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HomeMy WebLinkAbout2020 04 13 Regular 500 - 2019 Comprehensive Annual Financial Report REGULAR AGENDA ITEM 500 1959 CITY COMMISSION AGENDA I APPILI3, 2020 REGULAR MEETING TITLE 2019 Comprehensive Annual Financial Report SUMMARY Please accept the Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2019 as presented by the City's external auditors McDirmit Davis &Company, LLC. The CAM is prepared and presented to give the City Commission, citizens, and other users a greater understanding of the City's financial standing. Our 2019 financial statements received an unmodified opinion (best possible) by the auditors. Additionally, the 2019 CAM will be submitted to the Government Finance Officers Association (GFOA) for consideration for their Certificate of Achievement award as we believe it continues to conform to the program's stringent requirements. The City's CAM has previously been awarded the GFOA's Certificate of Achievement award for the past 19 consecutive years. RECOMMENDATION Staff recommends the City Commission accept the Comprehensive Annual Financial Report (CAFR) as presented forthe Fiscal Year Ended September 30,2019. r x �-�t t,�n;_ 'd �u: F �I(i� ate„ F i,' 1� ►' a !�' \` ��\ s i :71f t�:, '. GODWEIRJ :fir" yjq � ■ ■ ■ iiti-• � • f� COMPREHENSIVE ANNUAL FINANCIAL This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� City of Winter Springs, Florida COMPREHENSIVE ANNUAL FINANCIAL REPORT For The Year Ended September 30, 2019 �t4TZR �. z - G) Incorporated ' I959 ' Norj WF�R��� Prepared by: Finance and Administrative Services Department This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� INTRODUCTORY SECTION This section contains the following subsections: ■ Table of Contents ■ Letter of Transmittal ■ GFOA Certificate of Achievement ■ List of Principal Officials ■ Organizational Chart This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� City of Winter Springs, Florida Table of Contents Page I. Introductory Section: Table of Contents i-iii Letter of Transmittal iv-vi GFOA Certificate of Achievement vii List of Principal Officials viii Organizational Chart ix II. Financial Section: Independent Auditor's Report 1-2 Management's Discussion and Analysis 3-15 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Position 16 Statement of Activities 17 Fund Financial Statements: Balance Sheet-Governmental Funds 18-19 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 20 Statement of Revenues, Expenditures and Changes in Fund Balances-Governmental Funds 21-22 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 23 Statement of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual: General Fund 24-25 Road Improvements Special Revenue Fund 26 Solid Waste/Recycling Special Revenue Fund 27 Statement of Net Position-Proprietary Funds 28-29 Statement of Revenues, Expenses and Changes in Fund Net Position-Proprietary Funds 30 Statement of Cash Flows-Proprietary Funds 31-32 Statement of Fiduciary Net Position-Fiduciary Funds 33 Statement of Changes in Fiduciary Net Position-Fiduciary Funds 34 i City of Winter Springs, Florida Table of Contents Page II. Financial Section-Continued: Notes to Financial Statements 35-64 Required Supplementary Information Schedule of Changes in the City's Net OPEB Liability and Related Ratios-Plan Retiree Continuation Insurance Plan 65 Schedule of Changes in Net Pension Liability and Related Ratios 66 Schedule of Contributions 67-68 Schedule of Investment Returns 69 Combining and Individual Fund Statements and Schedules: Major Governmental Funds: Schedule of Revenues and Expenditures and Changes in Fund Balance-Budget and Actual: TLBD Debt Service Fund 70 Nonmajor Governmental Funds: Combining Balance Sheet-Nonmajor Governmental Funds 71-76 Combining Statement of Revenues, Expenditures and Changes In Fund Balances-Nonmajor Governmental Funds 77-82 Schedule of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual: Special Revenue Funds 83-94 Debt Service Funds 95-98 Capital Projects Funds 99-102 III. Statistical Section: Financial Trends Net Position by Component 103 Changes in Net Position 104-105 Governmental Activities Tax Revenues by Source 106 Fund Balances of Governmental Funds 107 Changes in Fund Balances of Governmental Funds 108-109 Revenue Capacity Assessed Value and Estimated Actual Value of Taxable Property 110 Property Tax Rates, Direct and Overlapping Governments 111 Special Assessment Billings and Collections 112 Principal Property Taxpayers 113 Property Tax Levies and Collections 114 ii City of Winter Springs, Florida Table of Contents Page III. Statistical Section-Continued: Debt Capacity Legal Debt Margin 115 Ratio of Net General Obligation Bonded Debt to Assessed Value and Net General Obligation Bonded Debt Per Capita 116 Ratio of Outstanding Debt by Type 117 Direct and Overlapping Governmental Activities Debt 118 Pledged-Revenue Coverage 119-120 Demographic and Economic Information Demographic and Economic Statistics 121 Principal Employers 122 Operating Information Budgeted Full-time Equivalent City Government Employees by Function 123 Operating Indicators by Function 124 Capital Asset Statistics by Function 125 IV. Other Reports: Independent Auditor's Report on Internal Control over Financial Reporting And on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards 126 Independent Auditor's Report on Compliance for Each Major Federal Program and Report on Internal Control Over Compliance in Accordance With the Uniform Guidance 127-128 Schedule of Expenditures of Federal Awards 129 Notes to Schedule of Expenditures of Federal Awards 130 Schedule of Findings and Questioned Costs 131 Management Letter 132-133 Independent Auditor's Report on Compliance with the Requirements of Section 218.415, Florida Statutes 134 iii .(4XNTER O� S z * rn CITY OF WINTER SPRINGS, FLORIDA Incorporated • 1959 1126 EAST STATE ROAD 434 O0)wE"�RJy� WINTER SPRINGS, FLORIDA 32708-2799 Telephone(407)327-1800 March 13th,2020 To the Honorable Mayor,City Commission and Citizens of the City of Winter Springs,Florida: It is with great pleasure that we present to you the City of Winter Springs, Florida Comprehensive Annual Financial Report(CAFR)for the fiscal year ended September 30,2019. Florida Statutes, Chapter 166.241 and the rules of the Florida Auditor General, Chapter 10.550 require that all general-purpose local governments publish a complete set of financial statements presented in conformity with Generally Accepted Accounting Principles(GAAP)and that they be audited in accordance with Generally Accepted Auditing Standards(GAAS)by a firm of licensed Certified Public Accountants Management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Winter Springs has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Winter Springs'financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefit,the City of Winter Springs'comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, to the best of our knowledge and belief,we assert that this financial report is complete and reliable in all material respects. The City of Winter Springs' financial statements have been audited by McDirmit, Davis &Company, a firm of licensed certified public accountants. The goal of the independent audit is to provide reasonable assurance that the financial statements of the City of Winter Springs for the fiscal year ended September 30,2019 are free of material misstatement. The independent audit involved examination of evidence, on a test basis, supporting the amounts and disclosures in the financial statements, assessment of the accounting principles used and significant estimates made by management;and an evaluation of the overall financial statement presentation. Based upon the audit,the independent auditor concluded that reasonable basis existed to render an unmodified opinion that the City of Winter Springs'financial statements for the fiscal year ended September 30,2019 are fairly presented in conformity with GAAP. The independent auditor's report is presented as the first component of the financial section of this report. The City of Winter Springs' Management's Discussion and Analysis (MD&A) can be found immediately following the report of the independent auditors and provides a narrative introduction, overview, and analysis of the basic financial statements. The MD&A complements this letter of transmittal and should be read in conjunction with it. Profile of the Government The City of Winter Springs,incorporated in 1959,is located in Seminole County,which is a part of the greater Orlando metropolitan area in East Central Florida. The City currently has a land area of approximately 13.3 square miles and a population of approximately 37,000 The City operates according to a Council/Manager form of government,with an appointed City Manager,five elected City Commissioners and a separately elected Mayor. The Mayor and Commission are elected for four-year terms. The governing body is responsible for,among other things,passing ordinances,adopting the budget,appointing committees,and hiring the City's Manager,Clerk and Attorney. The City Manager is responsible for carrying out the policies and ordinances of the governing body,for overseeing the day-to-day operations of the government and for hiring the directors of the various departments. The City of Winter Springs provides a full range of services, including police protection; the construction and maintenance of highways, streets and other infrastructure;and recreational facilities,activities and cultural events. The City maintains both a Water and Sewer Utility Fund,a Stormwater Utility Fund,and a Development Services Fund,which function,in essence,as departments of the City of Winter Springs and therefore have been included as an integral part of the City of Winter Springs'financial statements. iv The annual budget serves as the foundation for the City of Winter Springs'financial planning and control. All departments of the City of Winter Springs are required to submit requests for appropriation to the City Manager. The City Manager uses these requests as the starting point for developing a proposed budget. The City Manager then presents the proposed budget to the City Commission for review on or before July 1. The City Commission is required to hold public hearings on the proposed budget and to adopt a final budget no later than September 30,the close of the City'sfiscal year. The appropriated budget is prepared byfund(e.g.,General Fund),department(e.g.,Police Department) and division (e.g., Criminal Investigation). The City Manager may make transfers of appropriations within a department. Transfers of appropriations between departments,however,require the special approval of the City Commission. Original and final amended budget-to-actual comparisons are provided in this report for each individual governmental fund.The General Fund,the Road Improvements Fund and the Solid Waste/Recycling Fund, are presented on pages 24-27 as part of the basic financial statements for the governmental funds.The TLBD Debt Service Fund budget-to-actual comparison is presented on page 70.The non-major governmental funds'budget comparisons are presented in the governmental fund subsection of this report which starts on page 83. Factors Affecting Financial Condition The information presented in the financial statements is best understood when it is considered from the broader perspective of the specific environment within which the City of Winter Springs operates. Seminole County has adopted a one-cent local government infrastructure sales tax which will be in effect from January 1,2015 through December 31,2024. The intent of this legislation is to improve the infrastructure of the Seminole County public school system and other public infrastructure within the County and its municipalities.Per the interlocal agreement,2.99%of net revenues are to be distributed to the City of Winter Springs. It is estimated that this distribution will be in excess of$2.3M for the fiscal year 2019-2020. Approximately 87%of the City's tax base is comprised of residential properties with a small amount of retail office and light industrial developments. Per the DR 422(Certificate of Final Taxable Value) and relative to the 2018-2019 fiscal year(tax year 2018),the gross taxable value reflects an increase of 7% from the prior year. During fiscal year 2018-2019 (tax year 2018), through prudent fiscal management,the City was able to maintain the operating millage rate at 2.43 and was able to further reduce voted debt millage to 0.0500 mills. At the local level,revenues such as review and permit fees,investment income and state sales tax revenues continue to show signs of sustainable growth. New construction in Winter Springs has been robust for the past several years. Single-family residential construction projects that were recently completed or are currently under construction include Southern Oaks, Northern Oaks,and Tuskawilla Crossings.The only multi- family project either under construction or completed in 2019 was The Blake Apartments in the Town Center. Upcoming projects include the proposed Winter Springs Town Center Townhomes(114 units),The Gatherings(plus 55 community-108 units)and The Hawthorne, located near the Cross Seminole Trail on SR 434. Commercial construction projects started or completed in 2019 include Starbucks and Octopus Carwash while Wendy's and Chase Bank are getting started on the permitting phase and should begin construction in 2020. Seminole County Public School system is the 12th largest in the state and widely recognized as a Premier National School District.It boasts an above average graduation rate and is ranked#1 in STEM.Winter Springs is home to four elementary schools,one middle and one high school in the district. Winter Springs is also home to Choices in Learning Charter School,Willow School,The Primrose School,and Creative Inspiration Journey School which provide diverse educational options.Nearby Seminole State College and University of Central Florida offer our community an affordable and excellent higher education choice. The City also continues its partnership with the UCF Business Incubation Program to foster the development of early-stage businesses in Central Florida. The City of Winter Springs continues to offer its citizens the highest quality services and community-minded events.Winter Springs has been host to the Central Florida Scottish Highland Games for eighteen consecutive years. The Oviedo-Winter Springs Chamber of Commerce offers a variety of art and music at the Town Center's ARTtoberFEST event. The City also hosts a number of community seasonal events including Spring Explore Outdoors,Celebration of Freedom,Hometown Harvest,a salute to our veterans in the Veteran's Day Ceremony, and Winter Wonderland Parade. The City's Sports Partnerships include traditional sports such as Babe Ruth Baseball/Softball,Florida Kraze Krush Soccer&Winter Springs Basketball and Football Leagues.Our very popular summer camp program offers affordable day camp options and spectacular field trips. The Winter Springs Police Department also coordinates events in the community.In the summer months,the department hosts its annual Community Youth Outreach program.This program is designed to engage our youth,in an effort to promote positive interaction and bridge the gap with Law Enforcement.During the holiday season,children and families in need from Winter Springs are nominated to participate in our annual`Shop with a Cop'festivities.Through the school supply drive the Winter Springs Police Department provides school supplies to over 200 children within our community. V The City has a"Perk up Parks"program which is a multi-million dollar Parks initiative with numerous park upgrades including a new and expanded"Field of Dreams"playground at Central Winds Park,another new and impressive playground, "Mount Trotwood" at Trotwood Park,and a new`Torcaso Cove"which is an ocean,water and pirate themed adventure at Torcaso Park.All playgrounds have top of the line rubber surfacing for safety and playful comfort.Together with the Winter Springs Senior Association,a number of activities and outings are offered to our seniors,such as yoga,ceramics and the ever-popular therapy pool.Highlighted here are some of what makes the City of Winter Springs a top choice for families. Long-term financial planning. The City Commission updated and adopted a 5-year Capital Improvements Plan(CIP)in September 2017 for fiscal years 2018 through 2022. The CIP is a multi-year prioritized schedule of improvements that lists each capital improvement with the year of intended purchase/commencement, annual expenditure; and method of financing. Each year the CIP is reviewed to ensure that all necessary capital improvements are incorporated into the budget process. It should be noted;however,that the CIP is not a static document but a flexible and dynamic one that may change to reflect changing priorities,opportunities,costs,or financing approach. Relevant Financial Policies. In fiscal year 2019, the City implemented GASB Statement No.88, Certain Disclosures Related to Debt Including Direct Borrowings and Direct Placements.This statement requires additional note disclosures for certain debt issues.There was no effect on beginning balances of the City. Major Initiatives. Continued improvements in customer service and information reporting are on-going,such as the implementation of the Parks reservation system and upgrades in several behind the scenes technological systems. Many upgrades and initiatives are still anticipated relative to urban beautification and our recreational facilities. There have also been and will continue to be city-wide safety improvements across parks,sidewalk replacements,and roadway improvements. Awards and Acknowledgements The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Winter Springs for its CAFR for the fiscal year ended September 30,2018. This was the nineteenth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the government must publish an easily readable and efficiently-organized CAFR. This report must satisfy both GAAP and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program requirements and will be submitting it to the GFOA to determine its eligibility for another fiscal year. The preparation of this report would not have been possible without the efficient and dedicated services of the entire staff of the Finance Department. We would like to express our appreciation to all members of the department who assisted and contributed to its preparation. Other City departments,although not extensively involved in year-end audit activities,contributed significantly by ensuring the accuracy and integrity of accounting information compiled throughout the year. Without their diligence,the work of the Finance Department would have been considerably more difficult. Appreciation must also be expressed to the City's auditors whose suggestions and attention to detail enhanced the quality of this report. In closing,we would also like to express appreciation to the Mayor and the City Commission for their support and for maintaining high standards of professionalism in the management of the City of Winter Springs'finances. Respectfully submitted, ®i�ic�wr, D �o � laza Shawn D.Boyle Kelly Balagia City Manager Finance Director vi (0 Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Winter Springs Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2018 oltu&� P. � . Executive Director/CEO vii City of Winter Springs, Florida List of Principal Officers Mayor Charles Lacey Deputy Mayor/Commissioner Kevin Cannon Commissioner Jean Hovey Commissioner Ted Johnson Commissioner TiAnna Hale Commissioner Geoff Kendrick CITY MANAGER Shawn Boyle CITY CLERK Andrea Lorenzo-Luaces LEGAL COUNSEL Anthony Garganese Garganese,Weiss&D'Agresta, P.A. DEPARTMENT DIRECTORS Community Development Christopher Schmidt Finance Kelly Balagia IT/Admin Services Casey Howard Parks and Recreation Chris Caldwell Police Chief Chris Deisler Utility/Public Works Lena Rivera Page I viii c O y c o E (DE C Oca vEO � c CL W cr 0 CL 0 Y p L a� U L U a� U c cOi C : C ca `� EyvL t O � � O Y tQ > IX 0 O >, SOC UQ O_ U a. 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Incorporated 0 1959 i,�cvo WE��J�+� Financial Section 934 North Magnolia Avenue,Suite 100 McDi rm it Davis Orlando,Florida 32803 Tel.407-843-5406 www.mcdirmitdavis.cavis.com INDEPENDENT AUDITOR'S REPORT Honorable Mayor and City Commissioners City of Winter Springs,Florida Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Winter Springs, Florida, (the"City') as of and for the year ended September 30, 2019, and the related noted to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements The City's management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America;this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements.The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements,whether due to fraud or error. In making those risk assessments,the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entitys internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion,the financial statements referred to above present fairly,in all material respects,the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of The City, as of September 30, 2019, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund, road improvements special revenue fund, and solid waste/recycling special revenue fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis, budgetary comparison information, pension and other postemployment benefits disclosures as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise The City's basic financial statements.The introductory section, combining and individual fund financial statements and schedules, statistical section, and the Schedule of Expenditures of Federal Awards, as required by the audit requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance),are presented for purposes of additional analysis and are not a required part of the financial statements. The combining and individual nonmajor fund financial statements and schedules and the Schedule of Expenditures of Federal Awards is the responsibility of management and were derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion,the combining and individual nonmajor fund financial statements and schedules and the Schedule of Expenditures of Federal Awards is fairly stated,in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and,accordingly,we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards,we have also issued a report dated March 13,2020 on our consideration of The City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws,regulations,contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance.That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering The City's internal control over financial reporting and compliance. ftQirt Dmid Orlando, Florida March 13,2020 Page 12 City of Winter Springs, Florida Management's Discussion and Analysis As management of the City of Winter Springs we offer readers of the City of Winter Springs' financial statements this narrative overview and analysis of the financial activities of the City of Winter Springs for the fiscal year ended September 30, 2019. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal which can be found on pages iv-vi of this report. Financial Highlights • The assets and deferred outflows of the City of Winter Springs exceeded its liabilities and deferred inflows at the close of the most recent fiscal year by$120,928,799(net position). Of this amount, $26,831,165(unrestricted net position) may be used to meet the government's ongoing obligations to citizens and creditors. • As a result of the current year's activities,the government's total net position increased by$11,309,586 or 10.32%from the prior year • As of the close of the current fiscal year,the City of Winter Springs'governmental funds reported combined ending fund balances of$36,603,635. Approximately 21%of this total amount, $7,537,629, is available for spending at the government's discretion (unassigned fund balance). • At the end of the current fiscal year,unassigned fund balance for the general fund was$8,410,820,or 54%of total general fund expenditures. • As a result of current year's activities,the City of Winter Springs'total debt decreased by$1,022,090(2.9%). Overview of the Financial Statements The financial statements focus on both the City as a whole (government-wide)and on the major individual funds. Both perspectives (government-wide and major fund) allow the user to address relevant questions, broaden a basis for comparison (year-to-year or government-to-government)and enhance the City's accountability. This discussion and analysis are intended to serve as an introduction to the City of Winter Springs' basic financial statements,which are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City of Winter Springs' finances,in a manner similar to a private-sector business. The Statement of Net Position presents information on all of the City of Winter Springs' assets, deferred outflows of resources, liabilities and deferred inflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City of Winter Springs is improving or declining. The Statement of Activities presents information showing how the government's net position changed during the fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods(e.g.,uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City of Winter Springs that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Winter Springs include general government, public safety, physical environment and culture and recreation. The business-type activities of the City of Winter Springs include a Water and Sewer Utility,Stormwater Utility and Development Services. Page 13 City of Winter Springs, Florida Management's Discussion and Analysis The government-wide financial statements include only the City of Winter Springs itself(known as the primary government). The City of Winter Springs had no component units. The Water and Sewer Utility,the Stormwater utility,and Development Services function as departments of the City of Winter Springs,and therefore,have been included as an integral part of the primary government. The government-wide financial statements can be found on pages 16-17 of this report. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Winter Springs, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City of Winter Springs can be divided into three categories:governmental funds,proprietary funds,and fiduciary funds. Governmental Funds Governmental funds are used to account for essentially the same functions reported as governmental activities in the government- wide financial statements. However, unlike the government-wide financial statements,governmental fund financial statements focus on near-term inflows and outflows of spendable resources,as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government- wide financial statements. By doing so,readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund Balance Sheet and the governmental fund Statement of Revenues, Expenditures, and Changes in Fund Balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Winter Springs maintains 24 individual governmental funds. Information is presented separately in the governmental fund Balance Sheet and in the governmental fund Statement of Revenues, Expenditures,and Changes in Fund Balances for the General Fund, Road Improvements Special Revenue Fund, Solid Waste/Recycling Special Revenue Fund, and TLBD Debt Service Fund all four of which are considered to be major funds. Data from the other 20 governmental funds are combined into a single,aggregated presentation. Individual fund data for each of these nonmajor governmental funds in provided in the form of combining statements elsewhere in this report. The City of Winter Springs adopts an annual appropriated budget for all governmental funds. Budgetary comparison statements have been provided for the General Fund, Road Improvements Special Revenue Fund,and Solid Waste/Recycling Special Revenue Fund to demonstrate compliance with this budget on pages 24-27. Budgetary comparison schedules have been provided for the TLBD Debt Service Fund,and the nonmajor funds on pages 70 and 83-102. The basic governmental fund financial statements can be found on pages 18-23 of this report. Proprietary Funds The City of Winter Springs maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City of Winter Springs uses enterprise funds to account for the Water and Sewer Utility,Stormwater Utility and Development Services department. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Water and Sewer Utility, Stormwater Utility, and Development Services. The basic proprietary fund financial statements can be found on pages 28-32 of this report. Page 14 City of Winter Springs, Florida Management's Discussion and Analysis Fiduciary Funds Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statement because the resources of those funds are not available to support the City's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The basic fiduciary fund financial statements can be found on pages 33-34 of this report. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 35-64 of this report. Required Supplementary Information(RSI) RSI can be found on pages 65-69 of this report. Other Information The budget schedules for the major debt service fund is on page 70 after the RSI. The combining statements referred to earlier in connection with nonmajor governmental funds are presented after this. Combining and individual fund statements and schedules can be found on pages 71-82 of this report. Government-wide Financial Analysis Statement of Net Position As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City of Winter Springs,assets and deferred outflows of resources exceeded liabilities and deferred outflows by$120,928,799 at the close of the most recent fiscal year. Of the City of Winter Springs' net position, $76,395,605 or 63%, reflects its investment in capital assets (e.g., land, buildings, machinery and equipment); less any related outstanding debt used to acquire those assets. The City of Winter Springs uses these capital assets to provide services to citizens;consequently,these assets are not available for future spending. Although the City of Winter Springs' investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Net position subject to external restrictions as to how it may be used total$17,702,029(15%). The remaining balance of unrestricted net position($26,831,165 or 22%)may be used to meet the government's ongoing obligations to citizens and creditors. At September 30,2019,the City of Winter Springs is able to report positive balances in all three categories of net position,both for the government as a whole,as well as for its separate governmental and business-type activities. This was also the case at the close of the prior fiscal year. THIS SECTION INTENTIONALLY LEFT BLANK Page 15 City of Winter Springs, Florida Management's Discussion and Analysis The following table reflects the condensed Statement of Net Position for the current and prior year. For more detail see the Statement of Net Position on page 16. Statement of Net Position as of September 30 Governmental Activities Business-type Activities Total Primary Government 2019 2018 2019 2018 2019 2018 Assets: Current and other assets $ 39,448,813 $ 33,424,709 $ 32,374,040 $ 25,512,554 $ 71,822,853 $ 58,937,263 Restricted assets 78,774 81,770 742,089 727,859 820,863 809,629 Capital assets 58,397,153 58,159,769 37,650,254 39,054,457 96,047,407 97,214,226 Total assets 97,924,740 91,666,248 70,766,383 65,294,870 168,691,123 156,961,118 Deferred Outflows of Resources Deferred charge on refunding $ 10,218 $ 14,337 $ 164,735 $ 255,642 $ 174,953 $ 269,979 Deferred outflow of pension and OPEB earnings 919,865 1,845,727 235,951 437,670 1,155,816 2,283,397 930,083 1,860,064 400,686 693,312 1,330,769 2,553,376 Liabilities: Current liabilities 1,701,831 1,385,470 1,310,989 524,494 3,012,820 1,909,964 Long term liabilities 20,590,397 19,691,665 24,644,351 24,758,671 45,234,748 44,450,336 Other liabilities 75,884 78,480 662,169 646,255 738,053 724,735 Total liabilities 22,368,112 21,155,615 26,617,509 25,929,420 48,985,621 47,085,035 Deferred Inflows of Resources Deferred inflow of pension and OPEB earnings $ 80,728 $ 2,290,256 $ 26,744 $ 519,990 $ 107,472 $ 2,810,246 Net Position: Net investment in capital assets 53,683,006 52,292,228 22,712,599 23,078,568 76,395,605 75,370,796 Restricted 17,089,058 14,736,524 612,971 514,889 17,702,029 15,251,413 Unrestricted 5,633,919 3,051,689 21,197,246 15,945,315 26,831,165 18,997,004 Total net position $ 76,405,983 $ 70,080,441 $ 44,522,816 $ 39,538,772 $ 120,928,799 $ 109,619,213 THIS SECTION INTENTIONALLY LEFT BLANK Page 16 City of Winter Springs, Florida Management's Discussion and Analysis Statement of Changes in Net Position The following table reflects the Statement of Changes in Net Position for the current and prior year. For more detailed information see the Statement of Activities on page 17. As a result of the current year's activities,the government's total net position increased by$11,309,586 or 10.32%from the prior year. The previous fiscal year,2018,net position increased by$5,660,767. Governmental activities increased net position by$6,325,542 in fiscal year 2019 compared to an increase of$3,488,100 in 2018. The increase in net position for fiscal year 2019 is more than the prior year's increase primarily due to investment earnings, electric franchise fee revenue, recognition of FEMA reimbursement, and a substantial positive expenditure variance that we utilized for governmental funds transfer. Business-type activities increased net position by$4,984,044 in fiscal year 2019 compared to an increase of$2,172,667 in 2018. The increase in net position in fiscal year 2019 is more than the prior fiscal year's increase primarily due to development fees, service availability fees,and timing of water consumption. Following the Changes in Net Position table is a series of bar and pie charts that relay in pictorial form the revenues and expenses for each of the governmental and business-type activities as well as the revenue"source"for each. Additional information regarding the changes in fund balance of the governmental and business-type activities can be found in the section entitled Financial Analysis of Government's Funds on page 11. Note that the first graph depicts governmental program-specific revenues and expenses. For this graph the revenue does not include property taxes, utility taxes, business tax receipts, intergovernmental revenue, investment income or miscellaneous revenue. This chart is intended to show the amount of program expenses funded by specific program revenues. "THIS SECTION INTENTIONALLY LEFT BLANK' Page 17 City of Winter Springs, Florida Management's Discussion and Analysis Changes in Net Position for the year ended September 30 Governmental Activities Business-type Activities Total Primary Government 2019 2018 2019 2018 2019 2018 Revenues: Program Revenues: Charges for services $ 6,488,365 $ 5,846,101 $ 14,983,246 $ 12,068,502 $ 21,471,611 $ 17,914,603 Operating grants and contributions 1,283,796 108,904 926,115 118,291 2,209,911 227,195 Capital grants and contributions 5,121,721 3,048,672 1,483,528 1,137,655 6,605,249 4,186,327 General Revenues: Property taxes 5,487,217 5,150,425 - - 5,487,217 5,150,425 Utility taxes 4,212,706 4,003,425 4,212,706 4,003,425 Business tax receipts 122,362 125,834 122,362 125,834 Intergovernmental-unrestricted 4,036,045 3,966,625 - - 4,036,045 3,966,625 Investment income and miscellaneous 1,337,741 1,211,105 825,339 323,463 2,163,080 1,534,568 Total revenues 28,089,953 23,461,091 18,218,228 13,647,911 46,308,181 37,109,002 Expenses: General government 7,052,183 6,232,860 - - 7,052,183 6,232,860 Public safety 6,891,732 5,791,499 6,891,732 5,791,499 Physical environment 6,562,502 6,932,533 6,562,502 6,932,533 Culture and recreation 2,282,091 2,300,595 2,282,091 2,300,595 Interest and other fiscal charges on long-term debt 673,202 588,715 - - 673,202 588,715 Water and sewer - - 8,568,757 7,984,753 8,568,757 7,984,753 Development services 647,180 574,476 647,180 574,476 Stormwater - - 2,320,948 1,042,804 2,320,948 1,042,804 Total expenses 23,461.710 21.846,202 11,536,885 9,602,033 34,998,595 31,448,235 Increase(Decrease)In Net Position Before Transfers 4,628.243 1,614,889 6,681,343 4,045,878 11,309,586 5,660,767 Transfers 1,697,299 1,873,211 (1,697,299) (1,873,211) - - Increase In Net Position 6,325,542 3,488,100 4,984,044 2,172,667 11,309,586 5,660,767 Net position,October 1 70,080,441 66,592,341 39,538,772 37,366,105 109,619,213 103,958,446 Net position,September 30 $ 76,405,983 $ 70,080,441 $ 44,522,816 $ 39,538,772 $ 120,928,799 $ 109,619,213 Page 18 City of Winter Springs, Florida Management's Discussion and Analysis F Governmental Program Specific Revenues and Expenses 10,000,000 9,000,000 8,000,000 7,000,000 6- 6,000,000 — 5,000,000 Revenues 4,000,000 3,000,000 Expenses 2,000,000 1,000,000 0 General Public Safety Physical Culture & Interest on Government Environment Recreation Long-Term Debt Governmental Revenues by Source Investment Income and Miscellaneous 5% Taxes axe Charges for Services 23% Capital and Operating Grants and Contributions NzEes menta 1 23% Page9 City of Winter Springs, Florida Management's Discussion and Analysis Business-type Activities Revenues and Expenses 14,000,000 12,000,000 — 10,000,000 8,000,000 — ■Revenues 6,000,000 ■Expenses 4,000,000 2,000,000 0 Water and Sewer Development Services Stormwater Business-type Activities Revenues by Source Investment Capital and Income and Operati ng Gra nts Miscellaneous and Contributions 5% 13% Chargesfor Services 82% Page10 City of Winter Springs, Florida Management's Discussion and Analysis Financial Analysis of the Government's Funds As noted earlier, the City of Winter Springs uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental Funds The focus of the City of Winter Springs' governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Winter Springs'financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of September 30, 2019, the City of Winter Springs' governmental funds reported combined ending fund balances of $36,603,635, an increase of$5,792,802 over the prior year. Approximately 21% or$7,537,629 of this total amount constitutes unassigned fund balance, which is available for spending at the government's discretion. The remainder of fund balance is restricted, committed or assigned to indicate that it is not available for new spending because it has already been committed for such purposes as debt service,capital projects, inventories and prepaid costs. The general fund is the chief operating fund of the City of Winter Springs. At the end of the current fiscal year, unassigned fund balance of the General Fund was$8,410,820, while total fund balance was $8,698,111. As a measure of the General Fund's liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures. Unassigned and total fund balance represents 54%and 55% respectively,of total General Fund expenditures. The increase in fund balance of$183,684 is primarily the result of increased revenue(electricity,and investment income). The Road Improvements Fund balance increased$2,200,297 due to the deferral of budgeted capital projects. The Solid Waste Fund net position increased by $786,512. This increase is primarily due to the recognition of FEMA reimbursements related to Hurricane Irma. The TLBD Debt Service Fund net position decreased by$30,420. This decrease is a result of additional non-recurring capital expenditures and accounts for 100%of the decrease. Proprietary Funds The City of Winter Springs' proprietary funds provide the same type of information found in the government-wide financial statements but in more detail. Unrestricted net position of the Water and Sewer Utility Fund at the end of the year amounted to $15,342,998 and total net position increased$2,702,084 to$31,643,606. The increase in net position in fiscal year 2019 is more than the prior fiscal year's increase primarily due to increased consumption and higher utility connectivity charges. The Development Services Fund net position increased as a result of current year activities by$2,295,228 to$5,226,960 at the end of the fiscal year. The increase in net position is more than the prior fiscal year's increase due to robust development activity. The Stormwater Utility Fund net position decreased as a result of current fiscal year activities by$13,268 to$7,652,250 at the end of the fiscal year. This decrease in net position is due to an increase in repair and maintenance costs. General Fund Budgetary Highlights Differences between the original General Fund budget and the final amended General Fund budget resulted in no change in appropriations from fund balance during the year. Page 111 City of Winter Springs, Florida Management's Discussion and Analysis The actual results of General Fund for the year show an appropriation to fund balance of$183,684 compared to a final budgeted appropriation to fund balance of$1,499. The favorable variance of$182,185 is comprised of a favorable revenue and transfers variance of$13,907 and a favorable expenditure variance as set forth in the Departmental cost centers below: Executive&Legislative $ 810 General Government 7,838 Finance&Admin Services 29,427 Information Services 27,651 Community Development 15,121 Public Safety 14,589 Public Works 33,978 Parks&Recreation 38,864 Total $ 168,278 This favorable variance is represented by the following expenditure categories as both amounts and percentage of budget: Payroll $ (22,121) -0.1% Other Operating 251,440 1.0% Capital (61,041) -0.3% Total $ 168,278 2.50% Although payroll reflects a slight negative variance it should be noted that this was due to payroll budget transfers and movement of employees between cost centers. Total payroll costs did not exceed that which was originally budgeted and was more than offset by favorable variances within the respective Departmental cost centers as reflected above. The comparison of budgeted results to actual results for the General Fund is shown on pages 24-25. Capital Asset and Debt Administration Capital assets The City of Winter Springs' investment in capital assets for its governmental and business-type activities as of September 30, 2019, amounts to $96,047,407 (net of accumulated depreciation), for a decrease of $1,166,819 over the prior year. This investment in capital assets includes land, buildings, improvements, machinery and equipment, intangibles, park facilities,roads, highways,and bridges. The total decrease in the City of Winter Springs' investment in capital assets for the current fiscal year was 1.20%(a 0.41%increase for governmental activities,and a 3.60%decrease for business-type activities). THIS SECTION INTENTIONALLY LEFT BLANK Page 112 City of Winter Springs, Florida Management's Discussion and Analysis Major capital asset events during the current fiscal year included the following: • The purchase of the following capital assets: • ProjectDox ePlan Solution Software at a cost of approximately$27,110 • New equipment for the Public Works/Utilities Department at a cost of approximately$251,600 • New vehicles for the Police Department at a cost of approximately$305,655 • Parks&Recreation software at a cost of approximately$11,000 • The completion and capitalization of the following projects: • Central Winds Park practice field renovations at a cost of approximately$27,400(spent in prior years) • Central Winds Park gate entrance enhancements at a cost of approximately$43,700(spent in prior years) • Central Winds Park Field F enhancements at a cost of approximately$9,700(spent in prior years) • New generator for Police Department headquarters at a cost of approximately$217,800 • Trotwood Family Pavilion at a cost of approximately$515,600(approximately$137,700 spent in prior years) • Remodeled kitchen at the Senior Center at a cost of approximately$12,200 • City Hall drive-up quick pay kiosk at a cost of approximately $127,000 (approximately $31,200 spent in prior years) • Winding Hollow playground renovations at a cost of approximately$103,100(approximately$50,300 spent in prior years) • Road reconstruction and resurfacing totaling approximately$670,900 • City Hall front and rear sidewalk paving at a cost of approximately$49,800 • City Hall E-sign upgrades at a cost of approximately$34,000(approximately$23,200 spent in prior years) • Pipe Relining at a cost of approximately$43,700 • Replacement and upgrades to bypass pumps for the Water & Sewer / Utility department at a cost of approximately$299,200 • Water system pipe relining at a cost of approximately$20,000 • Replacement and upgrades to the bulk chlorine tank at the East Wastewater Treatment Plant at a cost of approximately$9,100 • Iron pipe replacements and upgrades at Bear Creek/Northern Way at a cost of approximately$42,600 • Ground Storage Tank#1 &#2 upgrades at Water Treatment Plant#1 at a total cost of approximately$143,800 • Shade Structure at Water Treatment Plant#1 at a cost of approximately$42,200(spent in prior years) • Control Upgrades at Water Treatment Plant#1 at cost of approximately$6,200 • PLC replacements and upgrades at Water Treatment Plant#3 at a cost of approximately$48,000 • Central Winds Park playground renovations at a cost of approximately$503,000 • Electrical Panel Replacements at a total cost of approximately $37,800 (approximately $25,500 spent in prior years) • East/West Water Treatment Plant refurbishments at a total cost of approximately$116,700(spent in prior years) • The capitalization of donated assets as a result of new residential and commercial building projects including: • The Blake Apartments additions to water/and system infrastructure at a value of approximately$1,230,000 • Beginning and continued construction on the following projects: • Torcaso park site improvement, playground, basketball court, and field house upgrades at a total cost of approximately$258,800(approximately$173,800 spent in prior years) • Trotwood playground upgrades at an approximate cost of$161,400 • 434/Winding Hollow Blvd decel lane at a cost of approximately$19,300 • TLBD Entrance-Full-Scale Landscape at a cost of approximately$33,400 Additional information on the City of Winter Springs'capital assets can be found in Note 6 on pages 47-48 of this report. Page 113 City of Winter Springs, Florida Management's Discussion and Analysis Capital Assets(Net of Depreciation)as of September 30 Governmental Activities Business-type Activities Total Primary Government 2019 2018 2019 2018 2019 2018 Land $ 9,946,795 $ 9,946,795 $ 7,170,177 $ 7,170,177 $ 17,116,972 $ 17,116,972 Buildings 8,000,031 7,697,935 1,499,724 1,590,093 9,499,755 9,288,028 Improvements Other Than Buildings 7,071,144 7,499,360 23,081,399 24,230,833 30,152,543 31,730,193 Machinery and Equipment 2,529,024 1,580,340 5,483,161 5,453,355 8,012,185 7,033,695 Intangibles 570,333 97,436 154,499 164,052 724,832 261,488 Infrastructure 28,808,753 29,656,284 - - 28,808,753 29,656,284 Construction in Progress 1,471,073 1,681,619 261,294 445,947 1,732,367 2,127,566 Total $ 58,397,153 $ 58,159,769 $ 37,650,254 $ 39,054,457 $ 96,047,407 $ 97,214,226 Long-term debt At September 30, 2019, the City of Winter Springs had total debt outstanding of$34,204,232, a decrease of$1,022,090 from $35,226,322 at September 30, 2018. Total bonded debt of the City at the end of the current fiscal year was$7,293,161. This amount does not include accreted interest of$14,377,477. The City of Winter Springs'bonded debt represents bonds and notes secured solely by specified revenue sources. There are no limitations placed on the amount of debt the City may issue either by the City's charter, code of ordinances or by the Florida State Statutes. THIS SECTION INTENTIONALLY LEFT BLANK Page 114 City of Winter Springs, Florida Management's Discussion and Analysis Additional information on the City of Winter Springs' long-term debt can be found in Note 7 on pages 49-53 of this report. Long Term Debt as of September 30 Governmental Activities Business-type Activities Total Primary Government 2019 2018 2019 2018 2019 2018 Improvement Refunding Revenue Bonds,Series 1999 $ 3,498,970 $ 3,498,970 $ - $ - $ 3,498,970 $ 3,498,970 Water&Sewer Refunding Revenue Bonds,Series 2000 - - 3,794,191 3,794,191 3,794,191 3,794,191 Revenue Refunding Note Series 2011 - 233,128 - - - 233,128 Special Assessment Revenue Notes, Series 2011 1,225,395 1,318,780 1,225,395 1,318,780 Improvement Refunding Revenue Note, Series 2014 - 831,000 - - - 831,000 Revenue Refunding Note Series 2016 - 2,715,000 4,241,000 2,715,000 4,241,000 Revenue Refunding Note Series 2018 1,924,000 1,924,000 1,924,000 1,924,000 State Revolving Fund Loan 6,669,199 6,272,340 6,669,199 6,272,340 Accreted Interest Payable 6,979,057 6,351,227 7,398,420 6,761,686 14,377,477 13,112,913 Total $ 11,703,422 $ 12,233,105 $ 22,500,810 $ 22,993,217 $ 34,204,232 $ 35,226,322 The above information does not include the interfund loan balances related to the repayment of the general obligation note. Economic Factors and Next Year's Budgets and Rates Winter Springs is primarily a residential community in Seminole Count servicing more than 37,000 residents. Located in Central Florida, it is just 15 miles north of the City of Orlando,one of Florida's largest metropolitan statistical areas. Through conservative fiscal policies and aggressive budget oversight, the City Manager and City Commission maintained the operating millage rate at 2.4300 for both FY 2019 and FY 2020. The voted debt millage rate was lowered to .0500 for FY 2019 and eliminated for FY 2020.The gross property tax values in Winter Springs increased in FY 2019 by 7%and have increased an approximate 9.5% in FY 2020. In May 2014, a countywide precinct referendum resulted in an additional 1% local government infrastructure sales surtax, which will largely be utilized for transportation related to infrastructure improvements. The surtax is expected to result in$2.0 million in additional revenues each year and expires in 2024. The General Fund's FY 2019 adopted expenditure budget of$18,577,900 (inclusive of transfers) marked an increase of 5.7% from the previous year. For FY 2020 the adopted expenditure budget is$19,101,792 a slight increase of 2.8%from FY 2019. The total combined expenditure budget of FY 2020$51,470,066(inclusive of transfers)is$423,106 or.8% less than the adopted budget of FY 2019. Requests for Information This financial report is designed to provide a general overview of the City of Winter Springs'finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Director, 1126 East State Road 434, Winter Springs, Florida, 32708. The Comprehensive Annual Financial Report is also available at the City of Winter Springs' website located at www.wintersprin.qsfl.org. Page 115 Basic Financial Statements This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� Government-Wide Financial Statements City of Winter Springs, Florida Statement of Net Position September 30, 2019 Governmental Business-type Activities Activities Total Assets Cash and cash equivalents $ 2,593,603 $ 2,241,207 $ 4,834,810 Investments 34,475,481 28,957,788 63,433,269 Receivables,net 973,869 410,439 1,384,308 Due from other governments - 744,968 744,968 Inventories,at cost 29,734 13,858 43,592 Prepaid costs 210,730 5,780 216,510 Restricted Assets: Cash and cash equivalents 78,774 742,089 820,863 Receivables,long-term 1,165,396 - 1,165,396 Capital Assets Capital assets not being depreciated 11,417,868 7,431,471 18,849,339 Capital assets being depreciated,net of accumulated depreciation 46,979,285 30,218,783 77,198,068 Total assets 97,924,740 70,766,383 168,691,123 Deferred Outflows of Resources Deferred charge on refunding 10,218 164,735 174,953 Deferred outflow of pension and OPEB 919,865 235,951 1,155,816 930,083 400,686 1,330,769 Liabilities Accounts payable and accrued expenses 1,541,931 1,113,099 2,655,030 Due to other governments 139,987 - 139,987 Unearned revenue - 125,895 125,895 Accrued interest payable 19,913 71,995 91,908 Liabilities payable from restricted assets 75,884 662,169 738,053 Noncurrent Liabilities: Due within one year 1,489,534 1,956,296 3,445,830 Due in more than one year 19,100,863 22,688,055 41,788,918 Total liabilities 22,368,112 26,617,509 48,985,621 Deferred Inflows of Resources Deferred inflows of pension and OPEB 80,728 26,744 107,472 80,728 26,744 107,472 Net Position Net investment in capital assets 53,683,006 22,712,599 76,395,605 Restricted for: Capital projects 5,715,661 - 5,715,661 Debt service 80,837 - 80,837 Renewal and replacement - 612,971 612,971 Physical environment 11,213,246 - 11,213,246 Public safety 79,314 - 79,314 Unrestricted 5,633,919 21,197,246 26,831,165 Total net position $ 76,405,983 $ 44,522,816 $ 120,928,799 The accompanying Notes to Financial Statements are an integral part of these statements. 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Incorporated 0 1959 i,�cvo WE��J�+� Fund Financial Statements City of Winter Springs, Florida Balance Sheet Governmental Funds September 30, 2019 Special Revenue Road Improvements Solid General Fund Fund Waste/Recycling Assets: Cash and cash equivalents $ 611,923 $ 649,042 $ 106,261 Investments 8,869,836 8,386,391 1,373,019 Receivables,net 57,491 13,268 903,110 Inventories,at cost 29,734 - - Prepaids 209,340 Special assessments receivable - Advances to other funds 48,217 Restricted assets: Cash and cash equivalents 75,884 - - Total assets $ 9,902,425 $ 9,048,701 $ 2,382,390 Liabilities and Fund Balances: Accounts payable $ 229,550 $ 5,143 $ 217,303 Accrued liabilities 688,353 - - Retainage payable 70,540 Due to other funds - Due to other governments 139,987 Payable from restricted assets 75,884 - - Total liabilities 1,204,314 5,143 217,303 Deferred Inflows of Resources Unavailable revenue-county taxes - 754 - Unavailable revenue-special assessments - Total deferred inflows of resources - 754 Fund Balances: Nonspendable 287,291 - Restricted - 9,042,804 - Committed - 951,065 Assigned - 1,214,022 Unassigned 8,410,820 - - Total fund balances 8,698,111 9,042,804 2,165,087 Total liabilities,deferred inflows of resources and fund balances $ 9,902,425 $ 9,048,701 $ 2,382,390 The accompanying Notes to Financial Statements are an integral part of these statements. Page 18 Debt Service Other Total Governmental Governmental TLBD Debt Service Funds Funds $ 5,807 $ 1,220,570 $ 2,593,603 75,030 15,771,205 34,475,481 - - 973,869 - 29,734 - 1,390 210,730 1,165,396 - 1,165,396 - 860,000 908,217 - 2,890 78,774 $ 1,246,233 $ 17,856,055 $ 40,435,804 $ - $ 331,042 $ 783,038 - 688,353 - 70,540 908,217 908,217 - 139,987 - 75,884 1,239,259 2,666,019 - - 754 1,165,396 1,165,396 1,165,396 - 1,166,150 - 1,390 288,681 80,837 7,964,663 17,088,304 - 879,315 1,830,380 8,644,619 9,858,641 - (873,191) 7,537,629 80,837 16,616,796 36,603,635 $ 1,246,233 $ 17,856,055 $ 40,435,804 The accompanying Notes to Financial Statements are an integral part of these statements. Page 19 This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� City of Winter Springs, Florida Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position September 30, 2019 Total Fund Balance,governmental funds $ 36,603,635 Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets used in governmental activities are not current financial resources and therefore are not reported in the funds. 58,397,153 Other long-term assets are not available to pay for current period expenditures and, therefore,are deferred in the funds. 1,166,150 Deferred inflows and outflows of resources related to pension earnings are not recognized in the governmental funds,however,they are recorded in net position under full accrual accounting 839,137 Long-term liabilities, including bonds payable,are not due and payable in the current period and therefore are not reported in the funds. (13,346,887) Net pension liabilities are not due and payable in the current period and therefore,are not reported in the funds (7,253,205) Net Position of Governmental Activities in the Statement of Net Position $ 76,405,983 The accompanying Notes to Financial Statements are an integral part of these statements. Page 20 City of Winter Springs, Florida Statement of Revenues, Expenditures,and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2019 Special Revenue Road Improvements Solid General Fund Fund Waste/Recycling Revenues: Taxes: Property taxes $ 5,376,555 $ $ Utility taxes 4,212,706 Business tax receipts 122,362 Permits and fees 2,358,770 - Intergovernmental revenues 4,213,668 2,783,939 1,026,918 Charges for services 765,337 - 2,542,099 Fines and forfeitures 114,993 - Impact fees/assessments - - - Investment income 350,941 239,323 44,170 Miscellaneous 172,535 - - Total revenues 17,687,867 3,023,262 3,613,187 Expenditures: Current: General government 5,397,344 - - Public safety 6,484,576 - Physical environment 982,449 2,740,166 Culture and recreation 1,865,720 - Debt Service: Principal - Interest and fiscal charges - Capital Outlay: General government 29,184 Public safety 361,571 - Physical environment 220,050 822,965 Culture and recreation 365,897 - - Total expenditures 15,706,791 822,965 2,740,166 Excess(Deficiency)of Revenues Over Expenditures 1,981,076 2,200,297 873,021 Other Financing Sources(Uses) Transfers in 1,882,608 - - Transfers out (3,680,000) (86,509) Total other financing sources(uses) (1,797,392) - (86,509) Net Change in Fund Balances 183,684 2,200,297 786,512 Fund balances, beginning 8,514,427 6,842,507 1,378,575 Fund balances,ending $ 8,698,111 $ 9,042,804 $ 2,165,087 The accompanying Notes to Financial Statements are an integral part of these statements. Page 121 Debt Service Other Total TLBD Debt Governmental Governmental Service Funds Funds $ $ 110,662 $ 5,487,217 - 4,212,706 - 122,362 11,255 2,370,025 635,716 8,660,241 43,100 3,350,536 168,352 283,345 93,384 1,671,099 1,764,483 44,679 388,340 1,067,453 4,495 - 177,030 142,558 3,028,524 27,495,398 - 10,140 5,407,484 - 18,805 6,503,381 3,192 1,181,339 4,907,146 - - 1,865,720 93,384 1,064,129 1,157,513 41,343 7,835 49,178 - 186,791 215,975 - 33,782 395,353 33,403 230,918 1,307,336 - 1,224,912 1,590,809 171,322 3,958,651 23,399,895 (28,764) (930,127) 4,095,503 3,861,896 5,744,504 (1,656) (279,040) (4,047,205) (1,656) 3,582,856 1,697,299 (30,420) 2,652,729 5,792,802 111,257 13,964,067 30,810,833 $ 80,837 $ 16,616,796 $ 36,603,635 The accompanying Notes to Financial Statements are an integral part of these statements. Page 22 This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� City of Winter Springs, Florida Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities For the Year Ended September 30, 2019 Net Change in Fund Balances-total governmental funds: $ 5,792,802 Amounts reported for Governmental Activities in the Statement of Activities are different because: Governmental funds report outlays for capital assets as expenditures. However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period (450,555) Contributions of capital assets are not reported as revenues in the governmental funds 687,939 The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction,however,has any effect on net position. Also, governmental funds report the effect of premiums,discounts and similar items when debt is first issued,whereas these amounts are deferred and amortized in the statement of activities. This amount is the net effect of these differences in the treatment of long-term debt and related items 1,157,513 Special assessment revenue reported in the funds must be eliminated from the statement of activities since revenue was recognized in a prior year (93,384) Cash pension contributions reported in the funds were less than the calculated pension expense on the statement of activities,and therefore decreased net position (232,409) Some expenses reported in the statement of activities do not require the use of current financial resources and these are not reported as expenditures in governmental funds. (536,364) Change in net position of governmental activities $ 6,325,542 The accompanying Notes to Financial Statements are an integral part of these statements. Page 23 City of Winter Springs, Florida General Fund Statement of Revenues, Expenditures, and Changes in Fund Balance-Budget and Actual For The Year Ended September 30, 2019 Variance with Final Budget- Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Taxes: Property Taxes $ 5,367,809 $ 5,367,809 $ 5,376,555 $ 8,746 Utility taxes 4,078,000 4,265,000 4,212,706 (52,294) Business tax receipts 116,000 116,000 122,362 6,362 9,561,809 9,748,809 9,711,623 (37,186) Permits and fees: Permits 20,000 20,000 27,625 7,625 Franchise fees 2,169,770 2,329,770 2,331,145 1,375 2,189,770 2,349,770 2,358,770 9,000 Intergovernmental revenues: Sales tax 2,565,000 2,565,000 2,559,096 (5,904) State revenue sharing 1,364,000 1,379,000 1,376,164 (2,836) Other state shared revenue 38,000 48,000 46,499 (1,501) Other county shared revenue 5,000 5,000 5,000 Federal grants - 234,615 226,909 (7,706) 3,972,000 4,231,615 4,213,668 (17,947) Charges for services: Program activity fees 227,073 227,073 226,309 (764) Rental and other 456,463 509,716 539,028 29,312 683,536 736,789 765,337 28,548 Fines and forfeitures 85,500 85,500 114,993 29,493 Investment income 110,000 353,000 350,941 (2,059) Miscellaneous 85,602 150,795 172,535 21,740 Total revenues 16,688,217 17,656,278 17,687,867 31,589 The accompanying Notes to Financial Statements are an integral part of these statements. Page 124 Variance with Final Budget- Positive Budgeted Amounts Actual Amounts (Negative) Original Final Expenditures: Current: General government: Executive $ 676,123 $ 719,963 $ 719,153 $ 810 General government 1,092,206 723,314 715,476 7,838 Finance and administrative services 1,877,868 1,819,028 1,789,601 29,427 Information services 779,037 742,037 714,386 27,651 Community development 1,405,270 1,503,033 1,487,912 15,121 5,830,504 5,507,375 5,426,528 80,847 Public Safety: Police 7,035,827 6,618,336 6,604,728 13,608 Fire 215,400 242,400 241,419 981 7,251,227 6,860,736 6,846,147 14,589 Physical environment: Public works 1,129,477 1,236,477 1,202,499 33,978 Culture and recreation: Parks and recreation 2,176,692 2,270,481 2,231,617 38,864 Total expenditures 16,387,900 15,875,069 15,706,791 168,278 Excess(deficiency)of revenues over expenditures 300,317 1,781,209 1,981,076 199,867 Other financing sources(uses): Transfers in 1,891,182 1,900,290 1,882,608 (17,682) Transfers out (2,190,000) (3,680,000) (3,680,000) Net other financing sources (298,818) (1,779,710) (1,797,392) (17,682) Net change in fund balances 1,499 1,499 183,684 182,185 Fund balances, beginning 8,514,427 8,514,427 8,514,427 - Fund balances,ending $ 8,515,926 $ 8,515,926 $ 8,698,111 $ 182,185 The accompanying Notes to Financial Statements are an integral part of these statements. Page 125 City of Winter Springs, Florida Road Improvements Special Revenue Fund Statement of Revenues, Expenditures, and Changes in Fund Balance-Budget and Actual For The Year Ended September 30, 2019 Variance with Final Budget- Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Intergovernmental revenues $ 2,611,786 $ 2,558,473 $ 2,783,939 $ 225,466 Investment income 50,000 50,000 239,323 189,323 Total revenues 2,661,786 2,608,473 3,023,262 414,789 Expenditures: Current: Physical environment 25,000 25,000 - 25,000 Capital Outlay: Physical environment 1,182,000 1,445,943 822,965 622,978 Total expenditures 1,207,000 1,470,943 822,965 647,978 Excess(deficiency)of revenues over expenditures 1,454,786 1,137,530 2,200,297 1,062,767 Other financing sources(uses) Transfers out (3,212,000) - - - Total other financing sources(uses) (3,212,000) - - Net Change in Fund Balances (1,757,214) 1,137,530 2,200,297 1,062,767 Fund balances, beginning 6,842,507 6,842,507 6,842,507 - Fund balances,ending $ 5,085,293 $ 7,980,037 $ 9,042,804 $ 1,062,767 The accompanying Notes to Financial Statements are an integral part of these statements. Page 126 City of Winter Springs, Florida Solid Waste/Recycling Special Revenue Fund Statement of Revenues, Expenditures, and Changes in Fund Balance-Budget and Actual For The Year Ended September 30, 2019 Variance with Final Budget- Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Intergovernmental revenues $ 50,400 $ 50,400 $ 1,026,918 $ 976,518 Charges for services 2,625,959 2,625,959 2,542,099 (83,860) Investment income - 44,000 44,170 170 Total revenues 2,676,359 2,720,359 3,613,187 892,828 Expenditures: Current: Physical environment 2,766,479 2,775,479 2,740,166 35,313 Total expenditures 2,766,479 2,775,479 2,740,166 35,313 Excess(Deficiency)of Revenues Over Expenditures (90,120) (55,120) 873,021 928,141 Other Financing Sources(Uses) Transfers out (85,370) (85,370) (86,509) (1,139) Total other financing sources(uses) (85,370) (85,370) (86,509) (1,139) Net Change in Fund Balances (175,490) (140,490) 786,512 927,002 Fund balances, beginning 1,378,575 1,378,575 1,378,575 - Fund balances,ending $ 1,203,085 $ 1,238,085 $ 2,165,087 $ 927,002 The accompanying Notes to Financial Statements are an integral part of these statements. Page 127 City of Winter Springs, Florida Statement of Net Position Proprietary Funds September 30, 2019 Business-type Activities-Enterprise Funds Water and Sewer Development Stormwater Utility Utility Fund Services Fund Fund Total Assets Current assets: Cash and cash equivalents $ 1,791,151 $ 382,170 $ 67,886 $ 2,241,207 Investments 23,143,828 4,936,798 877,162 28,957,788 Receivables,net 365,414 - 45,025 410,439 Due from other governments - 744,968 744,968 Inventories 13,858 - 13,858 Prepaid expense 5,780 - 5,780 Total current assets 25,320,031 5,318,968 1,735,041 32,374,040 Noncurrent assets: Restricted cash 742,089 - - 742,089 Capital Assets: Land,buildings and equipment 71,754,347 309,123 13,115,969 85,179,439 Construction in progress 142,677 - 118,617 261,294 Less Accumulated depreciation (41,271,732) (144,924) (6,373,823) (47,790,479) Total capital assets(net of accumulated depreciation) 30,625,292 164,199 6,860,763 37,650,254 Total noncurrent assets 31,367,381 164,199 6,860,763 38,392,343 Total assets 56,687,412 5,483,167 8,595,804 70,766,383 Deferred Outflows of Resources Deferred charge on refunding 164,735 - - 164,735 Deferred outflow pension and OPEB 186,230 19,125 30,596 235,951 Total deferred outflows of resources 350,965 19,125 30,596 400,686 The accompanying Notes to Financial Statements are an integral part of these statements. Page 128 Business-type Activities-Enterprise Funds Water and Sewer Development Stormwater Utility Utility Fund Services Fund Fund Total Liabilities Current Liabilities: Accounts payable 257,583 67,986 550,223 875,792 Accrued liabilities 188,981 21,172 27,154 237,307 Compensated absences-current 12,756 2,665 2,093 17,514 Customer deposits payable 662,169 - - 662,169 Unearned revenue - 125,895 125,895 Notes payable-current 1,938,782 - 1,938,782 Accrued interest payable 71,995 - - 71,995 Total current liabilities 3,132,266 91,823 705,365 3,929,454 Noncurrent Liabilities: Notes payable 9,369,417 - - 9,369,417 Revenue bonds payable 3,794,191 3,794,191 Accreted interest payable 7,398,420 - - 7,398,420 Compensated absences 51,022 10,659 8,375 70,056 Other noncurrent liabilities 313,099 24,718 74,155 411,972 Net pension liability 1,315,755 146,329 181,915 1,643,999 Total noncurrent liabilities 22,241,904 181,706 264,445 22,688,055 Total liabilities 25,374,170 273,529 969,810 26,617,509 Deferred Inflows of Resources Deferred inflow pension and OPEB 20,601 1,803 4,340 26,744 Total deferred outflows of resources 20,601 1,803 4,340 26,744 Net Position Net investment in capital assets 15,687,637 164,199 6,860,763 22,712,599 Restricted for renewal and replacement 612,971 - - 612,971 Unrestricted 15,342,998 5,062,761 791,487 21,197,246 Total net position $ 31,643,606 $ 5,226,960 $ 7,652,250 $ 44,522,816 The accompanying Notes to Financial Statements are an integral part of these statements. 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Incorporated 0 1959 i,�cvo WE��J�+� City of Winter Springs, Florida Statement of Revenues, Expenses,and Changes in Fund Net Position Proprietary Funds For The Year Ended September 30, 2019 Business-type Activities-Enterprise Funds Water and Sewer Development Stormwater Utility Utility Fund Services Fund Fund Total Operating Revenues: User charges $ 10,801,918 $ 3,030,937 $ 1,095,570 $ 14,928,425 Other revenue - - 54,821 54,821 Total operating revenues 10,801,918 3,030,937 1,150,391 14,983,246 Operating Expenses: Salaries and benefits 2,275,463 283,424 501,255 3,060,142 Materials and supplies 1,149,701 1,256 1,211,591 2,362,548 Depreciation and amortization 2,613,781 14,744 403,011 3,031,536 Other operating expenses 1,636,728 347,756 205,091 2,189,575 Total Operating Expenses 7,675,673 647,180 2,320,948 10,643,801 Operating income(loss) 3,126,245 2,383,757 (1,170,557) 4,339,445 Nonoperating Revenue(Expenses): Investment income 677,892 118,421 29,026 825,339 I nterest expense (256,350) - - (256,350) Accreted interest expense (636,734) - (636,734) Operating grants 24,222 901,893 926,115 Total nonoperating revenue(expenses) (190,970) 118,421 930,919 858,370 Income(loss)before contributions and transfers 2,935,275 2,502,178 (239,638) 5,197,815 Capital Contributions: Connection fees 773,608 - - 773,608 Capital contribution 375,730 334,190 709,920 Transfers In 6,000 63,480 69,480 Transfers Out (1,388,529) (206,950) (171,300) (1,766,779) Change in net position 2,702,084 2,295,228 (13,268) 4,984,044 Net position,beginning 28,941,522 2,931,732 7,665,518 39,538,772 Net position,ending $ 31,643,606 $ 5,226,960 $ 7,652,250 $ 44,522,816 The accompanying Notes to Financial Statements are an integral part of these statements. Page 30 City of Winter Springs, Florida Statement of Cash Flows Proprietary Funds For The Year Ended September 30, 2019 Business-type Activities-Enterprise Funds Water and Sewer Development Stormwater Utility Fund Services Fund Utility Fund Total Cash Flows from Operating Activities: Receipts from customers $ 10,821,485 $ 3,036,708 $ 1,278,100 $ 15,136,293 Payments to suppliers (2,708,543) (358,985) (898,344) (3,965,872) Payments to employees (2,167,263) (256,197) (488,626) (2,912,086) Net cash provided by operating activities 5,945,679 2,421,526 (108,870) 8,258,335 Cash Flows from Noncapital Financing Activities: Transfers in 6,000 - 63,480 69,480 Transfers out (1,388,529) (206,950) (171,300) (1,766,779) Grants 24,222 156,925 181,147 Net cash provided(used)by noncapital financing activities (1,358,307) (206,950) 49,105 (1,516,152) Cash Flows from Capital and Related Financing Activities: Acquisition of capital assets (856,843) (30,453) (30,117) (917,413) Debt proceeds 759,601 759,601 Principal paid (1,888,742) (1,888,742) Interest paid (159,467) (159,467) Connection fees 773,608 773,608 Net cash provided(used)by capital and related financing activities (1,371,843) (30,453) (30,117) (1,432,413) Cash Flows from Investing Activities: Sale(purchase)of investments (3,695,556) (2,144,777) 81,330 (5,759,003) Investment income 677,892 118,421 29,026 825,339 Net cash provided(used)by investing activities (3,017,664) (2,026,356) 110,356 (4,933,664) Net Increase(Decrease)in Cash and Cash Equivalents 197,865 157,767 20,474 376,106 Cash and cash equivalents,beginning 1,593,286 224,403 47,412 1,865,101 Cash and cash equivalents,end $ 1,791,151 $ 382,170 $ 67,886 $ 2,241,207 Classified As: Cash and cash equivalents $ 1,791,151 $ 382,170 $ 67,886 $ 2,241,207 Restricted cash - - - - Total $ 1,791,151 $ 382,170 $ 67,886 $ 2,241,207 The accompanying Notes to Financial Statements are an integral part of these statements. Page 131 Business-type Activities-Enterprise Funds Water and Sewer Development Stormwater Utility Fund Services Fund Utility Fund Total Reconciliation of Operating Income(Loss)to Net Cash Provided by Operating Activities Operating income(loss) $ 3,126,245 $ 2,383,757 $ (1,170,557) $ 4,339,445 Adjustments Not Affecting Cash: Depreciation and amortization 2,613,781 14,744 403,011 3,031,536 Change in Assets and Liabilities: Decrease(increase)in accounts receivable 3,653 - 1,814 5,467 Decrease(increase)in inventories (6,877) - (6,877) Decrease(increase)in prepaid expenses - - - Increase(decrease)in accounts payable 84,763 (9,973) 518,338 593,128 Decrease(increase)in due from other governments - 5,771 - 5,771 Increase(decrease)in accrued liabilities 50,432 15,509 (4,444) 61,497 Increase(decrease)in customer deposits 15,914 - - 15,914 Increase(decrease)in unearned revenue - - 125,895 125,895 Increase(decrease)in accrued compensated absences (16,146) 9,524 5,972 (650) Decrease in deferred outflows 162,522 17,372 21,825 201,719 Decrease in deferred inflows (395,497) (44,367) (53,382) (493,246) Decrease in net pension liability 279,292 31,061 38,614 348,967 Increase in OPEB obligation 27,597 (1,872) 4,044 29,769 Total adjustments 205,653 23,025 658,676 887,354 Net Cash Provided By Operating Activities $ 5,945,679 $ 2,421,526 $ (108,870) $ 8,258,335 Noncash Capital and Financing Activities: Contributed capital assets $ 375,730 $ - $ 334,190 $ 709,920 The accompanying Notes to Financial Statements are an integral part of these statements. Page 132 City of Winter Springs, Florida Statement of Fiduciary Net Position Fiduciary Fund September 30, 2019 Defined Benefit Pension Trust Fund Assets: Cash and cash equivalents $ 524,239 Receivables: Employee contributions 8,320 Employer contributions 616,036 Total receivables 624,356 Investments,at fair value: Common funds,equity 36,308,419 Common funds, bonds 9,321,235 Other investments 7,935,448 Total Investments 53,565,102 Total assets 54,713,697 Liabilities: - Net Position: Net position restricted for pensions $ 54,713,697 accompanying Notes to Financial Statements are an integral part of these statements. Page 33 City of Winter Springs, Florida Statement of Changes in Fiduciary Net Position Fiduciary Fund For The Year Ended September 30, 2019 Defined Benefit Pension Trust Fund Additions: Contributions: Employer $ 2,924,706 Plan Members 265,689 Total contributions 3,190,395 Investment income: Net increase in fair value of investments 1,033,025 Interest 724,616 Investment-related expenses (320,417) Net investment income 1,437,224 Total additions 4,627,619 Deductions: Benefits 3,276,412 Administrative expenses 69,024 Total deductions 3,345,436 Change in net position 1,282,183 Net position, beginning 53,431,514 Net position,ending $ 54,713,697 accompanying Notes to Financial Statements are an integral part of these statements. Page 34 This page intentionally left blank. Incorporated 0 1959 i,�cvo WE��J�+� Notes to Financial Statements City of Winter Springs, Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Reporting Entity The City of Winter Springs, Florida (the City) is a political subdivision of the state of Florida located in Seminole County, and was established by the Laws of Florida 59-1614.The legislative branch of the City is comprised of a five-member elected Commission and a separately elected mayor,which is governed by the City Charter and by state and local laws and regulations.The City Commission is responsible for the establishment and adoption of policy; the execution of such policy is the responsibility of the City Manager appointed by the Commission. In evaluating how to define the government, for financial reporting purposes, the City has considered all potential component units. The definition of the reporting entity is based primarily on the notion of financial accountability. A primary government is financially accountable for the organizations that make up its legal entity. It is also financially accountable for legally separate organizations if its officials appoint a voting majority of an organization's governing body, and either it is able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to,or to impose specific financial burdens on,the primary government.A primary government may also be financially accountable for governmental organizations that are fiscally dependent on it. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects or activities of,or the level of services performed or provided by,the organization.A financial benefit or burden relationship exists if the primary government(a) is entitled to the organizations' resources; (b) is legally obligated or has otherwise assumed the obligation to finance the deficits of, or provide financial support to, the organization; or (c) is obligated in some manner for the debt of the organization. In applying the above criteria,management has determined that there are no component units to be included within the reporting entity. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities,which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1)charges to customers or applicants who purchase, use,or directly benefit from goods,services,or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds,and fiduciary funds,even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Measurement Focus, Basis of Accounting,and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Page 135 City of Winter Springs,Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period.All other revenue items are considered to be measurable and available only when cash is received by the City. The government reports the following funds: Major Governmental Funds General Fund- is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. Road Improvements Special Revenue Fund - accounts for collected one-cent sales tax revenues restricted for use for transportation,safety,capacity and infrastructure consistent with 212.055, F.S. Solid Waste/Recycling Special Revenue Fund-accounts for proceeds from billed solid waste and recycling services performed by contract vendors. Proceeds are committed to pay monthly vendor charges for providing solid waste and recycling services. TLBD Debt Service Fund-was established to account for the accumulation of resources and payment of principal and interest for the 2001 special assessment bond issue which was refinanced in October 2011 with a private placement note payable. Nonmajor Governmental Fund Types Special Revenue Funds - account for the proceeds of specific revenue sources that are legally restricted or committed to expenditure for specified purposes other than debt service or capital projects. Debt Service Funds-account for the accumulation of resources for and the payment of principal and interest on certain general governmental obligations. Capital Projects Funds-account for financial resources segregated for the acquisition or construction of major capital facilities. Major Proprietary Funds Water and Sewer Utility Fund - used to account for the operations of the City's water and wastewater systems, which are financed in a manner similar to private business enterprises,where the costs, including depreciation,of providing services to the general public on an ongoing basis are financed primarily through user charges. Development Services Fund- is used to account for the operations of the City's building and other permits department, where the costs, including depreciation,of providing services to the general public are financed primarily through user charges. Stormwater Utility Fund- used to account for the City's operation and maintenance of the stormwater system,where the costs, including depreciation,of providing services to the general public are financed primarily through user charges. Page 136 City of Winter Springs,Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) Fiduciary Fund The Pension Trust Fund accounts for contributions to the defined benefit plan. As a general rule,the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are other charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise,general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's water, sewer and stormwater utility funds are charges to customers for sales and services. The City also recognizes as operating revenue the portion of tap fees intended to recover the cost of connecting customers to the system. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets.All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first,then unrestricted resources as they are needed. Assets, Liabilities, Deferred Outflows/Inflows of Resources and Net Position or Fund Balance Deposits and Investments The government's cash and cash equivalents are considered to be cash on hand,demand deposits,and short-term investments with original maturities of less than 2 years from the date of acquisition. Investments for the City are reported at fair value and are categorized within the fair value hierarchy established in accordance with GASB Statement No.72,Fair Value Measurement and Application. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either"due to/from other funds" (i.e.,the current portion of interfund loans) or"advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as"internal balances." Advances between funds, as reported in the fund financial statements, are offset by a nonspendable fund balance in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All receivables are shown net of an allowance for uncollectibles.The County bills and collects property taxes and remits them to the City.City property tax revenues are recognized when levied to the extent that they result in current receivables. Page 137 City of Winter Springs,Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) All property is reassessed according to its fair value on the lien date,or January 1 of each year.Taxes are levied on October 1 of each year. Discounts are allowed for early payment at the rate of 4% in the month of November,3% in the month of December, 2% in the month of January, and 1% in the month of February. The taxes paid in March are without discount. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. On or around May 31 following the tax year, certificates are sold for all delinquent taxes on real property. Inventories and Prepaid Items All inventories are valued at cost using the first-in/first-out(FIFO) method. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. These are recorded as expenditures when consumed rather than when purchased. Restricted Assets Certain proceeds of the City's enterprise fund revenue bonds and notes, as well as certain resources set aside for their repayment,are classified as restricted assets on the balance sheet because they are maintained in separate bank accounts and their use is limited by applicable bond covenants.Assets so designated are identified as restricted assets on the balance sheet. Capital Assets Capital assets,which include property, plant, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of$1,000 or more and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Property, plant, and equipment of the City are depreciated using the straight line method over the following estimated useful lives: Assets Years Buildings 30 Improvements 20-50 Infrastructure 30-50 Intangible Assets 3-10 Equipment 3-10 Page 138 City of Winter Springs,Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. There is no liability for unpaid accumulated sick leave since the government does not have a policy to pay any amounts when employees separate from service with the government. All vacation pay is accrued when incurred in the government-wide and proprietary fund financial statements.A liability for these amounts is reported in governmental funds only if they have matured,for example,as a result of employee resignations and retirements. For governmental activities, compensated absences, other post-employment benefits and net pension obligation are generally liquidated by the General Fund. Long-term Obligations In the government-wide financial statements, and for proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts (including deep-discount or capital appreciation bonds),are deferred and amortized over the life of the bonds and notes using the effective interest method. Bonds payable and notes payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuances costs,whether or not withheld from the actual debt proceeds received,are reported as debt service expenditures. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources(expense/expenditure) until then.The City has two items that qualify for reporting in this category.The deferred charge on refunding and deferred outflows of pension and OPEB reported in the enterprise and government-wide statement of net position. A deferred charge on refunding results from the difference in the carrying value of refunded debt and its reacquisition price.This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources.This separate financial statement element,deferred inflows of resources,represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has one type of item, which arises only under a modified accrual basis of accounting that qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental funds balance sheet. The governmental funds report unavailable revenues from two sources: county taxes and special assessments. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. The City also has deferred inflows of pension and OPEB reported in the enterprise and government-wide statement of net position. Net Position Flow Assumption Sometimes the City will fund outlays for a particular purpose from both restricted and unrestricted resources. In order to calculate the amounts to report as restricted net position and unrestricted net position in the government-wide financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the City's policy to consider restricted net position to have been depleted before unrestricted net position is applied. Page 139 City of Winter Springs,Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) Fund Balance Flow Assumption Sometimes the city will fund outlays for a particular purpose from both restricted and unrestricted resources (the total of committed, assigned, and unassigned fund balance). In order to calculate the amounts to report as restricted, committed, assigned, and unassigned fund balance in the governmental fund financial statements a flow assumption must be made about the order in which the resources are considered to be applied. It is the City's policy to consider restricted fund balance to have been depleted before using any components of unrestricted fund balance. Further, when the components of unrestricted fund balance can be used for the same purpose, committed fund balance is depleted first, followed by assigned fund balance. Unassigned fund balance is applied last. Fund Balance Policies Fund balance of governmental funds is reported in various categories based on the nature of any limitations requiring the use of resources for specific purposes. The City itself can establish limitations on the use of resources through either a commitment (committed fund balance)or an assignment(assigned fund balance). The committed fund balance classification includes amounts that can be used only for the specific purposes determined by a formal action of the government's highest level of decision making authority.The City Commission is the highest level of decision making authority for the City that can, by adoption of a Resolution prior to the end of the fiscal year,commit fund balance. Once adopted, the limitation imposed by the resolution remains in place until a similar action is taken (the adoption of another resolution)to remove or revise the limitation. Amounts in the assigned fund balance classification are intended to be used by the City for specific purposes but do not meet the criteria to be classified as committed. The commission may assign fund balance as it does when appropriating fund balance to cover a gap between estimated revenue and appropriations in the subsequent year's appropriated budget. Unlike commitments, assignments generally only exist temporarily. The General Fund is the only fund that reports a positive unassigned fund balance. However, in other governmental funds, if expenditures incurred for specific purposes exceed the amounts that are restricted,committed,or assigned to those purposes, it may be necessary to report a negative unassigned fund balance in that fund. New GASB Statement Implemented In fiscal year 2019,the City implemented GASB Statement No.88, Certain Disclosures Related to Debt, Including Direct Borrowings and Direct Placements. This statement requires additional note disclosures for certain debt issues. There was no effect on beginning balances of the City. THIS SECTION INTENTIONALLY LEFT BLANK Page 140 City of Winter Springs,Florida Notes to Financial Statements Year Ended September 30,2019 NOTE 2 RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government-Wide Statement of Net Position The governmental fund balance sheet includes a reconciliation between fund balance - total governmental funds and net position - governmental activities as reported in the government-wide statement of net position. One element of that reconciliation explains that "long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds."The details of this difference are as follows: Bonds payable $ (3,498,970) Accreted interest payable (6,979,057) Notes payable (1,225,395) Less:deferred charge on refunding (to be amortized as interest expense) 10,218 Accrued interest payable (19,913) Other post employment benefits (1,046,410) Compensated absences (587,360) Net Adjustment to Reduce Fund Balance,total governmental funds to arrive at net position,governmental activities $ (13,346,887) Explanation of Certain Differences Between the Governmental Fund Statement of Revenues, Expenditures,and Changes in Fund Balances and the Government-Wide Statement of Activities The governmental fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances - total governmental funds and changes in net position of governmental activities as reported in the government-wide statement of activities.One element of that reconciliation explains that"Governmental funds report capital outlays as expenditures.However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense."The details of this difference are as follows: Capital Outlay $ 3,521,681 Depreciation Expense (3,972,236) Net Adjustment to Decrease Net Changes in Fund Balances,total governmental funds to arrive at changes in net position,governmental activities $ (450,555) Another element of that reconciliation states that "the issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds,while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of premiums,discounts,and similar items when debt is first issued,whereas these amounts are deferred and amortized in the statement of activities"The details of this difference are as follows: Principal repayment $ 1,157,513 Net Adjustment to Increase Net Changes in Fund Balances,total governmental funds to arrive at changes in net position,governmental activities $ 1,157,513 Page 141