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Home My WebLink About1998 01 27 Regular Item A SunTrust Statement 12/01/97-12/31/97 SuNfRUST . - Trust and Investment Services 01/02/98 STATEMENT OF ACCOUNT FOR THE PERIOD 12/01/97 THROUGH 12/31/97 FOR SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 91 ACCOUNT 56825788 ACCOUNT ADMINISTRATOR - DIANNE GARCIA TELEPHONE NUMBER (407) 237-4513 PORTFOLIO MANAGER - PETER P HARDY TELEPHONE NUMBER (407) 237-5137 HARRY MARTIN FINANCE DIRECTOR CITY OF WINTER SPRINGS 1126 ESTATE RD 434 WINTER SPRINGS FL 32708 ~UN' 1 RUST . .' Trus';: arid Investment Services DESCRIPTION CASH SUMMARY SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST IFYE 9) TABLE OF CONTENTS ....................................... fM.& 1 SINGLE CASH PORTFOLIO SUMMARy...................... 2 SINGLE CASH PORTFOLIO DETAIL ....................... 3 CHRONOLOGICAL STATEMENT OF TRANSACTIONS ............ 5 ACCOUNT: 56825788 SUNTRUST Trust and Investment Services ACCOUNT 56825788 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 9) T RAN SAC T ION SUM MAR Y 12/01/97 THROUGH 12/31/97 Page 1 ACCOUNT AS OF DECEMBER 1, 1997 RECEIPTS INTEREST - TAXABLE DIVIDENDS SALES OTHER RECEIPTS TOTAL RECEIPTS DISTRIBUTIONS PURCHASES TOTAL DISTRIBUTIONS NET CASH SWEEP TRANSACTIONS ~ 22,576.03 TAX COST 2,226,467.59 52.30 1,011.43 .103,121.07 37,827.65 142,012.45 0.00 0.00 0.00' 0.00 0.00 110,605.76- 110,605.76- 53,982.00- 110,605.76 110,605.76 53,982.00 '::?i ...;.1 e fP'" f f{Zt f -i;{!+ ;:r% J. I' :J.....l "3~'''' ;.Of" ~ tl4;t,;--15t:. .fff~';<[\ <" /~\f~ ;' ';:' ~../V" ~ >C ~ <~,.. / '" "~'"' \0" t,~'i"'" P:'~,~ J ~ $.' y,;:~ ~r,~ : \;.; "" ,";<<:~ ::,,?;~ ~- ~.L~~" :r "':::"'~; ~ X{->;, ~;:,,~ ">-~r~J'""~ r~ 'n':\-.:~~ ::~?<. ,~;;Y-;.t:f -Y;:..:{;i:.;;'?~ '-,:!.';. :~j*H_/,~ )..-~. ~ r l ~ - ,f1j t. ~~;:':~~ .f-;" SuN 1 'RUST Trullt at'ld Investment Services ACCOUNT 56825788 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR I AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN I TRUST (FYE 9) P 0 RTF 0 L I 0 SUM MAR Y AS OF 121'311'97 Page 2 MARKET ~ MARKET EST ANNUAL ~ YIELD MAJOR INVESTMENT CLASS TAX COST XAIJli DIJlI INCOME AT MARKET CASH 0.72 0.72 0.0 0 0.0 SHORT TERM INVESTMENTS 611508.00 611508.00 2.2 31408 5.5 BONDS 6861973.89 8271353.56 29.3 541410 6.6 COMMON STOCKS 116421573.46 119321277.89 68.5 221640 1.2 '~~_~4"'; " ~r ;r;r, t '~Jh_J"'f<vr~M~ !:r,:;:: ~~~:~:>r',"t?~:r;~+f;f7!~~Y;)1:>:: Jf1r*- "}lh ~~r:::f." ,,~ I -b>Z:?{:'f~,>t~~, \~~.~,t}v ''"''olY4 r~ 4!F;~'-< l~iP (f.:~~;'-;; ~:t.:t'..;",,~~~~;v*'~:'c,t< ;:J'~>.;,;~ ':~J~]:~:~;,,,,,~:,,,,~':+ r-; I, ~ '.pt~;J>'f "r,,=' :;;"'~~~ q!Y_~~~r: 1:" ~"'~~E:'t:lt NOTE: 'X YIELD AT MARKET' INCLUDES INCOME ONLYI NOT GAINS OR LOSSES. SEE YOUR INVESTMENT PERFORMANCE REPORT FOR TOTAL RETURN INFORMATION. PLAN ASSETS WHOSE FAIR MARKET VALUES ARE NOT READILY DETERMINABLE ON AN ESTABLISHED MARKET MAY NOT BE AVAILABLE AS OF THIS VALUATION DATE. SUNTRUST . . Trust and Investment Services ACCOUNT 56825788 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR a AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN a TRUST (FYE 9) P 0 RTF 0 L I 0 D ETA I L AS OF 121'311'97 Page 3 PAR VALUE I'SHARES ASSET DESCRIPTION TAX COST 0.72 MARKET VALUEI' MARKET PRICE 0.72 ~ OF SECTORI' TOTAL MARKET 100.0 0.0 ESTIMATED ANNUAL INCOME VI ELD j 'MARKET. MATURI' CASH o SHORT TERM INVESTMENTS MONEY MARKET FUNDS 61,508.00 AIM STIC TREASURY PORTFOLIO 990002123-0999 TOTAL MONEY MARKET FUNDS 61,508.00 61,508.00 100.0 3,408 5.! COST 2.2 61,508.00 61,508.00 100.0 3,~08 5.l 2.2 61,508.00 61,508.00 100.0 3,~08 5.! 2.2 TOTAL SHORT TERM INVESTMENTS BONDS COMMINGLED BOND FUNDS 40,408.00 SUNTRUST HIGH-GRADE BOND FUND 990001265-0999 TOTAL COMMINGLED BOND FUNDS 686,973.89 827,353.56 100.0 54,410 6.l 20.474 29.3 6.l 686,973.89 827,353.56 100.0 5~,~10 6.1 29.3 686,973.89 827,353.56 100.0 5~,~10 6.1 29.3 TOTAL BONDS ~uN lRUST Trust arid Investment Services SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR a AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN a TRUST (FYE 9) P 0 RTF 0 LID D ETA I L AS OF 12'31'97 ACCOUNT 56825788 PAR VALUE 'SHARES ASSET DESCRIPTION TAX COST COMMON STOCKS COMMINGLED STOCK FUNDS 38,676.98 STI CLASSIC FUNDS 478,936.63 SMALL CAP EQUITY FD TR CL 738.92 PENDING BUY 784766370-0999 15,966.23 STI CLASSIC FUNDS 221,788.90 INTERNATIONAL EQUITY FUND TRUST SHARES 476.57 PENDING BUY 784766388-0999 36,117.59 STI CLASSIC FUNDS 518,632.07 MID CAP EQUITY FD TR SHS 696.59 PENDING BUY 784766750-0999 11,970.00 SUNTRUST HIGH-GRADE 203,870.84 EQUITY FUND 990001273-0999 16,495.00 SUNTRUST HIGH-GRADE 219,345.02 EQUITY INCOME FUND 990001281-0999 TOTAL COMMINGLED STOCK FUNDS 1,642,573.46 TOTAL COMMON STOCKS 1,642,573.46 pags 4 % OF SECTOR' MARKET VALUE' TOTAL MARKET PRICE MARKET ESTIMATED ANNUAL INCOME YIELD , MARKET J MATURI1 471,085.62 24.4 12.180 16.7 4,564 1.1 201,014.84 10.4 12.590 7.1 351 . ~ 466,639.26 . 24.1 12.920 16.5 410,070.20 21.2 34.258 14.5 383,467.97 19.9 23.247 13.7 1,932,277.89 100.0 68.5 1,932,277.89 100.0 68.5 22,640 1.~ 939 .~ 5,750 1 . ~ 11,035 2.~ 22,640 1.~ - ,.. . SUNTRUST . . Trust and Investment Services ACCOUNT 56825788 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 9) S TAT E MEN T 0 F T RAN SAC T ION S 12/01/97 THROUGH 12/31/97 P8ge 5 IAn PAR VALUE /SHARES DESCRIPTION ~ TAX au ~~cJ:r err;- ~fNri' :.....r](:../- -.'3. ~c::(" t~':-.lt'~L>-jl<: ,,':::(:,.<N:.....~,<: ..~~ "\ ~.~'h, ~~::(~;~,)"">.l<~~fl'(;",<>';l~~ ~:{'f<,:7",,'f_~,o,"'..~:~~":/}~\:>"''-l:/.,.~\ ~. ,~'''1:'1L . l~l<;",/i:;.::"t'~...f."',..k~~-i:JJ.:.~-..h~y" 12/01/97 INTEREST RECEIVED 52.30 CASH MANAGEMENT FUND SHORT TERM INVS CO TREASURY SHR PRIN FOR 11/01 ~'11/30 22,576 PURCHASED 22,576.00- 22,576.00 CASH MANAGEMENT FUND SHORT TERM INVS CO TREASURY SHR 12/02/97 52 PURCHASED 52.00- 52.00 CASH MANAGEMENT FUND SHORT TERM INVS CO TREASURY SHR 12/03/97 223 PURCHASED 7,484.69- 7,484.69 SUNTRUST HIGH-GRADE EQUITY FUND CASH 7,484 - SOLD 7,484.00 7,484.00- CASH MANAGEMENT FUND SHORT TERM INVS CO TREASURY SHR 12/04/97 DIVIDEND RECEIVED 419.30 STI CLASSIC FUNDS SMALL CAP EQUITY FD TR CL ADDITIONAL RETURN ON INVESTMENT IN STI CLASSIC FUNDS FOR NOVEMBER 1997 DIVIDEND RECEIVED 204.92 STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES ADDITIONAL RETURN ON INVESTMENT IN STI CLASSIC FUNDS FOR NOVEMBER 1997 ~UN 1 'RUST TrWiit a{ld Investment Services ACCOUNT 56825788 .!!All 12/04/97 12/05/97 12/11197 12/12/97 12/19/97 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 9) S TAT E MEN T 0 F T RAN SAC T ION S 12/01/97 THROUGH 12/31/97 PAR VALUE /SHARES DESCRIPTION DIVIDEND RECEIVED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS ADDITIONAL RETURN ON INVESTMENT IN STI CLASSIC FUNDS FOR NOVEMBER 1997 - SOLD CASH MANAGEMENT FUND SHORT TERM INVS CD TREASURY SHR PURCHASED CASH MANAGEMENT FUND SHORT TERM INVS CD TREASURY SHR CONTRIBUTION RECEIVED PENSION PLAN CONTRIBUTION FROM CITY OF WINTER SPRINGS VIA WIRE TRANSFER PIE 12/11/97 VIE 9/98 ~ 387.21 1 1. DO 1, 012 1, 012.00- 16,144.36 CONTRIBUTION RECEIVED EMPLOYEE CONTRIBUTION FROM CITY OF WINTER SPRINGS VIA WIRE TRANSFER PIE 12/11/97 YIE 9/98 PURCHASED CASH MANAGEMENT FUND SHORT TERM INVS CD TREASURY SHR DIVIDEND RECEIVED STI CLASSIC FUNDS SMALL CAP EQUITY FD TR CL SHORT-TERM CAPITAL GAIN PAYABLE 12/19/97 1,909.51 PURCHASED STI CLASSIC FUNDS SMALL CAP EQUITY FD TR CL CAPITAL GAINS REINVESTED 4,036.08 20,180 20,180.00- 22,895.10 22,895.10- Page 6 TAX COST 1.00- 1,012.00 20,180.00 22,895.10 SUNThUST Trust and'lnvestment Services ACCOUNT 56825788 RAil lZ119/97 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 9) S TAT E MEN T 0 F T RAN SAC T ION S 12/01/97 THROUGH 12/31/97 PAR VALUE /SHARES DESCRIPTION DIVIDEND RECEIVED STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES SHORT-TERM CAPITAL GAIN PAYABLE 12/19/97 DIVIDEND RECEIVED STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES MEDIUM-TERM CAPITAL GAIN PAYABLE 12/19/97 DIVIDEND RECEIVED STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES lONG-TERM CAPITAL GAIN PAYABLE 12/19/97 1,218.79 PURCHASED STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES CAPITAL GAINS REINVESTED ~ 15,490.92 2,043.76 1,559.22 15,490.92- 160.79 PURCHASED STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES CAPITAL GAINS REINVESTED 122.67 PURCHASED STI CLASSIC FUNDS INTERNATIONAL EQUITY FUND TRUST SHARES CAPITAL GAINS REINVESTED 2,043.76- 1,559.22- Page 7 TAX COST 15,490.92 2,043.76 1,559.22 SUN' 1 RUST Trust arid investment Services ACCOUNT 56825788 I!All lZ119/97 lZ124/97 SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 9) S T"A T E MEN T 0 F T RAN SAC T ION S 12/01/97 THROUGH 12/31/97 PAR VALUE /SHARES DESCRIPTION DIVIDEND RECEIVED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS SHORT-TERM CAPITAL GAIN PAYABLE 12/19/97' DIVIDEND RECEIVED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS MEDIUM-TERM CAPITAL GAIN PAYABLE 12/19/97 DIVIDEND RECEIVED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS LONG-TERM CAPITAL GAIN PAYABLE 12/19/97 3,516.61 PURCHASED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS CAPITAL GAINS REINVESTED CASH 43,043.30 13,224.22 4,864.55 43,043.30- 1,080.41 PURCHASED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS CAPITAL GAINS REINVESTED 397.43 PURCHASED STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS CAPITAL GAINS REINVESTED CONTRIBUTION RECEIVED EMPLOYER CONTRIBUTION FROM CITY OF WINTER SPRINGS VIA WIRE TRANSFER PIE 12/24/97 YIE 9/98 13,224.22- 4,864.55- 14.117.79 Page 8 TAX COST 43,043.30 13,224.22 4,864.55 SUNTRUST . '." Trust and Investment Services ACCOUNT 56825788 I!All 12/24/97 PAR VALUE /SHARES 12126/97 17 , 647 12130/97 lftCURREHTaAI.!'AHCE- - SUNTRUST BANK CENTRAL FLORIDA NA INVESTMENT MGR & AGENT FOR PLAN ADMINISTRATION SERVICES FOR CITY OF WINTER SPRINGS MONEY PURCHASE PENSION PLAN & TRUST (FYE 9) S TAT E MEN T 0 F T RAN SAC T ION S 12/01/97 THROUGH 12/31/97 DESCRIPTION CONTRIBUTION RECEIVED EMPLOYEE CONTRIBUTION FROM CITY OF WINTER SPRINGS VIA WIRE TRANSFER PIE 12/24/97 YIE 9/98 PURCHASED AIM STIC TREASURY PORTFOLIO CONTRIBUTION RECEIVED EMPLOYER CONTRIBUTION FOR CITY OF WINTER SPRINGS YIE 9/98 VIA WIRE TO CANCEL ENTRY OF 1997111/13 CONTRIBUTION RECEIVED EMPLOYEE MANDATORY FOR CITY OF WINTER SPRINGS YIE 9/98 VIA WIRE TO CANCEL ENTRY OF 1997/11/13 CONTRIBUTION RECEIVED MANDATORY EMPLOYEE CONTRIBUTION FROM CITY OF WINTER SPRINGS YIE 9/98 VIA WIRE TRANSFER CONTRIBUTION RECEIVED CONTRIBUTION FROM THE CITY OF WINTER SPRINGS FOR YIE 9/98 VIA WIRE TRANSFER CONTRIBUTION RECEIVED CONTRIBUTION FROM THE CITY OF WINTER SPRINGS FOR YIE 9/97 VIA WIRE TRANSFER .... ~- """ ,:.... -~--- _ ~~:1jri;wa3 Page 9 WH 3,529.42 TAX COST 17 ,647.00- 17,647.00 3,732.31- 16,206.03- 3,732.31 14,929.45 1,276.58 '" 0il1,.".._2ij391~055':35i1ol11.'Z1\ PAF-4 08/96 FEE SCHEDULE FOR PLAN ADMINISTRATION SUPPORT SERVICES Installation Fee: A one-time installation fee will be charged as follows: $200.00 per investment fund $ 2.00 per employee record $250.00 minimum fee . On complex plans. we reserve the right to negotiate the installation fee. RecordkeepinQ CharQes: Includes: Preparation of Statement of Fund Activities Preparation of Allocation Report Preparation of Participant Certificate Base Fee: Includes first 25 employee records. annually - $1.000.00 ProcessinQ Fee: Fees will be based on number of employees on file and will be billed at the end of each cycle. Number of Annually Per Semi- Quarterly Per Monthly Per Employee Cycle Annually Per Cycle Cycle Records Cycle 0-25 $ 0.00 $9.00 $6.50 $3.75 26-100 $15.00 $9.00 $6.50 $3.75 Next 400 $13.00 $7.00 $5.25 $3.00 Next 500 $10.00 $5.50 $4.00 $2.50 Next 4.000 $9.00 $5.00 $3.50 $2.25 Next 5.000 $8.00 $4.50 $3.00 $2.00 Next 10.000 $ 7.00 $4.00 $2.50 $1.75 Certificate CharQes: Individual Participant Certificates - $0.40 per Certificate for each Certificate in excess of one per year. The cost of special forms or programming will be billed separately. Complexity CharQes: These charges are calculated on the total of: 1. Processing fee. plus. 2. Certificate charges, if any. for each cycle. . 4% per inv,astment fund. in excess of one . 2% per source of money. in excess of one . 10% for plans having employer stock maintained in units or share accounting . 10% for plans having class year, period tracking. or GIC contract year accounting "FLOAT" DISCLOSURE STATEMENT All benefit distributions and other paymElnts paid by check from your plan or account are drawn on an omnibus account in the name of SunTrust Bank. Any incoml3 earned on the "float" associated with such payments is retained by SunTrust as part of our compensation for handling these payment transactions. Benefit distributions and other payments paid by direct deposit, wire transfer or other electronic method of transfer do not have any "float". ~ PAF-4 08/96 FEE SCHEDULE FOR PLAN ADMINISTRATION SUPPORT SERVICES Char~es for Special Circumstances~ Reruns resulting from incorrect data provided by or on behalf of the employer will be performed at 50% of the record keeping charges - minimum of $500.00. Fees will be quoted for information submitted on tape. not in SunTrust Bank format. 5500 Series Forms for plans with less than 100 participants will be $50.00 per hour. minimum $300.00. plus $25.00 per Schedule. 5500 Series Forms for plans with over 100 participants will be $50.00 per hour. minimum $600.00. plus $25.00 per schedule. Excessive time required to reconcile data provided by or on behalf of the employer will be billed at $50.00 per hour. For plans with unusual processing requirements. we reserve the right to quote allocation fees. Multiple Trust Accounts - fees will be charged for reconciling each trust account. in excess of one. at $50.00 per hour. with a minimum of $100.00 per account. in excess of one. for each time reconciled. Cost of special forms or out-of-pocket expenses will be billed to the employer. Charlles for Other Services: Contribution processing for periods other than the processing cycle: . Tape input - $25.00. plus $.10 per participant. maximum $50.00 . Key input - $50.00 per hour. with a minimum of $25.00 Fees will be quoted for other processing for periods different from the allocation cycle. 401(k)/401(m) Discrimination Tests - $250.00 per test. plus a per employee charge of: . $0.25 for first 5.000 . $0.20 for next 5.000 . $0.15 for all over 10.000 If data for more than one plan must be merged to perform the test. there will be an extra charge of $0.10 per eligible employee. Reruns resulting from incorrect data provided by. or on behalf of. the employer will be performed at 50% of the per test char(Ie. Tapes/output produced in Sun Bank format - $100.00 each Labels - $30.00. plus $.15 per label Coverage and Participation Tests - $50.00 per hour. minimum $200.00. applied separately to each plan tested. "FLOAT" DISCLOSURE STATEMENT All benefit distributions and other paymtmts paid by check from your plan or account are drawn on an omnibus account in the name of SunTrust Bank. Any Income earned on the "float" associated with such payments Is retained by SunTrust as part of our compensation for handling these payment transactions. Benefit distributions and other payments paid by direct deposit, wire transfer or other electronic method of transfer do not have any "float". D E F 1 G H 2 3 4 5 6 proposed 7 8 Quarterly 9 Allocations 10 11 12 $1,000.00 13 14 7,755.00 15 16 0 17 18 19 20 21 22 23 24 25 $8,755.00 Ifdtw' - /~/f7 tA- ft'A , ~ vR-aL<-L rtU~ yrhff~-C 5tdP~ .,ft" h /LL //~ (C",wuuJ t:P1';) ~ A B C 1 city of Winter Springs 2 Money purchase PensioIll plan 3 4 5 6 Current 7 8 .Annual fee based on: Semi-Annual 9 Allocations 10 11 12 Base Fee ~1,000.00 13 14 Allocation Charge 3,606.80 15 16 Cert~fJ.cate Charge 80.00 17 18 Calculat~on of Annual Contribut~on: 19 3 hours @ $50 20 21 5500 preparation 22 23 MJ.nimum coverage/part~cipat~on 24 25 TOTAL $4,686.80 ~,tp ~y;z/ 9!J0j9J/ ~ U ~~"c:vrv1'~ ofla _ fl~ pt/tU -tk ~v1'~ Met/- . ,_.. TW-6 06/92 "'\ FEES FOR TRUSTEE WITH INVESTMENT RESPONSIBILlTYI CUSTODIAN WITH INVESTMENT RESPONSIBILlTYI INVESTMENT MANAGEMENT $10.00 per $1,000 on first $1 tOOO,OOO $ 7.50 per $1 tOOO on next $9,000,000 $ 5.00 per $1 tOOO on next $15,000,000 Over $25,000,000 fees are negotiable Computed on Market Value of Assets ** Minimum Annual Fee - $3tOOO ** Additional Charaes: > A reasonable hourly charge may be made for extraordinary services including, but not limited tOt the acceptance or termination of an account, note collection procedures for the past due participant loans, and preparation of special financial reports and schedules. > A charge of $500.00, plus $25.00 per security transaction, except purchases and sales of SunTrust Bank Funds, will be made annually for individual participant investment accounts and segregated accounts. > Cash surrender values of insurance policies will be included in the market value of assets set forth above. If no cash surrender value is available, a charge of $50.00 annually, per policy, will apply. > $20.00 wire transfer charge for all incoming and outgoing wires. > $50.00 annually per participant loan held; $15.00 per past due loan letter required to be provided. > Separate fee schedules apply to investment in real estate. Limited Partnerships: > $25.00 charge for pricing of each limited partnership held in the Plan. Pricing frequency will be annually, unless valuations are to occur more frequently for allocation purposes. > 990-T ReportinQ. When servicing in the capacity of Trustee, a Form 990-T may be required for certain asset types. Accounts will be billed for actual expenses incurred. Master Plan Use: > Sinale Emplover - $1.000.00. Includes adoption and filing with the IRS for determination and $750.00 for any future filing rE~quirements. Does not include IRS user fees. > Controlled Group/Affiliated Service Emplover. $750.00 per Adoption Agreement. Does not include IRS filing. * Minimum fee accounts invested solely in Common Trust Funds - quarterly statements. Should account require' individually managed securities, the minimum annual fee will increase to $10,000.00. "FLOAT" DISCLOSURE STATEMENT All benefit distributions and other payments paid by check from yourplanor account are drawn on an omnibus account in the name of SunTrust Bank. Any income earned on the "float" associated with such payments is retained by SunTrust as part of our compensation for handling these payment transactions. Benefit distributions and other payments paid by direct deposit, wire transfer or other electronic method of transfer do not have any "float". .' DAILY TRANSACTIONS => 56825788 WINTER SPGS, CITY OF-MPPP 1M SELECT FUNCTION ===> PFK4 FOR PRIOR DATE, PFK5 FOR NEXT DATE, 01/07/98 OPENING: 7,372.47- DIV TC= 215 SEC= 784766370 STI CLASSIC FUNDS SMALL CAP EQUITY FD TR CL ADDITIONAL RETURN ON INVESTMENT ---------PFK4 = PRIOR DATEj PFK5 = NEXT DATEj PFK6 = CHANGE ACCT/DATE---------- DIV TC= 215 SEC= 784766388 REG= 000 212.76 I STI CLASSIC FUNDS INTERNATIONAL EQUITY FlillD TRUST SHARES NO MORE DATA CHANGE ACCT/DATE AND PRESS PFK6 (P) 7,363.42 (I) REG= 000 437.86 I DIV TC= 215 SEC= 784766750 STI CLASSIC FUNDS MID CAP EQUITY FD TR SHS ADDITIONAL RETURN ON INVESTMENT REG= 000 398.03 I SOLD TC= 020 SEC= 990002123 AIM STIC TREASURY PORTFOLIO REG= 020 10.00 P 10.00- C 10- U 01/07/98 CLOSING: 7,362.47- (P) 8,412.07 (I)