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HomeMy WebLinkAboutCitizens Fidelity Leasing Corporation Lease and Purchase Agreement -1993 01 29LEASE AND PURCHASE AGREEMENT Lessor: Citizens Fidelity Leasing Corporation 539 4th Avenue, Suite 201 Louisville, Kentucky 40202 Lessee: City of Winter Springs, Florida 1126 State Road 434 Winter Springs, FL 32708 Date: January 7-'~, 1993 This Lease and Purchase Agreement (the "Agreement") entered into between Citizens Fidelity Leasing Corporation, ("Lessor") a Florida corporation and City of Winter Springs, Florida ("Lessee"), a municipal corporation duly organized and existing under the laws of the State of Florida. W I T N E S E T H: WHEREAS, Lessor desires to lease the Equipment, as hereinafter defined, to Lessee, and Lessee desires to lease the Equipment from Lessor, subject to the terms and conditions of and for the purposes set forth in this Agreement; and WHEREAS, Lessee is authorized under the Constitution and laws of the State to enter into this Agreement for the purposes set forth herein; and WHEREAS, at a duly called meeting of the governing body of Lessee held on the 11th day of January, 1993, and the 25th day of January, 1993, a resolution and ordinance (such ordinance and resolution being collectively referred to as the "Resolution") was introduced and adopted authorizing the lease of the Equipment described in the Attached Exhibit "A". NOW, THEREFORE, for and ,in consideration of the premises hereinafter contained, the parties hereby agree as follows: ARTICLE I COVENANTS OF LESSEE Lessee represents, covenants and warrants, for the benefit of Lessor and its assignees, as follows: (a) Lessee is a municipal corporation, duly organized and existing under the Constitution and laws of the State of Florida. (b) Lessee will do or cause to be done all things necessary Page 1 of 13 to preserve and keep in full force and effect its existence as a municipal corporation. (c) Lessee is authorized under the Constitution and laws of the State of Florida to enter into this Agreement and the transaction contemplated hereby, and to perform all of its obligations hereunder. (d) Lessee has been duly authorized to execute and deliver this Agreement under the terms and provisions of the resolution of its governing body, or by other appropriate official approval, and further represents, covenants and warrants that all requirements have been met and procedures have occurred in order to ensure the enforceability of this Agreement, and Lessee has complied with such public bidding requirements as MAY be applicable to this Agreement and the acquisition by Lessee of the Equipment hereunder. (e) During the term of this Agreement, the Equipment will be used by Lessee only for the purpose of performing one or more governmental or proprietary functions of Lessee consistent with the permissible scope of Lessee's authority and will not be used in a trade or business of any person or entity other than the Lessee. (f) The Equipment will have a useful life in the hands of the Lessee that is substantially in excess of the Lease Term. (g) The Equipment is and during the period this Agreement is in force, will remain, personal property and when subjected to use by Lessee under this Agreement, will not be or become fixtures. ARTICLE II DEFINITIONS The following terms will have the meanings indicated below unless the context clearly requires otherwise: "Agreement" means this Lease and Purchase Agreement, including the Exhibits attached hereto, as the same may be supplemented or amended from time to time in accordance with the terms hereof. "Commencement Date" is the date when the term of this Agreement begins and Lessee's obligation to pay rent accrues, which date shall be the date on which the Equipment is accepted by Lessee as indicated on the Certificate of Acceptance attached hereto as Exhibit B. "Equipment" means property described in Exhibit A which is Page 2 of 13 the subject of this Agreement. "Lease Term" means the Original Term and all Renewal Terms provided for in this Agreement under Section 4.01. "Lessee" means the City of Winter Springs acting as Lessee hereunder, or any surviving or resulting Entity of the said City of Winter Springs. . "Lessor" means (i) Citizens Fidelity Leasing Corporation acting as Lessor hereunder; (ii) any surviving, resulting or transferee corporation; and (iii) except where the context requires otherwise, any assignee(s) of Lessor. "Original Term" means the period from the Commencement Date until the end of the fiscal year of Lessee in effect at the Commencement Date. "Purchase Price" means the amount which Lessee may, in its discretion, pay to Lessor in order to purchase the Equipment, as set forth in Exhibit C hereto. "Renewal Terms" means the renewal terms of the Agreement as provided for in Article IV of this Agreement, each having a duration of one year and a term co-extensive with the Lessee's fiscal year except the last of such renewal terms which shall end on the date of the last Rental Payment set forth in Exhibit C to this Agreement. "Vendor" means the manufacturer of the Equipment as well as the agents or dealers of the manufacturer from whom Lessor purchased or is purchasing the Equipment. ARTICLE III LEASE OF Equipment Lessor hereby demises, leases and lets to Lessee and Lessee rents, leases and hires from Lessor, the Equipment, in accordance with the provisions of this Agreement, to have and to hold for the Lease Term subject to the provisions of this Agreement. ARTICLE IV LEASE TERM Section 4.01 Commencement of Lease Term. The Original Term of this Agreement shall commence on the date of the execution of this Agreement and shall terminate the last day of Lessee's current fiscal year. The Lease Term will be automatically renewed at the end of the Original Term or any Renewal Term for an additional one year, unless the Lessee gives written notice to Page 3 of 13 Lessor not less than 90 days prior to the end of the Original Term or Renewal Term then in effect, of Lessee's intention to terminate this Agreement at the. end of the Original Term or then current Renewal Term pursuant to Article XI or Article VI, as the case may be. The terms and conditions during any Renewal Term shall be the same as the terms and conditions during the Original Term which are set forth in this Agreement, except that the Rental Payments shall be as provided in Exhibit C of this Agreement. Section 4.02 Termination of Lease Term. The Lease Term will terminate upon the earliest of any of the following events: (a) the expiration:of the Original .Term or any .Renewal Term of this Agreement and the nonrenewal of this Agreement in the event of nonappropriation of funds pursuant to Section 6.06; (b) the exercise by Lessee of the option to purchase the Equipment granted under the provisions of Articles IX or XI of this Agreement; (c) a default by Lessee_ and Lessor's election to terminate this Agreement under Article XIII; or (d) ,the payment by Lessee of all Rental Payments authorized or required to be paid by Lessee hereunder. ARTICLE V ENJOYMENT OF Equipment Lessor hereby covenants to provide Lessee during the Lease Term with quiet use and enjoyment, and Lessee shall during the Lease Term peaceably and quietly have and hold and enjoy the Equipment, without suit, trouble or hindrance from Lessor, except as expressly set forth in this Agreement. ..Lessor shall have the right at all responsible times during the business hours of Lessee to enter into and upon the property of Lessee for the purposes of inspecting the Equipment. .ARTICLE VI RENTAL PAYMENTS .Section 6.01 Rental Payments to Constitute a Current Expense of Lessee. Lessor and Lessee understand and intend that the obligation of Lessee to pay Rental Payments hereunder shall constitute a current expense of Lessee and shall not in-any way be construed to be a debt.of Lessee in contravention of any applicable constitutional or statutory limitations or requirements concerning the. creations of indebtedness by Lessee, Page 4 of 13 nor shall anything contained herein constitute a pledge of the general tax revenues, funds or monies of Lessee. Section 6.02 Payment of Rental Payments. Lessee shall pay Rental Payments, exclusively from legally available funds, in lawful money of the United State of America, to Lessor or, in the event of assignment by Lessor, to its assignee, in the amounts and on the dates set forth in Exhibit C hereto. Rental Payments shall be in consideration for Lessee's use of the Equipment during the applicable year in which such payments are due. Section 6.03 Interest and Principal Components. A portion of each Lease Rental Payment is paid as, and represents payment of, interest and the balance of each Rental Payment is paid as and represents payment of, principal. Exhibit C hereto sets forth the interest component and the principal component of each Rental Payment during the Lease Term. If this Agreement is nonrenewed pursuant to Section 6.06, no further obligation for payment of the principal or interest portion of all future Rental Payments shall exist. Section 6.04 Rental Payments to be Unconditional. The obligations of Lessee to make payment of the Rental Payments required under this Article VI and other sections hereof, and to perform and observe the covenants and agreements contained herein, shall be absolute and unconditional in all events, except as expressly provided under this Agreement. Notwithstanding any dispute between Lessee or Lessor, any Vendor or any other person, Lessee shall make all payments of Rental Payments when due and shall not withhold any Rental ,Payments pending final resolution of such dispute, nor. shall Lessee assert any right of set-off or counterclaim against its obligation to make Rental Payments during the Original Term or the then current Renewal Term and shall not be abated through accident or unforeseen circumstances. Section 6.05 Continuation of Lease Term by Lessee. Lessee intends, subject to the provisions of Section 6.06, to continue the Lease Term through the Original Term and all of the Renewal Terms and to pay the Rental Payments hereunder. Lessee reasonably believes that legally available funds of an amount sufficient to make all Rental~Payments during the Original Term and each of the Renewal Terms cari be obtained. Section 6.06 Nonrenewal. In the event that the Lessee in its sole discretion determines-not to appropriate funds for the payments of Rental Payments for any Renewal Term then Lessee may terminate this Agreement at the end of the then current Original Term or Renewal Term, and Lessee shall not be obligated to make payment of the Rental Payments provided for in this Agreement beyond the then current Rental Term or Renewal Term. Lessee agrees to deliver notice to Lessor of such notice of termination at least 90 days prior to the end of the then current Original or Page 5 of 13 Renewal Term. If this Agreement is terminated under this Section 6.06, Lessee agrees peaceably to deliver the Equipment to Lessor at the location specified by Lessor. To the extent lawful, Lessee shall not, until the date on which the next recurring Renewal Term would have ended, expend any funds for the purchase or use of Equipment similar to the Equipment subject to this Agreement. Parties further agree that the immediately prior sentence is not intended to and shall not be construed to prevent Lessee from either purchasing or leasing additional Equipment. ARTICLE VII TITLE TO Equipment; SECURITY INTEREST Section 7.01 Title to the Equipment. During the terms of . this Agreement, title to the Equipment and any and all additions, repairs, replacements or modifications shall vest in Lessee, subject to the rights of Lessor under this Agreement. In the event of default as set forth in Section 13.02 of nonrenewals set forth in Section 6.06, Title to Equipment, shall immediately vest in Lessor, and Lessee will reasonably surrender possession of the Equipment to Lessor. Section 7.02 Security Interest. To secure the payment of all Lessee's obligations under this Agreement, Lessee grants to Lessor a security interest constituting a first lien on the Equipment and on all additions, attachments, accessions and substitutions thereto, and"on all proceeds therefrom. Lessee agrees to execute such. additional documents, including financing statements, affidavits, notices and similar instruments, in form satisfactory to Lessor, which Lessor deems necessary or appropriate to establish and maintain its security interest, and upon assignment, the security interest of any assignee of Lessor, in the Equipment. ARTICLE VIII MAINTENANCE MODIFICATION; TAXES; -INSURANCE AND OTHER CHARGES Section 8.01 Maintenance of Equipment by Lessee. Lessee agrees that at all times during the Lease Term will, at Lessee's own cost and expense, maintain, preserve and keep the Equipment in good repair, working order and condition, and- that Lessee will from time to time make. or cause to be made all necessary and proper repair, replacements and renewal. Lessor shall have no responsibility in any of these matters, or for the making of improvements or additions to the Equipment.. Section 8.02 Taxes, other Governmental Charges and Utility Charges. The parties to .this Agreement contemplate that the Equipment will be used for a governmental purpose of Lessee and, Page 6 of 13 therefore, that the Equipment will be exempt from all tax presently assessed and levied with respect to personal property. In the event that the use, possession or acquisition of the Equipment is found to be subject to taxation in any form (except for income taxes to Lessor or other taxes associated with Lessors business), Lessee will pay during the Lease Term, as the same respectively come due all taxes and governmental charges of any kind whatsoever that may at any time be lawfully assessed or levied against or with respect to the Equipment and any Equipment or other property acquired by Lessee in substitution for, as a renewal of replacement of, or a modification, improvement or addition to the Equipment; as well as all gas, water; steam, electricity, heat, power, telephone, utility and other charges incurred in the operation, maintenance, use, occupancy and upkeep of the Equipment; provided that, with installments over a period of .years, Lessee shall be obligated to pay only such installments as have occurred during the time this Agreement is in effect. Section 8.03 Provisions Regarding Insurance.. At its own expense Lessee shall cause casualty, public liability and property damage insurance to be carried and maintained, or shall demonstrate to the satisfaction of Lessor that adequate self- insurance is provided with respect to the Equipment sufficient to protect the Full Insurable Value (as that term is hereinafter defined) of the Equipment. All insurance proceeds from casualty losses shall be payable as hereinafter provided in this Agreement. Lessee shall furnish to Lessor at time of closing certificates evidencing such.coverage throughout the Lease Term.. If Lessee changes insurance companies during the Lease Term, written notification to Lessor must be received within 30 days. Alternatively, Lessee may insure the Equipment under a blanket insurance policy or policies which cover not only-the .Equipment but other properties.. If Lessee shall insure similar properties by self-insurance, Lessee will insure the Equipment by means of an .adequate insurance fund. The term "Full Insurable Value" as used herein shall mean the full replacement value of the Equipment. Any insurance policy pursuant to this Section 8.0.3 shall be so written or endorsed as to make losses, if any, payable to Lessee. The Net Proceeds as defined in Section 9.01 of the insurance required in_this Section 8.03 shall be applied as provided in Article IX hereof. Each insurance policy provided for in this insurance company shall not cancel the policy or modify it materially and adversely to the interest. of Lessor without first giving written notice thereof to Lessor at least 10 days in advance of such cancellation. Section 8.04 Advance. In the event Lessee shall fail to maintain the full insurance coverage required by this Agreement or shall fail to keep the Equipment in good repair and operating Page 7 of 13 condition, Lessor may (but shall be under no obligation to) purchase the required policies or insurance and pay the premiums on the same or may make such repairs or replacements as are necessary and provide payment thereof; and all amounts so advance therefore by Lessor shall become additional rent for the then current Original Term or Renewal Term, which amounts, together with interest (at 6$ per annum) thereon Lessee agrees to pay. ARTICLE IX DAMAGE, DESTRUCTION AND CONDEMNATION; USE OF NET PROCEEDS Section 9.01 Damage, Destruction and Condemnation. Unless Lessee shall have exercised its option to purchase the Equipment by making payment of the Purchase Price as provided herein, if prior to the termination of the Lease Term (a) the Equipment or any portion thereof is destroyed (in whole or part) or is damaged by fire or other casualty or (b) title to, or the temporary use of the Equipment or any~part thereof shall be taken under the exercise of the power of eminent domain by the governmental body or any person, firm or corporation acting under governmental authority, Lessee and Lessor will cause the Net Proceeds of any insurance claim or condemnation award to be applied to the prompt repair, restoration, modification or replacement of the Equipment. Any balance of the Net Proceeds remaining after such work has been completed shall be paid to Lessee. For purposes of Section 8.03 and this Article IX, the term "Net Proceeds" shall mean the amount remaining from the gross proceeds of any insurance claim or condemnation award after deducting all expenses (including attorney's fees) incurred in the collection of such claims or award. Section 9.02 Insufficiency of Net Proceeds. If the Net Proceeds are insufficient to pay in full the cost of any repair, restoration, modification or improvement referred to in Section 9.01 hereof by reason of Lessee's failure to comply with Section 8.03 hereof,- Lessee shall either (a) complete the work and pay any cost in excess of the amount of Net Proceeds, and Lessee agrees that if by reason of any such insufficiency of the Net Proceeds, Lessee shall reimburse Lessor pursuant to the provisions of this Section 9.02.. Lessee shall not be entitled to any reimbursement therefore from Lessor nor shall Lessee be entitled to any diminution of :.the amounts payable under Article VI hereof, or (b) hereunder, Lessee shall pay to Lessor the amount of-the then applicable Purchase Price, and, upon such payment, the Lease Term shall terminate as provided~in Article XI of this Agreement. The amount of the Net Proceeds in excess of the then applicable Purchase Price, if any, may be retained by Lessee. Page 8 of 13 ARTICLE X DISCLAIMER OF WARRANTIES; VENDOR'S WARRANTIES; USE OF THE Equipment Section 10.01 Disclaimer of Warranties. LESSOR MAKES NO WARRANTY OR REPRESENTATION, EITHER EXPRESS OR IMPLIED, AS TO THE VALUE, DESIGN, CONDITION, MERCHANTABILITY OR FITNESS OF PARTICULAR PURPOSE OR FITNESS FOR USE OF THE Equipment, OR WARRANTY WITH RESPECT THERETO. In no event shall Lessor be liable for any incidental, direct, special or consequential damage in connection with or arising out of this Agreement or the existence, furnishing, functioning or Lessee's use of any -item or products or services provided for in this Agreement. Section 10.02 Vendor's Warranties. Lessor .hereby irrevocably appoints Lessee its agent and attorney-in-fact during the Lease Term, so long as Lessee shall not be in default hereunder, to assert from time to time whatever claims and rights., including warranties of the Equipment, which Lessor may have against the Vendor of the Equipment. Lessee's sole remedy for the breach of such warranty, indemnification or representation shall be against the Vendor of the Equipment or parties other than Lessor, and not against Lessor, nor shall such matters have any effect whatsoever on the rights and obligations of Lessor with respect to this Agreement, including the right to receive full and timely payments hereunder. Lessee expressly acknowledges that Lessor makes, and has made, no representation or warranties whatsoever as to the existence or availability of such warranties of the Vendor of the Equipment. Section 10.03 Use of the Equipment. Lessee will not install, use, operate or maintain the Equipment improperly, carelessly, in violation of any applicable law or in a manner contrary to that contemplated by this Agreement. Lessee shall provide all permits and licenses, if any, necessary for the installation and operation of the Equipment. In addition, Lessee agrees to comply in all respects (including, without. limitation, with respect to the use, maintenance and operation of each item of the body exercising .any .power or jurisdiction over the items of the Equipment); provided,-however, that Lessee may contest in good faith the validity or application of any such law or rule in any reasonable manner which does not, in the opinion of Lessor, adversely affect the estate of Lessor in and to-any of the items of the Equipment or its interest or rights under this Agreement. ARTICLE XI OPTION TO PURCHASE Lessor's security interest in the Equipment will be terminated and this Agreement shall terminate: Page 9 of 13 (a) at the end of the Lease Term (including Renewal Term), upon payment in full of Rental Payments due hereunder, or (b) at the end of the Original Term or any Renewal Term, upon payment by Lessee of the then applicable Purchase Price, or (c) if the Lease Term is terminated pursuant to Article IX of this Agreement, in the event of total damage, destruction or condemnation of the Equipment and, if Lessee is not such date in default under this Agreement, upon payment of the then applicable Purchase Price to Lessor. ARTICLE XII ASSIGNMENT, SUBLEASING, MORTGAGING AND SELLING Section 12.01 Assignment by Lessor. This Agreement, and the obligations of Lessee to make payments hereunder, may be assigned and reassigned in whole or in part to one or more assignees or subassignees by Lessor at any time. subsequent to its execution, without the necessity of obtaining the consent of Lessee; provided however, that no such assignment or reassignment shall be effective unless and until (i) Lessee shall have received notice of the assignment-or reassignment disclosing the name and address of the assignee or subassignee, and (ii) in the event that such assignment or reassignment is made to a bank or trust company as trustee for holders of certificates representing interest. in this Agreement, such bank or trust company agrees to maintain, or cause to be maintained, a book-entry system by which a record of the names and addresses of such holders as of any particular time is kept and agrees, upon request of Lessee, to furnish such information to Lessee. All costs of any such assignment shall be borne by Lessor and Lessee shall have no responsibility or liability of such assignment except as otherwise set forth in this section 12.01. Upon receipt of notice of assignment, Lessee agrees to reflect in a book entry the assignee, designated in such notice of assignment, and to make all payments to~the assignee designated in the notice of assignment, notwithstanding any claim, defense, setoff or counterclaim whatsoever. (whether arising from-a breach of the Agreement or otherwise) that Lessee may from time to time have against Lessor, or the assignee. Lessee agrees to execute all documents, including notices of assignments and chattel mortgages or financing statements which may be reasonably requested by Lessor or its assignee to protect their interest on the Equipment and in this Agreement. Section 12.02 No Sale, Assignment or Subleasing by Lessee. This Agreement and the interest of Lessee in the Equipment may not be sold, assigned or encumbered by Lessee without prior written consent of Lessor. Page 10 of 13 ARTICLE XIII EVENTS OF DEFAULT AND REMEDIES Section 13.01 Events of Default Defined. The following shall be "events of default" under this Agreement and the terms "event of default" and "default" shall mean, whenever they are used in this Agreement, any one or more of the following events: (a) failure by Lessee to pay any Rental Payment or other payment required to be paid hereunder at the time specified herein; and (b) failure by Lessee to observe and perform any covenant, condition or agreement on its part to be observed .or performed, other than as referred to in Section 13.01 (a) for a period of 30 days after written notice, specifying. such failure, and requesting that it be remedied as given to lessee by Lessor, unless Lessor shall agree in writing to an extension of such time prior to its expiration; provided, however, if the failure stated in the notice cannot be corrected within the applicable period, Lessor will not unreasonably withhold its consent to an extension of such time if corrective action is instituted by Lessee within the applicable period and diligently pursued until the default is corrected. The foregoing provisions of this Section 13.01 are subject to the condition that if by reason of force majeure Lessor is unable in whole or in part to carry out its agreement on its part herein contained, Lessee shall not be deemed in default during the continuance of such inability. The term "Force Majeure" as used herein shall mean, without limitation, the following: acts of God., strikes, lockouts or other industrial disturbances; acts of public enemies, orders or restraints of any king of the government of the United State of America or the state where Lessee is located or any of their departments, agencies or officials, or any civil or military authority; insurrections; riots; landslides; earthquakes, fires; storms; droughts; floods; or explosions. . Section 13.02 Remedies of Default. Whenever any event of default referred to in Section 13.01 hereof shall have happened and be continuing, Lessor shall have the right at its sole option without any further demand or notice,. to take one or any combination of the following remedial steps: ('a) with or without terminating this Agreement, retake possession of the Equipment and sell, lease or sublease the Equipment for the account of the Lessee, holding Lessee liable for rent and other amounts payable~by Lessee hereunder to the end of the Original Term or the then current Renewal Term; and, Page it of 13 (b) take whatever action at law or in equity may appear necessary or desirable to enforce its rights under this Agreement. Section 13.03 No Remedy Exclusive. No remedy herein conferred upon or reserved to Lessor is intended to be exclusive and .every such remedy shall be cumulative and shall be in addition to every other remedy given under this Agreement now or hereafter existing at law or in equity. No delay or omission to exercise any right or power accruing upon default shall impair such right and power may be exercised from time to time as often as may be deemed expedient. ARTICLE XIV MISCELLANEOUS Section 14.01 Notices. All notices, certificates or other communications hereunder shall be sufficiently given and shall be deemed given when delivered or mailed by registered mail, postage prepaid, to the parties at the address indicated on the first page hereof or such subsequent schedules provided in accordance with the provisions of this Agreement. Section 14.02 Binding Effect. This Agreement shall inure to the benefit of and shall be binding upon Lessor or Lessee and their respective successor and assigns. Section 14.03 Severability. In the event any provision of this Agreement shall be held invalid or unenforceable by any court or competent jurisdiction, such holding shall not invalidate or render unenforceable any other provision hereof. Section 14.04 Amendments. The terms of this Agreement shall not be waived, altered, modified, supplemented or amended in any manner whatsoever except by written instrument signed by the Lessor and the Lessee; nor shall any such amendment that effects the rights of Lessor's assignee by effective without such assignee's consent. Section 14.05 Execution in Counterparts. This Agreement may be executed in several counterparts, each of which shall be an original and all of which shall constitute but one and the same instrument. Section 14.06 Applicable Law. This Agreement shall be governed by and construed in accordance with the laws of the State of Florida. Section 14.07 Captions.. The captions or headings, in this Agreement are for convenience only and no way define, limit or describe the scope or intent of any provisions or sections of Page 12 of 13 this Agreement. Section 14.08 Entire Agreement. This Agreement constitutes the entire agreement between Lessor and Lessee. No waiver, consent, modification or change or terms of this Agreement shal l bind either party unless in writing signed by both parties, and then such waiver, consent, modification or change shall be effective only in specific instance and for the specific purpose given. There are no understandings, agreements representations or warranties, express or implied, not specified herein regarding this Agreement or the Equipment leased hereunder. Any terms and conditions of any purchase order or other document (with the exception of Supplements) submitted by Lessee in connection with this Agreement which are in addition to or inconsistent with the terms and conditions of this ..Agreement will not be. binding on Lessor and will not apply to this Agreement. Lessee by the signature below of its authorized representative acknowledges that it has read this Agreement, understand it, and agrees to be bound by its terms and conditions. Lessor by the signature below of its authorized representative acknowledges that it has read this: Agreement, understand. it, and agrees to be bound by its terms and conditions. IN WITNESS WHEREOF, Lessor has executed this Agreement in its corporate name with its corporate seal hereunto affixed and attested by its duly. authorized officers, and Lessee has caused this Agreement to be executed in its corporate name with its corporate seal hereunto affixed and attested by its duly authorized officers. All of the above occurred as of the date first written below. LESSOR: CITIZENS FIDELITY L CO PORATION Attest(~• - ~ By : ~L1~'r4i4.~ 41. %~.,Ga~ By : ~ ~ _ ~-,~--q Title: Title: ~~~ ~~ ' ~ LESSEE: CITY OF WINTER SP I GS, FLORI ~, Attest : o~I ~'~, ~. ,I By : J B C/~ Title: ~~¢ ~~,~ - - Title: ~ Date : ~~,~e.~.uw.,_ ~1 ~-l ( S E A L ) Page 13 of 13 EBHIBIT A DESCRIPTION OF EQUIPMENT The Equipment which is the subject of the attached Lease and Purchase Agreement dated January~z~, 1993 is as follows: Two (2) Emergency One Protector Pumpers Model #C932 Serial Nos.: 4ENRAAA81N1000458 S.O. #10458 4ENRAAA83N1000459 S.O. #10459 thereto. Together with all additions, accessions and replacements Lessee hereby certifies that the description of the personal property set forth above constitutes an accurate description of the "Equipment" as defined`in the attached Lease and Purchase Agreement. LOCATION OF THE EQUIPMENT: Station #1 - 102 N. Moss Road, Winter Springs, FL 32708 LESSO CITI ENS FIDELITY L S~ G CORPORATION BY c~ ~ TITLE 1/ DATE ~ .L ~~ LESS CITY O WINT R SPRINGS, F RIDA sY ~ G( dY~,,. . TITLE DATE Z ti . I yy3 EBHIBIT B ACCEPTANCE CERTIFICATE The undersigned, as Lessee under the Lease and Purchase Agreement (the "Agreement") dated January'L5, 1993, with Citizens Fidelity Leasing Corporation ("Lessor"), acknowledges receipt in good condition of all of the ecLuipment described in the Agreement and in Exhibit A thereto this ...~, day of ~~,c,rti (~y3 and certifies that Lessor has fully and sa sfact ily performed all of its covenants and obligations required under the Agreement. Lessee confirms that the Commencement Date of the Agreement is and it will commence payments in accordance with Article VI of the Agreement. • The undersigned officer of the Lessee hereby reaffirms in all respects the Certificate as to Arbitrage attached as Exhibit D to the Agreement, and represents that to the best of his or her knowledge, information and belief, the expectations therein expressed were reasonable as of the Commencement Date, no facts, estimates or circumstances other than those expressed therein that would materially affect the expectations expre,~ed there,~n. LESSO CI ZENS FIDELITY LESS E• CITY WINT R SPRINGS, SING CORPORATION FL IDA BY ~ •••~ ~,•~ BY ~i(„ TITLE V _ TITLE ~. ,/ti, City of Winter Springs, Florida EBHIBIT C To The .Lease Dated January ~~-~~, 1993 Payment Purchase Payment Date Interest Principal Price 1 $61,363.89 7/30/93 $8,450.00 $52,913.89 $285,086.11 2 61,363.89 1/30/94 7,127.15 54,236.74 230,849.37 3 61,363.89 7/30/94 5,771.24 55,592.65 175,256.72 4 61,363.89 1/30/95 4,381.42 56,982.47 118,274.25 5 61,363.89 7/30/95 2,956.86 58,407.04 59,867.21 6 61,363.89 1/30/96 1,496.68 59,867.21 -0- * The Purchase Price is~valid only on the Payment Date and after the payment has been received. - The City of Winter Springs has designated this loan as a "qualified tax-exempt obligation" pursuant to Sec. 265(b)(3) of the Internal Revenue Code and represents that it has not issued and does not intend to issue more than $10,000,000 of "tax-exempt obligations" in the calendar year 1993. Should it be determined that this obligation doe"s not qualify as a "qualified tax-exempt obligation" the interest rate as set forth herein will be adjusted to Citizens Fidelity Bank and Trust Company's prime rate for the entire term of the Lease. LESSOR• TIZE S FIDELITY LESS L S~ CORPORATION By : - fy'v "~--~' By : Title: ~ ~ Titl Date : Z ~'L I ~t3 Date : '~-'~ ~ ~~7 E CITY OF WI ER SP NGS, FL RID e: EXHIBIT E Citv of Winter Springs, Florida 1126 State Road 434 Winter Springs, FL 32708 19 Kurt Heyman Insurance Agent Florida League of Cities Insurance Agency 135 E. Colonial Drive Street Address Orlando, Florida 32801 City, State, Zip Dear Sirs: We have entered into a lease agreement with Citizens Fidelity Leasing Corporation. In accordance with our lease agreement, the leased equipment (see attached Exhibit) is to be covered with proper insurance and evidence of such insurance is to furnished to them during the full term of the lease (month to month binders are not acceptable) beginning immediately and ending on 7~,vun.aY 3~ /9 of 6 . The following checked item(s) need to be furnished to them in order to fulfill this requirement of the lease agreement: XX Physical Damage Insurance, to include fire, extend coverage, vandalism, malicious mischief and theft in the amount of $338,000.00 XX A (30) thirty day notification of expiration/cancellation clause attached to the policy, also naming CITIZENS FIDELITY LEASING-CORPORATION as Loss Payee as their interests may appear. Liability Insurance with $1,000,000 bodily injury and $100,000 property damage coverage. Please send the initial Certificate of Insurance and all subsequent renewal notices to: Citizens. Fidelity Leasing Corporation Attn: Insurance Specialist 539 Fourth Avenue-Suite 201 Louisville,. KY. 40202-2514 The aforementioned should be for arded wit n (10) ten working days from the receipt of this letter. , You~~ tiruly, Title CITIZENS FIDELITY LEASING CORPORATION ESSENTIAL USE/SOURCE OF FUNDS LETTER STATE, AND MUNICIPAL LEASE/PURCHASE AGREEMENT Citizens Fidelity Leasing Corporation 539 Fourth Avenue, Suite 201 Louisville, KY 40202 Gentlemen: This confirms and affirms that the Equipment described in the State and Municipal Lease/Purchase Agreement dated January , 1993 (the "Lease") is essential to the function of the undersigned or to the service we provide to our citizens. Further, we have an immediate need for, and expect to make immediate use of, substantially all such Equipment, which need is not temporary or expected to diminish in the foreseeable future. Such Equipment will be used by us only for the purpose of performing one or more of our governmental or proprietary functions consistent with the permissible scope of our authority. Specifically, such Equipment was selected by us to be used as follows: ~{(G P!'o~CG't'1on The estimated useful life of such Equipment based upon manufacturer's representatives and our projected need is tS ti ears Our source of funds for payments of the rent due under the Lease for the current f fiscal year is ~~~Q( -~'~,~,~, ,~e~e~u~ We expect and anticipate adequate funds to be available for all future payments of rent due after the .current fiscal year for the following: Two (2) Emergency One Protector Pumpers-- Model #D932 (S.N..4ENRAAA81N1000458; 4ENRAAA83N1000459). However, the City of Winter Springs retains its right not to appropriate and the other rights set forth in-the Lease.. Very ~~uly your LESSE~~ ~CITFLOI~IDANT~ER SPRINGS, By: Date: V~~s„_ 1~~ ~Z_/ 3 Citizens Fidelity Bank & Trust Company 539 Fourth Avenue, Suite 201 Louisville, KY 40202 Gentlemen: This letter is being provided in conjunction with the Lease documents executed on January 2~, 1993. Rather than purchasing-the equipment described in these documents from the respective vendors for a cash price, the city commission felt that it would be more beneficial for the City of Winter Springs to finance the equipment from your institution. We recognize that the total financing cost exceeds the purchase price with the difference representing the interest cost, which on the present takedown ,amounts to an annualized interest cost of 5.0~ over the lease term. We understand that in allowing us this below- normal pricing, Citizens Fidelity is assuming that our tax exemption as a political subdivison flows through to them making this income exempt from Federal Income Tax. Sincer CITY / By: Title: Date: 6. Pursuant to the Agreement, the City is entitled to receive the Equipment in consideration for the obligation of the City under the Agreement. Said Equipment will be used in furtherance of. the public purposes of the City. The City does not intend to sell said Equipment or to otherwise dispose of said Equipment during the terms of the Agreement.- 7. The Agreement is exempt from the rebate provisions of Section 148 (f ) of the Code pursuant ~ to Section 148 (f) (4) (B ) of the Internal Revenue Code of 1986, as amended in that all gross proceeds of the Agreement are being spent on the date hereof. 8. To the best of my knowledge, information and belief, the above expectations are reasonable. IN WITNESS WHEREOF, I have hereunto set my hand on this ~ ~~~ day 'of January, 1993. ,~ CITY O~E' WINTER ;S INGS, FLORIDA i. i1 By: l Richard Rozans , City Manager 36461ARB.CER 01/28/93 2 CERTIFICATE AS TO ARBITRAGE AND CERTAIN OTHER TAX MATTERS 1. 1.1 The undersigned is the City Manager of the City of Winter Springs, Florida (the "City") and pursuant to Section 148~of the Internal Revenue Code of 1986, as amended (the "Code") and Sections 1.103-13, 1.103-14, 1.103-15 and 1.148-0-9 and -il of the Treasury regulations certifies the statements in this Certificate. 1.2 The City is on the date hereof entering into a Lease and Purchase Agreement (the "Agreement") with Citizens Fidelity Leasing Corporation, as lessor (the "Lessor") pursuant to which the City will lease from the Lessor two previously purchased Emergency One fire trucks (the "Equipment"). The City is executing and deliver- ing the Agreement pursuant to Ordinance No. 540 of the City ordained on January 11, 1993 and pursuant to Resolution No. 700 adopted by the City on January 25, 1993. The City has not been notified of any listing or proposed listing of the City by the Internal Revenue Service as an issuer that may not certify as to future events regarding its tax-exempt obligations. 1.3 The undersigned is familiar with the facts, estimates and expectations set forth .herein. 1.4 To the best of the undersigned's knowledge, information and belief, the expectations contained in this Certificate are reasonable. 1.5 The terms used in this Certificate shall have the same meaning as ascribed to them in the Code and the Treasury regula- tions, and capitalized terms shall have the meaning given them in the Agreement. 2. All of the proceeds of. $338,000 to be received by the City pursuant to the Agreement will be used to lease the Equipment-from the Lessor. - 3. Subject to the terms of t_he Agreement the City will annually appropriate sufficient moneys to pay the Rental Payments due under the Agreement for the current.fiscal year of the City. 4. No portion of the proceeds received by the, City pursuant to the Agreement will be used as a substitute for other funds which were otherwise to be used to pay costs of acquiring the Equipment and which will be used to acquire directly or indirectly .securities producing a yield in excess ,of the yield on the Agreement. 5. There are no obligations of the City which. (A) -are issued within thirty-one (31) days of the date hereof, (B) are sold pursuant to a common plan of financing with the Agreement, and (C) which will be paid out~of substantially the same. source of funds (or will have substantially the same claim to be paid out of substantially the same source of funds) as the Agreement. CERTIFICATE OF LESSOR AND LESSEE I, Richard Rozansky, C't Manager f the City of Winter Springs, Florida_(hereinaft r t e "Ci~.y"J HEREBY CERTIFIES as to paragraphs 1 and 2 only and ~c~,, ,rc ~ ~ ~ V of Citizens Fidelity Leasing-Corporation, (her inafter "Citizens") HEREBY CERTIFIES to paragraph 3 and 4-only in connection with the entering into that certain Lease and Purchase Agreement, for Emergency One Fire Trucks dated -~ , 1993 (the "Agree- ment"), as follows: 1. The representations and warranties of the City in the Agreement are true.,. complete and correct in all material respects. 2. The City has full power, authority and_ legal right to execute and deliver, and perform its obligations under, the Agreement and certificates and agreements necessary to effectuate the closing on the Agreement and such documents as of this date have been properly executed or endorsed, as the case may be, and, assuming due execution or endorsement by the other parties thereto, such documents constitute. valid, legal and binding obligations of the City, except as enforceability may be limited by bankruptcy, insolvency, reorganization or similar laws affecting the enforce- ment of creditors' rights generally and by general principles of equity. 3. The representations and warranties of Citizens in the Agreement are true, complete and correct in all material respects. 4. Citizens has full power, authority and legal right to execute and deliver, and perform. its obligations under, the Agreement and certificates and agreements necessary to effectuate the closing on -the Agreement and such documents as of this date have been properly executed or endorsed, as the case may be, and, assuming due execution.or endorsement by the other parties thereto, such documents constitute valid, legal and binding obligations of Citizens, except as enforceability may be limited by bankruptcy, insolvency, reorganization or similar laws affecting .the enforce- ment of creditors' rights generally and by general-principles of equity. IN WITNESS WHEREOF, we hereunto set our hands this-2 ~~~ day of January, 1993. CITY QFI WINTER By: Richard Rozan City Manager NGS, ~ CITIZENS FID LITY LEASING C ~ P TION Its: y~ ~ ~ 36461.C8R 01/29/93 --~° 1993 Honigman Miller Schwartz and Cohn 390 North Orange Avenue. Suite 1300 Orlando, Florida 32801 City of Winter Springs, Florida 1126 East State Road 434 Winter Springs, Florida 32708 Ladies and Gentlemen:- The undersigned, of Citizens Fidelity Leasing Corporation as lessor (the "Lessor") under that certain Lease and Purchase Agreement dated January ~, 1993 (the "Agreement") entered into between the Lessor and the City of Winter Springs, Florida (the "City") and as the provider of the financing for the Equipment (as defined in the Agreement) hereby certifies. that we have been provided a copy of: (a) he ordinance and resolution adopted on January il, 1993 and January 25, 1993 by the City Commission of the City authorizing the execution by the City of the Agreement and other matters; (b) a copy of the legal opinion of Honigman Miller .Schwartz and Cohn, Orlando, Florida ("Special Counsel") of even date, and (c) such financial and general information respecting the City as we deem necessary to enable us to make an informed .investment judgment with respect to entering into the Agreement and financing the lease by the City of the Equipment, and no inference should be drawn that we are relying on Special Counsel as to any such matters other than its legal opinion. We hereby make- the following representations, which representations may be relied upon by the City and by Special Counsel: A. We are in the business of leasing equipment and other property to governmental units like the City pursuant to terms and provisions similar to those set forth in the Agreement.. B. We are aware: (i) that investment in the Agreement involves various risks; Honigman Miller Schwartz and Cohn City of Winter Springs, Florida Page 2 (ii) that the Agreement is not a general obligation of the City; and (iii) that the Rental Payments due under the Agreement are payable solely from Available Revenues of the City subject to annual appropriation by the City. C. We have made such independent investigation of the Equipment as we, in the exercise of sound business judgment, consider to be appropriate under the circumstances. D. We have knowledge and experience in financial and business matters and are capable of evaluating the merits and risks of our entering into the Agreement and leasing the Equipment to the City and have determined that we can bear the economic risk of such investment. E. We acknowledge the understanding that the Agreement is not being registered under the Securities Act of 1933, as amended (the "1933 Act") or Chapter. 517, Florida Statutes, and that the City shall have no obligation to effect any such registration or qualification. F. We are not intermediary, and are for our-own account other distribution to Signed as of the acting as a bond house, broker or other entering into the Agreement as an investment and not with a present view to a resale or the public. ~~-day of , 1993 . CITIZENS FIDELITY LEASING CORPORATION 1 Tit e: 36461.CFL 01/27/93 /~ ._ ~NTEIq~ 1' ' ~_ 'A~ U !n \ ~rco~ponted ~. ~._ CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708 ~~~~ Telephone (407) 327-1800 ~2~ V C E R T I F I C A T I O N STATE OF FLORIDA) COUNTY OF SEMINOLE) I, Mary T. Norton, City Clerk of the City of Winter Springs, Florida, hereby certify that the attached copy of Resolution No. 698,. Resolution No. 700 and Ordinance No. 540 are true copies of the documents as they appear on file in my office. Given under my hand and the corporate seal of the City of Winter Springs, Florida, affixed this 28th day of January, 1993. Mary~~ rton, City Clerk CORPORATE SEAL ORDINANCE NO. 3yo AN ORDINANCE AUTHORIZING THE LEASING AND ACQUISITION OF PREVIOUSLY PURCHASED EMERGENCY ONE FIRE TRUCKS FOR CITY PURPOSES; PROVIDING FOR DEFINITIONS AND FINDINGS; AUTHORIZING THE CITY TO TRANSFER TITLE TO CERTAIN PROPERTY OF THE CITY TO A LESSOR; AUTHORIZING LEASE-PUR- CHASE AGREEMENTS WITH LESSORS; PROVIDING CERTAIN REQUIREMENTS RELATING TO SUCH LEASE- PURCHASE AGREEMENTS; PROVIDING THAT THE OBLI- GATION OF THE CITY UNDER SUCH LEASE-PURCHASE AGREEMENTS DOES NOT CREATE A GENERAL DEBT OR OBLIGATION OF THE CITY OR THE STATE BUT SHALL BE PAYABLE FROM LEGALLY AVAILABLE REVENUES APPROPRIATED FOR SUCH PURPOSE; PROVIDING FOR SEVERABILITY; AND PROVIDING AN EFFECTIVE DATE. BE IT ORDAINED BY THE MAYOR AND CITY COMMISSIONERS OF THE CITY OF WINTER SPRINGS, FLORIDA: SECTION 1. DEFINITIONS When used in this Ordinance, the following terms shall have the following meanings unless the context clearly otherwise requires: "Available Revenues" shall mean all ad valorem and non-ad valorem revenues of the City which are legally available to make lease payments. "City Commission" shall mean the City Commission of the City of Winter Springs. "City" shall mean the City of Winter Springs, Florida, a municipal corporation of the State of Florida. "Lease" shall mean a lease-purchase agreement which may be entered into between the City and a Lessor in accordance with the terms hereof and of the resolution of the City Commission approving the same. "Lessor" shall mean an entity which acts as lessor of a Project or Projects pursuant to the terms of a Lease. "Obligations" shall mean any certificates or other obligations evidencing the obligations of the City under the Lease. 1 ~._.,. '~ "Prior Use Property" shall mean property owned or leased by the City which is purchased by a Lessor and leased to the City pursuant to the terms and provisions of a Lease. "Project" shall mean the two Emergency One Fire Trucks acquired by the City on December 2, 1992, to be purchased by, or on behalf of, a Lessor and leased to the City pursuant to the terms of a Lease. The words "herein", "hereunder", "hereby", "hereto", "hereof", and any similar terms shall refer to this Ordinance. Words importing the singular number include the plural number, and vice-versa. SECTION 2. FINDINGS The City Commission hereby finds and determines that: (a) The City has previously acquired the Project. (b) The City has been advised by its financial advisor that the most efficient and cost effective method of funding the acquisition of the Project is by entering into a lease-purchase agreement which results in interest payable as part of the lease payments thereunder being treated as "tax-exempt" for federal income taxation purposes. (c) Lease payments shall be payable from Available Revenues of the City during such time as a Lease is in effect. The City may, at its option, terminate a Lease prior to each fiscal year. The City shall never be required to use any ad valorem taxes for the payment of Lease obligations, except as otherwise provided herein. SECTION 3. PURCHASING AND LEASING OF PROPERTY The City Commission is hereby authorized and empowered: (a) to acquire by lease-purchase the Project, upon such terms and for such lease payments as can be agreed upon between the City Commission and a Lessor; (b) to establish, organize and appoint members or directors of Lessors for the purpose of acquiring, constructing and install- ing the Project, and to lease-purchase such Project pursuant to the terms and provisions of a Lease or Leases; (c) to sell or otherwise transfer title to Prior Use Property to a Lessor for such consideration as shall be deemed appropriate by the City and in accordance with applicable law, and to lease- 2 '~,,~, ~ ~~:4;; purchase such Prior Use Property from such Lessor pursuant to the terms and provisions of a Lease or Leases; (d) to permit a Lessor or its assigns to enter upon the property of the City for the purpose of taking and selling, reletting or otherwise disposing of the same in the event the City fails to appropriate sufficient Available Revenues to make the lease payments or otherwise defaults under the corresponding Lease; (e) to enter into such arrangement as it deems appropriate with a Lessor in order that interest payments due under the Lease will be treated as "tax-exempt" pursuant to applicable rulings and regulations of the Internal Revenue Code of 1986, as amended, and the United States Treasury; SECTION 4. LEASES The City Commission is hereby authorized and empowered to prepare, execute and deliver a Lease or Leases, pursuant to the terms and provision of which the City shall lease-purchase the Project from one or more Lessors. Any Lease entered into between the City and a Lessor: (a) shall provide that payments due under such Lease as rent or otherwise shall be made from Available. Revenues of the City budgeted and appropriated by the City Commission for such purpose and shall not constitute an indebtedness of the City within the meaning of any constitutional, statutory or charter provision or limitation; (b) shall set forth the term of the lease-purchase of the Project (which term shall not exceed the average useful life of the Project subject thereto), the amount of lease payments to be made. by the City in respect thereof, the due dates for such lease payments, and such other terms and provisions as may be approved by the City Commission; (c) shall set forth the term or renewal terms, if applicable, of such Lease, provided such Lease may be terminated at the end of each fiscal year by the City in the event the City Commission does not appropriate sufficient Available Revenues to make the lease payments for the next succeeding fiscal year; (d) shall provide that the failure of the City Commission to make annual appropriations for or otherwise renew or extend the initial term or any renewal term of such Lease shall not require the payment of any penalty nor constitute a default by the City under such Lease; (e) may provide that the title to the Project leased pursuant to such Lease shall remain in the Lessor until such time as the 3 Project is acquired by the City or is otherwise disposed of in accordance with the terms of such Lease; (f ) may provide that the lease payments to be made by the City shall not be subject to set-off or abatement; (g) may provide that the City may act as agent of the Lessor in acquiring, constructing and installing the Project; (h) may provide such remedies to the Lessor as may be available under Florida law in the event of non-appropriation or default under such Lease, including the ability of the Lessor to reclaim possession of the Project and sell, re-let or otherwise dispose of it; and (i) may set forth such other terms and provisions as the City, and Lessor shall deem appropriate. SECTION 5. ISSUANCE OF OBLIGATIONS (a) The City Commission shall have the power to issue Obligations to evidence its obligation under the Lease. (b) The Obligations shall be payable from payments made under a Lease, proceeds of the Obligations and moneys derived from the remedies exercised in the event of non-appropriation or default. The Obligations shall not constitute a direct obligation of the City and shall be payable solely from the moneys provided therefor, as provided in Section 6, hereof. SECTION 6. OBLIGATIONS NOT DEBT OF CITY Any Obligations issued shall not be deemed to constitute a debt of the City or a pledge of the faith and. credit of the City, but such Obligations shall be payable solely from sources provided in the Lease relating thereto. The obligation of the City to make payments under a Lease is a limited and special obligation, subject to annual appropriation of the City from Available Revenues. SECTION 7. ALTERNATIVE METHOD This Ordinance shall be deemed to provide an additional and alternative method for the doing of the things authorized hereby and shall be regarded as supplemental and additional to powers conferred by other laws, and shall not be regarded as in derogation of any powers now existing or which may hereafter come into existence. This Ordinance, being necessary for the welfare of the inhabitants of the City, shall be liberally construed to effect the purposes thereof. 4 `,~,' SECTION 8. SEVERABILITY If any provision of this Ordinance or the application thereof to any person or circumstance is held invalid, the invalidity shall not affect other provisions or applications of this Ordinance which can be given effect without the invalid provision or application and to this end the provisions of this Ordinance are declared severable. SECTION 9. EFFECTIVE DATE .This Ordinance shall become effective immediately upon its adoption. ORDAINED this 11th day of January, 1993. CITY COMMISSION OF THE CITY OF WI ER SPRINGS, FLORIDA (SEAL) .' Mayor ATTEST: City C erk as to Form and Legal Sufficiency: First Reading / a~~~, 1992 Second Reading ~ , 1993 ~ity o ey 36461.ORD 12/08/92 5 , a Tlie Orlando Sentinel --- Published Da~~64.23 estate of ,~"[oribA s.s. COUNTY OF ORANGE Before the undersigned authority personally appeared ,who on oath says that he she is the Legal Advertising Representative of The Orlando Sentinel, a dally newspaper published at _; ' ~ "~ ~ ~ -• ~ h' V' _ in ~.- ~, ; ,,,;, t ~. _ County, Florida; that the attached copy of advertisement, being a h (7 r +l ; F t~ t; ~ L L C r1 in the matter of ~"' ^ ' " " "~ ~ ~- " ti 4 i .i inthe~~LLdi'i ~ Court, was published in said newspaper in the issue; of 1 =' / ~ i t l 9 ~ Affiant further says that the said Orlando Sentinel is a newspaper published at r n ~ ` ~ r ' t 1~ c: Y in said _,,, , ;~• i-.. ~ _ County, Florida, and that the said newspaper has heretofore been continuously published in said ~ ~'" r'~i ~ ~ ~= County, Florida, each Week DaY and has been entered as second-class mall matter at the post office in r ' `' ~ '-' " ' ° by in said ~, tiN I to C1L L _ County, Florida, for a period of one year next preceding the first publication of the attached copy of advertisement; and affiant further says that he/she has neither paid nor promised any person, firm or corporation any discount, rebate, commission or refund for the purpose of securing this advertisement for publication in the said newspaper. j~/ The foregoing instrument was acknowl dg bef a me this ~~ day of December _, 192, by Mari T inn M~K n~ i P , who is personalty known to me andy>rytto did take an~ath. ~~ ~ ~~ (SEAL) // JUANITA ~{OSAUO (/ Juanita Ro~aclo Notary I':•`~;ir. State of I'lorida NI}' cc,nt;r ~ .i -n r.xpire5 Jude 18, 1yH~! Comnus::ion ;¢ CCOZ'29U2 NOTICE OF PUBUC NEARING CITY OF WINTER SPRINGS, FLORIDA NOTICE IS HEREBY GIVEN by the City Commission of the Cily of Winter Springs, Fbrida, that eaid Cartvnission w=M hold a Public Hearing on en ordi- nance entitled es loaovvs: ORDINANCE x10.540 AN ORDINANCE AUTHORIZING =EMENT WITH DING CERTAIN RELATING TO CHASE AGREE- NG THAT THE GENERAL DEBT OR OBLIGATION ~ THE CITY OR THE STATE BUT SHALL BE PAYABLE FROM LE- GALLY AVAl1ABLE REVENUES AP- PROPRIATED FOR SUCH PUR- POSES: PROVIDING FOR SEYER- ABIUTY: ANO PROVIDING AN EF- FECTIVE DATE. This Pudic Me~u~g vnN be Held a< 7:30 p.m. on Jarwury it, tYY3 or u soon 0rerreaaer as possible In d=e Commis- sion Chamber. City Ha4, 1126 East S. R. 434. WiMar Springs. Flwdia 32706. Copies d 0=e pro0osed ordinance are walable in the ooMMiiocee of the Ciy Gerk for Mspeglon. Interested parties may aooaar r 0=is heerirto arW ba heard 48 HOURS IN ADVAN(:E ZING AT (40n 327.1600. ARE ADVISED THAT IF )E TO APPEAL ANY DECI- E AT THIS MEETINGSI THEY WILL NEED A RE- rHE PROCEEDINGS AND I PURPOSE, THEY MAY NSURE THAT A VERBATIM THE TESTIMONY AND EVIDENCE UPON WHICH THE APPEAL IS TO 8E BASED, PER SECTION 286.0105 FLOR- IDA STATUTES. Dared Ilse 2otn day or December. 199z. CITY OF WINTER SPRINGS, FLORIDA Mary 1. Norton Cittyy Cleric SLSCG630/4 Oec.20,1992 ~... RESOLUTION NO. 700 (Revised 1/20/93) A RESOLUTION OF THE CITY OF WINTER SPRINGS, FLORIDA,. AUTHORIZING THE EXECUTION AND DELIV- ERY OF A LEASE AND PURCHASE AGREEMENT BETWEEN THE CITY AND CITIZENS FIDELITY LEASING CORPO- RATION RELATING TO THE LEASE OF PREVIOOSLY PURCHASED EMERGENCY ONE FIRE TRUCKS; AUTHORIZ- ING THE EXECUTION AND DELIVERY OF A LEASE BCHEDULE RELATING TO THE LEASE-PURCHASE OF SUCH VEHICLES; AUTHORIZING THE EXECUTION AND DELIVERY OF ALL DOCUMENTATION NECESSARY TO CONSUMMATE SUCH LEASE PURCHASE; DESIGNATING SUCH LEASE AND PURCHASE AGREEMENT AS BANK QUALIFIED; AND PROVIDING AN EFFECTIVE DATE. BE IT RESOLVED BY THE MAYOR AND CITY COMMISSIONERS OF THE CITY OF WINTER SPRINGS, FLORIDA: SECTION 1. FINDINGS. It is hereby found and determined that: (A) The Mayor and the City Commissioners of the City of Winter Springs, Florida (the "City"), did on January 11, 1993 ordain the following ordinance: AN ORDINANCE AUTHORIZING THE LEASING AND ACQUISITION OF PREVIOUSLY PURCHASED EMERGENCY ONE FIRE TRUCKS FOR CITY PURPOSES; PROVIDING FOR DEFINITIONS AND FINDINGS; AUTHORIZING THE CITY TO TRANSFER TITLE TO CERTAIN PROPERTY OF THE CITY TO A LESSOR; AUTHORIZING LEASE-PUR- CHASE AGREEMENTS WITH LESSORS; PROVIDING CERTAIN REQUIREMENTS RELATING TO SUCH LEASE- PURCHASE AGREEMENTS; PROVIDING THAT THE OBLI- GATION OF THE CITY UNDER SUCH LEASE-PURCHASE AGREEMENTS DOES NOT CREATE A GENERAL DEBT OR OBLIGATION OF THE CITY OR THE STATE BUT SHALL BE PAYABLE FROM LEGALLY AVAILABLE REVENUES APPROPRIATED FOR SUCH PURPOSE; PROVIDING FOR SEVERABILITY; AND PROVIDING AN EFFECTIVE DATE. (B) Due to the present volatility of the market for tax- exempt obligations such as the Lease and Purchase Agreement (as hereinafter defined) and the complexity of the transactions relating to such Lease and Purchase Agreement, it is in the best interest of the City that the City enter into the Lease and Purchase Agreement with Citizens Fidelity Leasing Corporation (the "Purchaser"). A letter of the City's financial advisor recommend- ing the lease purchase of the Equipment as defined in the Lease and Purchase Agreement from the Purchaser to the City is attached hereto as Exhibit A. SECTION 2. AUTHORIZATION OF LEASE-PURCHASE OF EQUIPMENT. The City hereby authorizes the lease-purchase of the Equipment (as defined in the Lease and Purchase Agreement) in accordance with the terms of the Lease and Purchase Agreement. SECTION 3. APPROVAL OF LEASE AND PURCHASE AGREEMENT. The City hereby authorizes and directs the Mayor or other members of the City Commission designated by the Mayor to execute the Lease and Purchase Agreement, and the Clerk to attest the same under the seal of the City, and to deliver the Lease and Purchase Agreement to the Purchaser for its execution. The Lease and Purchase Agreement shall be in substantially the form attached hereto as Exhibit B, with such changes, amendments, modifications, omissions and additions as-may be approved by said Mayor or his designee. Execution by the Mayor or his designee of the Lease and Purchase Agreement shall be deemed to be conclusive evidence of approval of such changes. SECTION 4. APPROVAL OF TERMS OF LEASE AND PURCHASE AGREEMENT. The City hereby approves the entering into the Lease and Purchase Agreement with the Purchaser at the purchase price indicated in Exhibit C hereto. SECTION 5. GENERAL AUTHORITY. The Mayor and members of the City Commission, the Clerk and the officers, attorneys and other agents or employees of the City are hereby authorized to do all acts and things required of them by this Resolution and the Lease and Purchase Agreement, or desirable or consistent with the requirements of this Resolution and the Lease and Purchase Agreement for the full punctual and complete performance of all the terms, covenants and agreements contained herein or therein, and each member, employee, attorney and officer and the Clerk is hereby authorized and directed to execute and deliver any and all papers and instruments and to be and cause to be done any and all acts and things necessary or proper for carrying out the transactions contemplated hereunder. The City Manager is hereby approved as the designee of the Mayor for purposes of executing the Lease and Purchase Agreement and taking the other actions authorized by this Resolution. SECTION 6. BANK QUALIFIED. The City designates the Lease and Purchase Agreement as "qualified tax-exempt obligations" within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended (the "Code"). The City and any subordinate entities of the City and issuers of debt that issue "on behalf of" the City do not reasonably anticipate during calendar year 1993 to issue more than $10,000,000 of "tax-exempt" obligations, exclusive of those obligations described in Section 265(b)(3)(C)(ii) of the Code. SECTION 7. SEVERABILITY AND INVALID PROVISIONS. If any one or more of the covenants, agreement or provisions herein contained shall be held contrary to any express provision of law or contrary 2 r to the policy of express law, though not expressly prohibited or against public policy, or shall for any reason whatsoever be held invalid, then such covenants, agreements or provisions shall be null and void and shall be deemed separable from the remaining covenants, agreements or provisions and shall in no way affect the validity of any of the other provisions hereof. SECTION 8. ~ EFFECTIVE DATE. This Resolution shall become effective immediately upon its adoption. PASSED AND ADOPTED by the City Commission of the City of Winter Springs, Florida, this .25th day of January, 1993. SPRINGS, FLORIDA (SEAL) ATTEST: City erk TO FORM AND LEGAL SUFFICIENCY: ty S/93 3 RESOLUTION NO. 698 A RESOLUTION OF THE CITY OF WINTER SPRINGS, FLORIDA DECLARING ITS INTENT TO INCUR DEBT IN THE MAXIMUM PRINCIPAL AMOUNT OF $400,000 AS PERMANENT FINANCING OF THE COSTS OF CERTAIN FIRE TRUCKS FOR THE CITY; AND PROVIDING AN EFFECTIVE DATE. WHEREAS, the .City of Winter Springs, Florida, a municipality of the State of Florida (the "Issuer") has the authority pursuant to Chapter 166, Part II, Florida Statutes, and other applicable provisions of law to enter into lease-purchase transactions to finance the purchase of capital projects; WHEREAS, the Issuer is considering entering into a lease- purchase agreement or similar agreement (the "Agreement") to pay the costs of the acquisition, by the Issuer of two (2) fire trucks (the "Project"); WHEREAS, the Issuer expects to expend certain of its funds on costs of the Project prior to the delivery of the Agreement which costs the Issuer reasonably expects to seek reimbursement for from proceeds derived from the Agreement (the "Reimbursement Expendi- tures") ; WHEREAS, the Issuer has not budgeted, allocated or otherwise set aside any funds to pay the Reimbursement Expenditures; WHEREAS, it is expected that the Agreement will be entered into and delivered within one (1) year of the first incurrence of a Reimbursement Expenditure; and WHEREAS, the Issuer desires to indicate its intent to enter into the Agreement in the maximum principal amount of $400,000 as permanent financing for the costs of the Project. ` ~;. / / ~ `~ ~ ~ .~ / NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE ,,, CITY OF WINTER SPRINGS, FLORIDA, AS FOLLOWS: SECTION 1. The Issuer intends to enter into the Agreement in the maximum principal amount of $400, 000 as the permanent financing of the costs of the Project, including providing for the payment of costs of entering into the Agreement. This declaration is intended to be a declaration of official intent under, and to meet the requirements of, Treasury Regulations §1.103-18, as amended. SECTION 2. All prior resolutions of the Issuer inconsistent with the provisions of this resolution are hereby modified, supplemented and amended to conform with the provisions herein contained and except as otherwise modified, supplemented and amended hereby shall remain in full force and effect. SECTION 3. This resolution shall take effect immediately upon its adoption. PROPOSED, PRESENTED AND PASSED this ~ul da/y~ of, ~i. _, 1992. CI(PY OF FLIN~'FR~SPRINGS, FLORIDA ~_ ~ ., (SEAL) FFICIENCY: 2 ATTEST: ity lerk MEMORANDUM TO: Rick Young FROM: Ann Larabee RE: City of Winter Springs, Florida DATE: January 29, 1993 I, Ann Larabee, have personally inspected this equipment and checked the major serial numbers (if applicable) against the oriaxfia~. invoices ./~ Title ~_~/ _ /! Date ~ /~~ / LAW OFFICES HONIGMAN MILLER SCHWARTZ AND COHN 390 NORTH ORANGE AVENUE SUITE 1300 ORLANDO, FLORIDA 328 01-2448 TELEPHONE (407) 648-0300 WEST PALM BEACH, FLORIDA TELECOPIER (407) 648-1155 TAMPA, FLORIDA LOS ANGELES, CALIFORNIA January 29, 1993 Mayor and City Commission City of Winter Springs, Florida 1126 East State Road 434 Winter Springs, FL 32708 Citizens Fidelity Leasing Corporation 201 South Orange Avenue Suite 750 Orlando, FL 32801-3423 Gentlemen: DETROIT, MICHIGAN LANSING, MICHIGAN HOUSTO N, TEXAS We have acted as special counsel to the City of Winter Springs, Florida (the "City") in connection with the execution and delivery by the City of a Lease and Purchase Agreement dated January 29, 1993 (the "Agreement") entered into between Citizens Fidelity Leasing Corporation as lessor (the "Lessor") and the City as lessee. Any capitalized undefined terms used herein shall have the meaning set forth in the Agreement. In our capacity as special counsel, we have examined (i) the Agreement, (ii) Exhibit C to the Agreement setting forth the Rental Payments, including the principal and interest components of such payments due under the Agreement subject to the provisions of the Agreement, (iii) the ordinance of the City ordained on January 11, 1993 authorizing the leasing and acquisition of previously purchased Emergency One fire trucks for City purposes (the "Ordinance"), and (iv) the resolution of the City adopted on January 25, 1993 authorizing the execution and delivery of the Agreement and other matters (the "Resolution"). In addition to the foregoing, we have examined and relied upon such other agreements, certificates, documents and opinions, including certificates and representations of public officials and other officers and representatives of the various parties partici- pating in this transaction, as we have deemed relevant and necessary in connection with the opinions expressed below. We have HONIGMAN MILLER SCWWARTZ AND GOWN January 29, 1993 Page 2 not undertaken an independent audit, examination, investigation or inspection of the matters described or contained in such agree- ments, documents, certificates, representations and opinions and have relied solely on the facts, estimates and circumstances described and set forth therein. In our examination of the foregoing, we have assumed the genuineness of signatures on all documents and instruments, the authenticity of documents submitted as originals and the conformity to originals of documents submitted as copies. Pursuant to the Agreement Lessor shall lease the Equipment consisting of two Emergency One fire trucks to the City and the City shall make Rental Payments to the Lessor. The Rental Payments are payable solely from the City's Available Revenues (as defined in the Ordinance). The City is not legally required to budget and appropriate Available Revenues for this purpose. Rental Payments are subject to annual appropriation by the City. Neither the City, the State of Florida, nor any political subdivision thereof shall be obligated to pay any sums due under the Agreement from any source other than Available Revenues; and the faith and credit of the City is not pledged for payment of such sums due thereunder, and such sums do not consti- tute a debt of the City within the meaning of any constitutional or statutory provision or limitation. The opinions set forth below are expressly limited to, and we opine only with respect to, the laws of the State of Florida and the federal income tax laws of the United States of America. Based upon the foregoing, we are of the opinion that: 1. The City is a duly organized and validly existing municipal corporation of the State of Florida. 2. The Agreement has been duly authorized, executed and delivered by the City and, assuming due execution and delivery by the other party thereto, constitutes the valid and binding obliga- tion of the City in accordance with the terms and provisions of the Agreement. 3. Pursuant to the Resolution, the Mayor and members of the City Commission, the Clerk and the officers, attorneys and other agents or employees of the City are authorized to do all acts and things required of them by the Resolution and the Agreement, or desirable or consistent with the requirements of the Resolution and the Agreement for the full, punctual and complete performance of HONIGMAN MILLER SCHWARTZ AND COHN January 29, 1993 Page 3 all the terms, covenants and agreements contained in the Resolution or the Agreement, and each member, employee, attorney and officer and the Clerk is thereby authorized and directed to execute and deliver any and all papers and instruments and to do and cause to be done any and all acts and things necessary or proper for carrying out the transactions contemplated under the Resolution. The City Manager has been approved as the designee of the Mayor for purposes of executing the Agreement and taking the other actions authorized by this Resolution. 4. Pursuant to the Resolution the City designated the Agreement as "qualified tax-exempt obligations" within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended. It is to be understood that the rights of the Lessor and the enforceability of the Agreement, the Ordinance and the Resolution may be subject to bankruptcy, insolvency, reorganization, moratori- um and other similar laws affecting creditors' rights heretofore or hereafter enacted and to the exercise of judicial discretion in appropriate cases. Our opinions expressed herein are predicated upon present law, facts and circumstances, and we assume no affirmative obligation to update the opinions expressed herein if such laws, facts or circumstances change after the date hereof. Very truly yours, HONIGMAN MILLER SCHWARTZ AND COHN MDW/JMK 01/28/93 36461.OPN LAW OFFICES HONtGMAN MILLER SCHWARTZ AND COHN 390 NORTH ORANGE AVENUE SUITE 1300 ORLANDO, FLORIDA 328 01-2448 TELEPHONE (407) 648-0300 WEST PALM BEACH, FLORIDA TELECO PIER (407) 648-1155 DETROIT, MICHIGAN TAMPA, FLORIDA LANSING, MICHIGAN LOS ANGELES, CALIFORNIA HOUSTON, TEXAS February 2, 1993 Mayor and City Commission City of Winter Springs, Florida 1126 East State Road 434 Winter Springs, FL 32708 Citizens Fidelity Leasing Corporation 201 South Orange Avenue Suite 750 Orlando, FL 32801-3423 Gentlemen: We have acted as special counsel to the City of Winter Springs, Florida (the "City") in connection with the execution and dei _____ City of a Lease and Purchase Agreement dated ebruary 2, 1993 he "Agreement") entered into between Citizens i' eas ni g Corporation as lessor (the "Lessor") and the City as lessee. Any capitalized undefined terms used herein shall have the meaning set forth in the Agreement. In our capacity as special counsel, we have examined (i) the Agreement, (ii) Exhibit C to the Agreement setting forth the Rental Payments, including the principal and interest components of such payments due under the Agreement subject to the provisions of the Agreement, (iii) the ordinance of the City ordained on January 11, 1993 authorizing the leasing and acquisition of previously purchased Emergency One fire trucks for City purposes (the "Ordinance"), and (iv) the resolution of the City adopted on January 25, 1993 authorizing the execution and delivery of the Agreement and other matters (the "Resolution"). In addition to the foregoing, we have examined and relied upon such other agreements, certificates, documents and opinions, including certificates and representations of public officials and other officers and representatives of the various parties partici- pating in this transaction, as we have deemed relevant and necessary in connection with the opinions expressed below. We have HONIGMAN MILLER SCHWARTZ AND CORN February 2, 1993 Page 2 not undertaken an independent audit, examination, investigation or inspection of the matters described or contained in such agree- ments, documents, certificates, representations and opinions and have relied solely on the facts, estimates and circumstances described and set forth therein. In our examination of the foregoing, we have assumed the genuineness of signatures on all documents and instruments, the authenticity of documents submitted as originals and the conformity to originals of documents submitted as copies. Pursuant to the Agreement Lessor shall lease the Equipment consisting of two Emergency One fire trucks to the City and the City shall make Rental Payments to the Lessor. The Rental Payments are payable solely from the City's Available Revenues (as defined in the Ordinance). The City is not legally required to budget and appropriate Available Revenues for this purpose. Rental Payments are subject to annual appropriation by the City. Neither the City, the State of Florida, nor any political subdivision thereof shall be obligated to pay any sums due under the Agreement from any source other than Available Revenues; and the faith and credit of the City is not pledged for payment of such sums due thereunder, and such sums do not consti- tute a debt of the City within the meaning of any constitutional or statutory provision or limitation. The opinions set forth below are expressly limited to, and we opine only with respect to, the laws of the State of Florida and the federal income tax laws of the United States of America. Based upon the foregoing, we are of the opinion that: 1. The City is a duly organized and validly existing municipal corporation of the State of Florida. 2. The Agreement has been duly authorized, executed and delivered by the City and, assuming due execution and delivery by the other party thereto, constitutes the valid and binding obliga- tion of the City in accordance with the terms and provisions of the Agreement. 3. Pursuant to the Resolution, the Mayor and members of the City Commission, the Clerk and the officers, attorneys and other agents or employees of the City are authorized to do all acts and things required of them by the Resolution and the Agreement, or desirable or consistent with the requirements of the Resolution and the Agreement for the full, punctual and complete performance of HONIGMAN MILLER SCHWARTZ AND COHN February 2, 1993 Page 3 all the terms, covenants and agreements contained in the Resolution or the Agreement, and each member, employee, attorney and officer and the Clerk is thereby authorized and directed to execute and deliver any and all papers and instruments and to do and cause to be done any and all acts and things necessary or proper for carrying out the transactions contemplated under the Resolution. The City Manager has been approved as the designee of the Mayor for purposes of executing the Agreement and taking the other actions authorized by this Resolution. 4. Pursuant to the Resolution the City designated the Agreement as "qualified tax-exempt obligations" within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended. It is to be understood that the rights of the Lessor and the enforceability of the Agreement, the Ordinance and the Resolution may be subject to bankruptcy, insolvency, reorganization, moratori- um and other similar laws affecting creditors' rights heretofore or hereafter enacted and to the exercise of judicial discretion in appropriate cases. Our opinions expressed herein are predicated upon present law, facts and circumstances, and we assume no affirmative obligation to update the opinions expressed herein if such laws, facts or circumstances change after the date hereof. Very truly yours, i '/%~/~/j//r~ HONIGMAN MILLER SCHWARTZ AND COHN MDW/JMK 01/28/93 36461.OPN