each issllc oj thc PC).
PLANNING COJ\'IMtSSIONERS .I0UnNI\L I NUMBER 31 I SUMMER 1998
~~rt1'l
FEATURE
Putting Growth In Its Place
,~"',,'
:<~,~:U)st communities would like
to"g';'ve something. It might be
environmentally-sensitive areas,
farmland, historic land-
marks, open space, or
other places with special
significance. But there is
typically a dilemma. Elect-
ed officials are often reluc-
tant to impose restrictive
land use controls on prop-
erty owners without pro-
viding some. form of
compensation. However,
most communities have
little or no money avail-
able for compensation.
Some communities
address this dilemma by
adopting what is called a
"transfer of development
rights" or TDR program.
TDR is a market-based
technique that encourages
the voluntary transfer of
growth from places where a community
would like to see less development
(called sending areas) to places where a
community would like to see more
development (called receiving areas). tn
this process, development pays for
preservation.
With TDR, a community motivates
sending site owners to record permanent
deed restrictions on their property, forev-
er ensuring that the land will only be
used for approved activities such as farm-
ing, conservation, or passive recreation,
When these deed-restrictions are record-
ed, transferable development rights, or
TDRs, are crea~ed, Sending site owners
are compensated for their reduccd devel-
opment potential by being able to sell
their TDRs to the developers of receiving
sites.
In the receiving areas, a TDR-based
zoning code offers developers a choice.
WITH TRANSFER
OF DEVELOPMENT RIGHTS
by Rich Pruelz, AIel'
option despite the extra cost of having to
buy the development rights. j:) L.';"g
TDRs: A Basic Example, p, 15
Not all TD R programs
are successful. But when a
community creates the
components needed for a
TDR market, everybody
wins, Sending site owners
are compensated for per-
manently preserving their
properties. Receiving site
developers enjoy greater
returns even though they
have to buy TDRs. And
communities achieve
their land use goals using
private sector money
rather than tax dollars.
If TDR Is So Great,
Why Doesn't Everyone
Use It?
As I learned by send-
ing questionnaires to the
3,500 largest communi-
ties in the country, many people still con-
sider TDR to be experimental. But. in
fact, it is not a recent innovation. TDR
has been in use for thirty years in the
United States, dating back to the New
York City Landmarks Preservation Law
of 1968.
Nor is TDR untested. My sun'ey
uncovered 112 TDR programs in 25
states across the country. Of these 112
TDR programs, 47 are in cities, 30 in
counties, and 30 in towns; another five
programs are multi-jurisdictional, allow-
ing transfers between different munici-
palities. While most programs are
relatively small in scale, some programs
have permanently preserved large
amounts of land: 29,000 acres in Mont-
gomery County, Maryland; 15,000 acres
in the New Jersey Pinclands; and 5.000
acres in Calvert COUllty, M<lryland.
Some survey respondents reponed
The process of preparing a TDR ordinance helped Monterey COUtHy. California recognize
the need to preserve the spectacular sanoy of Big Sur:
Developers who decide not to buy TDRs
are allowed less development on the
receiving sites. But developers who pur-
chase TDRs are allowed extra develop-
ment, or bonus density. When a program
is well designed, the extra revenues from
higher-density projects make it more
profitable for developers to use the TOR
I' LAN N I N r; C (,) M Ivl I S ~ 1 () N I: I~ ~ I 0 () l~ ,\! ,.\ L I N lJ :-'1 13 E I~ 1 1 I S U ~vl M E H I I) I) H
Iholt Ihe)' do not liSt' TDR hecause then:
is lillk or no open space or farmland Ich
in their comlllllllili(~s. Admlltedly, of the
112 TDR programs identified, most arc
aimed at saving undeveloped <lre<lS (63
focus on preserving ecologic<llly.sensi-
tive areas, natural resources, and open
space; 21 on protecting agricultural land
and rural character). But more than two
dozen programs are designed to work in
fully-developed communities by pre-
serving historic landmarks, revitalizing
downtowns, creating housing, protect-
ing infrastructure capacity, encouraging
desirable land uses, and promoting
appropriate urban design. See, e.g., the
sidebar on San Francisco's program
aimed at historic preservation, on p. 19
Many respondents reported that they
don't use TDR because their communi-
ties prefer to rely on traditional zoning
and outright acquisition for preserva-
tion. This reliance is ironic since most of
the respondents predicted that they will
achieve no more than half of their land
use goals given the strength of their pre-
sent zoning controls and the amount of
funding currently available for acquisi-
tion,
In fact, acquisition dollars can go fur-
ther when used in conjunction with a
TDR program. For example, a commu-
nity can buy development rights itself
and then resell these TDRs, using the
proceeds to replenish a revolving fund
which can be used over and over rather
than for a single, one-time acquisition.
Finally, many people assume that
TDR is used primarily as a legal defense
against takings challenges - claims that
a regulation goes so far that it "takes"
private property for public use without
just compensation. People who make
that assumption are justifiably skeptical
of TDR because the courts have not as
yet directly ruled on TDR's role in the
takings issue.
The case of Suitum v. Tahoe Regio1lal
Pla1l1li1lg Age1lcy, may eventually clarify
TDR's ability to mitigate and/or compen-
sate for takings. If the courts ultimately
uphold the Tahoe Regional Planning
Agency (which justified a prohibition on
COlllillun/ olll'llgr 16
" Using TORs: A
.. . G1 Basic Example
/0( .
Lets say you own a farm on a
Lwo.lane rural rolIC] five miles from the
nearest village, Under your countys zoning,
you can create a maximum of seven rcsi-
dentiallolS on your land, Of course, once
you sell the lots, you will lose the income
you currently receive from farming lhe
land.
However, because your community has
a TOR program, and has included your land
wilhin a designaled TOR "sending zone,"
you could choose to permanently deed
restrict your land lO agricultural use, In
return, you will receive "development
rights or credits," You decide to deed-
restrict your land and receive six develop-
ment.rights ~from lhe county (calculated
according lO a ~ormula in your the countys
TDRordinance).
Fi~e miles away, a developer named
Smith:buys a parcel ofland wilhin an area
J'." "
the county.has designated as a TDR receiv-
ing z'i:>be (be<;alise it is near utilities, trans-
po~tron, public services, shopping, and
, 'emploYment as,viell as existing develop-
ment)} Smith could, by right, build on his
site at:~ density of six units per acre. But,
the TOR ordinance gives him the option of
buildl#g at '" higher density if he makes use
of development rights.
Sirii'th contacts you about purchasing
your-six developmenl righ.ts, which would
allow:him to 'build a II-unit development
He calculales that his. additional profit from
building the.12-unil projecl will more lhan
offscllhe eXpense of buying your devel<?p-
ment.rights. You decide thal his offer is
, ."~ '
,,:ccep~ble, ,t,lpd .sell Smith your six develop-
meni..~ghts, ..' .
The end result: You continue to farm
y~ur~~n'd ~hii~ gaining income from the
sale o'f~yourp'~~perty's development rights.
Smith!!:; abl'-to build a more profitable
project The:. community meets its goal of
preserving farmland without spending
additional tax dollars, and without forcing
propqty owners to forego development-
related profits.
c::tMontgOmery
County,
Maryland
The southern half of Montgomery
County, Maryland cOr1rains lhe cities of
Bethesda, Silver Spring, Rockville, and
other suburbs of Washington, O,c. To pre-
serve the rural character of lhe northern
half of [he County, the CounLy changed its
agricultural zoning from one unit per two
acres lO one unit per five acres in 1974,
Nevertheless, sprawl consumed almosl 20
percent of the County's agricultural land in
the 1970s.
A County.appointed task force con-
cluded thaUt would be far lOO costly to buy
agricultural easements on all the land that
needed to be preserved. In addition, the
task force believed il would be unfair to
simply downzone all farmland without pro-
viding some fonn of compensation. Fur-
lhermore, the task force concluded thal
growth would have to be allowed in appro-
priale areas in order lo avoid lhe unintend-
ed effect of encouraging the development of
large-lot estates on land zoned for agricul-
tural preservation,
Using these assumptions" the County
adopted a comprehensive plan in 1980
designed specifically to be implemenled
through TDR.
The County rezoned a 91,OOO-acre agri-
cultural reserve from a maximum density of
one unit per five acres to one unit per 2S
acres (this minimum lot requirement was
based on a study indicating that 2S acres
was lhe smalleSl farm lhat could function
on a cash crop basis in Monlgomery Coun-
ty). But property owners in the agriculrural
reserve who agree to permanently deed
reslricl their land for agricultural use are
allowed to sell their developmenl rights at
the rale of ~ne TOR per five acres. This five-
to-one ratio provides an allraclive incentive
for owners to sell their development rights
rather lhan build on 2S-acre lots.
The Counly designates receiving zones
based on their proximily to transportation,
urban services, and existing development.
Within these receiving zones, developers
are given a choice: develop without TDRs at
a lower densily, or buy TORs and build at a
higher density, The density bonuses are
high enough that developers find it cheaper
to buy development rights than acquire
mn/jlll/ea 011 pnge 16
P LAN N I N G C 0 t\\ MIS 5 ION E R 5 J 0 URN A L I N U M B E R 3 I I 5 U M MER I 9 9 8
f?i.~81l
L~~ 7_1
,'''',",
Montgomery County, Maryland
continurdJrom pllgl~ 15
additional land. However, thl~ bonuses arc
not so high that the additional develop-
ment could overwhelm the capacity of the
infrastructure system in the receiving
areas.
Except for projects providing afford-
able housing, higher densities are only
available for projects that make use of
TORs. Since there is a market for higher.
density development that can only be met
by using transfers, there is a ~~ong
demand for TDRs. As a result, over 29,000
acres of farmland have been perman'ently
. '.' ..'
preserved to ~te -..;,~~out o~e:'th.ird of the
Co~niy's 91,OOO'acre gbaf .,:;,"
, ',." ,-" ,",.":'-.,
~~eWJ~r~~, ..
~~PillelandS' ..'
. . . . Th~' N~w j;rs~y Pin~iands is
a on,~~milli6ri~ac!,~' ar~ oc~upyi!Ig. rnu~h
of the south~tem.quarter of the state?f
New Jersey. The ,area is agricuiturally pro-
ductive, partiCularly for cranberries and
blueberries. and contains one of tJ:1e
largest and least polluted aquifers in the
,l.northeastem United States. Its swamps
and forests are home to 1 ;200 species of
plants and animals, causing it to he desig.
nated as the country's first National
Reserve in 1978.
Following that designation, the State
of New Jersey established the Pinelands
Commission, a regional agency covering
seven counties and 53 local jurisdictions.
The State required all 60 communities to
amend their plans and codes to conform
with the PineIands Comprehensive Man-
agement Plan,adopted in 1980. The
Pinelands Co~prehenSive Management
Plan is designed to be impkmented by
various tools including federal and state
land acquisition funding, land use con-
trols, and TDR.
The Plan includes strong environ~
mental protections for the 368,000 acres
of land in the designated preservation and
agricultural districts, However, landown-
ers in these districts who rtcord conserva-
tion easements on their property receive
development rights (known as Pineland
Development Credits or PDCs) which
can be sold to'the developers of receiving
sites located in 23 different jurisdictions,
COlllinlled on /IeXl page
Putting Growth In Its Place
(flll!inunl fl'Olll pllg!' J.')
development in certain designated envi-
ronmental zones by the avail.ability or
TDRs to the owners of undevelopable
parcels), we can expect a significant
increas.e in the use or TOR.
But a loss for the Tahoe RPA is nol
likely to have a signili.cant effect on most
TDR programs because unlike the Tahoe
The Tahoe Regional Planning Agency,jormed by
the states of California and Nevada, uses four
TDR techniques within a 207,OOO-acre basin to
minimize further degradation oj Lake TahoeS
warer clarity.
program few other TDR programs
prohibit all development on sending
sites. Of the 112 programs I surveyed,
all but seven either allow some develop-
ment on sending sites a~ a matter of
right or provide a process for allowing
some development under specified cir-
cumstances (such as hardship or a
demonstration that environmental
impacts can be mitigated). In other
words, almost all communities with
TDR programs do not rely on TDR as
their only legal defense against a takings
claim.
{Editors Nole: Marc delails all lhc Sui-
rum case are available 011 the Plallllcrs\Vch
site: wwwplall/lcrswrh.col11/rdrlltmIJ
How Docs TDR Compare With Other
Preservation Techniques?
The best cOl11bill~Hion or preserva-
lion techniques varies depending on the
circumstances or the individual commu-
nity. A community might be able to
achieve its land use goals using only
acquisition if it has relatively little land
to preserve and sufficient public support
to adopt funding mechanisms to pay for
outright acquisition, But elsewhere,
acquisition might only achieve a frac-
tion of a community's goals since the
public would not approve the funding
needed for outright acquisition of all the
land that needs to be preserved.
Rather than use lax revenues, some
communities generate the. funding for
land acquisition through fees imposed
on new development. However, since
these fees are not collected until new
development is approved, complete
reliance on this method provides no
protection for significant properties
until development occurs and the fees
,
are collected.
Many communities primarily rely on
zoning, But how effective is zoning in
protecting special natural areas, open
space, farmland, and historic structures?
To begin with, zoning does not pro-
vide any form of permanent protection.
Zoning evolves as roads and other infra-
structure make outlying land more
buildable. We are. all aware, also. that
zoning can change as the local political
winds shift. Moreover, many planners
have come to recognize that zoning
sometimes does not achieve its desired
effect. For example, many communities
thought they had safeguarded their rural
areas with low density, large-lot zoning
only 10 discover that many people were
willing to buy and develop ten-, twenty-
and thirty-acre lots for their country
estates, farmettes, and ranchettes,
Some communities have turned to
newer zoning techniques such as clus-
tering, allowing individual property
owners 1O transfer denSity within a sin-
gle parcel. Because no transactions are
needed, property owners li.nd clustering
very attractive, But clustering often
allows the development or land (hat
P L ^ N N ] N G COM MIS S ION E R S I l) U I~ N ,\ L I i\: IJ .\1 B E I~ "} I I S U ,\1 ",1 E ]{
I l) l) H
ought to he preserved and, ironically,
can end lip promoting the developmcnl
of smallurban-slYlc enclaves in1.he mid-
dle of rural areas. Even worse, some
communities simply rezone land for
higher densities without requiring TORs
or any other form of preservation. Need-
less 10 say, a developer will not pay for
extra density when the community gives
it away for free.
Boulder County, Colorado has entered into inter-
governmental agreements allowing transfers to
receiving sites within the City of Boulde'r and two
other incorporated ciries from sending sites with.
in unincorporated areas of the County, Hhe this
dairy fann ou<side the City ofLongmont.
SUCCESS FACTORS
In studying the 112 TDR programs
uncovered in the survey, ] tried to identi-
fy faclOrs that were more likely to con-
tribute to a successful program. Since
TDR markets are driven by supply and
demand, a TDR program works best
when it motivates sellers to sell and buy-
ers to buy.
1. Encouraging TDR Sales
TOR programs typically identify
sending areas where TDRs will be made
available to property owners. These are
the areas that the community wants
lO protect from over-development, such
as important natural areas, farmland,
hisLOric landmarks, and so on. The
cOlllpellSillion offered property owners
by TDRs ol"tt..:n makes it possihle ror
communities to adopl slrong land use
measures thai might Olhcrwise be con-
sidered politically unacceptable,
However, to be successful, a market
for the development rights must be cre-
ated. That means encouraging both the
sale a"d the purchase of the develop-
ment rights,
Successful TDR programs encourage
TDR sales by reducing the development
potential of the sending sites through
zoning restrictions, environmental regu-
lations, farmland protection measures,
and ordinances that require adequate
public facilities before development can
occur. In addition to prompting trans-
fers, these sending site restrictions, of
course, help to protect the resources that
the communities want to save.
Just as sending site owners need to
be encouraged 10 sell their development
rights, receiving site developers must be
motivated to buy TDRs. Developers will
only buy TORs if they can make a
greater profit from a project that uses
TDRs.
Unfortunately, a number of TOR
programs have failed to create enough of
an incentive in their designated receiv-
ing zones for developers to want to pur-
chase TDRs - in other words, allowable
densities are high enough without TORs
that developers do not see enough rea-
son to purchase TDRs. Similarly, some
developers may avoid the higher density
allowed by TOR because it would
require the installation of sewerage or
other infrastructure at prohibitive
expense. Some communities address
this problem through capital improve-
ments in receiving areas.
.2, Selecting Receiving Sites
The selection of the receiving areas is
also critical to the success of TDR pro-
grams. Sometimes it has been difficult
for rural communities to develop work-
able receiving areas. Again, receiving
areas will only work if there is sufficient
demand for higher density development
(allowing for use of the additional densi-
ty provided by the development rights).
(ontilJucdoll I'a~t' 18
colllinunl jrom jl/t'vi/Ju.\ I'~l.t;~
The receiving sites arc capable of
accepting more than double the number
of PDes that can be generated by the
sending sites. This rmio is intended to
ensure that the POCs will remain mar-
ketable. Density bonuses are awarded to
receiving sites as a maller of right to elim-
inate any uncertainty that a developer
might have about the ability to use TDR.
}~~
Yf
i~l'k'
"'.:i~~
r,~tf~
';)~;'~
'~,}".
'~;'ff
:'i~-;
~'i~ti
I;....~~
....':'J
...c;.w."
-<".
., ,
"Ii:'-
.i'j}!
10.'
'/j~-\
"'."'l
"":'~
~'i,~\
['.~d.l
[~
~~~
t"1i."
~~lVJ~'~MJ~~fJ;: p)i~'(~nds 'is h~m~-:to'som~ L:
~~~~?~.~o sP~9:7):otpl.a~ts. 'a.nd, ani?,1~ls., :~., ,
a~~h\idditio:;: i'h~ 'P~nelands Co'~xrtikion
~f~B~itors i~~rd~'~e.'~pp~ovalst ihrciugh~'ut,
... d,;'~ . ,:"'~" ->0... "'li,> ',-;,"-.<"~.,.:,,:
..~_,plannmg:ar.e~.t~.make s~f~~t~~t" ~,~>',.
, munitieS,a're"orily aWarding" :i'ri'Heastd,
or~;..;. ~.""". ",,'1", .:' , . -"'. ~'. '.'. '-.. :'-'''....... ,
ensity t6~deveii:ipinenlSthat:use !lOcSe". .
. "'. ' . ,.\-", "A .-' , "." ,", ~,...' .
";'The'S_~te".of:~~{ew Jersey. ;main~inS:a
"'.:' , ". ;,.1'. ~. ..' 't" " ~.-- - ",- "', . "
in,"e!an~,Bex,~~6~~e~t; ~re~~~..l!a.~~;~(a
uyer offl;iSLresort;" although,most:PDC
. . ''';;!j;",,''~\'.'-I'~lj ~. . - " , "'v' :'. ~',
risacti6'nS:af(~~'hiuidled privately.' The"l
t"- .' ~.,,~ '. . '. ',".,1"' 'J:~"'i. "'
,lilte alsq"rnarkets the program;adminis-
,.- iI' .' '"
Iff'" the ~riSfersi and provides firumdjig
~, f~r, in~'~ct~r.e i~prove~,ei1ts i~ r~~eiv-
j,{'!"4:.:mg areas. 'Due to thIS ongomg support, as
'1".'
>.':';.well' as the comprehensive riature of the
. 'original plan, the Pinelands program has
permanently preseIVed over 15,000 acres
of land to date.
.~~t~.
"
. '/n
..-:?,
,"i~r
')~
....~,
".:.,if/:~
.,f:.:.~l.;
'<.;~il"
",,!j\F
~ ~,~~~;.
{<..:U
, ....~,
" '~'5lh.{,
...~."
, :,',t!ff'
,:.:~?;:t
,tl:,
'i""~
.~'~i~
'.'{,'
PLANNING COMMISSIONERS JOURNAL I NUMBER 31 I SUt-.-l!\IER 1998
m
Cupertino,
~California
While most TDR programs
transfer floor area or dwelling units,
Cupertino, Califomia's program transfers
vehicle trips.
Cupertino, population 'lO,OOO, is locat-
ed five miles west of downtown San Jose,
California, In 1973, the City impos~d new
development limits in its o,eAnzalStevens
Creek' commercial corridor in order to
keep traffic Mlhin the capacity of the
street system. However, C?pertino r~cog~.
nized that some land uses would he well
below these deve1opmept~ ~~!llits while
other uses would not be aq~e to locate
~ere without som7 relf~f.~~6m these limits.
The City decided to uSe'a.'G~nsfer mechi:.,
. -'... . "
nism to provide flexibi!i}y'i-~}ocating a':.
mix of land uses anq.dellsi,~ies while stili.
maintaining an oveian:'de_v.e:19pment.lim~(
that could he accommo4ate:~by the iriuls.....
portation system. " .,.
Specifically, the dezel?pment limit is~ (.
16 one-way, peak-hour" ve~icle' trips per'
acre of commerciallancl A manual devel-
oped by the City lists the trip-generation
rates for various land u~es. Through a Use
Permit process, the Cil)' appr.oves trip
transfers as long as a reasonable amount" of
deve.lopmem pOlemial stays on the send-
ing site to ensure the economic viability of
that parcel.
In Cupertino, receiving site developers
are motivated to buy trips because there
are few other mechanisms available for
getting the exrra density they want. The
sending site owners are motivated to sell
b~cause the high demand for trip tights
creates an attractive selling price. At one
point, the estimated value of a trip tight
reached $50,000. In fact, some developers
acquired trip rights early in the program
believing that their value would increase
over time,
Under the Cupertino program, trans-
fers have been so active that the develop-
ment capacity of the corridor has been
reached. In the last transfer, a 785,000
square foot research and development
office park was built using 322 trip rights
purchased from three separate sending
sites, In this transaction, Cupertino was
able to allow its major employer, Apple
Computer, to expand without overwhelm-
ing the capacity of the City:; street system.
Californi;\ amI Boulder COlI Ill)', Colorado.
Rcgional programs \vork LVLIl hCllcl'
at balancing scnding <lnd rccelving
zones. The Tahoe Regional Planning
Agency's TDR program, for example,
provides for transfers of development
rights among six dif~
fcrent communitics
in the states of Cali-
fornia and Nevada.
The New Jersey
Pinelands program
involves cven more
jurisdictions, c:;J
New Jersey Pine/ands. p,J6
. 3. Facilitating Use
ofTDRs
ties approve trans.
fers of development
rights administra-
tively, without public
hearings or discre-
tionary decisions.
This approach can increase the use of
TDRs since it gives developers greater
ccrtainty over the cost, timing, and
approval of their projects.
Many communitics also facilitate
transfers by treating TDRs as a commod-
ity, available for sale to anyone at
any time. In addition, some programs
Putting Growth In Its Place
((Jlllillllcjlf/("'ll1(l,~I' /7
One ~pproach is for the cOlllmunity
to consider designating village or hamlet
areas wherc more concentrated develop-
ment will be encouraged. TDRs can then
,
,
,
.
By allowing the transjcr of righ!sJrom !hree separate sending sites, Cuper-
fino, California was able to approve an office park for Apple Computer on
this receiving site without overburdening the Cilys transportation system.
be used to obtain the higher densities.
Alternatively, some programs have
overcome this problem when one or
more jurisdictions with good rcceiving
sitcs voluntarily agrec to accept rights
transferred from sending sites in other
jurisdictions, Such voluntary inter-juris-
dictional transfcrs occur in Morgan Hill,
Some communi.
lJsill~ {/ TD/~ pr(J~/"(/m clesi~l1ed 10 protal lI1'C(lS .~{lhjrcl 10 1(/I1th/ides alld olher Il(lZllIds, P(lcijica,
Cal~{llrlli(/ fJll'scrvnl Olis 20.(I('-r "luff IOf! ()\'l'do(/llil1,~ /lie p(/Cific OC('(/I1.
I' LAN N I N G COM MIS S I {) N I: I{" J () lJ I{ N :\ L I N II :VI 1\ I; I{ \ I I S U ,\,1 i-I I: I.: I l) lJ K
feature:l "TI)R h;lllk" which SlT\'{'S:lS;\
buyer and selicI' or TDRs when pri\':lll'
transactions hecome too time consum.
ing. Finally, the most successful TOR
programs provide ongoing information
to the general public, as well as staff sup-
port and instructional materials to assist
rDR buyers and sellers.
~Building Public Support
A successful TDR program will mean
more intense development at receiving
sites. The community as a whole needs
to understand and accept that this will
occur. Community-wide, comprehen-
sive planning effons are important in
developing TDR programs. In the con-
text of a comprehensive plan, the public
is encouraged to identify areas where
more intense development would be
appropriate (i.e., the receiving areas) as
well as areas that need to be preserved
(Le., the sending areas). Not surprising-
ly, the most successful TDR programs
are in communities that specifically
designed their comprehensive plans to
be implemented through TDR.
Just as comprehensive planning can
be good for TDR, TDR can be good for
comprehensive planning. Communities
often face a certain pessimism when
confronted with overwhelming prob-
lems like urban sprawl. They recognize
that they don't have the money needed
to buy all of the land that ought to be
saved; and they are reluctant to impose
significant land use restrictions without
compensating property owners for the
resulting reduction in property values.
An effective TDR program can add
optimism to the planning process by
offering a way for compensation to be
provided affected property owners with-
out the use of tax dollars. This optimism
can encourage the public 10 establish
stronger land use protection goals.
In Monterey County, California, the
process of preparing a TDR-based plan
helped the community Teach a consen-
sus regarding the need to preserve the
unique environment of the Big Sur. As a
result, "critical viewshed" restrictions
were imposed that prohibit any new
development that would be visible from
the Pacific Coast Highway. To mitigate
the impact of 1l1cSl' Il'slricliotls, :dTlTIl'd
properly oWllers reccivc dc\'cloPllll'lll
rights, which can hl.: t rallsfLrred for use
elsewhere. Thc TOR Illcchanism helped
enable the county to Illove forward with
its goal of preserving an outsl<lllding
scenic resource,
SUMMING UP:
Transfer of development rights offers
communities a way of saving environ-
mentally sensitive areas, farmland, his-
toric landmarks, and other imponant
resources. TDR capitalizes on the ability
. to separate development rights from
other property rights. These develop-
ment rights can then be moved from
properties where development would be
detrimental to properties where devel-
opment would be beneficial.
Just examining the feasibility of a
TDR program can often benefit a com-
munity. Once people realize they aren't
powerless to shape their community's
future, they can begin to think seriously
about what is really important to them.
They start to recognize the significance
of surrounding farmlands, natural areas,
historic resources - and begin asking
questions about how these areas can be
best preserved. TDRs mayor may not
turn out to be part of the answer. But
the)' can help stimulate the discussion..
Rick Pruet.t. AICp, is
the City Planner for Bur-
banI<, California. This
article condenses some oj
the material contained in
Pruetz~ recently pub-
lisht:d. Saved By Devel-
opment: Preserving En-
vironmental Areas, Farmland and Historic
Landmarks With Transfer or Development
Rights, a comprehensive guide fa TDR programs
nationwide. For infonnalion on ordering Saved
By Development, contact Arje Press. at: 310-
305-3568; email: arje@ibm,nel.
;'~;~~::it:f :';~
fi~~:;':~:--:.r:,
."ii.,/'",,,,;'
:ij,1V"I\'-'.)-j
~'~.~~. "'~'>;"< .,..
.t...... .). '"
.,'.... ,~~ ,n
"..:-.- , );' ".,',
Additional information on
transfer of development rights
':'programs is now available on the
Planners Web site at:
www.planncrsweb.com/td r,html
".,
,",
\\
'.;~t
y:.
PLANNING COMMISSIONERS JOURNAl. I NUMBER 31 I SUMMER 1998
m
PLANNING LAW PRIMER
Transfer of Development Rights
.nsfer of development rights
~;) has been part of the plan-
ner's arsenal, at least in some
jurisdictions, for a number of years, A
TDR program can be used in either an
urban or a rural setting,
As a tool of open space preservation, it
ca~ work as (allows. An area with sensi-
tive natural resources is determined by
planning and environmental officials to be
unsuitable for development. Simply ban-
ning development in this area, however,
risks the threat of a takings lawsuit.
Instead, the jurisdiction has a TDR pro-
gram in place that provid,,, land owners
in the preservation area with credits (Le.,
transferable development rights) which
can be used to develop other lands in the
community that are more suitable for
building. The use of these credits means
that land owners in the preservation area
are being given some compensation for
the restrictions on their property. See
Note, The Suilum Case.
However, TDRs need not be the only
such compensation. Some right to devel-
op may be left in the preservation area,
albeit at a reduced density consistent
with preservation objectives. Thus, the
The Suitum Case
Planners should be alert to a
future u.s. Supreme Court ruling in
Suitum v. Lahe Tahoe Regional Plan-
ning Agency. The Supreme Court
may decide whether providing
TDRs to property owners can be
used to defeat a takings claim, or
whether TDRs can only be consid-
ered in reducing the monetary lia-
bility for a taking.-two very
different outcomes, More informa-
tion on the Suitum case is available
at the PCJ's PlannersWeb site:
www.plaoncrswcb.com/tdr.htI111
hy Peter Buchsbaum, Esq.
, ,';, '. ..'.' ,';.- ..'
Fora more detailed diSeussion i/fivR
.' ~,' "'P'~.'N.": ' ". ":!,\', ..'.' };"tfi' .
", . programs; see "PlittirigDrowth in'ils'.
:t~;.. A~I~c'i~it'hffPd;;iftr~bf'D~gj;;l;;ii;tt~'
}", . <;:'\\:J;..: ..- :'~[~,:~:-Sf. "'''''k.._r'~w""",,;,-~,~;,~'V\,,:;:~~
~,~ '!;,,, :8Jg1i4;\:::;;~m'p',ag~~llt(l,9~o.flt~!f..'1~s<<'eJ~\
h" ,\,<;"""'.a\-'f,,;.yt1;':"f\~.r.~{li'~" ':: ,~t.r"'i~;\~,,:\'..4?:~,Gf:l
~ ;1', .~1(t.:rZ~;:~;Yi~~; ::': :~f.:"..~~}:!~~".h.;;1~.'.i'.d.~:,
preservation area would be significantly
down-zoned in order to protect the land,
with additional development credits being
awarded to the land owner who may sell
them to a developer who wishes to build
elsewhere.
TDRs can also be used as an urban
,
preservation tool. In the classic Penn Cen-
tral case, decided by the United States
Supreme Court in 1978 (438 U.s. 104),
Penn Central was barred from using air
rights over Grand Central Terminal to
develop an office building. However, New
York City provided Penn Central with
development credits for its air rights.
These credits could, in turn, be employed
in nearby areas. In this way, preservation
of the historic landmark occurred while
Penn Central received some compensa-
tion for the loss of its ability to build over
the terminal.
For TDR programs to work, the densi-
ties permitted in the sending zone must
be set sufficiently low so that developers
are, in fact, discouraged from building. In
the receiving zone, the credits must pack a
sufficient denSity wallop to attract the in-
terest of land owners who wish to develop.
This means there must be public sup-
port for the higher densities allowed in
the receiving zone once the credits are
transferred (and added to the as-of-right
densities). For example, if a developer can
build at four units per acre in the receiv-
ing zone without development credits,
but knows that there will be substantial
resistance to development at seven units
per acre with the credits, the developer
will probably not be interested in purchas-
ing any development rights,
In developing a TOR program, realize
that you may well CnCOllllter strong
I' L i\ N N I N G C lJ i\.\ M r S S ION E I{ S J l) lJ R N t\ L I ,'\I U M n E R
~
r.'..,.!....,~
opposition in designating receiving areas.
where higher densities would result from
the use of the development rights. More-
over, the usefulness of the development
rights depends on the existence of sewer
and water infrastructure in the receiving
areas. TDR programs are also most likelr
to work best if supplemented with other
preservation policies, such as an active
program of public open space acquisition.
Finally, be aware that your state's laws
may have a bearing on how you can struc-
ture a TDR program, and what you mar
need to take into account..
Peter Buchsbaum is a partner in tile Wood-
bridge, New jersey, law finn ofGreenbawn, Rowe,
Smith, Ravin, Davis and Himmel. He lias been
involved in land use and affordable housing law for
over twenty years. Buchsbaum previously
authored, "Changing Ways in the Suburb" in PCj
#23, Summer 1996,
In Coming Issues of the
PLANNING
COMMISSIONERS
I 99 8
PAS
emo
II
AMERICAN
PLANNING
ASSOCIATION
MAY 1998
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
A 16-foot-wid~ loop lane encircling a small park and urving seven homrs in the Hilkrest Park ntighborhood of Grand Junction is
Jerving as a prototype for a m:w subdivision development standard.
The Loop Lalle:
A Cul-de-Sac Alternative
By Mik, Pdt"i"
The loop lane, a new sryle of neighborhood street that offers'a
promising alternative to convemional cui. de-sacs, is in the
process of being incorporated into residential development
standards in Grand Juncrion, Colorado. The design evolved
from an effort to improve newly developing subdivisions by
assimilating the favorable Traits of existing high-quality
developmems in Grand Junction. The design arremprs to meld
the functionality of up-to-dare development standards and the
quaim charm of traditional neighborhoods, with the added
bonus of additional neighborhood park land. In Grand
Junction, the loop lane is being modeled after the Hillcrest Park
area of the ciry. which is a 60-by-lBO-foor park surrounded by a
12-foot lane.
In 1995, Hillcrest Park residents were surveyed to determine
how well the loop lane and park functioned, The survey
addressed the use of the park (how often, for wha(, and by
whom), parking, (rafflc speed, lane widdl, rraffic flow, and (he
perceived value of the park, The survey show(:d chat residenrs do
not have access problems and thar they use rhe park for a
multitude of acriviry, even weddings, Sevcral'.said rhe park had
helped creare communiry spirit.
The loop lane concept is appc~lling to planners, residents,
and developers because it can be builr :U a rehuivcly low cost
and it adds a measure of livability to subdivisions, It
he loop lane
concept is appealing
to planners,
residents, and
developers because
it can be built at a
relatively low cost
and it adds a
measure oflivabiliry
to subdivisions.
combines two attractive house
sire amenities-a small useable
park and a quiet access lane-
without losing a buildable lot
(see figure. page 3). While the
vehicle dominates the cuI-de-
sac, the pedestrian dominates
the loop lane. More specifically,
cars travel at low speeds, there
are no parked cars for kids to
dart out from behind, and the
surrounding homes provide
namral surveillance of the park.
The design also encourages
recessed garages and from
porches, which emphasize the
human e1emenc.
In designing the loop lane prototype in Grand Junction,
planners included several clements to ensure access and safecy,
First, a 3D-foot minimum inside turning radius was established
to accommodate service and emergency vehicles, Second, a
m:lximum of seven homes in the loop was set to keep traffic and
parking demand low so thac vehicle conflicts are minimized on
the narrow lane. Gues( parking stalls were added at the end of
the loop to hclp discourage parking on the lane, Finally, a
maximum dcpdl of 250 feet from the cop of the loop to the
abutting street was established [0 keep guest parking within a
125-foot walking distance of each home,
Because the lane is narrow, it functions as a shared driveway
rather than a street. A 12-ro-l G-foor lane width achieves a good
Cross Section of the
Loop Lane
balance between vehicular :lccess and rhe need to discourage on.
street parking and sp<:cdillg, It provides sufficiclH width for
emergency vehicles while 31Jowing rwo vehicles to pass at slow
speeds, A larger wieldl allowing on-strect parking would
unnecessarily compromise the aesthetics, the safety of playing
children, and the imimarc neighborhood scale, While the lane
generally functions as a one.way street, designating it as such is
unnecessary because of th(: low traffic.
The 12-ro-16-foOl width ensures sufficient access for
homeowners, as well as fire trucks and garbage trucks. Fire
trucks have (wo accesses and can (Urn around without
performing a 3-poinr turn, as cui. dc-sacs with parked cars
normally require. While the lane width is [ypical of priva[e1y
owned shared driveways, service vehicles can easily nego[ia[e
[he lane wi[hoU[ backing up, In Grand Juncdon i[ was
de[ermined [ha[ [he lanes should be publicly owned [Q allow
for garbage collec[ion, and for police [Q enforce parking
resnicdons,
L--2s,--L'6'Lane
Garage Selbad: (min.)
~
~
~
~
~~':((::':~J::li~' ,~'.\:{:;~i;,~N)~llJ;-;\m~:;:~ 1,~:1r!~~'p \
~"r;':.: ,:.~' -A~'"..4!~j;~t\}~~},!Z;":":/. ,';6' ;,.I.'!)..-;
,."<&.l,~"".. " ;<~~:.~.~...?...it.J, "2;r<;J:; 't}t:~~:~.,;,'
'~'SJ!.\:tf.._" ~":n~V~'~fJ>...',,,'r',".{~' "J!'lo-t,..:t"'l
1::';1Y~':; ;:: :~\. ~;. ',~:~:'~ ~~~I"~~' . ~ '~~i~~~~-
,.)- ',. ~.. , ~~~~.... "'t. ~...... ~~~~~'.i16< ".
.",.;., '-:'~ .J..... <~" I;. ,~!i\~"." .
... "1,"..1 ,.t.' "-oI.il't;'!f,,~tl'".iIf(l."! ". :14 ~{'--:..~
',"".' ....,. h~"""' ."'"~., '\",._
. ' ~-J' ,,',. T'li I',~ " r..~.. ,~ll. W '.'1 l'_'" 'f
;:,,'.)-.,"'"11.' -l:1, t 'JI':),:-~.#-:~)t; ""'\l~"'" <""If."_l'
...':,'~tI".., ~., :12;,.'~"1 ~"\.'-,,,
~..~~t"fl~"'';'" :::::.'~~' .....~ ~"f :..:~
~iY;i .'.O:d: ~~
~f~:';"~~~,:
~~~b{ " _~"~
The loop does not significandy compromise the street
connec[ions in [he surrounding area. since it has a maximum
length of250 feet. In situations [hat require more pedesuian
connectivity. such as loop lanes near schools, a cu[-through can
be added at the end of [he loop, Drivers also benefit from the
relatively shorr lengdl because [hey Can ea~"ily tell that the loop
Mike Pelletier is an associate planner with (be City ofGnmd
Junction, Colorado. He has a masters degree in pl(l1lningftom
Virginia Tech, He can be reached at (970) 244-1442.
2
docs not go dlfOUgh hefore pulling in, which is not always
illlllledi~lIdy evident (0 drivers elHering longer cul-de*sacs,
Therefore, the loop provides the low traffic environment people
desire, while allowing higher-order streets [Q provide the
necessary connec[ivity, The resuh is a hybrid between a grid and
curvilinear street sysren1 [ha[ incorporates [he best of both.
Bccause the lane resembles a driveway in terms of wid[h and
vehicle speeds, pedestrians can share dle lane wi[h vehicles.
Thus sidewalks are nceded only on the abu[[ing s[ree[, not in
[he lane, Prohibi[ing on-stree[ parking on [he lane can help
prevem [he asphal[ edge from unraveling. Widl this in mind, an
undefined edge of [tirf and gravel can be used in lieu of curbs
and guuers if favorable drainage conditions exisL This can help
create a "rural" feel in an urban seuing. which many people
desire.
The scale of the loop and rela[ivcly low traffic noise make
shallow building se[backs anQ[her op[ion. The park in the
..
60'
Park and
Utility Easement
_),.porc~~
18' ROW--+14' House
Setbacks (min,)
(Above) A cross section of the loop lane illustrates
the garage and porch setbacks. and the size of the
park in "lation to th, front yards. (Lifi) A lan, of
16fm (121'<1 ofpav,mmt and two, two-ftot
grav~1 shouldrrs) ensures sufficient access jOr
homeowners and serviu vehicks.
cemer of dle loop creates a large separa[ion between [he
homes and provides an alterna[ive location for mili[ics chat
would odlerwise be placed in the from yard, This allows
smaller from yards cha[ help offse[ [he land used by dle park,
Garages are significandy recessed, funher emphasizing a
human scale. The setbacks shown in the cross section recess
(he garage 18 fee[ behind the porch and II fect behind [he
hOllse.
Case estimaces show the loop lane (excluding landscaping) (0
be very similar (0 a cul-de-sac. Both designs require roughly the
sallle alllount of asphalt and have similar mility cx[cnsion COS[s,
Although the loop lane doe_~ nor require concrete sidew:.dks,
drainage conditions may dictate curbs and guners on both sides
of the lane, If curbs and guuers are not used, the savings will
offset some of the landscaping coSts. Maintenance COStS for the
grass and trees should be reasonable when spread ou{ over the
number of homes surrounding and near the park.
It is important that the surrounding residents have a sense of
ownership of the park, especially if they are
charged with maintaining it, Froncs of
homes surround the park, and its
rectangular shape is suitable for many
activities, The park's small size controls
maintenance costs and tends not to attract
users who would come by automobile,
since generally they would prefer larger
parks with playground equi.pment. This
helps alleviate concerns that homeowners
are maintaining a park for noncontributing
people. Despite the park's small size, it
functions as well or better than many
larger parks because of its shape and safe
surroundings.
Th. prototypical loop Ian. is 250
fiet in length, accommodates
seven lots, and h,'1s a lane width oj
16 Jut. It is similar in overall size
to a convem;onal cul-de-sac.
Residential Street
Steps for Developing a Loop Lane Standard
The loop lane concept is a readily adaptable tool for communities
seeking an alternative to cul-de-sacs or seeking efficient and COSt-
effective active open space designs. Twelve steps for developing a
loop lane standard are presenced here, with specific details on how
some of the issues are being addressed in Grand Junction,
I. Determine the optimal lane width. Setting the lane width
should be based on goals of discouraging on-street parking,
providing vehicular access (including emergency), and
encouraging slow speeds for pedestrian safery, In Grand
Junction, a lane width of 16 feet was determined to be optimal.
Wide streets are out of scale with the design concept. On-street
parking on the outside edge of the loop reduces the functional
width of the lane, can hinder access by emergency vehicles, and
decreases safety for children because drivers cannot see them
behind parked cars, Because the lane is shared by vehicles and
pedestrians, sidewalks are nOt needed, Local officials in Grand
Junction familiar with Americans with Disabilities Act
requirements accepted the elimination of sidewalks,
A l6-foot width for sh:::!red driveways is recommended by rhe
American Society of Civil Engineers, the Na(ional Association of
I-lame Builders, and the Urhan Land lns(i(U(e in Residential
Stret'ts (1990). Shared driveways are dcscrihcd ;'IS "an
economical and anr;'lcrive method of serving lip to five or six
homcs," The shared driveway "should be just widc enough for
two cars to pass, i,e" approximately 16 feel." Grand Junction's
loop lane is conserv:uivc in comparison because it has a
maximum of seven hOll1.es in a looped configurarion or 3,5
homes on each side of the loop,
-
H
Two-way
_ Sidewalk "-.
2. Provide a sufficient turning radius to accommodate the
largest vehicle used in residential areas. In Grand Junction, the
fire department requested an inside turning radius of 30 feet, which
is greater than the turning radii required by moving vans and
garbage trucks. As long as minimum turning radii are met, the
shape of the loop lane can curve or meander. This allows flexibility
for site specific conditions, such as topography and parcel shapes,
3. Designate the loop as either one-way or two-way. If the
lane is 16 feet wide, then a cwo-way designation is certainly
appropriate,,since passenger vehicles can pass each other at low
speeds, If the lane is 12 feet wide, then a one-way designation
may seem appropriate. However, enforcement would be costly
and unnecessary since the problems creared are generally only an
inconvenience and not safety relared.
Regardless of its designation, the separacion of rhe two ends of
the lane are close enough that most vehicles enrering the loop will
use it as a one-way, However, the homes closer to the street will
likely take the shortest route when entering and leaving the loop.
One Hillcrest Park residenr said thac he passes another vehicle in
the lane roughly twice a year. When that occurs, an individual
driveway or gravel shoulder can provide space fi)f pulling to the side
when cwo cars must pass one :lIlorher.
3
4. Determine the maximum number of homes or .'mount of
traffic on the loop. Based on the experience with Hillcrest
Park. seven single-family homes generate a daily traffic count
suitable for a 16.foOl-wide looped lane with a depth of250
feer. Also, it docs not create a guest parking demand th:H
detracts from the design of the park by requiring too many
spaces.
5. Establish a maximum length from the street to the end
of the loop. Considerations for determining the length
include the need for convenient guest parking. fire
department concerns, and the need to discourage speeding.
A depth of 250 feet provides guest parking areas at a
reasonable walking distance to all homes and limits lane
sections to a length that does not encourage speeding. In
addition. the length does not significanrly derraC( from the
overall street connectivity,
6. Determine the number of on-street and off-street parking
spaces per home. Requiring four on-site spaces per home and
one off-street space per home is fairly conservative. This
normally equates to a cwo-car garage with two spaces in front of
the garage. The loop lane design can easily accommodate one
off-site guest parking space per home. This amount exceeds a
typical standard found in parking literature, which is one off-
site space per two homes.
Stalls at end of a loop are convenient and essentially widen
the path for large vehicles making a turn at the end of the loop.
Guest parking stalls also provide a sizable place for activities
requiring a hard surface, $lIch as basketball. Parallel parking
spaces along the straight sections of the lane decrease the
aesthetics of the park and widen the lane unnecessarily. Instead,
patking spaces can be provided on the adjacent street in front of
both the park and the comer homes. Since a driveway width
equals the length of one parallel parking space, requiring corner
homes to access their garages off the lane CI'eares two spaces
along the adjacent street.
7. Establish a minimum separation between the two ends
of the loop lane on the abutting street. Requiring a
distance twice rhat of the minimum inside turning radius
(e.g,. a 30-foot turning radius would require a minimum 60-
foot lane separation) encourages a rectangular park, which is
a funccional shape. The minimum separation also minimizes
significant traffic conflicts for vehicles entering and exiting
the loop off of collector and residemial streets.
8. Determine the location of utilities. Wet and dry utilities
can be located either in the park or in the front yards of the
homes, It is important to locate any utility pedestals along the
side of the park so that they do not interfere with activities.
Locating utilities in the park allows for a single line in as
opposed to the looped system needed when using front yards,
This savings is offset by longer service lines and the need for
conduit underneath the lane. The cost of Ihe twO melhods is
roughly equal.
9. Decide if the park should be used for storm water
detention. This uses land efficiently, however, only gentle
slopes should be allowed. (Q maintain the park's recreational
function, In addition, plowed snow or evell an ice rink can be
placed in the park.
4
10. Determine if curbs and
gutters should be required.
Curbs and guucrs are needed
for drainage, street sweeping,
and to protect the edge of
asph:J.lt from unraveling under
suess from parked cars. Since
cars will not be parking on the
lane, unraveling is less of a
problem. Thus, curbs and
gutters arc needed only for
drainage or if street sweeping
is desired, With small building
setbacks, curbing provides a
desirable hard edge, With
large building setbacks and no
curb, a sofl undefined edge
can create a rural feel.
The amount of asphalt and utility costs are roughly the same
for both a cul-de-sac and a loop lane, Essentially, if curbs and
gutters arc placed on the outside of a loop lane, the cost will
roughly equate to a standard cul-de-sac, excluding the
landscaping costs. If curbs and gutters are not used then the
savings will help offset the cost of landscaping the park,
Developers should
be required to install
landscaping and
irrigation. After the
lane is developed, the
park may remain
public, or become
privately owned and
maintained by a
homeowners
assoCiation.
11. Determine the porch, house and garage setbacks. If
utilities are placed in the park, smaller front yards are possible,
Setbacks of seven feet for the porches and 14 feet for houses
may be appropriate.
Porches can buffer houses from the lane, In addition, the
porch setback can provide. for example, eight feet (7 feet plus 1
foot of right-of-way) of landscaping area rhat provides adequate
room for a shade tree.
For a 16-foot-wide lane, garages should have a 25-foot
setback with driveway flare radii of five feet. This is based on the
ruming radius of a 7-by-19-foot vehicle (i.e., Chevy Suburban)
coming off a 16-foot-wide lane.
12. Decide who will own and maintain the lane and the
park. The lane should remain a public strect to provide
sufficient access for public services, such as garbage collection
and street sweeping. It also allows the police to enforce parking
restrictions on the lane.
Developers should be required to install landscaping and
irrigation if needed. After the park is developed, it may remain
public. or become privately owned and maintained by a
homeowners association.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
The PAS M~m(J is a monthly publication for subscribers 10 lhe Planning Advisory Service,
a subscription research scrvice of the American Planning Association: Frank S. So,
Executive Director; William R. Kldn, DirCClOr of Resurch.
The PAS MrmD is produced by ArA suff in Chicag". Research and wridng by Research
Dcpurmc01 staff: Marya Morris and Mtgan Lew;s, Editors, ProduClion by Publiolions
Dcputmcm naff: Cynthia Chcski, Assisfanl Edilor; Lisa BaHnn, D~sign Associat~,
Copyright 101998 by Am~riC:ln Planning Associari"n, 122 S. Michigan Ave" Suire 1600,
Chicago. IL 60603. e-mail; pasmemo@pl~nning,org, The American Planning Association
has headquarlets offices at 1776 Massadw.\cm Ave.. N.W.. Washington, DC 20036.
All tights reserved, No pan of Ihis publicllion may be rqHuduced or utilized in any form
(}r by any llleans, e1~C\fonic or mechanical, including I'hUlOcupying, recording. or by any
information stotage and relrieval 'ysrem, wilhoUl pcrmil,joll in wriling from the
Amc:rican Planning Association,
Primed on recycled paper, including ~0-70% recycled fib~r
and 10% puscconsumer waste.
@