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HomeMy WebLinkAbout2023 09 25 Consent 303 - Resolution No. 2023-22, Amending the City Personnel PolicyCONSENT AGENDA ITEM 303 CITY COMMISSION AGENDA | SEPTEMBER 25, 2023 REGULAR MEETING TITLE Resolution No. 2023-22, Amending the City Personnel Policy SUMMARY The City's Personnel Policy was approved and ratified by the City Commission in 2000. The last policy update that was ratified by the City Commission was on May 22nd, 2023; updating specific sections in the policy. Section 14-1 of the City Code of Ordinance of the City of Winter Springs states that "The city manager shall from time to time amend and update the personnel policy" and that the personnel policy "shall be approved and ratified by resolution of the city commission". The following sections will require updates to be consistent with section 28B upon adoption: 2.30, 3.1 No. 5, 9.2, 9.3, 20.2, 22.1, 22.4, 23.1, 23.2, 24.3, 25.8, 26.5, 26.9, 28.1, 33.2 Below is draft language of section 28B of the personnel policy: Section 28B Subject Personal Time off Leave 28B.1 Purpose Personal Time Off is available to employees who need to take time off for personal matters. The intent of this leave is to provide additional leave options to assist in better work/life balance for new employees as well as an incentive to retain current employees. This leave is not an entitlement. This leave program is outside the scope of sick/vacation leave policies. 28B.2 Eligibility – Personal Time Off All full-time employees are eligible for this leave upon hire. Part-time employees will be eligible for a reduced amount of leave. 28B.3 Use of Personal Time Requests for Personal Time Off must be submitted in advance and will be reviewed by the Department Head or designee, who has the authority to approve or disapprove the request based on the department’s needs. Employees should be aware that the Department Head or designee must ensure that day-to-day operations continue effectively and are advised to submit a request as soon as they are aware they need time off. A request for personal time off must be 204 made at least seven (7) calendar days in advance of use, unless the Department Head or designee waives this requirement. Department Heads and their designees are expected to give careful consideration to the requests for use of this leave prior to their approval and to exercise prudent judgment based on the needs of the department. For new hires, Department Heads and their designees may consider the timing of the request and the number of hours of personal time off requested in relation to the date of hire when evaluating a request to use personal time off. 28B.4 Guidelines All full-time employees will receive a 40-hour allotment each upon hire and at the beginning of each fiscal year (reflected in first pay period of new fiscal year). All part- time employees will receive an 8-hour allotment upon hire and at the beginning of each fiscal year (reflected in first pay period of new fiscal year). Unused leave will not carry over from year to year. There is no cash value of this personal leave bank upon separation from employment. Employees are not eligible to borrow against any future allotment, in advance of the posting date. Personal Time Off hours are not eligible to be donated or transferred to another employee. These hours cannot be used during the two-week resignation notice period. Employees will not be allowed to use these hours to bridge retirement. 28B.5 Overtime and Pension Eligibility For purposes of overtime, these leave hours will not be calculated as time worked. For calculations of pensionable earnings, these leave hours will be counted as time worked as it is paid leave. FUNDING SOURCE N/A RECOMMENDATION Staff recommends City Commission approve Resolution 2023-22 amending the City's Personnel Policy to include requested updates. 205 Welcome! On behalf of your teammates and coworkers, I welcome you to the City of Winter Springs and wish you every success. We believe each employee contributes directly to the city’s success and we hope you will take pride in being a member of our team. We prioritize investment in three core values: customer service, team accountability, and most importantly, human capital. Providing the best customer service experience possible is a value every employee should share. We are here because of, and for the Winter Springs residents. Each day, I challenge you to have a positive experience with at least one resident. We have an abundance of training opportunities available to employees in order to expand your knowledge about your profession and to develop yourself for future career growth. We regularly promote teambuilding activities that will bring our departments together and allows us to interact more frequently. The goal of these activities is to create an environment that will promote communication and evolve into a cohesive team that can accomplish anything! The following Personnel Manual was developed to outline some of the City’s expectations for you and provide the information you need about how the personnel system works. Please familiarize yourself with its contents as soon as possible. It will answer many of the common questions about employment with the City of Winter Springs. We hope your experience here will be challenging, enjoyable, and rewarding. Again, WELCOME! Sincerely, Phil Hursh Interim City Manager CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-1800 206 CITY OF WINTER SPRINGS EMPLOYEE HANDBOOK ACKNOWLEDGEMENT As an employee of the City of Winter Springs, I understand that I should consult this handbook for information concerning employment with the City. Where questions are not answered in the manual, I understand that I should consult my Department Head or the Human Resources Department. Further, I understand that unless there is a valid employment contract in place (which states otherwise), I have voluntarily accepted employment with the City as an “at will” employee and acknowledge there is no guarantee of continued employment. Either I, as the employee, or the City Manager may end the employment relationship at any time during my employment, with or without cause or advance notice. Since the information, policies, and benefits described here are subject to change, it is acknowledged that revisions to the Employee Handbook and individual personnel policies may occur. All such changes will be communicated through official notices and/or memorandums, and I understand that revised information may supersede, modify, or eliminate existing policies. Only the City Commission, upon recommendation of the City Manager, has the ability to adopt any revisions to the policies of this Personnel Policies. Furthermore, I acknowledge that this Employee Handbook is neither a contract of employment nor a legal document. I have received, read, understand and will comply with the policies contained in the City of Winter Springs Employee Handbook and any revisions made to it. Name (Print) Signature Date For questions, contact Human Resources at (407) 327-1800 207 TABLE OF CONTENTS PAGE GENERAL PROVISIONS .............................................................................................................................................i SECTION 1 EQUAL EMPLOYMENT OPPORTUNITY STATEMENT 1.1 Policy Statement ............................................................................................................................ 1 1.2 1.3 Equal Employment Objectives of the City ..................................................................... 1 Reporting and Complaint Procedures 2 1.4 Supervisory Responsibilities ................................................................................................... 2 SECTION 2 DEFINITIONS ................................................................................................................................... 3 2.1 Alcohol Abuse ................................................................................................................................. 3 2.2 Allocation ........................................................................................................................................... 3 2.3 Anniversary Date ........................................................................................................................... 3 2.4 Appeal .................................................................................................................................................. 3 2.5 Applicant ............................................................................................................................................ 3 2.6 Appointment ................................................................................................................................... 3 2.7 Assembled Examination........................................................................................................... 3 2.8 Certification ...................................................................................................................................... 3 2.9 Class/Classification ....................................................................................................................... 3 2.10 Class Description ........................................................................................................................... 4 2.11 Class Specification ........................................................................................................................ 4 2.12 Close Relative .................................................................................................................................. 4 2.13 Compensation ................................................................................................................................ 4 2.14 Compliant .......................................................................................................................................... 4 2.15 Continuous Service ...................................................................................................................... 4 2.16 Demotion .......................................................................................................................................... 4 2.17 Department ..................................................................................................................................... 4 2.18 Department Head ........................................................................................................................ 4 2.19 Dismissal ............................................................................................................................................ 5 2.20 Drug Abuse ...................................................................................................................................... 5 2.21 Eligible ................................................................................................................................................. 5 2.22 Eligibility List .................................................................................................................................... 5 2.23 Employee ........................................................................................................................................... 5 2.24 Examination ..................................................................................................................................... 5 2.25 Full-Time Employee .................................................................................................................... 5 2.26 Grievance ........................................................................................................................................... 5 2.27 Harassment ...................................................................................................................................... 5 2.28 Immediate Family ........................................................................................................................ 6 2.29 Layoff .................................................................................................................................................... 6 2.30 Leave..................................................................................................................................................... 6 2.31 Overtime ............................................................................................................................................ 6 2.32 Overtime Pay ................................................................................................................................... 6 2.33 Part-Time Employee ................................................................................................................... 6 2.34 Pay Plan .............................................................................................................................................. 6 2.35 Pay Rate .............................................................................................................................................. 6 2.36 Pay Status .......................................................................................................................................... 6 2.37 Performance Pay Increase ...................................................................................................... 6 2.38 Physical / Agility Test ................................................................................................................... 7 208 TABLE OF CONTENTS PAGE SECTION 2 DEFINITIONS (Continued) 2.39 Position ............................................................................................................................................... 7 2.40 Probationary Employee ............................................................................................................ 7 2.41 Probationary Period .................................................................................................................... 7 2.42 Promotion ......................................................................................................................................... 7 2.43 Promotional Examinations ..................................................................................................... 7 2.44 Qualifying Event ............................................................................................................................ 7 2.45 Regular Employee ........................................................................................................................ 7 2.46 Resignation ...................................................................................................................................... 8 2.47 Retirement ........................................................................................................................................ 8 2.48 Salary Range .................................................................................................................................... 8 2.49 Smoking ............................................................................................................................................. 8 2.50 Suspension ....................................................................................................................................... 8 2.51 Temporary Employee ................................................................................................................. 8 2.52 Temporary Position ..................................................................................................................... 8 2.53 Transfer ............................................................................................................................................... 8 2.54 Unassembled Examinations .................................................................................................. 8 2.55 Vacancy .............................................................................................................................................. 8 2.56 Work Area .......................................................................................................................................... 9 2.57 Work Day ........................................................................................................................................... 9 2.58 Work Period ..................................................................................................................................... 9 2.59 Work Time ......................................................................................................................................... 9 2.60 Work Week ....................................................................................................................................... 9 SECTION 3 PERSONNEL ADMINISTRATION ......................................................................................... 10 3.1 Responsibility for Administration ...................................................................................... 10 3.2 Role of the General Services Director ............................................................................. 10 3.3 Personnel Files ............................................................................................................................. 10 3.4 Personnel Changes ......................................................................................................................11 3.5 Inspection of Personnel Records .........................................................................................11 SECTION 4 RECRUITMENT............................................................................................................................... 13 4.1 Recruitment - General .............................................................................................................. 13 4.2 Approval of Recruitment ......................................................................................................... 13 4.3 Vacancy Announcement ......................................................................................................... 13 4.4 Sources of Applicants ................................................................................................................ 13 4.5 Recruitment Area ........................................................................................................................ 13 4.6 Employment Services – Prohibition ................................................................................. 13 SECTION 5 HIRING ............................................................................................................................................... 14 5.1 Application for Employment................................................................................................ 14 5.2 Interviewing ................................................................................................................................... 14 5.3 Testing ............................................................................................................................................... 14 5.4 References ...................................................................................................................................... 14 5.5 Former Employees ..................................................................................................................... 14 5.6 Employment of Minors ............................................................................................................ 14 5.7 Pre-Employment Physicals. ................................................................................................... 15 209 TABLE OF CONTENTS PAGE SECTION 5 HIRING (CONTINUED) 5.8 Selection and Notification of Offer .................................................................................... 15 5.9 Trainees .............................................................................................................................................. 15 5.10 Disqualification of Applicants............................................................................................... 15 5.11 Application Files .......................................................................................................................... 16 5.12 Reporting for Duty ..................................................................................................................... 16 SECTION 6 MEDICAL EXAMINATIONS..................................................................................................... 17 6.1 Medical Examinations .............................................................................................................. 17 6.2 In-Service Examinations ..........................................................................................................17 SECTION 7 ORIENTATION ............................................................................................................................... 18 SECTION 8 PROBATIONARY PERIOD ...................................................................................................... 19 8.1 Purpose ............................................................................................................................................. 19 8.2 Length of the Probationary Period .................................................................................. 19 8.3 Probationary Reviews .............................................................................................................. 19 8.4 Extension of the Probationary Period ............................................................................ 19 8.5 Failure to Demonstrate Competency ............................................................................ 19 SECTION 9 CLASSES OF EMPLOYEES .................................................................................................... 20 9.1 General ............................................................................................................................................. 20 9.2 Regular, Full-time Employees ........................................................................................... 20 9.3 Regular, Part-time Employees. ......................................................................................... 20 9.4 Temporary Employees ........................................................................................................... 20 SECTION 10 COMPENSATION AND CLASSIFICATION ....................................................................... 21 10.1 Employee Classification ........................................................................................................... 21 10.2 Pay Plan ............................................................................................................................................. 21 10.3 Reclassification .............................................................................................................................. 21 SECTION 11 PAY PLAN AND PROGRESSION THROUGH THE SALARY RANGES ..............23 11.1 Pay Plan ............................................................................................................................................ 23 11.2 Salary Increases, Ranges and Raises ...............................................................................23 11.3 Other Increases ............................................................................................................................ 23 11.4 Performance Bonuses ............................................................................................................. 23 SECTION 12 PERFORMANCE REVIEWS ................................................................................................... 24 12.1 Purpose ............................................................................................................................................ 24 12.2 Frequency ...................................................................................................................................... 24 12.3 Procedure ....................................................................................................................................... 24 12.4 Appeals ............................................................................................................................................ 24 12.5 Consequences of an Unsatisfactory Performance Appraisal ..........................25 210 TABLE OF CONTENTS PAGE SECTION 13 PROMOTION .................................................................................................................................. 26 13.1 Policy ................................................................................................................................................. 26 13.2 Promotion via Selection to a Position of a Higher Classification ................... 26 13.3 Compensation for Promotions .......................................................................................... 26 13.4 Probationary Period ................................................................................................................. 26 13.5 Inability to Perform ................................................................................................................... 26 SECTION 14 DEMOTION ...................................................................................................................................... 27 14.1 Policy ................................................................................................................................................. 27 14.2 Authority .......................................................................................................................................... 27 14.3 Compensation .............................................................................................................................. 27 14.4 Probationary Status ................................................................................................................... 27 14.5 Appeal Rights ................................................................................................................................ 27 SECTION 15 LATERAL TRANSFER ................................................................................................................. 28 15.1 Definition ........................................................................................................................................ 28 15.2 Authority ......................................................................................................................................... 28 15.3 Procedure ....................................................................................................................................... 28 15.4 Compensation ............................................................................................................................. 28 15.5 Probationary Status .................................................................................................................. 28 SECTION 16 TEMPORARY ACTING POSITIONS ..................................................................................... 29 16.1 Policy and Authority ................................................................................................................. 29 16.2 Compensation ............................................................................................................................. 29 SECTION 17 HOURS OF WORK ...................................................................................................................... 30 17.1 Definition ........................................................................................................................................ 30 17.2 Authority ......................................................................................................................................... 30 17.3 Employee Responsibility ....................................................................................................... 30 17.4 Meals and Breaks ....................................................................................................................... 30 SECTION 18 ATTENDANCE ................................................................................................................................. 31 18.1 General ............................................................................................................................................... 31 18.2 Punctuality ...................................................................................................................................... 31 18.3 Unapproved Absence from Work ...................................................................................... 31 SECTION 19 APPEARANCE ................................................................................................................................ 32 19.1 General Policy ............................................................................................................................... 32 19.2 Uniformed Personnel ............................................................................................................... 32 19.3 Non-Uniformed Personnel .................................................................................................... 32 211 TABLE OF CONTENTS PAGE SECTION 20 WORK WEEK AND PAY .......................................................................................................... 33 20.1 Work Week ..................................................................................................................................... 33 20.2 Record Keeping and Pay ........................................................................................................ 33 20.3 Pay Periods and Checks ......................................................................................................... 33 20.4 Administrative Pay Corrections ......................................................................................... 34 20.5 Advances of Pay .......................................................................................................................... 34 SECTION 21 OVERTIME ........................................................................................................................................ 35 21.1 Policy .................................................................................................................................................. 35 21.2 Definition ......................................................................................................................................... 35 21.3 Authorization ................................................................................................................................. 35 21.4 Overtime Call-ins ......................................................................................................................... 35 21.5 Overtime Distribution .............................................................................................................. 35 21.6 Compensation .............................................................................................................................. 35 21.7 Exempt Employees .................................................................................................................... 35 21.8 Failure to Follow Overtime Guidelines. ......................................................................... 36 SECTION 22 HOLIDAYS ........................................................................................................................................37 22.1 Holiday Observance................................................................................................................... 37 22.2 Special Cases of Holiday Observance.............................................................................. 37 22.3 Eligibility .......................................................................................................................................... 37 22.4 Other Holidays not recognized by the City ................................................................ 38 22.5 City’s Right to Schedule Work on Holidays ................................................................ 38 SECTION 23 LEAVE ................................................................................................................................................ 39 23.1 General Policy .............................................................................................................................. 39 23.2 General Policy for Domestic Violence .............................................................................. 39 23.3 Eligibility for Domestic Violence Leave ......................................................................... 39 23.4 Reason for Domestic Violence ............................................................................................ 39 23.5 Requests for Domestic Violence Leave .......................................................................... 40 SECTION 24 VACATION LEAVE....................................................................................................................... 41 24.1 Rate of Accrual – Vacation Leave ...................................................................................... 41 24.2 Maximum Accrual – Vacation Leave ............................................................................... 41 24.3 Eligibility – Vacation Leave. ................................................................................................... 41 24.4 Use of Vacation Leave .............................................................................................................. 41 24.5 Pay-Out Policy .............................................................................................................................. 41 SECTION 25 SICK LEAVE ..................................................................................................................................... 42 25.1 Rate of Accrual – Sick Leave ................................................................................................. 42 25.2 Maximum Accrual – Sick Leave ......................................................................................... 42 25.3 Eligibility – Sick Leave ............................................................................................................... 42 25.4 Use of Sick Leave ......................................................................................................................... 42 25.5 Sick Leave Buy Back Plan ...................................................................................................... 42 25.6 Sick Leave Use for Early Retirement .............................................................................. 43 25.7 Donating Accrued Sick Leave ............................................................................................. 43 212 TABLE OF CONTENTS PAGE SECTION 26 FAMILY AND MEDICAL LEAVE POLICY ........................................................................ 44 26.1 Policy ................................................................................................................................................. 44 26.2 Eligibility .......................................................................................................................................... 44 26.3 Reasons for Family and Medical Leave ......................................................................... 44 26.4 Requests for Family and Medical Leave – Advance Notice .............................. 44 26.5 Use of Accrued Vacation and Sick Leave .................................................................... 44 26.6 Medical Certification Required .......................................................................................... 45 26.7 Serious Health Condition Only ........................................................................................... 45 26.8 Intermittent or Reduced Schedule FMLA Leave. ................................................... 45 26.9 Benefits ............................................................................................................................................ 45 26.10 Return from FMLA Leave ...................................................................................................... 46 SECTION 27 MILITARY LEAVE ......................................................................................................................... 47 27.1 Policy ................................................................................................................................................. 47 27.2 Procedure ....................................................................................................................................... 47 27.3 Compensation ............................................................................................................................. 47 27.4 Benefits ............................................................................................................................................ 47 27.5 Exceptions ...................................................................................................................................... 47 SECTION 28 CIVIL LEAVE .................................................................................................................................. 48 28.1 Purpose ............................................................................................................................................ 48 28.2 Procedures ..................................................................................................................................... 48 28.3 Compensation ............................................................................................................................. 48 28.4 Overtime Eligibility .................................................................................................................... 48 SECTION 28 B PERSONAL TIME OFF LEAVE………………………………………………………………………………49 SECTION 29 BEREAVEMENT LEAVE .......................................................................................................5149 29.1 Purpose ...................................................................................................................................... 5249 29.2 Eligibility and Procedures ................................................................................................ 4952 29.3 Additional Time Off .............................................................................................................. 4952 SECTION 30 LEAVE WITHOUT PAY ........................................................................................................... 530 30.1 Purpose ......................................................................................................................................... 530 30.2 Leave Without Pay .................................................................................................................. 530 30.3 Benefits .......................................................................................................................................... 530 SECTION 31 OCCUPATIONAL INJURY/DEATH ..................................................................................... 541 31.1 Injury Procedures ...................................................................................................................... 541 31.2 Occupational Death ................................................................................................................ 541 SECTION 32 RETIREMENT, INSURANCE AND UNIFORMS .......................................................... 552 32.1 Employee Retirement ............................................................................................................552 32.2 Life Insurance ............................................................................................................................. 552 32.3 Health Insurance and Long Term Disability ............................................................ 562 32.4 Vision, Dental and Optional Life Insurance .............................................................. 562 213 TABLE OF CONTENTS PAGE SECTION 32 RETIREMENT, INSURANCE AND UNIFORMS (CONTINUED) 32.5 Continuation of Coverage Rights. .................................................................................. 563 32.6 Worker’s Compensation Insurance .............................................................................. 573 32.7 Uniforms ....................................................................................................................................... 584 SECTION 33 SEPARATION ............................................................................................................................... 595 33.1 General. .......................................................................................................................................... 595 33.2 Voluntary Resignation .......................................................................................................... 595 33.3 Retirement .................................................................................................................................. 595 33.4 Separation for Disability ....................................................................................................... 595 33.5 Resignation Due to Unauthorized Absence ......................................................... 6056 33.6 Discharge ................................................................................................................................... 6056 33.7 Separation Due to Death ................................................................................................. 6056 33.8 Exit Interviews .......................................................................................................................... 6156 33.9 Benefits upon Departure .................................................................................................. 6156 33.10 Separation Pay ........................................................................................................................ 6257 SECTION 34 LAYOFFS AND RECALL ..................................................................................................... 6358 34.1 Layoffs .......................................................................................................................................... 6358 34.2 Criteria for Layoffs ................................................................................................................. 6358 34.3 Layoff Procedures ................................................................................................................ 6458 34.4 Recall ........................................................................................................................................... 6459 34.5 Severance Pay ........................................................................................................................ 6459 SECTION 35 DISCIPLINE OF EMPLOYEES .......................................................................................... 6560 35.1 Purpose .......................................................................................................................................... 650 35.2 Considerations in Applying Discipline ........................................................................ 650 35.3 Types of Action ......................................................................................................................... 660 35.4 Disciplinary Action Procedures ........................................................................................661 35.5 Schedule of Recommended Disciplinary Penalties .............................................. 672 35.6 Performance Improvement Plan .................................................................................. 674 SECTION 36 EMPLOYEE APPEAL AND GRIEVANCE PROCEDURES .................................... 685 36.1 General Policy ............................................................................................................................ 685 36.2 Appeals Involving Discipline ............................................................................................. 685 36.3 Grievance Procedures ........................................................................................................... 695 36.4 General Provisions of the Grievance Procedure .................................................... 696 SECTION 37 EMPLOYEE SELF IMPROVEMENT AND EDUCATIONAL PROGRAM ..... 7068 37.1 General Provisions ............................................................................................................... 7068 37.2 Educational Reimbursement ....................................................................................... 7068 37.3 Eligibility for Participation ................................................................................................ 7168 37.4 Application Procedure ........................................................................................................ 7168 214 TABLE OF CONTENTS PAGE SECTION 37 EMPLOYEE SELF IMPROVEMENT AND EDUCATIONAL PROGRAM (CONT.) 37.5 Agreement and Certification by Employee ............................................................... 6871 37.6 Completion of Courses and Reimbursement of Expenses............................... 7269 37.7 Retirement or Death .................................................................................................................7269 SECTION 38 TRAINING AND CONFERENCE ATTENDANCE ..........................................................730 38.1 General ..............................................................................................................................................730 38.2 Procedure ........................................................................................................................................730 SECTION 39 TRAVEL POLICY ...........................................................................................................................741 39.1 Travel Policy ....................................................................................................................................741 39.2 Travel Expenses ............................................................................................................................741 39.3 Travel Advances ...........................................................................................................................741 39.4 Reimbursement Procedures ...............................................................................................752 39.5 Accidents While Traveling .....................................................................................................752 39.6 Abuse .................................................................................................................................................752 SECTION 40 SAFETY PROGRAM & PROCEDURES ............................................................................. 73 40.1 Policy Statement .........................................................................................................................73 40.2 City Manager’s Responsibility ..............................................................................................73 40.3 Supervisor’s Responsibility ....................................................................................................73 40.4 Employee Responsibility ........................................................................................................74 40.5 Safety Committee .......................................................................................................................74 SECTION 41 DRUG-FREE WORKPLACE .....................................................................................................75 41.1 Drug-Free Workplace Policy ................................................................................................75 41.2 Purpose of the Drug-Free Workplace Policy .............................................................75 41.3 Prohibited Substances ............................................................................................................75 41.4 Prohibited Conduct ...................................................................................................................75 41.5 Drug Testing ..................................................................................................................................76 41.6 Consequences of a Positive Drug Test ...........................................................................76 41.7 Voluntary Treatment .................................................................................................................76 41.8 Involuntary Treatment .............................................................................................................76 41.9 Failure to Submit to or Complete Treatment ........................................................... 76 41.10 Recurrence of a Substance Abuse Program ..............................................................76 41.11 Commercial Driver’s Licenses .............................................................................................77 SECTION 42 USE OF TOBACCO IN THE WORK PLACE ....................................................................78 42.1 Purpose .............................................................................................................................................78 42.2 Smoke Free Areas .......................................................................................................................78 42.3 Smoking by Employees ..........................................................................................................78 215 TABLE OF CONTENTS PAGE SECTION 43 OUTSIDE EMPLOYMENT ....................................................................................................... 79 43.1 Policy ................................................................................................................................................. 79 43.2 Procedures..................................................................................................................................... 79 SECTION 44 HARASSMENT .............................................................................................................................. 80 44.1 Policy ................................................................................................................................................. 80 44.2 Employee Responsibility ....................................................................................................... 80 44.3 Supervisory Responsibility .................................................................................................. 810 SECTION 45 NEPOTISM .................................................................................................................................... 821 45.1 Purpose and Definitions ...................................................................................................... 8281 45.2 Hiring or Working with an Immediate Family Member ........................................ 821 SECTION 46 SOLICITATION, DISTRIBUTION AND VISITORS ...................................................... 832 46.1 Purpose .......................................................................................................................................... 832 46.2 Visitors ........................................................................................................................................... 832 46.3 Solicitation .................................................................................................................................... 832 SECTION 47 POLITICAL ACTIVITY ............................................................................................................. 843 47.1 Employees Seeking Elected or Appointed City Office ...................................... 843 47.2 Membership in a Political Party ...................................................................................... 843 SECTION 48 MISCELLANEOUS PROVISIONS .................................................................................... 854 48.1 Valid Driver’s License ............................................................................................................ 854 48.2 Use of City Owned Equipment and Vehicles ......................................................... 854 48.3 Federal Emergency Management Act ....................................................................... 854 48.4 Emergency Closings.............................................................................................................. 854 48.5 Public Relations/Complaints ............................................................................................ 864 48.6 Information Regarding Life-Threatening Illnesses ............................................. 865 48.7 Recycling ...................................................................................................................................... 865 48.8 Return of Property .................................................................................................................. 865 48.9 Use of Phone, Mail and Computer Systems ............................................................ 865 48.10 Reference Checks ................................................................................................................... 865 SECTION 49 DEPARTMENT HEADS ....................................................................................................... 876 49.1 Policy ...............................................................................................................................................876 49.2 General Provisions .................................................................................................................. 876 49.3 Voluntary Resignation ......................................................................................................... 886 49.4 Benefits Upon Termination ............................................................................................. 886 49.5 COBRA and Insurance Benefits .................................................................................... 886 49.6 Separation Pay ........................................................................................................................... 887 SECTION 50 CODE OF CONDUCT ............................................................................................................ 898 SECTION 51 USE OF CITY EQUIPMENT AND GPS MONITORING .......................................... 9089 51.1 Purpose ...................................................................................................................................... 9089 51.2 Employee Consent to Monitoring .............................................................................. 9089 APPENDIX ................................................................................................................................................................... 910 216 GENERAL PROVISIONS City of Winter Springs Page i I. PURPOSE OF THIS MANUAL The objective of this manual is to set forth the personnel policies of the City of Winter Springs and, if followed, it should ensure reasonable, fair, and equitable treatment for all City employees. II. POSITIONS COVERED BY THIS MANUAL With the exception, of the positions listed below, the rules set forth in this manual shall apply to everyone employed by the City. A. Members of the City Commission B. City Manager C. City Attorney D. Employees covered by a collective bargaining agreement as provided according to the terms of the agreement. E. Contractual Employees F. Appointed Members of Boards G. Temporary or Seasonal Employees III. AMENDMENT AND REVISION OF RULES Amendments and revisions to these rules shall be approved and ratified by resolution pursuant to Section 14-1 of the City Code of Ordinances of the City of Winter Springs. IV. APPLICATION OF THE RULES All positions existing and hereinafter created within the City's service, except those listed in II above, shall be subject to the rules and procedures in this Manual, or as are set forth by action of the Commission. This document is not to be construed as creating a contract, or a property right or interest in employment, or an expectation of employment for a definite term. An employee is free to terminate employment at any time, and the City retains the same right. The provisions of the Personnel Policies have been developed under the direction of the City Manager, and may be amended or cancelled at any time, at the City of Winter Spring’s sole discretion. V. PERSONNEL The employees who work for the City of Winter Springs are its most important resource. The City believes the working conditions, wages, and benefits it offers to its employees are competitive with those offered by other employers in this area and in this industry. If employees have concerns about work conditions or compensation, they are strongly encouraged to voice these concerns openly and directly to their Department Heads. Our experience has shown that when employees deal openly and directly with Department Heads, the work environment can be excellent, communications can be clear, and attitudes can be positive. We believe that the City of Winter Springs amply demonstrates its commitment to 217 GENERAL PROVISIONS City of Winter Springs Page ii employees by responding effectively to employee concerns. As some employees in the City of Winter Springs have already chosen third party representation, we affirm our commitment to retaining positive relationships with all existing bargaining units. If and when other employees examine the option of union representation, however, we strongly encourage careful consideration of such related issues as regular deductions from paychecks for union dues, the potential for outside interference with Department Head relationships, and the commitment to comply with directions from unions. 218 City of Winter Springs Page 3 SECTION 1 SUBJECT: DISCRIMINATION AND HARASSMENT STATEMENT 1.1 Policy Statement The City is an equal opportunity employer and does not unlawfully discriminate against employees or applicants for employment on the basis of an individual’s race, color, religion, creed, sex (including sexual orientation or transgender status), national origin, age, disability, marital status, veteran status and any other status protected by applicable law. This policy applies to all terms, conditions and privileges of employment, including recruitment, hiring, placement, compensation, promotion, discipline and termination. 1.2 Equal Employment Objectives of the City The City prohibits discrimination or harassment based on race, color, religion, creed, sex (including sexual orientation or transgender status), national origin, age, disability, marital status, veteran status and any other status protected by applicable law. Each individual has the right to work in a professional atmosphere that promotes equal employment opportunities and is free from discriminatory practices, including without limitation, harassment. Consistent with its workplace policy of equal employment opportunity, the City prohibits and will not tolerate harassment on the basis of race, color, religion, creed, sex (including sexual orientation or transgender status), national origin, age, disability, marital status, veteran status or any other status protected by applicable law. Violations of this policy will not be tolerated and will result in disciplinary action, up to and including termination of employment. Discrimination includes, but is not limited to: failing or refusing to hire or to discharge any individual, or otherwise to take any adverse employment action with respect to compensation, terms, conditions or privileges of employment, on the basis of race, color, religion, creed, age, sex (including sexual orientation or transgender status), disability, national origin, marital or veteran status, or any other status protected by applicable law. Harassment is generally defined as unwelcome (unsolicited or uninvited), inappropriate verbal or non-verbal conduct, based upon a person’s protected characteristic, that is severe or pervasive enough to alter the terms and conditions of employment and create a discriminatorily abusive working environment. Such inappropriate conduct may include, but is not limited to: epithets, slurs or negative stereotyping; threatening, intimidating or hostile acts; denigrating jokes and display or circulation in the workplace of written or graphic material that denigrates or shows hostility or aversion toward an individual or group based on their protected characteristic. Sexual harassment may occur in two forms: (1) quid pro quo, which is based on threats that are carried out or fulfilled; or (2) hostile environment, which is based on sexually inappropriate jokes, comments, requests for sexual favors, touching or other unwelcome conduct based on or motivated by hostility toward an employee because of the employee’s gender that are sufficiently severe or pervasive to create a hostile 219 City of Winter Springs Page 4 work environment. SECTION 1 SUBJECT: DISCRIMINATION AND HARASSMENT STATEMENT 1.3 Reporting and Complaint Procedures Any City employee who feels that he or she has been the subject of inappropriate conduct or discriminated against, or has witnessed or becomes aware of discrimination or inappropriate conduct in violation of these policies, should bring the matter to the immediate attention of his or her Department Director, Human Resources, or the City Manager’s Office, preferably in writing. Whenever warranted, the City will investigate allegations of discrimination and harassment, and take action as appropriate based on the outcome of the investigation. All complaints and information and reports obtained during an investigation will be maintained on a confidential basis to the greatest extent possible and as permitted by Florida’s public records laws. However, complainants should be aware that complaints or the contents thereof may have to be disclosed to conduct a thorough investigation of the allegations, to defend the City in any litigation to which the information may be relevant and necessary, and to those employees and officials in the City with a need to know in order to carry out the purpose and intent of this Policy. No employee will be retaliated against for making a complaint in good faith regarding a violation of these policies, or for participating in good faith in an investigation pursuant to these policies. If an employee feels he/she has been retaliated against, the employee should notify his or her Department Head, Human Resources or the City Manager’s Office immediately. 1.4 Supervisory Responsibilities Discriminatory conduct toward any employee is not to be tolerated, regardless of whether it originates from another employee, a vendor, or the general public. Supervisory personnel have the responsibility and duty to take immediate corrective action to prevent any discriminatory conduct. Successful implementation of the City’s anti-harassment policy depends on the swift and effective action of the City’s supervisory personnel. All complaints of inappropriate behavior based on an employee belonging to a protected class must be reported immediately to Human Resources and the City Manager. Failure for a supervisor to carry out his/her responsibilities in this area will result in disciplinary action against the supervisor, up to and including termination of employment. 220 SECTION 2 SUBJECT: DEFINITIONS City of Winter Springs Page 5 As used in these rules, unless the context clearly requires otherwise, the following words shall have the meaning herein given them. 2.1 Alcohol Abuse "Alcohol abuse" means the ingestion of alcohol or alcoholic beverages, on or off-duty, which adversely affects the employee's ability to perform his or her job duties. 2.2 Allocation The assignment of a position to its appropriate pay grade in relation to duties performed. 2.3 Anniversary Date The recurring date of original appointment or the date of promotion, demotion, or reclassification, whichever is the last to occur, except that such shall be adjusted for suspensions, unauthorized leaves of absence, and separation and re- employment. 2.4 Appeal An application for review of an alleged grievance submitted or instituted by an employee to higher authority. 2.5 Applicant An individual having completed and submitted an application for employment with the City. 2.6 Appointment The offer provided an individual and acceptance for a full-time, part-time, temporary or seasonal position. A temporary appointment shall terminate automatically upon completion of the project necessitating the appointment. 2.7 Assembled Examination An examination to be taken by applicants who are required to appear at a specific place for the purposes of taking the exam. 2.8 Certification Documentation used for the purpose of demonstrating proof of meeting required standard. 2.9 Class/Classification 221 SECTION 2 SUBJECT: DEFINITIONS City of Winter Springs Page 6 A position or group of positions having similar duties and responsibilities, requiring similar qualifications, which can be properly designated by one title indicative of the nature of the work and which carry the same salary range. 222 SECTION 2 SUBJECT: DEFINITIONS City of Winter Springs Page 7 2.10 Class Description A written description of a class consisting of a title, a general statement of the level of work and of the distinguishing features of work, example of duties, and the desirable qualification. 2.11 Class Specification A written statement describing the duties and responsibilities and minimum qualification requirements of a position. 2.12 Close Relative Members of the employee’s immediate family including spouse, parent, child, or sibling; spouse’s parent, child, or sibling; the employee’s child’s spouse; grandparents or grandchildren. 2.13 Compensation The standard rates of pay which have been established for the respective classes of work, as set forth in the compensation plan. 2.14 Complaint An informal charge and/or accusation due to some displeasure or annoyance. 2.15 Continuous Service Uninterrupted employment in the classified service except for authorized leaves of absence. 2.16 Demotion The voluntary or involuntary assignment of an employee to a position in a lower pay class; that is, having a lower maximum salary than the class from which the assignment is made. Demotions involve an actual decrease in duties, responsibilities, and associated stresses from the previously held position. 2.17 Department The primary organizational unit which is under the immediate charge of the Department Head who reports directly to the City Manager. 2.18 Department Head Department Heads shall be defined as the City Clerk, Community Development Director, Finance Director, Fire Chief, General Services Director, Parks and Recreation Director, Police Chief, Public Works / Utility Director, 223 SECTION 2 SUBJECT: DEFINITIONS City of Winter Springs Page 8 and any other future positions carrying the title Department Head as established by the City Commission. The term also includes a designee of a Department Head. 224 City of Winter Springs Page 9 2.19 Dismissal The act whereby an employee involuntarily discontinues employment with the City. 2.20 Drug Abuse "Drug abuse" means the ingestion of any controlled substance as defined in Section 893.03, Florida Statutes, as amended, not pursuant to a lawful prescription. The term drug abuse also includes the commission of any act prohibited by Chapter 893, Florida Statutes, as amended. 2.21 Eligible A person who has met in a satisfactory manner the qualification required by a particular job description. 2.22 Eligibility List The ranking of applicants who are eligible for a vacancy according to the order of the overall qualifications of the position. 2.23 Employee An individual employed and compensated by the City. Individual or groups compensated on a fee basis are not included. 2.24 Examination The process of testing, evaluating, or investigating the fitness and qualifications of applicants and employees. 2.25 Full-Time Employee Any employee working a minimum of a forty (40) hour week in either a regular or probationary position budgeted on an annual basis. 2.26 Grievance A matter where an employee feels wronged and brings the matter to the attention of management for correction. All grievance matters are considered a formal expression of complaint and must be filed in writing in accordance with defined procedures. 2.27 Harassment Slurs, jokes, and other verbal, graphic, or physical conduct relating to an individual's race, color, sex, religion, national origin, citizenship, age, or disability. Also includes sexual advances, requests for sexual favors, unwelcome or offensive touching, slander or spreading rumors as to 225 City of Winter Springs Page 10 another's sexual preferences or behavior, and other verbal, graphic, or physical conduct of a sexual nature. 2.28 Immediate Family Includes the employee’s spouse, parent, child, or sibling; spouse’s parent, child, or sibling; the employee’s child’s spouse; grandparents or grandchildren. 2.29 Layoff The involuntary separation of an employee from City government occurring as a result of a non-disciplinary event. 2.30 Leave An approved type of absence from work. The types of leave include Holiday Leave, Sick Leave, Vacation Leave, Compensatory Leave, Leave Without Pay, Family & Medical Leave, Bereavement Leave, Personal Time Off Leave and Workers’ Compensation leave. 2.31 Overtime Overtime occurs when a non-exempt employee works more than 40 hours within a work- week, as dictated by contract for emergency services employees, and the City in accordance with the Fair Labor Standards Act. 2.32 Overtime Pay Compensation paid to an employee in excess of their total normal working hours as required by the Fair Labor Standards Act and/or the City. 2.33 Part-Time Employee An employee working less than 30 hours per week who is paid on an hourly basis for those hours actually worked and who is not entitled to City benefits. This definition does not include volunteer Firefighters, reserve Police Officers, or temporary/seasonal employees. 2.34 Pay Plan A plan which assigns all positions within the City to a pay grade. 2.35 Pay Rate A specific dollar amount, expressed as either an annual rate, or an hourly rate as shown in the salary range schedule. 226 City of Winter Springs Page 11 2.36 Pay Status An employee who is physically at work or is on approved leave with pay. 2.37 Performance Pay Increase Any increase in compensation established in the Personnel Evaluation System which may be granted to an employee based on performance. 2.38 Physical / Agility Test A comprehensive medical examination consisting of tests of bodily condition, muscular strength, ability and physical fitness of competitors to perform the class of position to which employment is being sought. 2.39 Position A group of duties assigned to one person or job. 2.40 Probationary Employee Any employee who is serving a probationary period following original appointment (hiring) or following promotion. 2.41 Probationary Period A period of six months following hiring during which the employee's performance is carefully evaluated (that is, interim evaluations will occur after two and four months) to determine if the individual should become a regular employee. Sworn Police Officers and Firefighters shall serve a one year probationary period and shall be evaluated at least quarterly to determine if they should become regular employees. 2.42 Promotion The assignment of an employee to a position in a higher class having a higher maximum salary than the position from which the assignment is made. 2.43 Promotional Examinations An eligibility test for qualified employees to determine the relative standing of applications for positions in the specific class to include employees working in a specific pay grade in all departments of the City. The employee’s last service rating must have been satisfactory and a promotion must not have been received by the employee during the prior 12 months. 227 City of Winter Springs Page 12 2.44 Qualifying Event A qualifying event occurs when an employee no longer meets the requirements to be eligible for health insurance. Examples included are resignation, termination of employment, death of an employee, a reduction in an employee’s hours or a leave of absence, divorce or separation, and a dependent child no longer meeting eligibility requirements. 2.45 Regular Employee An employee who has been appointed to a regular full-time or part-time position in the classified service in accordance with the provisions of these rules upon completion of a probationary period. 2.46 Resignation A planned separation initiated by the employee. 2.47 Retirement A voluntary employment termination initiated by the employee meeting age, and any other criteria for retirement from the organization. 2.48 Salary Range Specific salary range assigned to a pay grade for an assigned position. 2.49 Sick Bridging Sick leave that is used to meet eligibility criteria outlined in Section 25.7 2.50 Smoking "Smoking,” means inhaling, exhaling, burning or carrying any lighted smoking equipment for tobacco. 2.51 Suspension An enforced leave of absence for disciplinary purposes with or without pay. 2.52 Temporary Employee An employee holding a position other than regular, except as provided in the rules, which is of temporary, seasonal, casual or emergency in nature. A temporary employee is not entitled to City benefits. 2.53 Temporary Position A position that is not designated and budgeted as a regular position. 228 City of Winter Springs Page 13 SECTION 2 SUBJECT: DEFINITIONS 2.54 Transfer The voluntary or involuntary change of an employee's assignment from one position to another position which is at a substantially similar level. 2.55 Unassembled Examinations Examinations administered on an individual basis under circumstances whereby applicants are not available in sufficient numbers to justify holding an assembled examination as authorized by the Department Head. Unassembled examinations shall be administered continuously and at regularly established times until the position is filled. 2.56 Vacancy A position existing or newly created, which is not occupied, and for which funds are available. 2.57 Work Area "Work areas" are all areas on the City’s premises other than employee break rooms and lunchrooms. 2.58 Work Day The scheduled number of hours an employee is assigned to work. 2.59 Work Period The scheduled number of hours an employee is assigned to work during a work cycle, for which the employee receives a paycheck. This may also be known as the Pay Period. 2.60 Work Time “Work time" is all time on the premises other than before and after work, at meal periods and break times, during which an employee is performing duties and responsibilities for the city. 2.61 Work Week The scheduled number of hours an employee is assigned to work during a calendar- week. 229 SECTION 3 SUBJECT: PERSONNEL ADMINISTRATION City of Winter Springs Page 14 3.1 Responsibility for Administration The City Manager is responsible for developing and administering the City’s personnel system including: 1. The classification plan for all City positions based on duties, authority, and responsibility of the positions. 2. Pay plan for all City positions. 3. Methods for determining the merit and fitness of candidates for appointment or promotion. 4. The policies and procedures regulating the reduction in the work force (i.e., lay-offs) and removal of employees. 5. The hours of work, attendance regulations and provisions for sick and vacation leave, and Personal Time Off leave. 6. The policies and procedures governing persons wishing to examine personnel records pursuant to Chapter 119, Florida Statutes. 7. The policies and procedures governing relationships with employee organizations. 8. Policies regarding in-service training programs. 9. Other procedures and practices necessary to the administration of the City personnel system. 3.2 Role of the General Services Director While the City Manager is ultimately responsible for the administration of the personnel system, the General Services Director has been delegated day-to- day management responsibility for the system and the records. Specifically, the General Services Director shall provide advice and guidance to the City’s managers and employees. The Human Resources (HR) Coordinator shall maintain the employee’s official personnel files. Materials maintained in departmental files are informal and informational only. 3.3 Personnel Files One of the key functions of the HR Coordinator is to maintain the individual employee’s personnel file. The information which should be in each file is listed as follows: • Employment Application; • Employee Address, Telephone Numbers and Emergency Contacts; • City of Winter Springs employment history; • Employee acknowledgement of policies manual; • Attendance cards, as applicable; 230 SECTION 3 SUBJECT: PERSONNEL ADMINISTRATION City of Winter Springs Page 15 • Hospitalization and Life Insurance forms; • Personal History record; • New employee data record; • Performance Evaluations; • Changes in personnel status; • Exit interview report, if applicable; • The employee’s response, if any, to any detrimental material; • Miscellaneous forms/records relating to employee; • Immigration and Naturalization Service’s I-9 Form; • Demographic or analytical data required; • Beneficiaries, dependents, marital status; and • Background investigation reports, if applicable. The Human Resources Coordinator may require employees to provide information necessary to maintain or procure demographic or analytical data regarding City of Winter Springs employees. 3.4 Personnel Changes Employees shall notify the Department Head whenever changes need to be made in the personnel records regarding change of address, marital or dependent status, home telephone number, or emergency contact information. The Department Head shall forward this information to the Human Resources Coordinator. Before any change in an employee's status is implemented, the appropriate form must be completed and the required approvals obtained. 3.5 Inspection of Personnel Records Requests for appointments to inspect personnel records may be made by telephone, in person, or in writing and directed to the Human Resources Coordinator. Appointments will be granted within a reasonable amount of time. Employment records shall be open for personal inspection by any person with the exception of the following information: • Addresses, telephone numbers, and other personal identification information of police officers, firefighters, former police officers, former firefighters, as well as the children and spouses of these employment categories pursuant to the provisions of Chapter 119, Florida Statutes; and • Medical records and documents relating to any complaints of discrimination relating to race, color, religion, sex, national origin, age, handicap or marital status. (Documents relating to complaints of discrimination are kept separate from individual personnel files until a finding is made relating to probable cause, the investigation 231 SECTION 3 SUBJECT: PERSONNEL ADMINISTRATION City of Winter Springs Page 16 of the complaint becomes inactive, or the complaint or other record is made part of the official record of any hearing or court proceeding.) The individual originating the request may make any desired compilations, analyses, and summaries while inspecting the records. Photocopies are available upon request based on a fee schedule adopted by the City and will be made by the Human Resources Coordinator or by the person making the request under supervision. 232 SECTION 4 SUBJECT: RECRUITMENT City of Winter Springs Page 17 4.1 Recruitment – General The goal of the City of Winter Springs is to select the most qualified individual without regard to race, color, religion, national origin, sex, marital status, age, citizenship, disability, or any other basis prohibited by law. Employment decisions at the City of Winter Springs will be based solely on merit, qualifications, and abilities. The City treats all job candidates uniformly and gives consideration to internal promotion and affirmative recruitment. 4.2 Approval of Recruitment When a vacancy occurs, the Department Head shall notify the City Manager and obtain approval to fill the position. 4.3 Vacancy Announcement Upon approval of the City Manager, the General Services Director or designee shall prepare a vacancy announcement outlining the nature and requirements of the position. 4.4 Sources of Applicants All job vacancies below the level of Department Head shall be posted in- house for a period of one week for promotional or transfer consideration. Where an in-house appointment for the position does not occur, advertisements for the position shall be placed in the media to attract as many qualified persons as is economically feasible and prudent. Other sources of applicants which may be used are: • The Florida State Employment services; • Active applications on file; and • Organizations focused on reaching minorities, women and handicapped individuals. 4.5 Recruitment Area Individuals shall be recruited from a geographic area as wide as is necessary to obtain a qualified pool of applicants. 4.6 Employment Services – Prohibition The City shall not pay placement fees to employment services, or place orders with commercial employment agencies without prior approval of the City Manager. 233 SECTION 5 SUBJECT: HIRING City of Winter Springs Page 18 5.1 Application for Employment All candidates for positions in Winter Springs shall complete the City’s official application which shall include at least the following: the employee’s educational credentials, employment history, licenses, and references. Falsification or deletion of pertinent information, orally or in an application, shall result in immediate termination of the interviewing process or of employment. 5.2 Interviewing All applications shall be carefully screened by the City Manager or designee. The most highly rated applicants will be forwarded to the appropriate Department Head for further review and for interviewing. 5.3 Testing The applicant may be tested for specific skills which are required to fulfill the duties of the vacancy. Such tests shall be designed and the parameters for satisfactory completion shall be promulgated by the Department Head and approved by the City Manager. Such tests may be designed for both outside recruitment and promotional purposes. Tests may be assembled or unassembled. All testing shall be consistent with State and Federal regulations concerning employee selection. 5.4 References The Department Head or designee shall make all necessary contacts for the purpose of checking references. Should applicants be offered a position prior to the reference checks being completed, they will be notified the offer is conditional upon the results of the reference checks. 5.5 Former Employees A former employee may be rehired providing his/her qualifications meet the requirements of the position and was in good standing at the time of separation. A former employee who is rehired shall be processed in the same manner as a new hire. For purposes of computing benefits due, a rehired employee shall be considered as a new appointment and shall serve the required probationary period. This provision may be specifically waived by the City Manager. 5.6 Employment of Minors All persons employed by the City shall be a minimum of 16 years of age. Where it is not possible to recruit a qualified applicant who has reached majority, employment of a minor shall be conducted in accordance with the State of Florida Child Labor Law. 234 SECTION 5 SUBJECT: HIRING City of Winter Springs Page 19 Prior to employing a minor under 18 years of age, the City Manager or designee shall complete an Application for Employment Certificate. This form can be obtained by the minor from the school district or such other office designated by the Superintendent to issue certificates. Unless married, all minors at time of hire shall be required to have an Age Certificate. This certificate shall be obtained through the same channels as the Application for Employment Certificate. The Employment Certificate and the Age Certificate shall remain in the employee's personnel file. 5.7 Pre-Employment Physicals All employees may be required to submit to a physical examination. Anyone whose examination indicates possible substance abuse will not be hired. 5.8 Selection and Notification of Offer The Department Head shall select the applicant whose qualifications most closely meet the requirements of the position. Once that is done, the Department Head will notify Human Resources of the selection which will obtain the City Manager’s approval. Once granted, the General Services Director or designee will tender a conditional offer of employment. 5.9 Trainees From time to time, the City may not be able to recruit fully qualified applicants. In such cases, the Department Head may request someone without the minimum qualifications be appointed as a “trainee.” The category is used to train people on-the-job who have the potential to do the work but lack some of the essential skills or experience. Under normal circumstances the time a person remains in a trainee category is between six (6) months and twelve (12) months, but depends on the skills or experience needed in individual cases and/or certification requirements. The City Manager may extend the “trainee period” until the requirements are met up to but not to exceed a maximum of an additional twelve (12) months. In such cases, the employee can be hired at a rate of up to ten percent (10%) below the minimum salary. Once he/she has attained the minimum qualifications, he/she shall receive a salary increase to the minimum. 5.10 Disqualification of Applicants The City Manager or the Department Head may remove any candidate from further consideration for reasons including, but not limited to, the following: • Does not possess the minimum job-related qualifications; • Has established an unsatisfactory employment or personnel 235 SECTION 5 SUBJECT: HIRING City of Winter Springs Page 20 record as evidenced by the reference checks; • Is unable to provide proof of citizenship or that he/she is a legal immigrant; • Has made false statements or practiced deception orally or in the application; and/or • Fails to accept appointment within two days or fails to report for duty within the time prescribed in the employment offer. 5.11 Application Files Applications of unsuccessful candidates shall be retained for a period of one year for subsequent review for future openings. Applicants who are disqualified due to falsification or omission of pertinent information or failure to accept appointment within the time prescribed in the offer shall be entered into a closed file and not reconsidered. The Fire and Police Departments have and maintain a hiring eligibility list. 5.12 Reporting for Duty A new employee shall be instructed to report directly to the assigned department on the first day of work after which the various forms necessary for employment with Winter Springs shall be completed. 236 SECTION 6 SUBJECT: MEDICAL EXAMINATIONS City of Winter Springs Page 21 6.1 Medical Examinations Upon acceptance of a conditional offer of employment, all prospective employees may be required to undergo a medical examination. It will be conducted by a City designated physician and will be sufficiently comprehensive to determine if the employee meets accepted standards of health for the position. It may include tests of health, physical agility and for illegal substances. This examination shall be performed at the City's expense. An applicant determined to be physically or mentally unfit for service shall not be eligible for employment. 6.2 In-Service Examinations An employee, at any time during employment, may be required to undergo examinations to determine physical and mental fitness to perform the job. Law Enforcement Officers and Firefighters may be required to undergo such examination annually on or about each anniversary date of their employment. Such periodic examinations shall be at the expense of the City except as noted below. An employee of the City may appeal the decision of the examining physician or psychologist concerning fitness for duty within five business days of the date of his notification of the results. The employee, in that case, may select another physician to provide a second opinion. In the event there is a difference of opinion between the original examining professional and the professional chosen by the employee, the City Manager shall designate a third professional, whose decision shall be final and binding as to the physical and mental fitness of such employee to perform the work of the position. The City shall bear the expense of reasonable direct costs of the first and third examinations. The employee shall bear the expense of the second examination. The City shall provide the employee with reasonable time off to meet these appointments. An employee determined to be physically or mentally unfit to continue in the job may be demoted, transferred or separated from City service. 237 SECTION 7 SUBJECT: ORIENTATION City of Winter Springs Page 22 The City recognizes the importance of a sound orientation program so that employees will have a clear understanding of duties, how to perform them, and the relationship of the department to the overall operation of the City. Orientation of a new employee begins with processing by Human Resources and includes the completion of all hiring forms and an explanation of benefits and conditions of employment. The Department Head shall accompany the employee to the area of employment and shall assure that the employee is introduced to co-workers and various facilities, has proper supplies and has a suitable working area. The employee’s direct supervisor shall assure the employee becomes familiar with job duties and responsibilities and is properly trained. The most important function of the Department Head during this process is to make every attempt to insure that a new employee is comfortable and familiar with their new surroundings. 238 SECTION 8 SUBJECT: PROBATIONARY PERIOD City of Winter Springs Page 23 8.1 Purpose The purpose of the probationary period is to give the employee the opportunity to learn and demonstrate competency in a new position while providing the City with the opportunity to evaluate the employee and determine whether or not he/she is completely capable of performing the duties of the position. 8.2 Length of the Probationary Period The length of the probationary period shall be six months for new employees and for those who are promoted and transferred with the exception of police officers and firefighters whose probationary period shall be one year. 8.3 Probationary Reviews Employees serving a probationary period shall be evaluated three times: one third of the way through the period, two thirds of the way through and at the end of the period. The purpose of the interim reviews shall be to apprize the employee of his or her performance and areas of weakness. The final review shall determine whether or not the employee has demonstrated sufficient competency in the position to be retained. Each review shall be documented and information forwarded to the Human Resources Coordinator. 8.4 Extension of the Probationary Period If the City of Winter Springs determines that the designated probationary period does not allow sufficient time to evaluate the employee’s performance thoroughly, the probationary period may be extended for a specified period. 8.5 Failure to Demonstrate Competency During the probationary period, any unsatisfactory aspect of the employee's work will be called to the employee's attention. At any time during the probationary period, the City may for any or no reason terminate the employment. Such termination shall be final with no right of appeal. A promoted or transferred employee who performs unsatisfactorily during the probationary period is thereby determined ineligible to be granted regular appointment to the position. However, if the employee's work was satisfactory prior to the change in status, the employee may be returned to his previous position or to another suitable position in the same class previously held, if either is available. If no position is available, the employee may be terminated. 239 SECTION 9 SUBJECT: CLASSES OF EMPLOYEES City of Winter Springs Page 24 9.1 General Winter Springs employs three class types of employees: regular full-time employees, regular part-time employees and temporary employees. 9.2 Regular, Full-time Employees A year-round position where more than an average of 30 hours per week of work is expected is considered to be a regular, full-time employee. These employees serve a probationary period and are qualified for benefits offered to employees by the City. These benefits may include health insurance, life insurance, retirement, leave (vacation, sick, personal time off leave, military, civil and bereavement) and paid holidays. 9.3 Regular, Part-time Employees A continuous, year-round position budgeted for less than an average of 30 hours per week and paid on an hourly basis for hours actually worked shall be designated a regular part-time employee. Part-time employees shall be recruited, hired and evaluated in the same manner as regular full-time employees. Part-time employees may also be eligible for any special annual salary increase afforded to full-time employees by the City Commission, but receive only some of the benefits that regular, full-time employees receive. For example, part-time employees do not receive vacation leave, sick leave, health insurance, retirement, and life and disability insurance, but do receive holiday pay for regularly scheduled hours that fall on observed city holidays, personal time off leave, mandated social security benefits, and workers compensation insurance. 9.4 Temporary Employees Temporary employees may be recruited to assist in handling unusually high workloads, seasonal employment, casual employment, or employment of an emergency nature, for a period of time not to exceed six consecutive months, or for completion of a specific task or project. A temporary employee shall not be used to fill a continuing full-time position unless the position is temporarily vacant for less than thirty (30) days. Such a temporary employee shall not be hired at a rate less than the minimum of the pay grade into which the job is classified. A temporary employee shall not be entitled to City fringe benefits, including retirement. If a temporary employee changes status to a regular position, the employee shall be considered as a new hire at the time that employee's status is changed. The provisions of this section shall not apply to temporary reassignments of a regular employee nor to restructuring of an employee's job description. 240 SECTION 10 SUBJECT: COMPENSATION AND CLASSIFICATION City of Winter Springs Page 25 10.1 Employee Classification Every employee should have a job description which accurately reflects what he/she is actually doing. Based on these descriptions, employment classifications are developed. Every effort is made, through the classification plan, to group positions together into classes which are similar in type of work performed, complexity, and responsibility. Ideally these positions will then fall in the same pay range. The job titles listed in the classification plan are used in all personnel records and transactions. 10.2 Pay Plan The City of Winter Springs has adopted a Pay Plan wherein jobs are graded and appropriate pay levels established. The goal of the pay plan is for positions of like requirements and complexity to be paid comparable salaries. In actual fact, however, for the most part, market surveys are conducted and pay ranges established that ensure our employees are paid wages comparable with those in the labor marketplace. The City Manager may choose to shift the pay ranges annually based on the Consumer Price Index (CPI). From time to time, the City conducts reviews of other, similar jurisdictions and the private sector to determine if it is still paying a fair wage for the work performed. If it is not, the salaries are adjusted accordingly. 10.3 Reclassification It is the duty of the City Manager to amend the position descriptions and classification specifications when necessary so that each class will accurately reflect the current duties and responsibilities of the position. A reorganization may have occurred and duties increased or decreased. An individual or group may have gradually assumed more responsibility. Technology may change the duties. Whatever the cause, when duties change, the position needs to be reclassified and compensation reviewed; that is, it needs to be evaluated (reclassified) and fair compensation established. It is incumbent on the Department Heads and individual employees to bring classification/compensation concerns to the attention of the City Manager and for the City Manager to make a further investigation of the matter and to take appropriate action. Specifically, a request for a reclassification should be submitted by the Department Head and shall be accompanied by written supporting documentation to the City Manager. This documentation should be sufficient to support a reclassification by documenting actual job duties and tasks. It should further explain what has changed to warrant reviewing the position. It should also be considered in light of other positions within the City's Classification System. Reclassification, 241 SECTION 10 SUBJECT: COMPENSATION AND CLASSIFICATION City of Winter Springs Page 26 in fact, should not take place independent of consideration of other positions within the overall classification system. If the City Manager determines sufficient evidence exists to warrant a further review, he/she shall turn the matter over to the General Services Director who shall make an independent review. The employee(s) whose position(s) are under consideration may be asked to complete a questionnaire and/or submit additional information. Upon completion, the General Services Director shall make a recommendation to the City Manager. The City Manager shall approve or disapprove all reclassifications. When a position is reclassified to a higher pay grade, adjustments to salary should be handled in the same manner as a “Promotion”. When a reclassification results in assignment to a lower pay grade, adjustment should be made in accordance with the rules for a “Demotion”. 242 SECTION 11 SUBJECT: PAY PLAN AND PROGRESSION THROUGH THE SALARY RANGES City of Winter Springs Page 23 Revised 9/9/13 11.1 Pay Plan As noted, Winter Springs has developed a pay plan which guides the City in terms of what salaries employees will be paid. Under it, each position has a salary range associated with it. Employees progress through the range based on the following guidelines. 11.2 Salary Increases, Ranges and Raises As noted each position has a salary range associated with it. New employees, with no experience in a particular position, will generally start at the bottom of the range. As they become familiar with the duties and demonstrate competency, they are eligible for raises. Advancement to the mid-point of the salary range is considered as the developmental phase of the salary progression. Increases to this point are usually more rapid than after the mid-point is reached. The developmental phase includes the probationary period and signifies the time an individual should become totally effective and productive in the positions based on established City standards and/or desires. The area beyond the mid- point of the salary range is referred to as the incentive phase. Movement in this phase of the range is reserved for performance over and above that which is considered as an average acceptable job. Most salary increases are in fact based on merit and result for the annual performance review the employee receives. At that time, the employee’s performance is reviewed and, if found to be of sufficient quality, he/she will receive a merit increase. The employee will be eligible for further merit increases on future review dates or on the anniversary of his/her last promotion/demotion. 11.3 Other Increases Employees may also receive raises through across-the-board increases, cost of living adjustments, promotion, reclassification, or salary range adjustment. 11.4 Performance Bonuses Once an employee has reached the top of the range, he/she is eligible for a performance bonus but no further increases in base pay until the range is adjusted and the employee’s salary again falls below the cap. 243 SECTION 12 SUBJECT: PERFORMANCE REVIEWS 12.1 Purpose Employees shall have their performance evaluated at least annually for the purposes of encouraging improvement and for determining merit increases and bonuses. 12.2 Frequency The employee's supervisor shall rate and discuss the overall job performance with the employee. The Performance Rating Form is used to evaluate quantity and quality of work as well as other factors such as dependability, initiative, knowledge of the work being performed, and relationships with fellow employees and the public. If the rated employee is a supervisor, supervisory ability will also be evaluated. 12.3 Procedure The Department designee shall forward a Performance Rating Form for completion by the Supervisor when an employee becomes eligible for regular status, a merit increase, an annual rating, or for any other such purpose. The supervisor will then rate the employee. When evaluating the employee, it is advisable to the supervisor to also consult with his superior and with others who may have had an opportunity to observe the employee’s performance. Once the supervisor is satisfied he has considered all the necessary and appropriate factors in assessing performance, he will complete the Performance Rating Form and discuss the findings with the employee. No matter whether the employee feels the appraisal is fair or not, he/she must acknowledge, by signing the form, the receipt of the evaluation form and the discussion of performance. 12.4 Appeals If the employee differs with any portion of the review, he/she may submit a rebuttal statement for inclusion with the evaluation and such statement shall remain in the employee's personnel file as long as the evaluation is retained on file. Within three working days, he/she may also appeal the performance evaluation to the City Manager for review and final decision. Employees will be allowed to furnish any supportive evidence or documentation to substantiate their rebuttal to the evaluation. The City Manager (or his/her designee) will conduct his/her own review of the employee’s performance which may include interviewing the employee, supervisor and/or Department Head and consideration of any other relevant materials. In any case, the review must be completed and a decision rendered within 30 calendar days of the employee's appeal. The City Manager may sustain the evaluation as written, modify the evaluation, or direct that another evaluation be done. 244 SECTION 12 SUBJECT: PERFORMANCE REVIEWS Employee performance evaluations are not subject to the grievance procedure. 12.5 Consequences of an Unsatisfactory Performance Appraisal Employees who receive an unsatisfactory performance appraisal shall return to probationary status and be given an improvement plan. If performance does not improve sufficiently by the end of the new probationary period, employment may be terminated. City of Winter Springs Page 25 Revised 9/9/13 245 SECTION 13 SUBJECT: PROMOTION City of Winter Springs Page 26 13.1 Policy When an employee has experienced a definite and significant increase in duties, he/she may be promoted. Such promotions may occur through an employee applying for and obtaining a new position with the City or through a reclassification. Promotions shall not be made merely for the purpose of affecting an increase in compensation. 13.2 Promotion via Selection to a Position of a Higher Classification So far as is practical, Winter Springs shall attempt to fill vacancies by promoting existing employees of the City. Promotions may be either inter or intra-departmental and must be approved by the affected Department Heads and the City Manager. 13.3 Compensation for Promotions A promoted employee shall receive a salary increase to at least the minimum rate of the salary range of the new position. In the event the employee’s salary is already above the minimum established for the pay grade the employee was promoted to, the salary may be increased by at least 5% above the existing salary. An amount higher than minimum, or the 5% factor, can be considered and approved by the City Manager if the employee’s experience, skills or qualifications merit an increase of greater than the 5%. 13.4 Probationary Period Employees who are promoted to a position in a higher classification than the position from which the assignment is made, shall be placed in probationary status for the usual period of six months. The employee shall, however, continue to receive the benefits he/she previously had qualified for. 13.5 Inability to Perform If a promoted employee performs unsatisfactorily during the probationary period in the new position, he/she is ineligible to be granted regular appointment to the higher position. Assuming the affected employee's work was satisfactory prior to the promotion, the employee shall be returned to their previous position or to another suitable position in the same class, if either is available. If no position is available, the employee may be terminated. 246 SECTION 14 SUBJECT: DEMOTION City of Winter Springs Page 27 14.1 Policy A demotion is the assignment of an employee to a position in a lower classification, having a lower maximum salary. 14.2 Authority The Department Head shall have the authority to demote an employee. The action should be done in writing citing the reasons. The causes for demotion shall normally be due to the removal of higher level duties and responsibilities or the inability of the employee to assume or perform duties of the position, although the City reserves the right to demote an employee for disciplinary reasons as well. Prior to taking any action, the City Manager should be informed of the proposed action and the reasons. 14.3 Compensation Employees receiving voluntary demotions or forced demotions due to the employee losing his/her ability to perform his/her duties shall have their salary reduced as nearly as possible by the same percentage in the new range as in the former pay range, or any other amount as determined by the City Manager. Employees demoted for reasons of reduction-in-force initiated to increase efficiency or to meet budget restrictions, however, should be assigned at the same dollar level in the new classification range. Should the present salary of the employee exceed the maximum of the assigned range, the employee's salary should be capped or frozen at the top of the range, with continued eligibility for any merit awards granted to general employees. 14.4 Probationary Status Regular employees may be required to serve a new probationary period if required by the Department Head. Employees who are in a probationary status will be required to serve a probationary period beginning when they assume the duties of the new position. 14.5 Appeal Rights An employee not on a probationary status who has been demoted has the right to appeal demotions through the grievance procedure as outlined in this manual. Please see AI2007-01 in the Appendix for further clarification. 247 SECTION 15 SUBJECT: LATERAL TRANSFER City of Winter Springs Page 28 15.1 Definition A lateral transfer is the changing of an employee to a job of the same classification level in the same or another department. 15.2 Authority The City Manager may transfer an employee temporarily, or permanently, when said transfer is deemed to be in the best interests of the City. Because a transfer is not disciplinary, a transfer may be made against the will of the employee without right of appeal. 15.3 Procedure Transfers shall generally be carried out through the in-house posting process and follow the guidelines outlined in the section on “Hiring.” 15.4 Compensation Employees transferred to a position in the same classification or to a different position with the same pay grade shall not be eligible for an increase, nor suffer a decrease. Employees transferred to another position in a lower classification or grade shall be handled in accordance with the rule established for “Demotions”. 15.5 Probationary Status A transferred employee shall be placed in probationary status but shall not lose his/her benefits; that is, all accrued benefits shall be transferred with the employee. 248 SECTION 16 SUBJECT: TEMPORARY ACTING POSITIONS City of Winter Springs Page 29 16.1 Policy and Authority In an emergency, or in cases where the City Manager deems it in the interest of the City, an employee may be placed in a temporary "Acting" status. Such placements will be based on the needs of the City and include temporary transfers to positions of a higher, similar or lower classification. 16.2 Compensation Employees temporarily reassigned for a period exceeding 30 calendar days in any given calendar year to a higher classification level, other than to fill in for personal leave or similar absences, shall be granted a five percent increase or the minimum level of the new pay grade, whichever is greater, for the duration of the temporary assignment. Regular increases shall be granted during the period of reassignment. 249 SECTION 17 SUBJECT: HOURS OF WORK Revised 9/12/11 17.1 Definition The hours of work are the hours the employees are expected to be on the job, at their appointed stations, performing their assignments. 17.2 Authority The City Manager, in consultation with the Department Heads, establishes the hours of work for all departments of the City, depending on the functions and operations involved, with uniform starting and quitting times for supervisors and employees on all shifts. Since job responsibilities differ among departments, hours of work should also be expected to vary. When the Department Head determines flexible time may benefit the City or the employees without harming service delivery, he/she may recommend the City Manager authorize its use. 17.3 Employee Responsibility Employees are expected to learn and adhere to the hours of their jobs. 17.4 Meals and Breaks All employees will receive a lunch period of thirty (30) minutes or sixty (60) minutes and may receive two breaks not to exceed 15 minutes each during the course of the normal work day (as established in the work schedule by Department Heads to accommodate operating requirements). Employees will be relieved of all active responsibilities and restrictions (with the exception of shift employees) during meal periods and will not be compensated for that time. Employees must utilize their lunch period during the designated hours established for the department. The lunch hour shall not be accumulated and cannot be saved for the purposes of leaving work early. Employees are not permitted to work before or past their regularly scheduled hours or during their lunch period unless specifically authorized by the Department Head. City of Winter Springs Page 30 250 SECTION 18 SUBJECT: ATTENDANCE City of Winter Springs Page 31 18.1 General Employees are expected to be on time for work and to work their full work schedule. Department Heads are responsible for accounting for the daily whereabouts and activities of all employees within their department. 18.2 Punctuality Employees who will not be reporting for work must notify their workplace in accordance with their departmental procedure. Lateness, like absence, places a burden on the City and on co-workers. Therefore, employees are expected to be prompt and ready for work at the scheduled starting time of their shift and are not to make preparations for leaving before the end of their shift. Emergencies occasionally occur causing an employee to be late. Whenever possible, the employee shall advise the Department Head prior to starting time. If departmental operations require another employee to remain on an overtime basis to cover the absence of a tardy employee, the tardy employee shall not begin his shift until the replacement has completed the requested overtime amount. The tardy employee will not be paid until he/she actually starts work. Repeated lateness and/or unexcused absences adversely impact the operational effectiveness of the City and are grounds for disciplinary action, up to and including termination of employment. 18.3 Unapproved Absence from Work An employee who is not at work during his/her regularly scheduled shift, who is not on leave and who is not on approved leave without pay is considered to be on an unexcused absence. Such absence in excess of three days shall be considered job desertion or job abandonment and discharge may result. 251 SECTION 19 SUBJECT: APPEARANCE City of Winter Springs Page 32 19.1 General Policy Employees are expected to maintain a neat and clean physical appearance particularly those in positions where considerable public contact is required. 19.2 Uniformed Personnel It is the responsibility of the employee to keep uniforms in a neat and orderly manner. Employees are expected to begin their work period with a clean uniform. The complete uniform must be worn at all times while on duty, and no uniform may be altered or changed in appearance. Any employee who loses the uniform will be responsible to replace the uniform. The amount for replacement shall be deducted from the employee's regular paycheck. Employees are only permitted to wear their uniform one (1) hour prior to commencing the work period, during the work period, and for one hour following the completion of the work period. Employees shall not wear their uniforms on off-duty hours in public places unless authorized to do so by their Department Head. 19.3 Non-Uniformed Personnel All non-uniformed personnel are expected to dress appropriately for their assigned duties and responsibilities. Clothing should be neat and clean and appropriate for the particular office environment to which assigned. Shorts, t-shirts, and halter-tops are not considered appropriate apparel. 252 SECTION 20 SUBJECT: WORK WEEK AND PAY Revised10/11/2010 20.1 Work Week The standard workweek consists of seven (7) consecutive calendar days commencing at 12:01 AM on the first day and ending at 11:59 PM on the seventh day. The standard number of working hours for full-time employees during any standard workweek will be 40 hours unless otherwise specified. The work hours for Fire and Police Department shift employees shall be governed by the Department Head and/or union contract. 20.2 Record Keeping and Pay Employees are paid based on hours worked (as well as the time the employee is on leave, using compensatory time, and/or on workers' compensation hours). Consequently, the City shall maintain time records to insure that all employees are correctly paid for time worked as well as for vacation and sick time off, observed city holidays, and personal time off leave. Consequently, accuracy in reporting time is extremely important. Time sheets are required for all non-exempt personnel and shall reflect the same hours worked as the payroll record. Non-exempt employees should accurately record the time they begin and end their work, as well as the beginning and ending time of each meal period. They should also record the beginning and ending time of any split shift or departure from work for personal reasons. Exempt employees should also keep track of their work and leave so that they may be properly paid. It is the employee’s responsibility to sign their time records to certify the accuracy of all time recorded. The employee’s supervisor will review, verify its accuracy and initial the time record. The Department Head ultimately has responsibility for the record’s accuracy and will then sign the time record before submitting it for payroll processing. In addition, if corrections or modifications are made to the payroll record, the Department Head must verify the accuracy of the changes by initialing the time record. The accuracy of the time records is, thus, the responsibility of both the employee and his/her supervisors. Inaccuracies due to carelessness or falsification will not be tolerated and may result in disciplinary action. 20.3 Pay Periods and Checks Employees shall be paid on a bi-weekly basis. Each paycheck shall include earnings for all work performed through the end of the previous payroll period. In the event that a regularly scheduled payday falls on the date of a holiday, employees will receive pay on the last day of work prior to the regularly scheduled payday. 253 SECTION 20 SUBJECT: WORK WEEK AND PAY Revised10/11/2010 Paychecks, which arrive during an employee’s vacation, will be held in a secure location by the Department Head or designee pending the employee’s return. 20.4 Administrative Pay Corrections Employees shall promptly bring to the attention of the Department Head all pay discrepancies. In the unlikely event that there is an error in the amount of calculated pay, corrections shall be handled as promptly as possible. 20.5 Advances of Pay It is the general policy of the City of Winter Springs not to make advances on employee pay. Exceptions can be made for emergencies with prior written approval of the City Manager. City of Winter Springs Page 34 254 SECTION 21 SUBJECT: OVERTIME City of Winter Springs Page 35 21.1 Policy Overtime occurs when an employee works more than his/her normally assigned hours and should only occur in cases of emergency. Departmental schedules should be prepared to provide for the completion of work tasks and delivery of public services within the standard work period. 21.2 Definition Overtime occurs when a non-exempt employee works beyond 40 hours during a workweek except as noted below. Police officers receive overtime pay following 86 hours of work within a 14-calendar day, time period. Firefighters receive overtime pay following 106 hours of work within a 14- calendar day, time period. 21.3 Authorization Overtime hours must be approved in advance by the Department Head. The only exception to prior approval shall be in emergency situations where the work is essential to prevent loss of equipment or an interruption of essential public services. 21.4 Overtime Call-ins Each employee is subject for call on any emergency at any time as determined by the Department Head or the City Manager. Employees who are called into work from off duty shall be compensated for the greater of four hours straight time or the hours actually worked. The four-hour rule applies only to call-ins and not to hours which abut the beginning or end of a work shift. Pre- scheduled hours are also exempt from this provision. Employees who are on overtime cannot simultaneously receive any other premium pay. 21.5 Overtime Distribution Overtime assignments shall be distributed as equitably as practical. 21.6 Compensation All employees who are non-exempt from the provisions of the Fair Labor Standards Act (FLSA) shall be compensated for overtime at one and one-half times the regular hourly rate of pay. Compensatory time at the rate of one and one-half times base pay in lieu of paid overtime may be granted upon request of the employee subject to approval of the Department Head. Accrual of compensatory leave shall be governed by the provisions of the FLSA. Compensatory time shall be removed from the employee's record and "paid" to the employee as authorized leave at the time of termination. 255 SECTION 21 SUBJECT: OVERTIME City of Winter Springs Page 36 21.7 Exempt Employees Eligibility is to be defined by the provisions of the Fair Labor Standards Act. Generally, City personnel in salaried positions and primarily of a supervisory or administrative nature are not entitled to overtime payment. The City Manager shall have the authority to provide reasonable and commensurate work schedule flexibility, where not in conflict with the essential work and delivery of public services of the City, to salaried personnel whose duties and responsibilities regularly require hours of work beyond a normal workweek. Positions within the classification plan which are exempt from the provisions of the Fair Labor Standards Act for overtime purposes are indicated in the classification and compensation plan. 21.8 Failure to Follow Overtime Guidelines Employees violating this policy will be subject to appropriate disciplinary action. 256 SECTION 22 SUBJECT: HOLIDAYS City of Winter Springs Page 37 Revised 6/9/06 22.1 Holiday Observance Eligible full-time, part-time, and probationary employees are entitled to paid holidays, which include the following: • New Years Day January 1 • Martin Luther King's Birthday As designated • Memorial Day Last Monday in May • Independence Day July 4 • Labor Day First Monday in September • Veteran’s Day As designated • Thanksgiving Day Fourth Thursday in November • Day after Thanksgiving Succeeding Friday • Christmas Day December 25 • Personal Holiday Credited to eligible employees on October 1 of each year, to be taken prior to September 30 of the following year, with approval of the supervisor. 22.2 Special Cases of Holiday Observance When a holiday occurs on a Saturday or Sunday, it will be observed the preceding Friday or following Monday for all employees who normally work Monday through Friday. If an employee is not scheduled to work on the day a holiday is observed, he/she will receive an alternate day off as a substitute holiday or additional straight-time pay for that work week equal to one of that employee’s regular work shifts to a maximum of eight hours. 22.3 Eligibility To be eligible for holiday pay, the employee must be on the active payroll for his/her scheduled workday before and after the designated holiday. Temporary and seasonal employees and employees on unpaid leave of absence are not eligible to receive holiday pay. Regular full-time, regular part-time and probationary employees are eligible to receive their regular rate of pay, for his/her normally scheduled hours, for each observed holiday. 22.4 Other Holidays not recognized by the City The City recognizes some employees may wish to observe certain religious or commemorative days which are not included in the City’s holiday schedule. Accordingly, eEmployees who would like to take a day off for such reasons may be permitted to do so if the employee’s absence from work will not result in an undue hardship on the conduct of the City’s business and if prior approval has been obtained from the employee’s supervisor. Employees may use accumulated days of vacation time or personal time off leave on such occasions, their Personal Holiday, or they may take such time off as unpaid, 257 SECTION 22 SUBJECT: HOLIDAYS City of Winter Springs Page 38 Revised 6/9/06 excused absence. 258 SECTION 22 SUBJECT: HOLIDAYS City of Winter Springs Page 39 Revised 6/9/06 22.5 City’s Right to Schedule Work on Holidays While the City makes every effort not to schedule employees to work on an observed holiday, that is not always possible. Work on an observed holiday will be paid twice, once for the holiday and once for the hours actually worked. 259 SECTION 23 SUBJECT: LEAVE 23.1 General Policy The following types of leave are officially established: Domestic Violence Leave, Holiday Leave, Sick Leave, Vacation Leave, Personal Time Off Leave, Compensatory Leave, Leave Without Pay, Family & Medical Leave, Bereavement Leave, and Workers' Compensation Leave. Leave may be granted by the Department Head in conformance with the rules established for each type of leave. Leaves Without Pay also requires the approval of the Department Head. Any employee on leave of absence who obtains employment elsewhere which conflicts with the employee's normal work schedule for the City, shall be deemed to have resigned with the City, without notice, and shall forfeit all Vacation Leave and Sick Leave. 23.2 General Policy for Domestic Violence Leave The City’s policy regarding the use of Domestic Violence Leave is in compliance with and based upon the requirements of Florida’s Domestic Violence Leave Law, Florida Statutes §741.313. The leave entitles employees who have completed a minimum of 90 calendar days of employment with the City and who are victims of domestic violence or have a family or household member who is the victim of domestic violence up to three days of unpaid leave in any 12-month period as provided in this Section. This policy requires employees to exhaust all vacation, sick, Personal Time Off, and all other personal leave time, including accrued compensatory leave, which is available to the employee before receiving leave under this Section. If no accruals are available, the leave under this Section shall be unpaid. 23.3 Eligibility for Domestic Violence Leave The leave is available to employees who have • completed a minimum of 90 calendar days of employment with the city; • and who are victims of domestic or sexual violence. The leave is also available for employees who need to care for a family or household member, as defined by Florida’s Domestic Violence Leave Law, who is the victim of domestic or sexual violence. .Family or household member is defined by state law, s. 741.313, F.S., as: spouses, former spouses, persons related by blood or marriage, persons who are presently residing together as if a family or who have resided together in the past as if a family, and persons who are parents of a child in common regardless of whether they have been married. With the exception of persons who have a child in common, the family or household members must be currently residing or have in the past resided together in the same single dwelling unit. 260 SECTION 23 SUBJECT: LEAVE 23.4 Reason for the Domestic Violence Leave The leave must be used to: ▪ Seek an injunction for protection against domestic violence or an injunction for protection in cases of repeat violence, dating violence, or sexual violence; ▪ Seek medical attention and/or mental health counseling for the employee or a family or household member to address physical or psychological injuries resulting from an act of domestic or sexual violence; ▪ Obtain services from a victim services organization, such as a domestic violence shelter, domestic violence program, or rape crisis center as a result of the act of domestic violence or sexual violence; ▪ Seek new housing to escape the perpetrator or make the employee’s home secure from the perpetrator; or ▪ Seek legal assistance arising from the act of domestic or sexual violence or attend/prepare for a court-related proceeding arising from the act of domestic or sexual violence. 23.5 Requests for Domestic Violence Leave- Notice Except in cases of imminent danger to the health or safety of the employee, or to the health or safety of a family or household member, an employee seeking leave under this Section must provide the City with appropriate advance notice of the intention to take leave, along with sufficient documentation of the act of domestic or sexual violence. For example, if an employee has a court date or other appointment date for which leave is sought under this policy then the employee should notify the City as soon as the date is known. The City shall keep all information relating to an employee’s leave under this Section confidential and exempt from disclosure to the extent allowed by law. Namely, personal identifying information that is contained in records documenting an act of domestic or sexual violence submitted by an employee under this Policy is confidential and exempt from Section 119.07(1), Florida Statutes and Article 1, section 24(a), of the Florida Constitution. A written request for leave that is submitted by an employee under this Section and any City time sheet that reflect such a request has been made, if any, shall be confidential and exempt from Section 119.07(1), Florida Statutes and Article 1, section 24(a), of the Florida Constitution until 1 year after leave has been taken. 261 City of Winter Springs Page 41 SECTION 24 SUBJECT: VACATION LEAVE 24.1 Rate of Accrual - Vacation Leave Vacation Leave shall accrue as set forth below: Full-time: 40-Hour Work Week / Hours Per Biweekly Accrual 42-Hour Work Week / Hours Per Biweekly Accrual 56-Hour Work Week / Hours Per Biweekly Accrual 0-5 years 3.076923 3.230769 5.538461 5+ - 15 years 4.615384 4.846153 8.307692 15+ years 6.153846 6.461538 11.076923 24.2 Maximum Accrual - Vacation Leave Vacation Leave may accrue to a maximum of hours as set forth below. An employee who has accrued the maximum hours of Vacation Leave shall not accrue additional Vacation Leave until said accrual is reduced to less than the maximum hours set forth. Full-time: 40-Hour Work Week 42-Hour Work Week 56-Hour Work Week Maximum Accrual 320 Hours 336 Hours 576 Hours 24.3 Eligibility - Vacation Leave Employees who have completed 180 days of continuous employment in a full-time position will have the availability to schedule vacation hours. Optional use of Personal Time Off leave may be requested, if approved, prior to 180 days of continuous employment. 24.4 Use of Vacation Leave Requests for vacation time must be submitted in advance and will be reviewed by the Department Head, who has the authority to approve or disapprove the request based on the department’s needs. Employees should be aware that the Department Head must ensure that day-to-day operations continue effectively and hence, they are advised to submit a request as soon as they are aware of when they would like to take time off. Nonetheless, application for vacation time must be made at least seven (7) calendar days in advance of use. In emergency cases, the Department Head may waive this requirement. Under no circumstances will an employee be able to borrow against Vacation hours to be earned in the future, or be paid in advance of the regular payday for Vacation hours. 24.5 Pay-Out Policy Unused accumulated Vacation Leave shall be 100% compensated upon 262 City of Winter Springs Page 42 employment termination at the rate of pay which is effective at termination up to the maximum accrual rate. 263 SECTION 25 SUBJECT: SICK LEAVE 25.1 Rate of Accrual - Sick Leave Sick Leave shall accrue as set forth below: Full-time: 40-Hour Work Week / Hours Per Biweekly Accrual 42-Hour Work Week / Hours Per Biweekly Accrual Biweekly Accrual 3.692307 3.876923 25.2 Maximum Accrual - Sick Leave For employees hired PRIOR to June 1, 2023, sick leave may accrue to a maximum of hours as set forth below. The City has a Sick Leave Buy Back Plan outlined in Section 25.5: Full-time: 40-Hour Work Week 42-Hour Work Week Maximum Accrual 960 Hours 1,008 Hours For employees hired AFTER June 1, 2023, sick leave may accrue to a maximum of hours as set forth below. The City has a Sick Leave Buy Back Plan outlined in Section 25.5: Full-time: 40-Hour Work Week 42-Hour Work Week Maximum Accrual 480 Hours 504 Hours 25.3 Eligibility - Sick Leave Employees accrue sick leave every biweekly pay period and are eligible to utilize time as it is accrued. Under no circumstances will an employee be able to borrow against Sick Leave hours to be earned in the future, or be paid in advance of the regular payday for Sick Leave hours. 25.4 Use of Sick Leave To receive pay for Sick Leave, the employee must notify the Department Head according to his/her department’s policy. Sick Leave usage is intended for personal illness or physical incapacity. The Department Head may request a written statement by a licensed medical physician certifying that the employee’s condition prevented the employee from coming to work. Such statement is typically required if three or more consecutive calendar days are taken for Sick Leave. Sick Leave may also be taken to care for members of the employee’s immediate household when they are ill or physically incapacitated requiring the employee’s immediate attention. Sick Leave may also be utilized to keep a doctor or dentist appointment. 264 SECTION 25 SUBJECT: SICK LEAVE 25.5 Sick Leave Buy Back Plan Provided that the employee maintains the accrued balance as outlined below, the City will convert accrued sick leave to pay one time a year calculated on December 1st and paid out to the employee by December 15th. The employee must request the above action on a form provided by the Finance Department and the buy back of sick leave will be calculated on an hour for hour basis with the employee’s hourly rate as of December 1st. 40-Hour Work Week 42-Hour Work Week Accrued Balance Conversion to Pay Accrued Balance Conversion to Pay 240 Hours 40 Hours 252 Hours 42 Hours 480 Hours 80 Hours 504 Hours 84 Hours 960 Hours 160 Hours 1,008 Hours 168 Hours 1,920 Hours 320 Hours 2,016 Hours 336 Hours 25.6 Pay-Out Policy Subject to the notice provisions of Sections 33 and 49 for voluntary resignation, unused accumulated Sick Leave shall be 100% compensated upon employment termination at the rate of pay which is effective at termination up to the maximum accrual hours provided in Section 25.2 of this Policy, except that employees terminated as a result of disciplinary action shall not be entitled to the unused accumulated sick leave payout. Except as otherwise allowed in Section 25.7 below, the unused accumulated Sick Leave shall be paid in a lump sum. 25.7 Sick Leave Use for Early Retirement Use and Pay-Out for Defined Benefit Pension Employees Upon separation from employment, if an employee is currently enrolled in the City’s Defined Benefit Pension Plan and is eligible to receive the Sick Leave payout as provided in Section 25.6 above, the employee may elect to receive unused, accumulated Sick Leave paid via regular paychecks in increments of 80 or 84 hours, as applicable, until the unused, accumulated Sick Leave is exhausted. The employee’s contribution to the Defined Benefit Pension Plan and applicable taxes shall be deducted from the Sick Leave payout paychecks. The option to receive the unused, accumulated Sick Leave via continued paychecks will be available to employees currently enrolled in the City’s Defined Benefit Pension Plan only and for the purpose of either • bridging to retirement to achieve retirement eligibility as provided below; or • accruing additional credited service time for purposes of determining pension benefits 265 SECTION 25 SUBJECT: SICK LEAVE To be eligible for Sick Leave Use and Pay-Out under this section, an employee must meet one of the following criteria as of the last day of either physical work or sick bridging (or as otherwise provided in the Defined Benefit Pension Plan): • Age 65 • Age 55 with 15 years of service to the City • Any age with 25 years of service to the City • Is an active participant in the City’s Defined Benefit Pension Plan Nothing in this Section is intended to preclude an employee from purchasing additional credited service years as provided in the Plan to achieve retirement eligibility. 25.8 Donating Accrued Sick Leave Employees may donate accrued sick leave to another employee in the event of a catastrophic illness, injury, or other extenuating circumstances. The employee requesting the donated sick leave must have used all of their accrued vacation leave and sick leave before accepting donated time, and the employee must be on an approved leave of absence by the City Manager. Also, as the employee accrues additional vacation leave and sick leave, this time is used before the donated time is utilized. Donated time will be on an hour for hour basis for the employee who is accepting the donated time hourly rate of pay. Employees’ donating their sick leave does so on a voluntary basis. 266 SECTION 26 SUBJECT: FAMILY AND MEDICAL LEAVE POLICY City of Winter Springs Page 46 26.1 Policy The City’s policy regarding use of Family and Medical Leave is in compliance with and based upon the requirements of the Family and Medical Leave Act, 29 U.S.C. §2601, et seq. (“FMLA”) and the regulations of the U.S. Department of Labor, 29 C.F.R. §825.100, et seq. The City’s policy is designed to provide eligible employees with up to twelve weeks leave to address family and medical situations involving themselves or a family member as defined in the FMLA. 26.2 Eligibility To be eligible for Family and Medical Leave, the employee must: (1) have worked for the city for at least 12 months, and (2) have worked at least 1,250 hours over the previous 12 months. Family and Medical Leave will be calculated based upon the eligible employee’s employment date and will be calculated on a rolling 12-month basis. 26.3 Reasons for Family and Medical Leave Family and Medical Leave may be granted to eligible employees for up to 12 weeks for any of the following reasons: (1) for birth of the employee’s child, or to care for the employee’s child after birth or placement for adoption or foster care; (2) to care for the employee’s spouse, son, daughter, or parent, who has a serious health condition, or (3) for a serious health condition that makes the employee unable to perform the employee’s job. Spouses employed by the city are jointly entitled to a combined total of 12 workweeks of family leave for the birth or placement of a child. Leave for birth or placement for adoption or foster care must conclude within 12 months of birth or placement of the child. 26.4 Requests for Family and Medical Leave – Advance Notice All requests for family or medical leave must be submitted to the City Manager through the employee’s department head no less that 30 days prior to the start of the leave. Failure to give such notice may delay the requested FMLA leave. If it is not possible to submit the leave request at least 30 days in advance, such as in the case of an emergency, the leave request must be submitted as soon as possible. In all cases, the city shall determine whether leave qualifies as FMLA leave based on information provided by the employee, and the employee’s eligibility for FMLA leave. 267 SECTION 26 SUBJECT: FAMILY AND MEDICAL LEAVE POLICY City of Winter Springs Page 47 26.5 Use of Accrued Vacation and Sick Leave Employees who have accrued vacation and/or sick leave will be required to use all such accrued paid time off concurrently with Family and Medical Leave. If the Family and Medical Leave continues after all accrued leave has been used, the remainder of the FMLA leave will be without pay. Worker’s Compensation leave for a serious health condition will be designated by the city as family and medical leave and run concurrently. 26.6 Medical Certification Required The City requires medical certification of an employee’s or family member’s serious health condition when FMLA leave is requested. Employees must submit a medical certification from a physician. Forms are available from the Human Resources Office for providing the required medical certification. The medical certification must specify the nature of the serious health condition, probable length of time treatment will be required, and the reasons the employee is required to care for a family member. The city reserves the right to seek a second and/or third opinion as to the need for medical leave. An employee may be required to provide to the Human Resources Office re-certification of his/her own or family member’s serious health condition every 30 days while he/she is on leave. Prior to returning to work from medical leave due to an employee’s own serious health condition, medical certification must be submitted indicating the employee’s ability to perform the essential functions of his/her job, with or without reasonable accommodations. Employees must make periodic reports to their supervisors during FMLA leave regarding the employee’s status and intent to return to work. Any changes in their status must be promptly reported to the city. 26.7 Serious Health Condition Only Family and Medical Leave does not apply to all medically related absences, and is not intended to cover short term conditions for which treatment and recovery are very brief. Routine physical exams, eye examinations, and dental examinations are not serious health conditions. Ordinarily, the common cold, flu, upset stomach, minor ulcers, routine dental or orthodontic problems, as well as periodontal disease, are not serious health conditions. Medical leave under the FMLA is only granted for serious health conditions, as defined by the Family and Medical Leave Act and the regulations issued by the U.S. Department of Labor. 26.8 Intermittent or Reduced Schedule FMLA Leave FMLA leave may be taken intermittently or on a reduced schedule only when medically necessary under certain circumstances. Ordinarily, such leave must 268 SECTION 26 SUBJECT: FAMILY AND MEDICAL LEAVE POLICY City of Winter Springs Page 48 be requested and approved in advance. Intermittent and/or reduced schedule leave is not normally available for the birth or adoption of a child. 26.9 Benefits All group health benefits including major medical, hospitalization, and dental insurance will continue during the leave provided regular employee contributions to these plans are continued. Benefit accruals, such as vacation leave, sick leave, or holiday benefits, and Personal Time Off leave will be suspended during the leave and will resume upon return to active employment. Other benefits, such as retirement, life insurance, and long-term disability, will be governed in accordance with the terms of each benefit plan. 26.10 Return from FMLA Leave Upon return from FMLA leave, an employee will be restored to his or her original job or an equivalent job with the equivalent pay, benefits, and other terms and conditions of employment, provided the job held before leave commenced has not been eliminated or the employee would not otherwise have been laid off due to lack of work. If an employee fails to return to work promptly at the end of FMLA leave, the employee may be terminated as a voluntary termination. Formatted: Right: 0", Space Before: 0 pt, Line spacing: Exactly 11.4 pt 269 SECTION 27 Revised 1/28/08 SUBJECT: MILITARY LEAVE 27.1 Policy The City proudly supports its employees who serve in the National Guard or the reserve component of the Armed Forces of the United States. 27.2 National Guard and Reserve Training Any employee who is a member of the National Guard or any reserve component of the Armed Forces of the United States who is ordered by appropriate authorities to attend a prescribed training program shall be granted leave and shall be paid in accordance with Section 115.07, Florida Statutes. Leave with pay shall not be granted to an employee who voluntarily extends his or her training time or who is required to serve additional training time due to excessive absences from prior training periods. 27.3 Active Duty for Reservists or National Guard Members Reservists or National Guard members called for active duty will be granted leave in accordance with Section 115.14, Florida Statutes, and will be reinstated in accordance with the requirements of the Uniformed Services Employment and Reemployment Rights Act (“USERRA”). In accordance with Section 115.14, Florida Statutes, the first 30 days of active duty service will be with pay. Following the first 30 days of active duty service, the City will supplement the military pay of its officials and employees for a period not to exceed 24 months, in the amount necessary to bring their total salary, inclusive of their base military pay, to the level earned at the time they were called to active military duty. For information concerning continuation of health benefits, please contact the Human Resources Coordinator. 27.4 Procedure Employees who request military leave under this policy must present their department head and the General Services Director with a copy of the appropriate military orders as soon as possible, but in no event less than two weeks prior to the date of their scheduled departure. Employees notified of active duty status on an emergency basis must provide as much notice as possible and a copy of the appropriate military orders to their department head and the General Services Director. City of Winter Springs Page 47 270 City of Winter Springs Page 48 SECTION 28 SUBJECT: CIVIL LEAVE 28.1 Purpose In an attempt to help an employee perform certain civic responsibilities when called upon, the City will grant paid Civil Leave for jury duty or appearance as a subpoenaed witness in cases related to the City. An employee who is bringing suit upon another party or who is being sued, or who is a witness in a case not related to the City shall not be eligible for Civil Leave. Such employee shall request Leave Without Pay. or Vacation Leave, or Personal Time Off Leave. 28.2 Procedures Employees shall inform their supervisor that they have been notified to report for jury duty within 24 hours of receiving such notice and a copy of the jury duty summons or subpoena should be provided to the Department Head. The City or the employee may request an excuse from jury duty if, in the City’s judgment, the employee’s absence would create serious operational difficulties for the City. An employee on civil leave is expected to return to work testifying as a witness or if serving as a juror, after the jury is excused for the day, provided more than two hours remain in the working day. 28.3 Compensation An employee on civil leave from the City must turn over any jury or witness fees to the City. Otherwise the employee will be placed on a leave without pay status. 28.4 Overtime Eligibility Time off for jury duty shall not be included as hours worked in computation of hours necessary to qualify for overtime compensation. 271 City of Winter Springs Page 49 SECTION 28 B SUBJECT: PERSONAL TIME OFF LEAVE 28B.1 Purpose Personal Time Off is available to employees who need to take time off for personal matters. The intent of this leave is to provide additional leave options to assist in better work/life balance for new employees as well as an incentive to retain current employees. This leave is not an entitlement. This leave program is outside the scope of sick/vacation leave policies. 28B.2 Eligibility – Personal Time Off All full-time employees are eligible for this leave upon hire. Part-time employees will be eligible for a reduced amount of leave. 28B.3 Use of Personal Time Requests for Personal Time Off must be submitted in advance and will be reviewed by the Department Head or designee, who has the authority to approve or disapprove the request based on the department’s needs. Employees should be aware that the Department Head or designee must ensure that day-to -day operations continue effectively and are advised to submit a request as soon as they are aware they need time off. A request for personal time off must be made at least seven (7) calendar days in advance of use, unless the Department Head or designee waives this requirement. Department Heads and their designees are expected to give careful consideration to the requests for use of this leave prior to their approval and to exercise prudent judgment based on the needs of the department. For new hires, Department Heads and their designees may consider the timing of the request and the number of hours of personal time off requested in relation to the date of hire when evaluating a request to use personal time off. 28B.4 Guidelines All full-time employees will receive a 40-hour allotment each upon hire and at the beginning of each flscal year (refiected in flrst pay period of new flscal year). All part-time employees will receive an 8-hour allotment upon hire and at the beginning of each flscal year (refiected in flrst pay period of new flscal year). Unused leave will not carry over from year to year. 272 City of Winter Springs Page 50 There is no cash value of this personal leave bank upon separation from employment. Employees are not eligible to borrow against any future allotment, in advance of the posting date. Personal Time Off hours are not eligible to be donated or transferred to another employee. These hours cannot be used during the two-week resignation notice period. Employees will not be allowed to use these hours to bridge retirement. 28B.5 Overtime and Pension Eligibility For purposes of overtime, these leave hours will not be calculated as time worked. For calculations of pensionable earnings, these leave hours will be counted as time worked as it is paid leave. 273 City of Winter Springs Page 51 SECTION 29 SUBJECT: BEREAVEMENT LEAVE 29.1 Purpose Bereavement Leave is available to employees who wish to take time off due to the death of an immediate family member. Members of the immediate family include the employee's spouse, parent, child, or sibling; spouse’s parent, child, or sibling; the employee’s child’s spouse; grandparents or grandchildren. 29.2 Eligibility and Procedures In order to qualify, the employee must have completed his/her initial probationary period and must immediately notify the Department Head. Bereavement Leave must be recommended by the Department Head and approved by the City Manager. In case of the death in an employee's immediate family, a regular full-time employee will be allowed up to five calendar days off per occurrence with pay from the date of certification of death. The employee's time off from work must be taken immediately following the death and shall not exceed ten (10) days per year (up to two 24-hour shifts, per occurrence, not to exceed four shifts per year for Fire Department employees). The City Manager may limit such leave to less than the specified time or refuse to grant such leave if the employee cannot demonstrate reasonable need for the amount requested. 29.3 Additional Time off Employees may, with their Department Head’s approval, use any available paid leave for additional time off as necessary. Please see AI2004-01 in the Appendix for further clarification. 274 SECTION 30 SUBJECT: LEAVE WITHOUT PAY City of Winter Springs Page 52 30.1 Purpose The City recognizes that a matter of unusual or emergency nature may cause an employee to leave the job for a specific period of time. 30.2 Leave Without Pay When recommended in writing by the Department Head and approved by the City Manager, an employee with at least 12 continuous months of service (including paid leave and holidays) with the City may grant a leave of absence without pay not to exceed six months. Such leave must be approved in advance. Leaves of absence may be granted for sickness and disability, to engage in a course of study, and for other good and sufficient reasons in the best interest of the City. If a leave of absence extends for more than 30 calendar days, the employee's position may not be held open. Should the position be filled, the employee may apply for any appropriate vacancy at the time the leave of absence ends. Leaves of absence shall not be granted to permit an employee to accept employment elsewhere or to establish a business. Any employee granted an authorized leave of absence may be required to pass a physical examination before being reinstated. 30.3 Benefits Employees granted an authorized leave of absence for a “qualifying event” will be able to maintain City health insurance coverage through the Federal Consolidated Omnibus Budget Reconciliation Act (COBRA) at their own expense to include an administrative fee. All job-related benefits cease when an employee is granted leave of absence without pay in excess of seven days. When an employee returns, the City Manager shall be notified immediately so that reinstatement may be effected. Approved absences shall not constitute a break in the continuity of service if less than seven days. 275 SECTION 31 SUBJECT: OCCUPATIONAL INJURY/DEATH City of Winter Springs Page 53 31.1 Injury Procedures When an employee is injured on the job, the employee shall immediately notify his/her supervisor and the following steps taken: • The Supervisor shall refer the employee to and shall set up the initial appointment with the doctor for treatment. The Department Head or immediate supervisor in cases of serious injury may authorize hospital emergency treatment. • The supervisor shall also prepare and submit the Supervisor's Report of Accident/Injury/Illness. The report is not to be prepared by the injured employee. • The supervisor shall immediately notify the Human Resources Coordinator and Risk Manager when an employee has been transported for emergency treatment. Employment verification by the treating entity will be made through that office. • The Risk Manager shall be responsible for filing the Notice of Injury and for all future correspondence relating to the claim. The Human Resources Coordinator must be notified of any lost time due to the injury. • Upon returning to work after an injury, an employee must have a physician's statement releasing the employee to resume duties. 31.2 Occupational Death If an employee's death occurs during the performance of job duties and is not caused by willful negligence on the part of the employee, the survivors or beneficiaries of the employee may be entitled to line of duty accidental death benefits. State law requires that all employees’ injuries or death in the line of duty be covered by Workers Compensation benefits (see Section 32.6). 276 SECTION 32 SUBJECT: RETIREMENT, INSURANCE AND UNIFORMS The City of Winter Springs provides health, life insurance, employee retirement, and long term disability benefits to full-time employees. 32.1 Employee Retirement All employees, including those classified as other than full-time, shall be covered by the United States Social Security Program. The cost of taxes paid to the Federal Government on the employee’s behalf shall be shared equally by the employee and the City. The City has a retirement system that is a “Floor-offset Plan”. Briefly, this plan is a combined Defined Benefit and Defined Contribution Plan whereby at retirement the employee selects the plan he/she feels will best suits his/her retirement needs. The retirement plan is a contributory plan by both the City and the employee. Current contributions are 8% by the City and 2% by the employee. The employee at retirement may accept the defined contribution amount or the defined benefit amount which equals the floor or the minimum amount the employee can receive. The current floor or minimum amount equals 2% per year of the employee’s highest three years of total compensation averaged up to a maximum of 30 years. However, the employee must meet the eligibility requirements for retirement as provided under the Plan. Employees must be considered to be full-time and contributions are mandatory in order to be included in the retirement system. 32.2 Life Insurance Life insurance is provided for general employees to equal the amount of the annual salary not to exceed $50,000. Police and Fire employee benefits are defined through existing contracts and applicable Florida statutes. Life insurance benefits are available on the first day of the calendar month following date of hire. 32.3 Health Insurance and Long Term Disability Health and long-term disability benefits are provided to employees through the City's insurance policy. Employees are eligible for coverage on the first day of the calendar month following 30 days from the date of hire. Employees may purchase family health insurance for spouse and dependent children. Further information is available from the Human Resources Coordinator. 32.4 Vision, Dental and Optional Life Insurance Vision care, dental care and optional life insurance is available through the City at the employee's expense. 277 SECTION 32 SUBJECT: RETIREMENT, INSURANCE AND UNIFORMS City of Winter Springs Page 55 32.5 Continuation of Coverage Rights under the Federal Consolidated Omnibus Budget Reconciliation Act (COBRA) The group health plan offers continuation of coverage to certain persons who would otherwise lose coverage due to certain “qualifying” events. Examples of common qualifying events are resignation, termination of employment, or death of an employee, a reduction in an employee’s hours or a leave of absence, employee’s divorce or legal separation, and a dependent child no longer meeting eligibility requirements. Under the plan, the employee or beneficiary pays the full cost of coverage at the City’s group rates plus an administrative fee. The coverage offered shall be identical to the coverage the person had under the plan before such event. As a participant in the plan, employees and their dependents may be entitled to continuation of coverage if coverage under the plan terminates. The City shall provide each eligible employee with a written notice describing rights granted under COBRA and obligations when the employee becomes eligible for coverage under the City’s health insurance plan. Further information is available from the Human Resources Coordinator. 32.6 Worker's Compensation Insurance Employees of the City of Winter Springs are covered by Worker's Compensation from the date of employment and this program covers any injury or illness sustained in the course of employment that requires medical, surgical, or hospital treatment. Worker’s Compensation insurance provides benefits after a short waiting period, or if the employee is hospitalized, benefits begin immediately, subject to applicable legal requirements. The City will comply with all relevant statutes in the administration of Worker's Compensation. Employees shall report any on-the-job injury immediately to their supervisor who shall render the necessary aid and advise the Department Head. A Notice of Injury (DWC 1) filed with the Human Resources Coordinator no later than 12:00 PM the following workday. See Section 31 for further explanation of reporting injuries. In the event of an on-the-job injury, for a maximum of calendar 90 days, the City will pay the employee the equivalent of his/her regular salary prior to the disability. The time lost as a result of the on-the-job injury during the 90 day period will not be charged against any existing type leave time. As a condition precedent to obtaining full pay from the City during disability, the employee must formally assign his Worker's Compensation weekly benefits to the City for the period of the disability leave and extension thereof. Any employee injured on the job shall be paid a full day's wage for the day of the accident if the treating physician advises that the employee could not have or should not have returned to work that day. When an employee is injured on the job but is able to work, an effort will be 278 SECTION 32 SUBJECT: RETIREMENT, INSURANCE AND UNIFORMS City of Winter Springs Page 56 made to find an assignment he/she can perform. Known as light duty, this work may or may not be related to the employee’s normal duties. While on light duty, the employee will continue to be paid at his/her salary prior to the injury. 32.7 Uniforms For some jobs in the City, it is appropriate for the employees to wear uniforms. The City may either furnish them or an allowance may be granted to the employee. For the most part, the specifics concerning uniforms are defined under union contracts. Uniforms may be required and furnished to employees as determined appropriate by the City. 279 SECTION 33 SUBJECT: SEPARATION 33.1 General Separation from the City may occur in several ways. Each is discussed in the following paragraphs. 33.2 Voluntary Resignation (Department Heads see Policy 49.3 for resignation procedures) An employee who desires to resign shall submit a written resignation to the supervisor or Department Head at least 14 calendar days prior to their last day of employment. The resignation letter must state the reason for separation and the intended last day of employment. The 14 day notice period is intended to provide the Department with time to find a replacement for the position and/or train a new employee. A Voluntary Resignation with 14 days advance notice entitles the employee to payout of any available accrued vacation and sick leave or other benefits authorized by this Policy. To be eligible for this benefit, the employee must work their normal work schedule during their “notice” period, unless otherwise approved, in writing, by the City Manager. Sick leave, Vacation leave, Personal Time Off leavePersonal Holiday, or any other leave shall not be used and shall not count toward the 14-day advance notice period, unless approved, in writing, by the City Manager. Failure to comply with this procedure may be considered cause to deny future employment with the City. 33.3 Retirement Employees may retire from the City provided they meet the requirements outlined in Section 32. 33.4 Separation for Inability to Perform the Essential Functions of the Job An employee may be separated from the City when he/she is no longer able to perform the essential functions of the assigned position. When a question exists about an employee’s ability to perform the essential functions of his/her job due to physical or mental impairment, or whether such impairment poses a direct threat to the health or safety of the employee or others, the employee, supervisor, or Department Head shall immediately notify the City Manager. The City shall investigate and may require a medical or psychological examination, at its expense, by a licensed health care provider of its choosing, in order to ascertain whether an employee can perform the essential functions of his/her job, with or without a reasonable accommodation, and/or whether the employee’s physical or mental impairment, if any, poses a direct threat to the health or safety of the employee or others. 280 SECTION 33 SUBJECT: SEPARATION Once the extent of the impairment, if any, becomes known, the City shall make every reasonable effort to accommodate the employee so that he/she may continue to perform the essential functions of his/her position. Separation for failure or inability to perform the essential functions of one’s job, or to perform them safely, shall only occur if efforts to reasonably accommodate the employee have been unsuccessful. 33.5 Resignation Due to Unauthorized Absence A resignation as a result of unauthorized absence does not entitle the employee to payment of any benefits due, such as any accrued vacation leave. Failure to report to work for three consecutive, regularly-scheduled work days without authorization shall result in resignation due to unauthorized absence. 33.6 Discharge Discharge is an action taken by the City to terminate an employee's services because the individual has violated the terms and conditions of his/her employment and, continued employment, in the judgment of a Department Head or the City Manager or his or her designee, is not in the best interests of the City. Reasons for discharge include, but are not limited to, violation of City policy, lack of qualification for the employee’s position and/or failure to perform work satisfactorily. Regular employees will be given a termination letter, after the conclusion of disciplinary action procedures, and are eligible to appeal the discharge through the City’s appeal process. Probationary employees may not appeal their termination. 33.7 Layoffs Employees may be laid off in accordance with Section 34 of this Policy. 33.8 Exit Interviews The City may schedule an Exit Interview at the time an employee separation occurs or is forthcoming. The purpose of the Exit Interview is to afford the employee with an opportunity to discuss issues such as employee benefits, conversion privileges, repayment of outstanding debts to the City, and return of City-owned property. The City also welcomes feedback from the separating employee concerning his/her employment experience, and how the City may be able to improve its operations. 33.9 Benefits upon Departure Employees will receive their final pay and benefits in accordance with applicable City policy. Any employee who resigns will be allowed to carry health insurance coverage at his or her own expense through COBRA for a specified length of time, as determined by law. The employee will receive the necessary information concerning COBRA benefits in the mail. 281 SECTION 33 SUBJECT: SEPARATION An employee who elects to retire from the City and meets the requirements as outlined in Section 32 will receive the benefits provided to employees who voluntarily resign, such as a payout of their vacation and sick leave, in addition to other benefits as provided by this Policy. Additionally, the employee who retires under the City’s Retirement Plan may choose to retain life insurance benefits in effect, at the employee's expense. All payments for said life insurance must be paid at least quarterly in advance to the Human Resources Department accompanied with a current mailing address. Otherwise, the individual will be removed from the life insurance program. Certain additional benefits, such as retiree health, retiree dental and retiree vision insurance, may be continued at the employee’s expense if the employee so chooses. If the employee elects to stay on these plans as a retiree, they must expressly enroll as a retiree upon retirement from the City. If the employee declines coverage to any plan as a retiree (as a new or current retiree) they will not be permitted to reenroll as a retiree at a later date. 33.10 Separation Pay Any additional separation pay shall be in compliance with Section 215.425, Florida Statutes. If an employment agreement is in place, the agreement may not exceed an amount greater than 20 weeks of compensation. Severance pay is prohibited if the employee has been fired for misconduct as defined in Section 443.036(29), Florida Statutes. In the absence of an employment agreement, severance pay may not exceed 6 weeks of compensation. Severance pay includes salary, benefits, or perquisites for employment services yet to be rendered. Severance pay does not include earned annual, sick, compensatory, or administrative leave or early retirement under the City’s pension plan. A separation agreement does not require a notice for an employee to be eligible for payout of accrued leave in accordance with Section 24 and 25. 282 City of Winter Springs Page 58 SECTION 34 SUBJECT: LAYOFF AND RECALL 34.1 Layoffs The City may lay off employees due to changes in duties or organization, lack of work or unavailability of funds. 34.2 Criteria for Layoffs Once determined that a department will be laying off employees, it shall consult with the General Services Director and the City Manager in making the final determinations concerning which employees will be affected. Guidelines have been developed to ensure that in the event of lay-offs, all affected Departments will utilize uniform criteria in developing lay-off strategies. It must, of course, be realized that individual departments have different missions and operate under different constraints so that the strategies may not be entirely consistent between departments. In any case, the following criteria should be applied. 1. Departmental Needs Top priority should be given to minimizing the impact upon the delivery of services to the public. Therefore, those positions least critical to the accomplishment of departmental goals should be eliminated first. 2. Employee Performance and Productivity Next the employees' work performance histories (as documented in their Performance Evaluation forms) should be consulted giving special consideration to the quality and quantity performance factors. Attendance, disciplinary and safety records should also be considered. 3. Employee Skills, Knowledge and Ability If job duties or tasks have been restructured due to the lay-offs, consideration should be given to those employees who possess those skills, knowledge and ability what will meet the requirements of the new jobs and the needs of the department. 4. Length of Service with the City Length of continuous service with the City should be considered. 34.3 Layoff Procedures Once the City Manager has determined, in consultation with the Department, which employees will be laid-off, every effort will made to integrate these employees into other departments by transfer. Where that is not possible, Human Resources shall issue the necessary notices and employees shall be given a minimum of fourteen (14) calendar days’ notice prior to being laid off. It should be noted that which employees will be laid off is ultimately a decision of the City Manager and not subject to appeal. 283 City of Winter Springs Page 59 SECTION 34 SUBJECT: LAYOFF AND RECALL 34.4 Recall Names of employees laid off by the City will be maintained on a recall register for a period of six (6) months. During this period, should an appropriate job become available for which the laid-off employee has adequate job-related skills, he/she will be notified. Following this notice, the employee will subsequently be treated in the same manner as any new applicant applying for City employment. The employee on recall who is notified of a position opening will compete with other applicants for the position and the most suitable employee will be hired. 34.5 Severance Pay If it becomes necessary for the City to abolish a position to reduce the number of employees, severance pay will be granted as per the following: 3-5 years of service 10 workdays 6-10 years of service 20 workdays 11-25 years of service 30 workdays Over 25 years of service 40 workdays Accrued Vacation Leave will be paid due to reduction in staff as defined under "Resignation or Retirement". 284 SECTION 35 SUBJECT: DISCIPLINE OF EMPLOYEES City of Winter Springs Page 60 35.1 Purpose The City’s goal is to ensure equitable treatment of all employees and to make certain that disciplinary actions are prompt, uniform to the extent possible, and impartial. Disciplinary actions are intended, where possible, to be corrective and constructive rather than punitive. Disciplinary actions are also designed to educate and motivate employees, contribute to employee development, and to ensure the successful operation of City government. 35.2 Considerations in Applying Discipline While the City desires to apply discipline uniformly, numerous factors will generally be considered when determining the appropriate level of discipline for an infraction. Examples include, but are not necessarily limited to, length of employment, frequency of offenses, effectiveness of prior discipline, the employee’s overall attitude and work performance, severity of the infraction, and discipline levied in the past for similar offenses. Because the factual circumstances surrounding an act of misconduct will nearly always differ, however, discipline for one act of misconduct shall not create a precedent for discipline applied to future or other acts of misconduct. The City reserves the right to issue any discipline it deems appropriate for an act of misconduct, regardless of whether an employee has been disciplined previously. Certain offenses, of course, are of such a serious nature that immediate discharge is appropriate, even where it is a first offense. Multiple offenses are also likely to warrant more severe disciplinary measures than an initial offense. 35.3 Types of Action Though generally the City expects discipline to occur progressively, as further set forth below, disciplinary action that does not occur in accordance with the below progression may be warranted (depending on the severity of the action, number of occurrences, etc.): 1. Documented Verbal Warning The purpose of a warning is to allow the supervisor to bring to the employee's attention the need for improving his/her performance, work habits, behavior or attitude and to serve as a verbal warning against repetition of the unsatisfactory conduct. The supervisor should utilize a Verbal Warning to identify and define the area needing improvement. Verbal warnings are to be documented and should identify the consequences of additional violations. 2. Written Reprimand In situations where verbal warnings have not resulted in the 285 SECTION 35 SUBJECT: DISCIPLINE OF EMPLOYEES City of Winter Springs Page 61 desired improvement, or when an employee commits another offense, a written reprimand should be given to the employee and placed in the employee's personnel file. The reprimand should include a complete description of the incident of misconduct and refer to specific times, dates, locations, personnel involved, witnesses, rules violated and the result of any further violation. 3. Suspension In the event of continued and repeat offenses for which the employee has already received a reprimand, or where the nature of the offense is relatively serious, an employee may be suspended for a specific period of time without pay. In cases where an investigation of the employee's conduct occurs or where the seriousness of the potential offense is of sufficient magnitude that immediate suspension is deemed warranted, an employee should be placed on indefinite suspension. Upon completion of the investigation, or at the point a violation is determined to have occurred, the indefinite suspension may change to dismissal. 4. Dismissal For certain offenses or in the event of multiple or repeated offenses, or as otherwise determined in the sole discretion of the City, an employee may be dismissed. 5. Demotion In some instances, it may be appropriate for the employee to be demoted. Such cases include, but are not limited to: Failure to perform the higher level job; Failure to comply with employment conditions such as licensure or certification; or In cases where the only alternative to demotion would be dismissal from City employment, such demotion should be utilized more as a means of retaining the employee rather than as a disciplinary action. A voluntary demotion on the part of the employee shall be so designated and shall not be deemed a disciplinary measure. 35.4 Disciplinary Action Procedures Most disciplinary actions are initiated by the immediate supervisor, but are officially determined by the Department Head. The final authority to approve a disciplinary action is related to the type of action taken. Before a disciplinary action at a level higher than a documented verbal warning is taken, the Department Head or HR Department should make a 286 SECTION 35 SUBJECT: DISCIPLINE OF EMPLOYEES City of Winter Springs Page 62 reasonable effort to verify the facts and that the type of action is appropriate. In the event of disciplinary actions involving an anticipated suspension, demotion, or discharge, the employee shall be given written notification of the proposed disciplinary action and the reasons for the proposed disciplinary action. The employee will be afforded the opportunity to meet with the Department Head to be heard regarding the proposed disciplinary action and to provide any information as to why he or she believes the proposed discipline should not occur. After or at the conclusion of the meeting, appropriate action will be determined with proper approvals, and the employee shall be so notified. The City Manager retains the right to investigate any complaint or violation, to recommend any disciplinary action and/or to review any disciplinary action. Further, the City Manager, may assign the responsibility of investigating a complaint or violation, recommending any disciplinary action, and/or reviewing any disciplinary action. The above procedures shall be subject to adjustments as necessary to comply with applicable law or a collective bargaining agreement. 35.5 Schedule of Recommended Disciplinary Penalties It is the policy of the City that any employee who violates or attempts to violate any of the City's standards of behavior or job performance shall be subject to disciplinary action. The following schedule provides guidelines for disciplinary actions. Since a number of factors determine the seriousness of the offense (for example, prior offenses), the below penalties are suggestions only. Depending on the circumstances and/or seriousness of a violation, initial or intermediate disciplinary steps may be waived or skipped. The following schedule is not intended to be exhaustive. Suspensions noted below shall be without pay, except where otherwise determined in the sole discretion of the City Manager. Level 1 - Documented Verbal Warning • Poor job performance • Tardiness and/or exceeding break times • Failing to punch and/or sign in or out • Unauthorized use of a company telephone, mail, copy or fax machine, computer, or other business equipment • Excessive interruption of work for personal phone calls or personal visits to/from other employees and/or friends • Creating or contributing to unsanitary/poor housekeeping conditions • Eating, drinking or smoking in non-designated area • Failing to meet uniform/grooming standards • Minor infraction of safety procedures • Overages/shortages (refer to Departmental policy) • Violating a procedure (to be determined by Department Head and Human Resources) • Unfriendly or uncooperative in dealing with co-workers, supervisors or the public. 287 SECTION 35 SUBJECT: DISCIPLINE OF EMPLOYEES City of Winter Springs Page 63 Level 2 - Written Reprimand • Failure to attend a mandatory meeting • Changing schedule without supervisor approval • Excessive absenteeism • Failure to properly report a guest or work-related accident • Violating a safety rule / creating hazardous condition • Improper use of or failure to exercise supervisory authority • Delaying or restricting operation of City functions, or influencing others to do so • Isolated use of language that is discriminatory, offensive or abusive to co- workers or the public • Failure to improve or continuing/repeating behavior after receiving a documented verbal warning or counseling Level 3 - Suspension • Demonstrating a lack of professionalism • Failure to report to work without notice to supervisor or Department Head • Acting discourteously toward a guest, employee, or member of management • Using abusive, foul language, or profanity • Sleeping while on duty • Entering an unauthorized area without obtaining proper permission • Taking a day off that was previously denied by Department Manager/Supervisor • Immoral or indecent conduct while on the job • Intentionally misusing or damaging City property • Removing City property; negligence or improper conduct leading to damages to City-owned, guest, or resident-owned property • Repeated failure to complete own time cards or other work records • Failure to improve or continuing/repeating behavior after receiving a written reprimand Level Four - Dismissal • Insubordination • Directly or indirectly maintaining any outside business or financial interest which interferes with the employee’s ability to fully perform his/her job duties or causes a conflict of interest. • Furnishing incomplete or misleading information or falsifying an employment application, company time record, PAF (Personnel Authorization Form), medical provider’s note, benefit document, or other work-related record. • Harassment or discrimination of any kind. • Walking off a job during a shift without obtaining permission from supervisor. • Failing to report to work for three consecutive days (job abandonment). • Reporting for work under the influence of drugs, alcohol, or narcotics; purchasing, possessing, or consuming same during working hours. • Fighting or threatening physical harm to others while on duty anywhere on City property or at a City function on or offsite. • Acting dishonestly, deceiving, committing fraud or theft and/or failure to report such an act. • Tampering with or disabling City monitoring and/or tracking devices (such as a GPS) 288 SECTION 35 SUBJECT: DISCIPLINE OF EMPLOYEES City of Winter Springs Page 64 • Willful abuse or deliberate destruction of property belonging to a guest, employee, or the City. • Unauthorized possession or removal of property belonging to a guest, employee, or the City. Department specific rules may apply. • Using or permitting the use of City identification badge or key card by anyone other than the person to whom it was issued. • Refusal to submit to pre-employment, reasonable cause, post- accident or work- related illness drug test, as permitted by law. • Possession of dangerous or unauthorized materials, such as explosives or firearms. • Failure to maintain valid licenses and certifications required for the position. • Failure to improve or continuing/repeating behavior after receiving a suspension. 35.6 Performance Improvement Plan (PIP) Employees who violate the City’s discipline policy and/or receive a below satisfactory performance evaluation may be put on a Performance Improvement Plan (“PIP”). The PIP will serve as a guideline for supervisors to direct and monitor an employee’s performance and/or behavior and to allow an employee an opportunity to demonstrate improvement. The PIP will define which performance factors or behavior concerns need to be addressed, and a timeline to make the improvements. The PIP will span to six (6) months. During this time, employees should meet with their supervisors no less than bi- monthly to discuss improvements or declines in the indicated areas. A PIP does not constitute an employment contract; employment may be terminated, by either party, with or without the existence of a PIP in accordance with this Policy. Department Heads must approve all PIPs prior to the implementation of the plan. If after completion of the PIP the employee is unable to perform at a level that meets department and City expectations, employment may be terminated. Employees on an active PIP are not eligible for a merit raise. 289 SECTION 36 SUBJECT: EMPLOYEE APPEAL AND GRIEVANCE PROCEDURES City of Winter Springs Page 65 36.1 General Policy Any regular employee who is suspended, discharged, dismissed or demoted or claims that the policies have been improperly applied or misinterpreted to the detriment of the employee may file an appeal in accordance with the procedures herein. Probationary and temporary employees are excluded from these provisions. The submission of an appeal or grievance by an employee shall in no way adversely affect the employee or his employment with the City. Grievances are unacceptable if filed by one employee for another or for a group of employees. Employees may not submit grievances concerning management prerogative. 36.2 Appeals Involving Discipline All supervisors and Department Heads (or those acting in their stead) shall arrange to discuss a disciplinary action with the affected employee within 3 working days of the time a written appeal is presented. Failure to do so automatically gives the employee the right to appeal to the City Manager within five (5) working days. If the immediate supervisor cannot provide a satisfactory solution, the employee shall have the right to appeal to the Department Head in writing, within five (5) working days. The appeal may by-pass any intermediate supervisors. The Department Head shall make a determination within ten (10) working days and, if not satisfied, the employee may appeal to the City Manager within five (5) working days of the decision of the Department Head. During the process, the Department Head shall assist the employee in every reasonable way. The City Manager will meet with the employee, investigate the situation and make a determination. At this meeting, the employee may present evidence including any documents and witnesses relating to the discipline. The City Manager will provide a written decision within seven (7) working days. The decision of the City Manager will be final and binding. 36.3 Grievance Procedures If a situation occurs when employees believe that a condition of employment, or a decision (other than disciplinary action) affecting them is unjust or inequitable, they are encouraged to consult their supervisor who should discuss the situation and provide any information, which may satisfy the employees’ concerns. If not satisfied, employees are encouraged to make use of the following steps. At the outset, it should be noted that the employee may discontinue the procedures at any step. 290 SECTION 36 SUBJECT: EMPLOYEE APPEAL AND GRIEVANCE PROCEDURES City of Winter Springs Page 66 Step 1 The aggrieved employee shall, within seven (7) calendar days of the incident, formulate in writing their grievance using the appropriate Grievance Form, and forward the form to their immediate supervisor. The grievance should specify dates, times, and details of grievance. If the immediate supervisor is unavailable, or the employee believes it would be inappropriate to contact the immediate supervisor, then the employee may present the grievance form to the next supervisory level. The supervisor will review the grievance and schedule a meeting with the employee. The supervisor will notify the employee in writing as to their decision, via the grievance form, within seven (7) calendar days from receipt of the grievance form. Step 2 If the aggrieved employee feels that the matter has not been satisfied or adjusted to their acceptance in Step 1, they may proceed by forwarding the grievance form to the Department Head within three (3) calendar days of receipt of the grievance decision from Step 1. The Department Head will schedule a meeting with the employee, and will notify the employee as to the decision on the matter within seven (7) calendar days from receipt of the grievance decision appeal from Step 1. Step 3 If the grievance is not resolved to the employee’s satisfaction in Step 2, he/she may appeal by submitting the grievance form to the City Manager within three (3) calendar days of the receipt of the decision in Step 2. The City Manager, upon receipt of the grievance form, will proceed in one of three ways: 1. Review and consider the problem, and submit a written response to the employee; 2. Schedule a meeting with the employee to review and discuss the problem; or 3. Forward the grievance to a Grievance Board that will submit a recommendation, which may be accepted or rejected. Should the City Manager elect to use a Grievance Board, it will be comprised of three- people. The Department Head will choose the first member. That person will then select an additional employee from outside of his or her own Department. Finally, the grievant will select an employee. The Board will review the grievance and submit a recommendation, to the City Manager. The Manager may either accept or reject the recommendation but in any case, render a final decision in writing to the employee within seven (7) calendar days upon receipt of the grievance decision appeal from Step 2. 291 SECTION 36 SUBJECT: EMPLOYEE APPEAL AND GRIEVANCE PROCEDURES City of Winter Springs Page 67 A copy of the City Manager’s decision will be forwarded to the Human Resources Coordinator. The decision of the City Manager shall be final and binding on the parties. The City Manager has total authority to make any adjustment(s) he deems appropriate to resolve the grievance. 36.4 General Provisions of the Grievance Procedure The employee and management have the opportunity to call a witness at any step. Grievants have three (3) calendar days to appeal the decision given in any step to the next higher step in the grievance procedure. Any grievance shall be considered settled at the completion of any step, unless it is appealed within the time limits set forth. All grievances at their conclusion shall be forwarded to the Human Resources Coordinator for appropriate action, coordination and filing. If the response time limit falls on an employee’s day off, the reply by management shall be given to the employee on his/her immediately following working day. 292 SECTION 37 SUBJECT: EMPLOYEE SELF IMPROVEMENT AND EDUCATIONAL PROGRAM City of Winter Springs Page 68 37.1 General Provisions The City believes employee self-improvement and assisting where reasonable and possible. Classroom schedules, however, must not conflict with the employee's work schedule and the employee's job shall always take precedence over school. 37.2 Educational Reimbursement The City Manager has the authority to approve the City’s payment of tuition for any course provided the applicant is not receiving benefits under any other aid program. Courses recognized for financial educational assistance are as follows: (1) Job Improvement Courses Courses directly related to the employee's assignment that will improve skills, knowledge, and ability to perform duties and increase, through more advanced technology, potential for promotion. (2) In-Service Training Courses Pre-approved courses in management and supervisory development. All City employees are encouraged to participate in this type of training. 37.3 Eligibility for Participation All regular, full-time employees are encouraged to participate in the City's educational program. Employees on probation are not eligible to participate. Employees receiving payment for their educational expense from other sources are not eligible for reimbursement. 37.4 Application Procedure An employee interested in participating in the City's educational assistance program shall submit an application to the Department Head requesting approval for program participation. 37.5 Agreement and Certification by Employee In order to participate in the educational assistance program, the employee must sign an agreement stipulating that the employee will remain in the City's employ for a minimum of two full years after completion of the approved course. Should the employee's services be terminated during this period, voluntarily or involuntarily, the City shall be reimbursed for funds paid the employee for educational expenses as provided in the following reimbursement formula: 293 SECTION 37 SUBJECT: EMPLOYEE SELF IMPROVEMENT AND EDUCATIONAL PROGRAM City of Winter Springs Page 69 Termination After Completion of Course(s) Reimbursement to City Less than 1 year 100% Less than 2 years 50% Over 2 years 0% Payment shall be taken from the employee's benefits, if any, accrued at the time of termination. Any amount due the City over and above said benefits shall be repaid in monthly installments subject to prior arrangement with the City Manager. Upon termination of an employee who is indebted to the City, the City Manager will issue an official City invoice to the employee to be made payable to the City of Winter Springs and shall be deposited in the funds of the City. 37.6 Completion of Courses and Reimbursement of Expenses Upon successful completion of the course, the employee's personnel record will be documented with his educational achievement and the Department will arrange for reimbursement to the employee expenses for tuition based on the following schedule: Passing - letter grade "C" 50% Letter grade "B" 75% Letter grade "A" 100% Reimbursement for courses in which letter grades are not issued will be in the following manner: Satisfactory 100% Unsatisfactory 0% 37.7 Retirement or Death Should the employee, through death, disability, or regular retirement, fail to continue the required tenure of employment as provided herein, any remaining City liability for reimbursement of educational expenses shall be canceled immediately. Please see AI2005-01 in the Appendix for further clarification. 294 SECTION 38 SUBJECT: TRAINING AND CONFERENCE ATTENDANCE City of Winter Springs Page 70 38.1 General From time to time, an employee may wish to attend a seminar, conference, professional meeting or training program. In order to do so, the employee will need to be away from work. 38.2 Procedure All requests should be made in writing and forwarded to the appropriate Department Head. He/she may grant a request for absence with pay for regular employees who are attending conferences and/or training which benefits the City. The City Manager has approval responsibility for Department Heads. Approval must be obtained in advance. 295 SECTION 39 SUBJECT: TRAVEL POLICY City of Winter Springs Page 71 39.1 Travel Policy Each City officer and employee who wishes to travel to a convention, conference, meeting, or to otherwise conduct bona fide City business outside the City must submit a written request and approved prior to travel commencing. 39.2 Travel Expenses Provided the City Manager approves the request, the City will reimburse travel expenses as outlined in the following paragraphs. 1. Transportation by common carrier is reimbursable when substantiated by a receipt therefore, or on an advanced basis provided it is approved by the City Manager. All such travel shall be the most economical class available and employees whose travel plans have been approved are responsible for making their own travel arrangements. 2. Transportation by privately owned vehicles, including an automobile allowance in lieu of use of City vehicles, must be authorized by the City Manager. A mileage allowance will be provided for privately owned vehicles at the rate equal to the current State Statute allowance for business travel. 3. The following other incidental travel related expenses may be reimbursed provided they are substantiated by a receipt. • Taxi fare; • Ferry fares, bridge, turnpike, and other tolls; • Storage and parking fees; and • Communication expenses. 4. Meals are compensated by an allowance in accordance with the current Florida State Statute (Ch. 112.016). Note: The City will not reimburse the cost of alcoholic beverages. 5. Actual expenses for lodging at a single occupancy rate, to be substantiated by paid bills. If deemed appropriate, the City Manager may adjust payment amounts to compensation for special conditions. 39.3 Travel Advances The City Manager may make or authorize advances to cover anticipated travel. If the amount of the advance is more than the amount actually spent, the City officer or employee shall return the difference to the City. If the advance is less than actually spent, the City will reimburse the difference to the employee. 296 SECTION 39 SUBJECT: TRAVEL POLICY City of Winter Springs Page 72 39.4 Reimbursement Procedures When travel is completed, employees should submit completed travel expense reports within seven (7) days or risk forfeiting reimbursement. Reports should be accompanied by receipts for all individual expenses when required. Employees shall contact their Department Head for guidance and assistance on procedures related to travel arrangements, expense reports, reimbursement for specific expenses, or any other business travel issues. 39.5 Accidents While Traveling Employees who are involved in an accident while traveling on business must promptly report the incident to their immediate Department Head. 39.6 Abuse Abuse of this travel policy, including falsifying expense reports to reflect costs not incurred by the employee, can be grounds for disciplinary action, up to and including termination of employment. Please see AI2015-02 in the Appendix for further clarification 297 SECTION 40 SUBJECT: SAFETY PROGRAM AND PROCEDURES City of Winter Springs Page 73 40.1 Policy Statement The City is vitally concerned about the safety of every employee and of the general public. As such, the City makes every effort to provide safe working conditions including safe equipment, procedures and surroundings for all employees. The primary reason to have a safety policy shall be to protect employees and the public. Other reasons are: 1. To provide a base from which to implement and enforce safe practices and procedures; 2. To reduce the number of on-the-job accidents, thus reducing costs by: • Holding down Worker's Compensation claims and public liability costs; • Reducing uninsured costs such as: a. Lost time due to injured workers; b. Cost due to equipment damage; c. Cost to employer under employee benefits; d. Cost to employer in wage contributions of the injured worker; e. Overhead costs per injured worker. It is thus, extremely important that the City and its employees work together to locate and eliminate conditions which lead to accidents. 40.2 City Manager’s Responsibility The City Manager has responsibility for the establishment of a comprehensive safety program and for the administration and on-going development of safety education and training. 40.3 Supervisor's Responsibility It is the supervisor's responsibility to eliminate safety hazards and to look out for the well being of the employees of the City. He/she should recommend procedures to reduce the frequency of job accidents by identifying, correcting, and reporting all unsafe conditions or unsafe acts as they occur. Each department is responsible for implementing, administering, and evaluating their respective safety program. Some of the actions required to implement an effective safety program include: 1. Thorough knowledge of employees related to job assignment, job instruction, and the maintenance of discipline; 2. Pre-job planning and promoting the use of safety devices; 298 SECTION 40 SUBJECT: SAFETY PROGRAM AND PROCEDURES City of Winter Springs Page 74 3. Frequent inspections of job sites and enforcement of safety rules; 4. Close checks with employees to advise them of safety procedures and other relevant safety information such as safety training; and 5. Prompt action to correct unsafe conditions and work practices and reporting accidents within twenty-four (24) hours after the date of accident or following holidays and weekends. 40.4 Employee Responsibility Employees shall exercise caution in all work activities and immediately report any unsafe conditions to appropriate Department Heads. Additionally, all employees are expected to familiarize themselves with and shall adhere to the following rules. 1. Report all injuries and accidents immediately to the supervisor and to the Human Resources Coordinator. Appropriate medical treatment must be obtained. 2. Use all safety devices and equipment properly. 3. Be safety conscious at all times. Employees are encouraged to offer suggestions that would improve safety conditions. 4. Avoid horseplay at the work site at any time. 5. Observe all safety precautions in the use of equipment of which could cause injury to one’s self or other employees. 6. Seek explanation when the safety rules, work practices, procedures, or instructions are not clear. 7. Properly maintain all work areas and equipment. Failure to observe proper safety procedures, failure to utilize safety equipment, or failure to report an accident, injury, or defective equipment or vehicles may result in disciplinary action. 40.5 Safety Committee The Safety Committee shall be composed of no less than eight members. Time off with pay shall be granted to Committee members for attendance at Safety Meetings. The Safety Committee shall meet on a monthly basis or such other times as required by the Risk Manager. It shall be the purpose of these meetings to discuss problems and areas of mutual concern regarding the safety and health of all City employees. 299 City of Winter Springs Page 75 SECTION 41 SUBJECT: DRUG-FREE WORKPLACE The Committee shall convene on a regular basis to review incident frequency and determine if remedial measures are available. 41.1 Drug-Free Workplace Policy The City of Winter Springs is a drug-free workplace. The City takes this policy very seriously and employees violating the policy will be subject to disciplinary action up to and including termination of employment. 41.2 Purpose of the Drug-Free Workplace Policy The Drug-Free Workplace Policy is designed to: • Establish and maintain a safe, healthy working environment for all employees; • Reduce the incidence of accidental injury; • Provide assistance in rehabilitating any employee who seeks the City's help in overcoming an addiction to, dependence upon, or problem with alcohol or drugs; and • Ensure the reputation of the City and its employees as good, responsible citizens worthy of the responsibilities entrusted to them. 41.3 Prohibited Substances No alcoholic beverages will be used while on the job. The use of an illegal drug or controlled substance or the possession of same on or off duty is prohibited. The City of Winter Springs maintains a list of prohibited substances and a copy can be obtained from the Human Resources Coordinator. No prescription drugs shall be brought upon City premises by any person other than the person for whom the drug is prescribed by a licensed medical practitioner, and shall be used only in the manner, combination, and quantity prescribed. Any employee undergoing medically prescribed treatment which may limit the ability to perform the job must report this treatment to the supervisor prior to beginning work. Failure to comply with this requirement may be cause for disciplinary action. 41.4 Prohibited Conduct No employee may possess, distribute, sell or be under the influence of alcohol or illegal drugs while conducting business-related activity in a drug-free, healthful, and safe workplace. The "occasional" or "recreational" use of illegal drugs or controlled substances will not be excused whether on or off the job. The sale, trade, or 300 City of Winter Springs Page 76 SECTION 41 SUBJECT: DRUG-FREE WORKPLACE delivery of illegal drugs or controlled substances by an employee to another person is cause for termination and referral to law enforcement authorities. The legal use of prescribed drugs is permitted on the job only if it does not impact an employee’s ability to perform the essential function of the job effectively and in a safe manner that does not endanger other individuals in the workplace. 41.5 Drug Testing Any employee suspected of being under the influence of alcohol, illegal drugs, or controlled substances due to reasonable suspicion, will be suspended from work and be required to submit to a drug/alcohol screening and evaluation. The employment of any employee refusing to take a drug test shall be terminated immediately. 41.6 Consequences of a Positive Drug Test A regular, non-probationary employee whose blood or urine is found to contain the presence of illegal drugs, or who has been found to have used or been under the influence of alcohol, illegal drugs, or inappropriate use of legal drugs, while on duty, shall be subject to disciplinary action, up to, and including, dismissal. He/She may also be referred to treatment. Any probationary employee who tests positive for a prohibited substance shall have his/her employment terminated immediately. 41.7 Voluntary Treatment Any employee who feels that he or she has developed an addiction to, dependence upon, or problem with alcohol or drugs, legal or illegal, is encouraged to seek assistance. Assistance may be sought by asking for a personal appointment with the City Manager. The employee will be referred to an appropriate treatment organization. Rehabilitation is the responsibility of the employee. Any employee seeking medical attention for alcoholism or drug addiction may use accrued personal leave for rehabilitation. The employee must provide certification of continuous enrollment and active participation in a treatment program. Upon successful completion or treatment, the employee will be returned to active status without reduction in pay. 41.8 Involuntary Treatment If required to take a drug test, if the test is positive and the evaluation determines a dependency, the employee will be referred to an appropriate facility for treatment. The costs of such treatment shall be paid by the employee. A positive drug/alcohol screening is considered a major infraction of City regulations. 41.9 Failure to Submit to or Complete Treatment Any employee suffering from an alcohol or drug problem who rejects 301 City of Winter Springs Page 77 SECTION 41 SUBJECT: DRUG-FREE WORKPLACE treatment or who leaves a treatment program prior to being properly discharged may be immediately terminated. No employee will be eligible for an assistance program more than once. 41.10 Recurrence of a Substance Abuse Problem The recurrence of an alcohol or drug problem will result in immediate termination. 41.11 Commercial Driver’s Licenses Under Federal regulation, all employees with a Commercial Driver's License (CDL) must submit to alcohol and controlled substances tests periodically. 302 SECTION 42 SUBJECT: USE OF TOBACCO IN THE WORKPLACE City of Winter Springs Page 78 42.1 Purpose The purpose of this policy is to protect the health, comfort, and environment of City employees and visitors by creating areas in City buildings and at public meetings that are reasonably free from tobacco (both smoking and smokeless). 42.2 Smoke Free Areas While the City management respects the individual preferences of those who use tobacco, it also recognizes a responsibility to protect employees and visitors from harm from tobacco. Thus, use of tobacco, by both employees and visitors, is prohibited in all city buildings except in smoking areas which have been specifically designated by the City Manager. Further, smoking is prohibited in City-owned vehicles. 42.3 Smoking by Employees With the exception of firefighters, employees are permitted to smoke in designated smoking areas while at work and whenever they please outside of working hours. Employees in the Fire Department are not permitted to smoke and shall sign an affidavit affirming that they have not been a user of tobacco or tobacco products for at least one year preceding an application for certification as a Firefighter, in accordance with Section 633.34 (6), Florida Statutes. Those hired before January 1, 2000 are grandfathered in and may continue to smoke off the job. 303 SECTION 43 SUBJECT: OUTSIDE EMPLOYMENT City of Winter Springs Page 79 43.1 Policy Employees may accept outside employment, so long as it is not detrimental to his/her performance or adverse reputation of the City. The City Manager or designee must approve all outside employment. 43.2 Procedures Employees desiring to accept outside employment in addition to their city jobs must obtain approval of the City Manager or designee. Requests shall be in writing and shall explain the type of employment and hours involved for which the request is made. Such requests shall be submitted to the Department Head and then forwarded with a recommendation to the City Manager who will approve or disapprove the request. All questions concerning whether such employment may be in violation of City policy or detrimental to the reputation of the City shall be determined by the City Manager or designee. Once permission is granted, it may be denied or withdrawn at any time should the Department Head feel such employment is interfering with the employee's efficiency or is in conflict with the interest or reputation of the City. 304 City of Winter Springs Page 80 SECTION 44 SUBJECT: HARASSMENT 44.1 Policy The City does not and will not tolerate any form of harassment, sexual harassment, or intimidation of city employees. The term "harassment" includes, but is not limited to, slurs, jokes, and other verbal, graphic, or physical conduct relating to an individual's race, color, sex, religion, national origin, marital status, citizenship, age, or disability. "Harassment" also includes sexual advances, requests for sexual favors, unwelcome or offensive touching, slander or spreading rumors as to another's sexual preferences or behavior, and other verbal, graphic, or physical conduct of a sexual nature which has the effect of unreasonably interfering with an individual’s work performance, or which creates an intimidating, hostile, or offensive work environment. Verbal abuse or insults of a sexual nature, inappropriate or unnecessary touching of an individual, or physical contact, and sexually degrading words used to describe an individual, as well as sexually suggestive pictures posters, cartoons, and drawings can also be considered sexual harassment. Anyone engaging in sexual or other unlawful harassment will be subject to disciplinary action, up to and including termination of employment. 44.2 Employee Responsibility Employees who feel that they have been subjected to sexual or other harassment, including but not limited to the conduct listed above, by another employee, a citizen, or a vendor, should notify the Department Head or General Services Director immediately. If for any reason the employee is reluctant to report the matter to the Department Head or the General Services Director, or is not satisfied after bringing it to their attention, the employee should immediately contact the City Manager. The city emphasizes that you are not required to complain first to your supervisor. The matter will be thoroughly and confidentially investigated by the General Services Director, and where appropriate, disciplinary action will be taken. A report documenting the case and subsequent findings will be forwarded to the City Manager. Employees should not assume that the city is aware of a problem. It is the responsibility of the employee to bring any complaints and concerns to the attention of the city. Employees will not be penalized in any way for reporting possible harassment concerning himself or herself or another employee. 44.3 Supervisory Responsibility Sexual, racial, ethnic, or other illegal harassment of any employee by any member of the staff, or by a visitor to our workplace, will not be tolerated. All supervisory personnel have the explicit responsibility and duty to take immediate corrective action to prevent any harassment of our employees. 305 City of Winter Springs Page 81 SECTION 44 SUBJECT: HARASSMENT Successful implementation of this policy depends on the swift and effective action of the City’s supervisory staff. All complaints must be reported immediately to the City Manager and the General Services Director. All complaints of sexual or other harassment will be promptly and confidentially investigated. Failure for a supervisor to carry out his/her responsibilities in this area will result in disciplinary action taken against the supervisor. Contact the General Services Director with questions about this policy. 306 City of Winter Springs Page 82 SECTION 45 SUBJECT: NEPOTISM/PERSONAL RELATIONSHIPS IN THE WORKPLACE 45.1 Purpose and Definitions When “Relatives” and persons involved in romantic relationships work in the same area of an organization, it may cause claims of favoritism, morale issues, and personal conflicts. The purpose of this policy is prevent these issues. Relatives are defined, for the purpose of this Section, as an individual who is related to the employee as father, mother, son, daughter, brother, sister, uncle, aunt, first cousin, nephew, niece, husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, brother-in-law, sister-in-law, stepfather, stepmother, stepson, stepdaughter, stepbrother, stepsister, half brother, or half sister. 45.2 Hiring and/or Working With an “Immediate Family Member” It is the policy of the City to refrain from hiring or transferring a Relative or person involved in a romantic relationship into a department in which another Relative or partner in the romantic relationship is currently working. Further, an employee whom is vested the authority by law, rule, or regulation, or to whom the authority has been delegated, to appoint, employ, promote, or advance individuals in connection with their employment with the City, may not appoint, employ, take disciplinary action against, promote, or advance, or advocate for the appointment, employment, promotion or advancement, of a Relative or a partner in a romantic relationship in or to a position in the City. In the event of a conflict under this policy, one employee may be required to transfer, resign or be terminated. Situations not specifically addressed in this policy which, in the City’s opinion, create a conflict of interest or give the appearance of a conflict of interest, shall be handled in the City’s discretion. Nothing in this Policy is intended relieve employees subject to the Code of Ethics for Public Officers and Employees under Florida law from the requirements thereof, specifically section 112.3135, Florida Statutes. 307 SECTION 46 SUBJECT: SOLICITATION, DISTRIBUTION AND VISITORS City of Winter Springs Page 83 46.1 Purpose The City strives to establish a work environment that is productive and without undue disruptions to the workday. 46.2 Visitors Only authorized visitors are allowed in the workplace. All visitors should enter City Hall at the Information Desk or the appropriate reception areas. This policy includes employee's children in attendance during the workday. 46.3 Solicitation Soliciting by one City employee of another, or collecting from one employee by another, is prohibited while either employee is on work time unless an exception is approved by the City Manager. Examples of impermissible forms of solicitation include the collections for community, religious, political and charitable groups outside the scope of official organization business. Bulletin boards are reserved for official organization communications. Distributing literature and circulating petitions during work time or in work areas at any time is also prohibited. If a non-city employee calls upon a City employee during working hours, he/she should be informed in a courteous manner that solicitation in not permitted. Finally, trespassing, soliciting or distributing literature by anyone outside the City employ is prohibited on City premises. None of the above should be construed to exclude sales representatives on bona fide business with the City. 308 SECTION 47 SUBJECT: POLITICAL ACTIVITY City of Winter Springs Page 84 47.1 Employees Seeking Elected or Appointed City Office Any employee who wishes to accept or seek election or appointment to a political office within the City shall resign prior to declaring his/her intention to run for office. Should the employee fail to do so, upon presentation of proof, the City shall immediately terminate his/her employment. 47.2 Membership in a Political Party Nothing in this policy, however, shall be construed as to prevent any employee from becoming or continuing to be a member of a political organization, or from attending any political meeting or from enjoying freedom from any interference in casting their vote. 309 SECTION 48 SUBJECT: MISCELLANEOUS PROVISIONS 48.1 Valid Driver’s License All operators of City vehicles must have a valid driver’s license for the type of equipment the employee is required to drive. Employees are to keep supervisors informed of any change of status in their license. Proof of license will be filed in the employee’s personnel file. 48.2 Use of City Owned Equipment and Vehicles Vehicles and equipment required to carry out employee duties must be operated with utmost care and discretion to reflect a positive public image. Under no circumstances may vehicles and equipment be used for personal business or pleasure. Further, the Department Head should be promptly notified if equipment, machines, tools, or vehicles appear to be damaged, defective, or in need of repair. Any questions about employee responsibilities for maintenance and care of equipment or vehicles used on the job shall be directed to Department Heads. Operating vehicles requires valid driver licenses issued by the State of Florida, use of safety belts, and off street parking at residences. 48.3 Declared Emergencies When a state of emergency has been declared by the City of Winter Springs requiring the overtime services of exempt City employees, salaries of exempt employees will be converted to an hourly wage rate based upon 2,080 hours per year. 48.4 Emergency Closings In the event that emergencies occur during non-working hours, local radio and/or television stations shall be asked to broadcast notification of the closing. When operations are officially closed due to emergency conditions, the time off from scheduled work will be paid. Employees in essential operations may be asked to work on a day when operations are officially closed. In these circumstances, employees who work will receive regular pay. 48.5 Public Relations/Complaints When dealing or associating with the public, employees shall conduct themselves in a creditable and courteous manner. Comments and answers to questions will be dealt with in a courteous manner. If unable to supply a factual answer to a question from the public, every effort shall be made to obtain a factual reply or answer as soon as possible. Complaints by any member of the public which are brought to the attention of any employee of the City shall be immediately relayed to his supervisor or Department Head. City of Winter Springs Page 84 Revised 8/7/06 310 City of Winter Springs Page 85 SECTION 48 SUBJECT: MISCELLANEOUS PROVISIONS 48.6 Information Regarding Life-Threatening Illnesses The City shall take reasonable precautions to protect the confidentially of medical information regarding life-threatening illnesses, and anyone disclosing such information is subject to disciplinary action, up to and including termination of employment. 48.7 Recycling Environmental awareness shall be encouraged through recycling and waste management in business practices and operating procedures. This policy includes the commitment to the purchase, use, and disposal of products and materials in a manner that will best utilize natural resources and minimize any negative impact on the environment while helping to solve trash disposal and control problems. 48.8 Return of Property Employees shall be responsible for all property, materials, or written information issued to them or in their possession or control. Employees shall return all City property immediately upon request or upon termination of employment. Shortages shall be charged to the employee where necessary. 48.9 Use of Phone, Mail and Computer Systems Employees are prohibited from making unauthorized personal calls and using City postage for personal correspondence. Employees shall be required to reimburse the City for any charges resulting from their personal use of the telephone system. Employees also must limit their use of the City’s computer system (including e-mail and the internet) to City business. 48.10 Reference Checks Employment reference check inquiries are to be submitted in writing for confirmation of dates of employment, wage rates, and positions held. Such inquires will be responded to by the Human Resources Coordinator. Please see AI2006-01 in the Appendix for further clarification. 311 City of Winter Springs Page 86 SECTION 49 SUBJECT: DEPARTMENT HEADS 49.1 Policy As key members of the City’s management staff, Department Heads, including the Deputy City Manager, serve at the pleasure of the City Manager. 49.2 General Provisions Department Heads are expected to comply with the policies and procedures set forth in this document, and are governed by the policies and procedures set forth in this Personnel Manual, except Sections 33, 34, 35, and 36 . Because Department Heads serve at the pleasure of the City Manager, they are employed at will and may be freely terminated at any time with or without reason. 49.3 Voluntary Resignation A Department Head who desires to resign shall submit a written resignation to the City Manager at least 14 calendar days prior to their last day of employment. The resignation letter must state the reason for separation and the intended last day of employment. A Voluntary Resignation with 14 days advance notice or resignation accepted by the City Manager with an earlier effective date entitles the Department Head to payout as permitted in Sections 24 and 25, of any available accrued vacation and sick leave or other benefits authorized by this Policy. Department Heads who fail to provide 14 days’ notice forfeit the payout of any available accrued vacation leave or other benefits except as required by law. Failure to comply with this procedure may be considered cause to deny future employment with the City. 49.4 Benefits Upon Termination To the extent a Department Head is terminated for reasons other than misconduct, misfeasance, or malfeasance, as determined in the City Manager’s sole discretion, and has completed over one year of service as a Department Head, he or she will receive six (6) weeks of separation pay and any accumulated vacation and sick leave he or she may have. If the Department Head has completed less than one year of service as a Department Head, but more than 6 months of employment with the City, he or she will receive any accumulated vacation and sick leave he or she may have unless the department head has entered into an employment agreement with the City. If the Department Head has been employed by the City for less than 6 months, he or she will not be entitled to any separation pay or payment of accumulated vacation and sick leave. 49.5 COBRA and Insurance Benefits upon Departure 312 City of Winter Springs Page 87 Department Heads will receive their final pay and benefits in accordance with applicable City policy. SUBJECT: DEPARTMENT HEADS Any Department Head who resigns will be allowed to carry health insurance coverage at his or her own expense through COBRA for a specified length of time, as determined by law. The Department Head will receive the necessary information concerning COBRA benefits in the mail. The Department Head who retires under the City’s Retirement Plan may choose to retain life insurance benefits in effect, at the Department Head's expense. All payments for said life insurance must be paid at least quarterly in advance to the Human Resources Department accompanied with a current mailing address. Otherwise, the individual will be removed from the life insurance program. Certain additional benefits, such as retiree health, retiree dental and retiree vision insurance, may be continued at the Department Head’s expense if the Department Head so chooses. If the Department Head elects to stay on these plans as a retiree, they must expressly enroll as a retiree upon retirement from the City. If the Department Head declines coverage to any plan as a retiree (as a new or current retiree) they will not be permitted to reenroll as a retiree at a later date. 49.6 Separation Pay Any additional separation pay shall be in compliance with Section 215.425, Florida Statutes. If an employment agreement is in place, the agreement may not exceed an amount greater than 20 weeks of compensation. Severance pay is prohibited if the Department Head has been fired for misconduct as defined in Section 443.036(29), Florida Statutes. In the absence of an employment agreement, severance pay may not exceed 6 weeks of compensation. Severance pay includes salary, benefits, and perquisites for employment services yet to be rendered which will not be paid separately or in addition to severance pay. Severance pay does not include earned annual, sick, compensatory, or administrative leave or early retirement under the City’s pension plan. A separation agreement does not require a 14 day notice for a Department Head to be eligible for payout of accrued leave in accordance with Section 24 and 25. Formatted: Font color: Auto Formatted: No underline Formatted: No underline Formatted: No underline 313 SECTION 88 City of Winter Springs Page 88 SUBJECT: CODE OF CONDUCT The City of Winter Springs demands that all its employees adhere to certain recognized principles and practices in the conduct of their public lives. These principles are embodied in the following Code of Conduct: • Employees may not, either directly or indirectly, use their official position with the City or information obtained in connection with their employment for private gain. • Employees shall not accept any gift, favor or service that may reasonably tend to influence, or give the appearance of improperly influencing, the discharge of their official duties. • No employee shall make false statement, certify, or recommend any appointment under any provision of these policies, or in any manner, commit or attempt to commit any fraud preventing the impartial execution of the provisions of these policies, with regards to employment, promotion or transfer. • No City employee shall transact any business in his/her official capacity with any business entity of which that employee is an officer, agent or member, or which will create a substantial conflict between the private interest and the public interest. • No City employee shall have personal investments in any enterprise if it will create a substantial conflict between the private interest and the public interest. • Employees shall not conduct personal business while in City uniform, nor shall they consume alcoholic beverages, illegal drugs or prescribed drugs except under the direction of a licensed physician while on duty, inclusive of mealtime. • The political activities of any employee shall be in accordance with and regulated by Florida Statute section 104.31 as may be amended from time to time. Any violations of the provisions of this policy shall be subject to review and appropriate disciplinary action. If the employee has any doubt as to the application of the policy as it relates to specific actions, the actions in question should be discussed with the Department Head, who shall either approve or forbid the activity, or refer the question to the City Manager. 314 City of Winter Springs Page 89 SECTION 51 SUBJECT: EMPLOYEE USE OF CITY EQUIPMENT AND GPS MONITORING 51.1 Purpose The use of City equipment including, but not limited to, city-issued computers, telephones, electronic equipment, vehicles and other property (“City Equipment”) are intended for City business purposes and not for personal use. The City has an interest in safeguarding City Equipment from theft, loss, and misuse and in tracking the location of employees during work hours and the frequency, character and nature of employees’ usage of City Equipment. The City reserves the right as to any and all City Equipment to install and activate GPS systems and other electronic devices or programs that allow the City to monitor the location, speed, direction, ignition status, and other information related to the usage of City Equipment. The City may monitor and utilize the information revealing the usage of City Equipment during working hours and, in the event of lost or stolen City Equipment, during non-working hours. For city-issued cellular phones, location services and settings shall be left “on”. The City may also be alerted to the fact that City Equipment has been lost, stolen, taken to or removed from certain geographical areas, and when a vehicle has exceeded the speed limit. 51.2 Employee Consent to Monitoring By using City Equipment, employees consent to the City monitoring and reviewing information obtained through such GPS systems and electronic devices and programs. Furthermore, employees consent to the City monitoring and reviewing information obtained through such GPS systems and electronic devices and programs during non- working hours in the event that the City Equipment is considered lost or stolen, as determined by the City. The use of City Equipment does not give rise to an expectation of privacy. Data obtained from monitoring and reviewing information obtained through such GPS systems and electronic devices and programs may be subject to public records disclosure pursuant to Chapter 119, Florida Statutes. If a GPS or another electronic device or program is installed in City Equipment, employees shall not turn-off, disable, alter, or remove the GPS system, electronic device or program. The GPS data and similar data from these systems is deemed by the City to be reliable. The City may use GPS data and other similar data to make employment and management decisions and decisions regarding the future use of City Equipment. 315 City of Winter Springs Page 90 Employees may be disciplined for any violation of City policy detected by the monitoring of City Equipment. 316 .·-MTChelle Greco From: 3ent: To: Subject: Michelle Greco Wednesday, September 29, 2004 6:29 PM Tim Lallathin RE: Personnel Policy Official Determination Thank you. Michelle Greco Director of Finance City of Winter Springs, Florida (407) 327-5960 PLEASE NOTE: Florida has a vety broad public records law. Most written communications to or from City officials regarding City business are public records available to the public and media upon request. Your e-mail communications may be subject to public disclosure. -----Original Message----- From: Tim Lallathin Sent: Wednesday, September 29, 2004 5:15 PM To: Mary Wilson Cc: _Department Heads Subject: RE: Personnel Policy Official Determination Mary, The City Managers formal interpretation is grandparents and grandchildren refer to the employee ONLY and does not include the employees spouse grandparents or grandchildren. Thank you, Timothy J. Lallathin, Fire Chief City of Winter Springs 102 North Moss Road Winter Springs, Florida 32708 (407) 327-2332 Administration (407) 327-7575 Direct Line (407) 327-4750 Fax Email: tlallathin@winterspringsfl.org -----Original Message----- From: Mary Wilson Sent: Monday, September 27, 2004 5:37 PM To: Tim Lallathin Subject: RE: Personnel Policy Official Determination Per Personnel Policy Section 29.1 page 48 Purpose: Members of the immediate family include grandparents. 7/t4!Uf 'UI Human Resources Coordinator City of Winter Springs 1 317 AI2004-0l 318 CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-1800 AI2005-01 DATE: TO: FROM: October 20, 2005 Department Directors Michelle Greco, Finance Director @i THROUGH: Ronald W. McLemore, City Manager f' SUBJECT: Educational Incentive Loan Program Application AI2005-01 Attached is the revised Educational Incentive Loan Program Application. It has been updated to include the City Manager's approval in this process. As a reminder, this application is to be approved prior to the course work beginning. The original application will be forwarded to Human Resources to be placed in the employee's personnel file and a copy will be sent to the department for their files and to be attached to the check request reimbursing the employee when the course has been completed as discussed in the Personnel Policies, Section 37: Employee Self Improvement and Educational Program. An electronic version of this file can be found on the shared drive at S:/City of Winter Springs/Docs/Forms & Publications/Forms/Human Resources/Educational Incentive Application. Thank you in advance for your cooperation in this matter. CC: Mary Wilson, Human Resources Coordinator 319 CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-1800 AI2006-01 DATE: October 9, 2006 TO: Joanne Dalka, Information Systems Director Daniel Kerr, Police Chief Adam Gill, System Administrator I FROM: Michelle Greco, Finance Director @ THROUGH: Ronald W. McLemore, City Manager?' SUBJECT: Employer Provided Take Home Vehicles AI2006-01 The City of Winter Springs allows certain employees to drive their City provided vehicle to and from work as approved by their Department Director and/or the City Manager. As stated in the City of Winter Springs Personnel Policy dated July 25, 2000, Section 48.2 page 84, Use of City Owned Equipment and Vehicles, under no circumstances should these vehicles be used for personal business or pleasure. Thus the City vehicle can only be driven to and from work, if approved as discussed above, and for City business. According to the Internal Revenue Service (IRS) Regulations, (see Publication 15-B: Employer's Tax Guide to Fringe Benefits at www.irs.gov), an employer provided vehicle is considered a fringe benefit and as such is taxable event for the employee. The exception to this rule is qualified non-personal use vehicles which include: clearly marked police vehicles, clearly marked fire vehicles and unmarked vehicles used by law enforcement officers who are authorized to carry a fireann, execute search warrants and make arrests. All other employee's fall into the personal use category and as such receive a taxable fringe benefit per the IRS. Beginning on the October 20, 2006 paycheck (work days October 5, 2006 to October 18, 2006), the value of the employee's employer provided take home vehicle will be included in their biweekly paycheck. Each employee will be taxed using the "Commuting Value Rule," which means that an amount of $1.50 per one-way commute (or $3.00 per day) will be included in their paycheck as taxable income. For an employee falling in the 15% tax bracket and has driven the vehicle to and from work each day for 10 days out of a 14 day pay period, an additional $6.80 in taxes would be withheld from their paycheck for this benefit For an employee falling in the 27% tax bracket, using the same example, an additional $10.40 in taxes would be withheld from their paycheck for this benefit. Please have the employee fill out and sign the attached "Take Home Vehicle Form," submit to the department director for their signature and forward to the Payroll Department with the department timesheets each pay period so the appropriate amount can be withheld from their pay check. For example, if the employee is on vacation for one week and drives the vehicle to and from work each day the following week, the employee notes this on the form, and they would only be taxed for 5 days of benefit not 10 days of benefit. 1 have attached a copy of the "Internal Revenue Service Federal, State and Local Government Public Employer Tax Guide" dated February 2006 as a reference guide to the IRS positions on various fringe benefits. See pages 7 to 9 for discussions on "Employer Provided Vehicles." Please contact me at extension 209 with any questions. Thank you. 320 Ronald W. McLemore City Manager CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-1800 MEMORANDUM TO: FROM: DATE: Department Heads Ron McLemore, City Manager f. September 25, 2007 SUBJ: Demotions AI2007-01 Effective immediately, the following directive is issued in regards to all employee demotions: Employees who are demoted, either voluntarily or involuntarily, shall have their salary reduced in a dollar amount equal to the same dollar amount of increase the employee received at the time they were promoted. All other provisions of City Personnel Policies Section 14: Demotions sha11 be observed. cc: Mary Wilson 321 AI2007-01 322 AI2008-01 CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-1800 DATE: March 6, 2008 TO: FROM: SUBJECT: Department Directors Ronald W. McLemore, City Manager r,,..- Administrative Directive for City Notary Activities AI2008-01 Please ensure that all City Notaries within your department receive a copy of this memorandum. The following Administrative Directive should be used when obtaining or renewing Notary designations for authorized City employees: I) The City of Winter Springs may allow certain employees as authorized by their department director to obtain a Notary designation that is paid for by the City to be used to notarize documents in the course of official City business. 2) While the employee is in the course of official City business they are only allowed to notarize official City documents. No other documents may be notarized by the employee during working hours. In such case the employee will be covered under the City's Errors and Omissions (E&O) Insurance policy as long as the employee is performing a notary function in accordance with this policy. 3) If the employee would like to use their Notary Seal outside of City business hours during which time the employee is not being paid to work by the City, the employee may purchase additional E&O Insurance at their own expense to cover themselves for any pot ential risk associated with notarizing non-City business documents. 4) Because the employee is covered under the City's E&O insurance policy, no additional insurance should be purchased by the City when paying for the employee's Notary package. The following items must be included in the Notary package: Secretary of State filing fee, Four -Year Notary Bond ($7,500 coverage), which is not E&O insurance but a bond for the public's protection for any losses and is required by the Secretary of State, and a Notary Seal. Huckleberry Notary Bonding Inc. is a City vendor that is currently used by the majority of departments for this type of purchase. 5) Only if the employee chooses to notarize other documents outside the office on their own time in the employee 's off hours is this step applicable. Once the employee has received their Notary package that was paid for by the City, the employee should contact a vendor to purchase additional E&O Insurance with their personal funds to safe guard themselves if they choose to use their Notary Seal for non-City business, which must occur in the employee's off hours. If the employee does not use their Notary Seal for non-City business use during their off hours then no additional insurance is necessary. Thank you. 323 CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-6599 Fax (407) 327-4763 . AI2015-01 MEMORANDUM TO: All Employees FROM: Kevin Smith, City Manager CC: Directors RE: Administrative Interpretation for Section 33.2 Voluntary Resignation AI2015-01 DATE: 4/29/2015 This memorandum is intended to clarify the policies surrounding vacation and sick time after an employee has submitted their notice to separate from employment. Section 33.2 Voluntary Resignation states “An employee who desires to resign and who is in good standing shall submit a written resignation to the supervisor or Department Head at least 14 calendar days before leaving. The resignation letter must state the reason for separation and the intended last day of employment. Such resignation entitles the employee to payment of any benefits due. Failure to comply with this procedure may be considered cause for denying future employment by the City.” This policy is interpreted to mean that in order to receive payment for benefits due, including accrued vacation payout, an employee must provide a written resignation at least 14 calendar days prior to their last day. Also, this policy is interpreted to mean the employee will work their normal work during their “notice” period. Sick, Vacation, and Personal Holiday use will not be approved and will not count toward the 14 day notice period, unless approved by the City Manager in writing. 324 CITY OF WINTER SPRINGS, FLORIDA 1126 EAST STATE ROAD 434 WINTER SPRINGS, FLORIDA 32708-2799 Telephone (407) 327-6599 Fax (407) 327-4763 . MEMORANDUM TO: Directors FROM: Kevin Smith, City Manager CC: Director RE: Administrative Interpretation for Section 39 Travel Policy AI2015- 02 DATE: 7/8/15 Revised 10/23/15 This memorandum is intended to clarify the policies surrounding the City’s Travel Policy, specifically as it relates to Out-of-State and Out-of-City travel. Travel Out of State Any and all travel out of state must be approved, in writing, by the City Manager prior instituting/scheduling the travel. Travel Out of City The City Manager, or designee, may approve travel outside of the City. The City’s travel policy is in compliance with Florida Statute 112.061. The City has determined that 50 miles is the threshold for reasonable and necessary for overnight stay; therefore, the City will not reimburse lodging or per diem for travel within a 50 mile radius of the City without written approval by the City Manager. Lodging If travel meets the requirements outlined above, the City will reimburse up to $150 for lodging at a single-occupancy rate, to be substantiated by receipts evidencing payment. In the event that the cost of all available lodging at a single- occupancy rate exceeds $150, the City may reimburse the traveler for the least expensive hotel room within 3 miles of the event location. cc: Casey Howard, HR and Benefits Manager File 325 City of Winter Springs Resolution No. 2023-22 Page 1 of 3 RESOLUTION NO. 2023-22 A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF WINTER SPRINGS, FLORIDA, AMENDING THE CITY’S PERSONNEL POLICIES; PROVIDING FOR THE REPEAL OF PRIOR INCONSISTENT RESOLUTIONS; SEVERABILITY; AND AN EFFECTIVE DATE. WHEREAS, the City Commission of the City of Winter Springs, Florida, has, from time to time, adopted and revised personnel policies for the proper administration of human resource matters; and WHEREAS, those personnel policies are in need of updating; and WHEREAS, the City Commission of the City of Winter Springs, Florida, hereby finds this Resolution to be in the best interest of the public health, safety, and welfare of the citizens of Winter Springs. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE CITY OF WINTER SPRINGS, FLORIDA, AS FOLLOWS: Section 1. Recitals. The following recitals are true and correct and hereby fully incorporated herein by this reference as part of this Resolution. Section 2. Amendment of Personnel Policies. Unless otherwise provided or superseded by city charter, city ordinance, state, or federal law, the administration of personnel matters affecting city employees shall be governed by written personnel policies and procedures as herein adopted and attached hereto as Exhibit “A”, and which are fully incorporated herein by this reference. Section 3. Repeal of Prior Inconsistent Resolutions. All prior inconsistent resolutions adopted by the City Commission are hereby repealed. Section 4. Severability. If any section, subsection, sentence, clause, phrase, word or provision of this resolution is for any reason held invalid or unconstitutional by any court of competent jurisdiction, whether for substantive, procedural, or any other reason, such portion shall be deemed a separate, distinct and independent provision, and such holding shall not affect the validity of the remaining portions of this resolution. Section 5. Effective Date. This Resolution shall become effective immediately upon its adoption by the City Commission of the City of Winter Springs, Florida. [SIGNATURES ON FOLLOWING PAGE] 326 City of Winter Springs Resolution No. 2023-22 Page 2 of 3 RESOLVED by the City Commission of the City of Winter Springs, in a regular meeting assembled on the ______ day of June, 2023. ___________________________________ KEVIN McCANN, Mayor ATTEST: _______________________________ CHRISTIAN GOWAN, City Clerk Approved as to legal form and sufficiency for the City of Winter Springs only: ________________________________ ANTHONY A. GARGANESE, City Attorney 327 City of Winter Springs Resolution No. 2023-22 Page 3 of 3 EXHIBIT A PERSONNEL POLICY 328