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HomeMy WebLinkAbout2021 09 27 City Commission Regular Meeting AgendaCITY COMMISSION REGULAR MEETING AGENDA MONDAY, SEPTEMBER 27, 2021 - 6:30 PM CITY HALL - COMMISSION CHAMBERS 1126 EAST STATE ROAD 434, WINTER SPRINGS, FLORIDA 1 CALL TO ORDER Roll Call Invocation Pledge of Allegiance Agenda Changes AWARDS AND PRESENTATIONS 100. Presentation Honoring Alex Gibson's Service to the City 101. Police Department Presentations 102. Presentation from Scott Dudley, Florida League of Cities INFORMATIONAL AGENDA 200. Informing the City Commission of the Upcoming Requirement for Appointments to the 2022 Winter Springs Districting Commission PUBLIC INPUT Anyone who wishes to speak during Public Input on any Agenda Item or subject matter will need to fill out a “Public Input” form. Individuals will limit their comments to three (3) minutes, and representatives of groups or homeowners' associations shall limit their comments to five (5) minutes, unless otherwise determined by the City Commission. CONSENT AGENDA 300. City of Winter Springs Defined Benefit Plan October 1, 2020 Actuarial Valuation Report October 1, 2020 Actuarial Valuation with CL.pdf 301. FY 2022 Resurfacing Resurfacing Lists and Maps 302. West WWTP Reliability Improvements. SGS Contracting Services, Inc./Synagro Contract Modification 303. SCADA (Supervisory Control and Data Acquisition) Contract rider, West WRF SCADA Improvements and Lift Station 7W SCADA Improvements, Contract and Scope of Work Award Rider Revere Control Systems Final (Signed) (1).pdf 304. West WRF Temporary Disk Filter, Vendor Selection and Award ITB 05-21 JN (Veolia).pdf 2 ITB 05-21 JN (WesTech).pdf ITB 05-21 JN Temporary Disk Filter Rental Final 090321.pdf Orlando Sentinal Invitation to bid _9_10_2021.pdf Orlando Sentinal Invitation to bid 9_3_2021.pdf 305. West WRF Temporary Storage Tank and Emergency Pump, Vendor Selection and Award ITB 06-21 JN (United Rentals) 306. West WRF Temporary Belt Press, Vendor Selection and Award ITB 07-21 JN (Charter Machine Company) ITB 07-21 JN (Eagle Dynamic Solutions LLC) ITB 07-21 JN (Merrell Bros Inc.) PUBLIC HEARINGS AGENDA 400. Final Millage Rate for Fiscal Year 2021-2022 Resolution 2021-14 Adopt Final Millage Rate.pdf 401. Final Budget for Fiscal Year 2021-2022 Resolution 2021-15 Adopt Final Budget.pdf REGULAR AGENDA 500. Appeal of the Petition for Lien Reduction or Release for the Estate of Mel D Hall 629 Alton Road Summary of Documents from Regular Agenda 503 August 9 2021(updated) 501. Appeal of a Lien Reduction/Release Denial for 3271 N US HWY 17-92, Longwood, FL 32750 RaceTrac Store #2344 1. RaceTrac Appeal of Denial 082021.pdf 2. RaceTrac LIen Request Denial 072221.pdf 3. 3271 N US 17-92 RaceTrac Lien Reduction Request.pdf 4. Code Enforcement Item 504 Public Hearing 062816.pdf 5. Code Enforcement Item 600 Public Hearing 082316.pdf 6. 3271 N US 17-92 RaceTrac Additional Supporting Docs.pdf 502. General Discussion on Action for Resolution No. 2021-09 503. Appointment Opportunities for City Boards and Committees 504. New Business 3 REPORTS 600. City Manager Shawn Boyle 601. City Attorney Anthony A. Garganese 602. City Clerk Christian Gowan 603. Seat Three Commissioner/Deputy Mayor Ted Johnson 604. Seat Four Commissioner TiAnna Hale 605. Seat Five Commissioner Rob Elliott 606. Mayor Kevin McCann 607. Seat One Commissioner Matt Benton 608. Seat Two Commissioner Kevin Cannon PUBLIC INPUT Anyone who wishes to speak during Public Input on any Agenda Item or subject matter will need to fill out a “Public Input” form. Individuals will limit their comments to three (3) minutes, and representatives of groups or homeowners' associations shall limit their comments to five (5) minutes, unless otherwise determined by the City Commission. ADJOURNMENT PUBLIC NOTICE This is a Public Meeting, and the public is invited to attend and this Agenda is subject to change. Please be advised that one (1) or more Members of any of the City's Advisory Boards and Committees may be in attendance at this Meeting, and may participate in discussions. Persons with disabilities needing assistance to participate in any of these proceedings should contact the City of Winter Springs at (407) 327-1800 "at least 48 hours prior to meeting, a written request by a physically handicapped person to attend the meeting, directed to the chairperson or director of such board, commission, agency, or authority" - per Section 286.26 Florida Statutes. "If a person decides to appeal any decision made by the board, agency, or commission with respect to any matter considered at such meeting or hearing, he or she will need a record of the proceedings, and that, for such purpose, he or she may need to ensure that a verbatim record of the proceedings is made, which record includes the testimony and evidence upon which the appeal is to be based" - per Section 286.0105 Florida Statutes. 4 INFORMATIONAL AGENDA ITEM 200 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE Informing the City Commission of the Upcoming Requirement for Appointments to the 2022 Winter Springs Districting Commission SUMMARY Pursuant to Section 4.02 of the Charter of the City of Winter Springs, staff will be requesting that the Mayor and Members of the City Commission make appointments to the seven (7) member Districting Commission. By February 1, 2022, the City Commission must appoint seven (7) city electors determined from the registration of the last election; one (1) to be appointed by each Commissioner from their respective district, and two (2) appointed by the Mayor from the city at-large. Electors chosen shall not be employed by the City in any other capacity. The Districting Commission shall file their report with the City within one hundred twenty (120) days of appointment to the Districting Commission. This report will contain a recommended plan for adjustment of the Commission district boundaries. The Districting Commission shall consider the following specific criteria in their recommendations for any district boundary adjustments: Each district shall be formed of compact, contiguous territory and its boundary lines shall follow the centerlines of streets insofar as practical or possible, or other boundaries available. The districts shall be based upon the principle of equal and affective representation as required by the United States Constitution and as represented in the mathematical preciseness reached in the legislative apportionment of the state. The report shall include a map and the description of the districts recommended and shall be drafted as a proposed ordinance. Once filed with the City, the report shall be treated as an ordinance introduced by a commissioner. 5 The tentative schedule for the Districting process is as follows: September 27, 2021: Informational agenda item advising the City Commission about the Districting process and upcoming appointments. October 2021 through December 2021: City Commission makes appointments to the Districting Commission January 2021 - City Commission approves a Resolution for the appointments and establishes a report deadline May/June 2021 - First and Second Readings of the Ordinance considered for adopting the new Districting Map RECOMMENDATION Staff requests the City Commission receive and review the information provided in this Agenda Item. The Commission may want to begin consideration of their respective appointments to the Districting Commission. 6 CONSENT AGENDA ITEM 300 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE City of Winter Springs Defined Benefit Plan October 1, 2020 Actuarial Valuation Report SUMMARY On August 23, 2021 the Board of Trustees for the City's Defined Benefit Plan met in a regular meeting held in the City's chambers. Gabriel, Roeder, Smith & Company (GRS) the City's outside actuarial firm, is a nationally recognized leader in the actuarial and benefits consulting industry. GRS prepared and presented the attached Annual Actuarial Valuation Report dated October 1, 2020. The Board of Trustees unanimously accepted and approved the valuation report as presented. RECOMMENDATION Staff recommends the City Commission accept the Actuarial Valuation Report for the Defined Benefit Plan dated October 1, 2020 as put forth by the Board of Trustees. 7 May 24, 2021 Ms. Casey Howard HR and Benefits Manager City of Winter Springs 1126 East State Road 434 Winter Springs, Florida 32708 Re: City of Winter Springs Defined Benefit Plan October 1, 2020 Actuarial Valuation Dear Casey: As requested, we are pleased to enclose eleven (11) copies of the October 1, 2020 Actuarial Valuation Report for the City of Winter Springs Defined Benefit Plan. We appreciate the opportunity to partner with you on this important project. Upon Board approval of the Actuarial Valuation Report, we will upload an electronic copy of the Actuarial Valuation Report along with the required disclosure information to the State portal as required by the State. If you should have any questions concerning the above, please do not hesitate to contact us. Sincerest regards, Shelly L. Jones, A.S.A Consultant and Actuary Enclosures 8 City Of Winter Springs Defined Benefit Plan ACTUARIAL VALUATION AS OF OCTOBER 1, 2020 This Valuation Determines the Annual Contribution for the Plan Year October 1, 2021 through September 30, 2022 to be Paid in Plan Year October 1, 2021 to September 30, 2022 May 24, 2021 9 City of Winter Springs Defined Benefit Plan TABLE OF CONTENTS Page Commentary 1 I. Summary of Retirement Plan Costs ........................................................................... 9 II. Comparison of Cost Data of Current and Prior Valuations ..................................... 11 III. Characteristics of Participants in Actuarial Valuation ............................................. 12 IV. Statement of Assets ................................................................................................. 13 V. Reconciliation of Plan Assets ................................................................................... 14 VI. Actuarial Gain / (Loss) .............................................................................................. 16 VII. Amortization of Unfunded Actuarial Accrued Liability ............................................ 17 VIII. Accounting Disclosure Exhibit ................................................................................. 18 IX. Outline of Principal Provisions of the Retirement Plan ........................................... 27 X. Actuarial Assumptions and Actuarial Cost Methods Used ...................................... 30 XI. Distribution of Plan Participants by Attained Age Groups and Service Groups ...... 35 XII. Statistics for Participants Entitled to Deferred Benefits and Participants Receiving Benefits ................................................................................................... 40 XIII. Reconciliation of Employee Data ............................................................................. 41 XIV. Projected Retirement Benefits ................................................................................ 42 XV. Recent Plan Experience ........................................................................................... 43 XVI. State Required Exhibit ............................................................................................. 45 XVII. Glossary ................................................................................................................... 49 10 11 May 24, 2021 City Council City of Winter Springs Defined Benefit Plan c/o Ms. Casey Howard HR and Benefits Manager 1126 East State Road 434 Winter Springs, Florida 32708 Dear Council Members: October 1, 2020 Actuarial Valuation We are pleased to present our October 1, 2020 Actuarial Valuation for the City of Winter Springs Defined Benefit Plan (Plan). The purpose of this report is to indicate appropriate contribution levels, comment on the actuarial stability of the Plan and to satisfy State requirements. The City has retained Gabriel, Roeder, Smith and Company (GRS) to prepare an annual actuarial valuation under Section 3.02 of the Plan. This report consists of this commentary, detailed Tables I through XV, the State Required Exhibit on Table XVI and Glossary on Table XVII. The Tables contain basic Plan cost figures plus significant details on the benefits, liabilities and experience of the Plan. We suggest you thoroughly review the report at your convenience and contact us with any questions that may arise. Retirement Plan Costs Our Actuarial Valuation develops the required minimum Plan payment for the Plan Year October 1, 2021 – September 30, 2022 under the Florida Protection of Public Employee Retirement Benefits Act. The minimum payment consists of payment of annual normal costs including amortization of the components of the unfunded actuarial accrued liability over various periods as prescribed by law. The minimum payment is $1,266,869 (29.9%). The figure in parentheses is the Plan cost expressed as a percentage of projected covered annual payroll for fiscal year October 1, 2021 – September 30, 2022 ($4,236,443). This total cost is to be met by member, County and City contributions. We anticipate member contributions will be $211,822 (5.0% of projected covered payroll for fiscal year ending September 30, 2021). The resulting minimum required County and City contribution is $1,055,047 (24.9%). We recommend the City continue to contribute not less than the dollar amount of minimum required contribution due to the closing of the Plan to future general employees. 12 Council Members May 24, 2021 Page Two Changes in Actuarial Assumptions, Methods and Plan Provisions The Plan provisions remain unchanged from our October 1, 2019 Actuarial Valuation. The Plan provisions are outlined on Table IX. The investment return assumption and mortality assumption for disabled participants have been updated. The mortality assumptions have been updated to use the mortality assumptions used by the Florida Retirement System (FRS) as required under F.S., Chapter 2015‐157 based upon the July 1, 2020 FRS Actuarial Valuation. The remaining actuarial assumptions and methods remain unchanged from our October 1, 2019 Actuarial Valuation. The actuarial assumptions and methods are outlined on Table X. Comparison of October 1, 2019 and October 1, 2020 Valuation Results Table II of our report provides information of a comparative nature. The left columns of the Table indicate the costs as calculated for October 1, 2019. The center columns indicate the costs as calculated for October 1, 2020 prior to the update in actuarial assumptions. The right columns indicate the costs as calculated for October 1, 2020 after the update in actuarial assumptions. Comparing the left and center columns of Table II shows the effect of Plan experience during the year. The number of active participants increased by approximately 1% while covered payroll decreased by approximately 2%. Total Plan membership increased by approximately 2%. Total normal cost, the unfunded actuarial accrued liability and the net County and City minimum funding requirement all decreased both as a dollar amount and a percentage of covered payroll. Comparing the center and right columns of Table II shows the effect of the update of the actuarial assumptions. Total normal cost, the unfunded actuarial accrued liability and the net County and City minimum funding requirement all increased both as a dollar amount and as a percentage of covered payroll. The value of vested accrued benefits exceeds Plan assets, resulting in a Vested Benefit Security Ratio (VBSR) of 91.9% (92.8% prior to assumptions update) which is an increase from 90.3% as of the October 1, 2019 Actuarial Valuation. The VBSR is measured on a market value of assets basis. Plan Experience The Plan experienced an actuarial loss in the amount of $125,424 this year. This indicates actual overall Plan experience was less favorable than expected. Table XV (salary, turnover and investment yield) provides figures on recent Plan experience. Salary experience indicates actual salary increases averaged approximately 7.8% for General and Forensic 13 Council Members May 24, 2021 Page Three Employees and 4.1% for Firefighters and Police Officers for Plan Year ended September 30, 2020 when compared to the assumed salary increase of 3.1% and 3.4%, respectively. Salary increases were generally a source of actuarial loss. The three, five and ten‐year average annual salary increases are 7.0%, 5.4% and 3.6% for General and Forensic Employees, respectively – 4.8%, 4.8% and 2.7% for Firefighters and Police Officers, respectively. Employee turnover this year was 260% of the assumed turnover for General and Forensic Employees and 120% of the assumed turnover for Firefighters and Police Officers. Employee turnover was an offsetting source of actuarial gain. The three, five and ten‐year average annual turnover is 300%, 240% and 200%, respectively for General and Forensic Employees ‐ 130%, 240% and 230%, respectively for Firefighters and Police Officers. The smoothed value investment return of 8.42% was greater than the investment return assumption of 7.50% (prior assumption). Smoothed value investment return was an additional offsetting source of actuarial gain during the year. The three, five and ten‐year average annual smoothed value investment returns are 8.60%, 9.2% and 7.8%, respectively. The one, three, five and ten‐year average annual market value returns are 7.81%, 7.08%, 9.2% and 9.1%, respectively. Member Census and Financial Data The City submitted the Member census data used for this Actuarial Valuation to us as of October 1, 2020. This information contains name, Social Security number, date of birth, date of hire, October 1, 2020 rate of pay, actual salary paid and member contributions for the previous year. Dates of termination and retirement are provided where applicable. The City updated information on inactive participants including retirees, beneficiaries and vested terminees. Financial information concerning Plan assets was provided by the City as of September 30, 2020. We do not audit the Member census data and asset information that is provided to us; however, we perform certain reasonableness checks. The City is responsible for the accuracy of the data. Risks Associated with Measuring the Accrued Liability and Actuarially Determined Contribution The determination of the accrued liability and the actuarially determined contribution requires the use of assumptions regarding future economic and demographic experience. Risk measures, as illustrated in this report, are intended to aid in the understanding of the effects of future experience differing from the assumptions used in the course of the actuarial valuation. Risk measures may also help with illustrating the potential volatility in the accrued liability and the actuarially determined contribution that result from the differences between actual experience and the actuarial assumptions. 14 Council Members May 24, 2021 Page Four Future actuarial measurements may differ significantly from the current measurements presented in this report due to such factors as the following: Plan experience differing from that anticipated by the economic or demographic assumptions; changes in economic or demographic assumptions due to changing conditions; increases or decreases expected as part of the natural operation of the methodology used for these measurements (such as the end of an amortization period, or additional cost or contribution requirements based on the Plan’s funded status); and changes in Plan provisions or applicable law. The scope of an actuarial valuation does not include an analysis of the potential range of such future measurements. Examples of risk that may reasonably be anticipated to significantly affect the Plan’s future financial condition include: 1. Investment risk – actual investment returns may differ from expected returns; 2. Asset / Liability mismatch – changes in asset values may not match changes in liabilities, thereby altering the gap between the accrued liability and assets and consequently altering the funded status and the actuarially determined contribution requirements; 3. Contribution risk – actual contributions may differ from expected future contributions. For example, actual contributions may not be made in accordance with the Plan’s funding policy or material changes may occur in the anticipated number of covered employees, covered payroll or other relevant contribution base; 4. Salary and Payroll risk – actual salaries and total payroll may differ from expected, resulting in actual future accrued liability and the actuarially determined contributions differing from expected; 5. Longevity risk – members may live longer or shorter than expected and receive pensions for a period of time other than assumed; 6. Other demographic risks – members may terminate, retire or become disabled at times or with benefits other than assumed resulting in actual future accrued liability and the actuarially determined contributions differing from expected. The effects of certain trends in experience can generally be anticipated. For example if the investment return since the most recent actuarial valuation is less (or more) than the assumed rate, the actuarially determined contribution can be expected to increase (or decrease). Likewise if longevity is improving (or worsening), increases (or decreases) in the actuarially determined contribution can be anticipated. The actuarially determined contribution rate shown on page one of the report may be considered as a minimum contribution rate that complies with the Plan’s funding policy. The timely receipt of the actuarially determined contributions is critical to support the financial health of the Plan. Users of this 15 Council Members May 24, 2021 Page Five report should be aware that contributions made at the actuarially determined rate do not necessarily guarantee benefit security. Plan Maturity Measures Risks facing a pension plan evolve over time. A young plan with virtually no investments and paying few benefits may experience little investment risk. An older plan with a large number of members in pay status and a significant trust fund may be much more exposed to investment risk. Generally accepted plan maturity measures include the following: 2019 2020 Ratio of market value of assets to payroll 12.65 13.82 Ratio of actuarial accrued liability to payroll 14.95 15.89 Ratio of actives to retirees and beneficiaries 0.58 0.56 Ratio of net cash flow to market value of assets ‐0.3% ‐0.8% Duration of the actuarial accrued liability 11.57 11.42 Ratio of Market Value of Assets to Payroll The relationship between assets and payroll is a useful indicator of the potential volatility of the actuarially determined contribution. For example, if the market value of assets is 2.0 times the payroll, a return on assets 5% different than assumed would equal 10% of payroll. A higher (lower) or increasing (decreasing) level of this maturity measure generally indicates higher (lower) or increasing (decreasing) volatility in the actuarially determined contribution as a percentage of payroll. Ratio of Actuarial Accrued Liability to Payroll The relationship between actuarial accrued liability and payroll is a useful indicator of the potential volatility of the actuarially determined contributions for a fully funded plan. A funding policy targeting a funded ratio of 100% is expected to result in the ratio of assets to payroll and the ratio of liability to payroll converging over time. The ratio of actuarial accrued liability to payroll may also be used as a measure of sensitivity of the liability itself. For example, if the actuarial accrued liability is 2.5 times payroll, a change in actuarial accrued liability 2% other than assumed would equal 5% of payroll. A higher (lower) or increasing (decreasing) level of this maturity measure generally indicates a higher (lower) or increasing (decreasing) volatility in actuarial accrued liability (and also the actuarially determined contribution) as a percentage of payroll. 16 Council Members May 24, 2021 Page Six Ratio of Actives to Retirees and Beneficiaries A young plan with many active members and few retirees will have a high ratio of active to retirees. A mature open plan may have close to the same number of actives to retirees resulting in a ratio near 1.0. A super‐mature or closed plan may have significantly more retirees than actives resulting in a ratio below 1.0. Ratio of Net Cash Flow to Market Value of Assets A positive net cash flow means contributions exceed benefits and expenses. A negative cash flow means existing funds are being used to make payments. A certain amount of negative net cash flow is generally expected to occur when benefits are prefunded through a qualified trust. Large negative net cash flows as a percent of assets may indicate a super‐mature plan or a need for additional contributions. Duration of Actuarial Accrued Liability The duration of the actuarial accrued liability may be used to approximate the sensitivity to a 1% change in the assumed rate of return. For example, a duration of 10 indicates the actuarial accrued liability would increase approximately 10% if the assumed rate of return were lowered 1%. Additional Risk Assessment Additional risk assessment is outside the scope of the annual actuarial valuation. Additional assessment may include scenario tests, sensitivity tests, stochastic modeling, stress tests and a comparison of the present value of accrued benefits at low‐risk discount rates with the actuarial accrued liability. Summary In our opinion the benefits provided for under the current Plan will be sufficiently funded through the payment of the amount as indicated in this and future Actuarial Valuation reports. We will continue to update you on the future payment requirements for the Plan through our actuarial reports. These reports will also continue to monitor the future experience of the Plan. The actuarial assumptions used in this Actuarial Valuation are as adopted by the Plan. The economic and demographic actuarial assumptions are based upon the results of an Experience Study for the period October 1, 2011 – September 30, 2016. The mortality assumptions are as prescribed by statute. Each assumption represents an estimate of future Plan experience. If all actuarial assumptions are met and if all future minimum required contributions are paid, 17 Council Members May 24, 2021 Page Seven Plan assets will be sufficient to pay all Plan benefits, future contributions are expected to remain relatively stable or decrease as a percent of payroll and the funded status is expected to improve. Plan minimum required contributions are determined in compliance with the requirements of the Florida Protection of Public Employee Retirement Benefits Act with normal cost determined as a level percent of covered payroll and a level dollar amortization payment using an initial closed amortization period of 30 years. The Unfunded Actuarial Accrued Liability (UAAL) may not be appropriate for assessing the sufficiency of Plan assets to meet the estimated cost of settling benefit obligations but may be appropriate for assessing the need for or the amount of future contributions. The UAAL would be different if it reflected the market value of assets rather than the smoothed value of assets. The GASB Net Pension Liability and Plan Fiduciary Net Position as a Percentage of Total Pension Liability may not be appropriate for assessing the sufficiency of Plan assets to meet the estimated cost of settling benefit obligations but may be appropriate for assessing the need for or the amount of future contributions. The Funded Ratio shown in Table II is for informational purposes and may not be appropriate for assessing the sufficiency of Plan assets to meet the estimated cost of settling benefit obligations but may be appropriate for assessing the need for or the amount of future contributions. This report should not be relied on for any purpose other than the purpose described in the primary communication. Determinations of the financial results associated with the benefits described in this report in a manner other than the intended purpose may produce significantly different results. This report was prepared using ProVal’s valuation model, a software product of Winklevoss Technologies. We are relying on the ProVal model. We performed tests of the ProVal model with this assignment and made a reasonable attempt to understand the developer’s intended purpose of, general operation of, major sensitivities and dependencies within, and key strengths and limitations of the ProVal model. In our professional judgment, the ProVal valuation model has the capability to provide results that are consistent with the purposes of the valuation and has no material limitations or known weaknesses. This report has been prepared by actuaries who have substantial experience valuing public employee retirement plans. To the best of our knowledge the information contained in this report is accurate and fairly presents the actuarial position of the Plan as of the valuation date. All calculations have been made in conformity with generally accepted actuarial principles and practices, with the Actuarial Standards of Practice issued by the Actuarial Standards Board and with applicable statutes. This report may be provided to parties other than the City only in its entirety and only with the permission of an approved representative of the City. 18 Council Members May 24, 2021 Page Eight The signing actuaries are independent of the Plan sponsor. The undersigned are Members of the American Academy of Actuaries and meet the qualification standards of the American Academy of Actuaries to render the actuarial opinions contained in this report. We are available to respond to any questions with regards to matters covered in this report. Very truly yours, Shelly L. Jones, A.S.A., E.A. Consultant and Actuary Jennifer M. Borregard, E.A. Consultant and Actuary 19 Table I Cost % of Cost % of Data Payroll Data Payroll A.Participant Data Summary (Table III) 1.Active Employees 74 N/A 74 N/A 2.Terminated Vested 167 N/A 167 N/A 3.Receiving Benefits 131 N/A 131 N/A 4.Total Annual Payroll of Active Employees 4,236,443$ 100.0%4,236,443$ 100.0% B.Total Normal Costs 1.Age Retirement Benefits 243,520$ 5.7%250,211$ 5.9% 2.Termination Benefits 127,029 3.0%129,933 3.1% 3.Death Benefits 6,692 0.2%6,846 0.2% 4.Disability Benefits 3,516 0.1%3,417 0.1% 5.Estimated Expenses 32,984 0.8%32,984 0.8% 6.Total Annual Normal Costs 413,741$ 9.8%423,391$ 10.0% C.Total Actuarial Accrued Liability 1.Age Retirement and Termination Benefits Active Employees 12,734,683$ 300.6%12,915,989$ 304.9% 2.Death Benefits Active Employees 214,155 5.1%217,137 5.1% 3.Disability Benefits Active Employees 108,101 2.6%104,665 2.5% 4.Retired or Terminated Vested Participants Receiving Benefits 41,696,930 984.2%42,049,921 992.6% 5.Terminated Vested Participants Entitled to Future Benefits 9,998,885 236.0%10,143,331 239.4% 6.Deceased Participants Whose Beneficiaries are Receiving Benefits (includes DROs)1,765,246 41.7%1,778,248 42.0% 7.Disabled Participants Receiving Benefits 0 0.0%0 0.0% 8.Miscellaneous Liability (Refunds in Process)118,808 2.8%118,808 2.8% 9.Total Actuarial Accrued Liability 66,636,808$ 1572.9%67,328,099$ 1589.3% D.Assets (Table V) 1.Smoothed Value of Assets 58,929,456$ 1391.0%58,929,456$ 1391.0% 2.Market Value of Assets 58,544,989$ 1381.9%58,544,989$ 1381.9% E.Unfunded Actuarial Accrued Liability (C.9. - D.1.)7,707,352$ 181.9%8,398,643$ 198.2% Current Assumptions Summary of Retirement Plan Costs as of October 1, 2020 Prior Assumptions City of Winter Springs Defined Benefit Plan 920 Table I (Cont'd) Cost % of Cost % of Data Payroll Data Payroll F.Minimum Required Contribution 1.Total Normal Cost (including expenses)413,741$ 9.8%423,391$ 10.0% 2.Amortization of Unfunded Liability 741,387 17.5%790,747 18.7% 3.Interest Adjustment 50,735 1.2%52,731 1.2% 4.Total Payment 1,205,863$ 28.5%1,266,869$ 29.9% G.Expected payroll of active employees for FYE 2022 (1.000 x $4,236,443)4,236,443$ 100.0%4,236,443$ 100.0% H.Contribution Sources (percent of expected 2022 payroll) 1.County and City 994,041$ 23.5%1,055,047$ 24.9% 2.Member 211,822 5.0%211,822 5.0% 3.Total required contribution 1,205,863$ 28.5%1,266,869$ 29.9% I.Actuarial Gain / (Loss)(125,424)$ (3.0%)(125,424)$ (3.0%) J.Actuarial Present Value of Vested Accrued Benefits 1.Retired, Terminated Vested, Beneficiaries and Disabled Receiving Benefits 43,462,176$ 1025.9%43,828,169$ 1034.6% 2.Terminated Vested Participants Entitled to Future Benefits and Miscellaneous 10,117,693 238.8%10,262,139 242.2% 3.Active Participants Entitled to Future Benefits 9,478,069 223.7%9,610,004 226.8% 4.Total Actuarial Present Value of Vested Accrued Benefits 63,057,938$ 1488.5%63,700,312$ 1503.6% K.Unfunded Actuarial Present Value of Vested Accrued Benefits (J.4. - D.2., not less than zero)4,512,949$ 106.5%5,155,323$ 121.7% L.Vested Benefit Security Ratio (D.2. ÷ J.4.)92.8%N/A 91.9%N/A Summary of Retirement Plan Costs as of October 1, 2020 Current AssumptionsPrior Assumptions City of Winter Springs Defined Benefit Plan 1021 Table II Cost % of Cost % of Cost % of Data Compensation Data Compensation Data Compensation A.Participants 1.Active Employees 73 N/A 74 N/A 74 N/A 2.Terminated Vested 167 N/A 167 N/A 167 N/A 3.Receiving Benefits 125 N/A 131 N/A 131 N/A 4.Total Annual Payroll of Active Employees 4,325,321$ 100.0%4,236,443$ 100.0%4,236,443$ 100.0% B.Total Normal Costs 470,973$ 10.9%413,741$ 9.8%423,391$ 10.0% C.Actuarial Accrued Liability 64,659,208$ 1494.9%66,636,808$ 1572.9%67,328,099$ 1589.3% D.Present Value of Future Benefits 67,251,079$ 1554.8%69,269,120$ 1635.1%70,042,511$ 1653.3% E.Smoothed Value of Assets 54,759,146$ 1266.0%58,929,456$ 1391.0%58,929,456$ 1391.0% F.Market Value of Assets 54,713,697$ 1265.0%58,544,989$ 1381.9%58,544,989$ 1381.9% G.Unfunded Actuarial Accrued Liability (C. - E.)9,900,062$ 228.9%7,707,352$ 181.9%8,398,643$ 198.2% H.County and City Minimum Funding Payment 1,251,632$ 28.9%994,041$ 23.5%1,055,047$ 24.9% I.Ratios 1.Vested Benefit Security Ratio 90.3%N/A 92.8%N/A 91.9%N/A 2.Funded Ratio (F. / C.)84.6%N/A 87.9%N/A 87.0%N/A October 1, 2020 Prior Assumptions Comparison of Cost Data of October 1, 2019 and October 1, 2020 Valuations Current Assumptions October 1, 2019 October 1, 2020 City of Winter Springs Defined Benefit Plan 1122 Table III A.Active Plan Participants Summary 1.Active participants fully vested 50 2.Active participants partially vested 0 3.Active participants non-vested 24 4.Total active participants 74 5.Annual rate of pay of active participants 4,236,443$ B. Retired and Terminated Vested Participant Summary 1.Retired or terminated vested participants receiving benefits 117 2.Terminated vested participants entitled to future benefits 167 3.Deceased participants whose beneficiaries are receiving benefits (includes DROs)14 4.Disabled participants receiving benefits 0 C. Projected Annual Retirement Benefits 1.Retired or terminated vested receiving benefits 3,876,731$ 2.Terminated vested entitled to future benefits 1,632,301$ 3.Beneficiaries of deceased participants (includes DROs)192,979$ 4.Disabled participants 0$ Actuarial Valuation as of October 1, 2020 Characteristics of Participants in City of Winter Springs Defined Benefit Plan 1223 Table IV Assets Market Value A.Cash and Cash Equivalents 515,192$ B.General Investments 1.Common Stock 38,703,802$ 2.Bonds 10,198,150 3.Real Estate 5,574,338 4.Other 2,917,815 C.Receivables 1.Accrued Interest 0$ 2.Employee Contribution Receivable 24,638 3.City and County Contributions Receivable 611,054 4.Accounts Receivable 0 D.Payables 1.Accounts Payable 0$ 2.Due to Broker 0 E.Plan Assets (A + B + C - D)58,544,989$ Statement of Assets as of October 1, 2020 City of Winter Springs Defined Benefit Plan 1324 Table V A.Market Value of Assets as of October 1, 2019 54,713,697$ B.Receipts During Period 1.Contributions a.Member 217,975$ b.City and County 3,213,927 c.Total 3,431,902$ 2.Investment Income a.Interest and dividends 793,550$ b.Realized / unrealized gains (losses)3,741,524 c.Investment expenses (281,074) d.Net investment income 4,254,000$ 3.Total receipts during period 7,685,902$ C.Disbursements During Period 1.Pension payments and contribution refunds 3,821,626$ 2.Administrative expenses 32,984 3.Total disbursements during period 3,854,610$ D.Market Value of Assets as of September 30, 2020 58,544,989$ Reconciliation of Plan Assets City of Winter Springs Defined Benefit Plan 1425 Table V (Cont'd) 2019 2020 2021 2022 2023 2024 A.Preliminary total smoothed value from prior year 50,899,575$ 54,759,146$ 58,929,456$ B.Market value beginning of year 53,431,514 54,713,697 58,544,989 C.Market value end of year 54,713,697 58,544,989 D.Non-investment net cash flow (155,041) (422,708) E.Investment return 1.Total market value return: C. - B. - D.1,437,224 4,254,000 2.Amount for immediate recognition (7.75% / 7.50%)4,134,934 4,087,676 3.Amount for phased-in recognition: E.1. - E.2.(2,697,710) 166,324 F.Phased-in recognition of investment return: 1.Current year (539,542) 33,265 2.First prior year 302,469 (539,542) 33,265 3.Second prior year 496,160 302,469 (539,542) 33,265 4.Third prior year 212,990 496,160 302,469 (539,542) 33,265 5.Fourth prior year (592,399) 212,990 496,160 302,471 (539,542) 33,264 6.Total phased-in recognition of investment return (120,322) 505,342 292,352 (203,806) (506,277) 33,264 G.Total smoothed value end of year 1.Preliminary total smoothed value end of year 54,759,146 58,929,456 A. + D. + E.2. + F.6. 2.Upper corridor limit: 120% of C.65,656,436 70,253,987 3.Lower corridor limit: 80% of C.43,770,958 46,835,991 4.Total smoothed value end of year: G.1., not more than G.2., nor less than G.3.54,759,146 58,929,456 H.Difference between total market value and total smoothed value (45,449) (384,467) I.Smoothed value rate of return 7.90%8.42% J.Market value rate of return 2.69%7.81% Development of Smoothed Value of Assets as of September 30 City of Winter Springs Defined Benefit Plan 1526 Table VI A.Derivation of Actuarial Gain / (Loss) 1.City and County net normal cost previous valuation 254,707$ 2.Unfunded actuarial accrued liability previous valuation 9,900,062 3.City and County contributions previous year 3,213,927 4.Interest on: (a)City and County net normal cost 19,103$ (b)Unfunded actuarial accrued liability 742,505 (c)City and County contributions 120,522 (d)Net total: (a) + (b) - (c)641,086$ 5.Increase / (decrease) in unfunded actuarial accrued liability due to assumption changes 691,291$ 6.Expected unfunded actuarial accrued liability current year: (1. + 2. - 3. + 4. + 5.)8,273,219$ 7.Actual unfunded actuarial accrued liability current year 8,398,643 8.Actuarial gain / (loss): (6. - 7.)(125,424)$ B.Approximate Portion of Gain / (Loss) due to Investments 1.Smoothed value of assets previous year 54,759,146$ 2.Contributions during period 3,431,902 3.Benefits and administrative expenses during period 3,854,610 4.Expected appreciation for period 4,091,084 5.Expected smoothed value of assets current year: (1. + 2. - 3. + 4.)58,427,522$ 6.Actual smoothed value of assets current year 58,929,456$ 7.Approximate investment gain / (loss) due to investments: (6. - 5.)501,934$ C.Approximate Portion of Gain / (Loss) due to Liabilities: A.8. - B.7.(627,358)$ Actuarial Gain / (Loss) for Plan Year Ended September 30, 2020 City of Winter Springs Defined Benefit Plan 1627 Table VII A.Unfunded Actuarial Accrued Liability Unfunded Amortization Date Liability Payment October 1, 2020 8,398,643$ 790,747$ October 1, 2021 8,170,881$ 790,747$ October 1, 2022 7,926,264$ 790,747$ October 1, 2023 7,663,545$ 790,747$ October 1, 2024 7,381,385$ 790,747$ … … October 1, 2050 0$ 0$ B.Covered Payroll History Covered Annual Date Payroll Increase October 1, 2020 4,236,443$ (2.1%) October 1, 2019 4,325,321$ (14.2%) October 1, 2018 5,042,067$ (8.9%) October 1, 2017 5,537,207$ (6.4%) October 1, 2016 5,916,189$ (13.9%) October 1, 2015 6,868,214$ (3.2%) October 1, 2014 7,093,513$ (4.5%) October 1, 2013 7,431,031$ (9.6%) October 1, 2012 8,216,342$ (7.4%) October 1, 2011 8,875,836$ (13.9%) October 1, 2010 10,304,054$ N/A Ten-Year Average Annual Increase (8.5%) Amortization of Unfunded Actuarial Accrued Liability City of Winter Springs Defined Benefit Plan 1728 Table VIII Prior Current Assumptions Assumptions 10/01/2019 10/01/2020 10/01/2020 I.Number of Plan Members a.Retirees and beneficiaries receiving benefits 125 131 131 b.Terminated plan members entitled to but not yet receiving benefits 167 167 167 c.Active plan members 73 74 74 d.Total 365 372 372 II.Financial Accounting Standards Board Allocation as of October 1, 2020 A.Statement of Accumulated Plan Benefits 1.Actuarial present value of accumulated vested plan benefits a.Participants currently receiving benefits 38,318,553$ 43,462,176$ 43,828,169$ b.Other participants 22,281,079 19,595,762 19,872,143 c.Total 60,599,632$ 63,057,938$ 63,700,312$ 2.Actuarial present value of accumulated non-vested plan benefits 274,181$ 155,350$ 157,702$ 3.Total actuarial present value of accumulated plan benefits 60,873,813$ 63,213,288$ 63,858,014$ B.Statement of Change in Accumulated Plan Benefits 1.Actuarial present value of accumulated plan benefits as of October 1, 2019 60,873,813$ 2.Increase (decrease) during year attributable to: a.Plan amendment 0$ b.Change in actuarial assumptions 644,726 c.Benefits paid including refunds (3,821,626) d.Other, including benefits accumulated, increase for interest due to decrease in the discount period 6,161,101 e.Net increase 2,984,201$ 3.Actuarial present value of accumulated plan benefits as of October 1, 2020 63,858,014$ C.Significant Matters Affecting Calculations 1.Assumed rate of return used in determining actuarial present values 7.40% 2.Change in Plan provisions None. 3.Change in actuarial assumptions See Table X, Item L. Accounting Disclosure Exhibit City of Winter Springs Defined Benefit Plan 1829 Table VIII (Cont'd) III.Net Pension Liability and Related Ratios (GASB No. 67 & No. 68) Projected Measurement date 9/30/2014 9/30/2015 9/30/2016 9/30/2017 9/30/2018 9/30/2019 9/30/2020 9/30/2021 * A.Total Pension Liability (TPL) Service Cost 886,819$ 834,402$ 808,281$ 697,459$ 502,667$ 472,736$ 401,950$ 390,407$ Interest 3,666,120 3,851,130 4,059,813 4,229,901 4,452,760 4,693,091 4,736,276 4,853,732 Benefit Changes 0 0 0 0 0 0 0 0 Difference Between Actual and Expected Experience (581,481) (107,513) 275,994 (592,087) 124,345 1,281,355 569,125 661,000 Assumption Changes 0 8,107 0 526,115 2,531,601 0 479,182 691,291 Benefit Payments, including Refunds of Member Contributions (1,974,208) (2,202,769) (2,450,972) (2,679,408) (2,935,206) (3,276,412) (3,821,626) (4,255,076) Net Change in Total Pension Liability 1,997,250$ 2,383,357$ 2,693,116$ 2,181,980$ 4,676,167$ 3,170,770$ 2,364,907$ 2,341,354$ Total Pension Liability (TPL) - (beginning of year)46,508,261 48,505,511 50,888,868 53,581,984 55,763,964 60,440,131 63,610,901 65,975,808 Total Pension Liability (TPL) - (end of year)48,505,511$ 50,888,868$ 53,581,984$ 55,763,964$ 60,440,131$ 63,610,901$ 65,975,808$ 68,317,162$ B.Plan Fiduciary Net Position Contributions - City and County 2,527,508$ 2,392,948$ 2,586,936$ 2,605,753$ 2,635,968$ 2,924,706$ 3,213,927$ 1,251,632$ Contributions - Member 369,500 358,106 479,257 342,209 460,745 265,688 217,975 211,822 Net Investment Income 3,885,344 5,160 4,077,452 5,851,493 5,243,193 1,437,224 4,254,000 4,227,819 Benefit Payments, including Refunds of Member Contributions (1,974,208) (2,202,769) (2,450,972) (2,679,408) (2,935,206) (3,276,412) (3,821,626) (4,255,076) Administrative Expenses (159,424) (11,937) (28,208) (55,697) (64,770) (69,023) (32,984) (32,984) Other 0 0 0 0 0 0 0 0 Net Change in Plan Fiduciary Net Position 4,648,720$ 541,508$ 4,664,465$ 6,064,350$ 5,339,930$ 1,282,183$ 3,831,292$ 1,403,213 Plan Fiduciary Net Position - (beginning of year)32,172,541 36,821,261 37,362,769 42,027,234 48,091,584 53,431,514 54,713,697 58,544,989 Plan Fiduciary Net Position - (end of year)36,821,261$ 37,362,769$ 42,027,234$ 48,091,584$ 53,431,514$ 54,713,697$ 58,544,989$ 59,948,202$ C.Net Pension Liability (NPL) - (end of year): (A) - (B)11,684,250$ 13,526,099$ 11,554,750$ 7,672,380$ 7,008,617$ 8,897,204$ 7,430,819$ 8,368,960$ D.Plan Fiduciary Net Position as a Percentage of TPL: (B) / (A)75.91 %73.42 %78.44 %86.24 %88.40 %86.01 %88.74 %87.75 % E.Covered Employee Payroll **7,369,943$ 7,070,355$ 6,671,503$ 5,846,435$ 5,342,971$ 4,800,755$ 4,334,163$ 4,236,443$ F.NPL as a Percentage of Covered Employee Payroll: (C) / (E) 158.54 %191.31 %173.20 %131.23 %131.17 %185.33 %171.45 %197.55 % G.Notes to Schedule: Valuation Date 10/01/2013 10/01/2014 10/01/2015 10/01/2016 10/01/2017 10/01/2018 10/01/2019 10/01/2020 Reporting Date (GASB No. 68)9/30/2015 9/30/2016 9/30/2017 9/30/2018 9/30/2019 9/30/2020 9/30/2021 9/30/2022 Update procedures were used to roll forward the TPL to the measurement date. See Table VIII, Item V. for a history of benefit changes and assumption changes. *Projected - actual amounts will be available after fiscal year end. **Reported payroll on which contributions to the Plan are based as provided under GASB No. 82. Accounting Disclosure Exhibit City of Winter Springs Defined Benefit Plan 19 30 Table VIII (Cont'd) IV.Schedule of Employer Contributions (GASB No. 67 & No. 68) Actuarially Contribution Actual Contribution Fiscal Year Determined Actual Deficiency /Covered as a % of End 9/30 Contribution Contribution 1 (Excess)Payroll 2 Covered Payroll 2011 2,616,924$ 2,616,924$ 0$ 10,304,054$ 25.40% 2012 1,965,643 1,913,717 51,926 8,875,836 21.56% 2013 2,258,769 2,258,798 (29) 8,216,342 27.49% 2014 2,474,578 2,527,508 (52,930) 7,369,943 34.29% 2015 2,230,908 2,392,948 (162,040) 7,070,355 33.84% 2016 2,067,445 2,586,936 (519,491) 6,671,503 38.78% 2017 1,831,495 2,605,753 (774,258) 5,846,435 44.57% 2018 1,613,548 2,635,968 (1,022,420) 5,342,971 49.34% 2019 1,484,498 2,924,706 (1,440,208) 4,800,755 60.92% 2020 1,389,125 3,213,927 (1,824,802) 4,334,163 74.15% 2021 3 1,251,632 1,251,632 0 4,236,443 29.54% 1 Per City CAFR prior to September 30, 2014 2 3 Projected - actual amounts will be available after fiscal year end Accounting Disclosure Exhibit Reported payroll on which contributions to the Plan are based as provided under GASB No.82 (projected prior to fiscal year ended September 30, 2014) City of Winter Springs Defined Benefit Plan 2031 Table VIII (Cont'd) V.Notes to Schedule of Contributions (GASB No. 67 & No. 68) Valuation Date: Methods and Assumptions Used to Determine Contribution Rates for Fiscal Year Ending September 30, 2021: Actuarial Cost Method Amortization Method Amortization Period Asset Valuation Method Inflation Salary Increases Investment Rate of Return 7.50% Retirement Age Mortality Accounting Disclosure Exhibit Actuarially determined contributions are calculated as of October 1st -two years prior the fiscal year end in which contributions are reported. Entry Age Normal Level dollar, closed For disabled General Employee participants,PUB-2010 Headcount Weighted General Disabled Retiree Mortality Table,separate rates for males and females,both set forward 3 years,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. 5-year smoothed market 2.75% 3.0% - 4.5% Experience-based table of rates that are specific to the type of eligibility condition For healthy General Employee participants during employment,PUB-2010 Headcount Weighted General Below Median Employee Mortality Table,separate rates for males and females,set back 1 year for male,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. For healthy Firefighter,Police Officer and Forensic Professional participants during employment,PUB-2010 Headcount Weighted Safety Employee Female Mortality Table and Safety Below Median Employee Male Mortality Table,both set forward 1 year,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. For healthy General Employee participants post employment,PUB-2010 Headcount Weighted General Below Median Healthy Retiree Mortality Table,separate rates for males and females,set back 1 year for male,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. For healthy Firefighter,Police Officer and Forensic Professional participants post employment,PUB-2010 Headcount Weighted Safety Healthy Retiree Female Mortality Table and Safety Below Median Healthy Retiree Male Mortality Table,both set forward 1 year,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. For disabled Firefighter,Police Officer and Forensic Professional participants,80%PUB- 2010 Headcount Weighted General Disabled Retiree Mortality Table /20%PUB-2010 Headcount Weighted Safety Disabled Retiree Mortality Table,separate rates for males and females,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. 30 years City of Winter Springs Defined Benefit Plan 2132 Table VIII (Cont'd) V.Notes to Schedule of Contributions (GASB No. 67 & No. 68) (cont'd) Other Information: Benefit Changes Assumption Changes VI.Discount Rate (GASB No. 67 & No. 68) VII.Sensitivity of the NPL to the Discount Rate Assumption (GASB No. 67 & No. 68) Current 1% Decrease Discount Rate 1% Increase Discount Rate 6.50%7.50%8.50% NPL 14,896,257$ 7,430,819$ 1,152,490$ Current 1% Decrease Discount Rate 1% Increase Discount Rate 6.40%7.40%8.40% NPL 16,018,034$ 8,368,960$ 1,940,936$ * Projected - actual amounts will be available after fiscal year end Accounting Disclosure Exhibit Discount rates of 7.50%and 7.40%were used to measure the September 30,2020 and September 30,2021 TPL, respectively.These discount rates were based on the expected rate of return on Plan investments of 7.50%and 7.40%.The projection of cash flows used to determine these discount rates assumed member contributions will be made at the current member contribution rate and City and County contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member contribution rate.Based upon these assumptions,the Plan's fiduciary net position was projected to be available to make all projected future expected benefit payments of current Plan members.Therefore,the long-term expected rate of return on Plan investments was applied to all periods of projected benefit payments to determine the TPL. Measurement date: September 30, 2021 * Measurement date: September 30, 2020 2019:Investment return,mortality rates and disability rates updated.2017:Investment return,salary increase, withdrawal and retirement rates updated. 2016: Mortality rates updated. 2014: Disability rates updated. 2011:Plan closed to future general employees;pensionable earnings to base pay,overtime -maximum 150 hours and accrued leave balance as of July 1,2011;vesting schedule updated;unreduced early retirement eligibility updated;final average pay updated to five year average and future service benefit accrual rate reduced for general employees. City of Winter Springs Defined Benefit Plan 2233 Table VIII (Cont'd) VIII. Pension Expense for Fiscal Year Ending September 30, 2021 1,821,152$ Deferred Outflows of Resources Deferred Inflows of Resources 234,346$ 0$ Changes of assumptions or other inputs 197,310 0 384,467 0 Total 816,123$ 0$ 1,251,632$ Year Ending 30-Sep Amount 2022 139,304$ 2023 203,806 2024 506,277 2025 (33,264) 2026 0 Thereafter 0 Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions - Reporting Date (GASB No. 68) Summary of Outstanding Deferred Inflows and Outflows of Resources as of September 30, 2021 Differences between actual and expected experience on liabilities Net difference between projected and actual earnings on pension Plan investments Summary of Deferred Outflows and Inflows of Resources that to Be Recognized in Pension Expense in Future Years. Projected Deferred Outflows for County and City Contributions to Be Recognized after the Measurement Date Accounting Disclosure Exhibit City of Winter Springs Defined Benefit Plan 2334 Table VIII (Cont'd) The following information is not required to be disclosed but is provided for informational purposes. IX.Components of Pension Expense (GASB No. 68) Projected Measurement Date 9/30/2014 9/30/2015 9/30/2016 9/30/2017 9/30/2018 9/30/2019 9/30/2020 9/30/2021 * Service Cost 886,819$ 834,402$ 808,281$ 697,459$ 502,667$ 472,736$ 401,950$ 390,407$ Interest on Total Pension Liability 3,666,120 3,851,130 4,059,813 4,229,901 4,452,760 4,693,091 4,736,276 4,853,732 Current-Period Benefit Changes 0 0 0 0 0 0 0 0 (369,500) (358,106) (479,257) (342,209) (460,745) (265,688) (217,975) (211,822) Projected Earnings on Plan Investments (2,604,338) (2,967,155) (3,012,502) (3,370,693) (3,730,846) (4,134,934) (4,087,676) (4,227,819) Administrative Expenses 159,424 11,937 28,208 55,697 64,770 69,023 32,984 32,984 Other Changes in Plan Fiduciary Net Position 0 0 0 0 0 0 0 0 (126,409) (149,527) (78,759) (99,375) 1,158,437 1,917,785 1,460,935 1,182,929 (256,201) 336,198 123,208 (372,952) (675,422) 120,322 (505,342) (292,352) Total Pension Expense 1,355,915$ 1,558,879$ 1,448,992$ 797,828$ 1,311,621$ 2,872,335$ 1,821,152$ 1,728,059$ * Projected - actual amounts will be available after measurement date Contributions - Member Recognition of Beginning Deferred Outflows / (Inflows) due to Liabilities Recognition of Beginning Deferred Outflows / (Inflows) due to Assets Accounting Disclosure Exhibit City of Winter Springs Defined Benefit Plan 2435 Table VIII (Cont'd) The following information is not required to be disclosed but is provided for informational purposes. X.Recognition of Deferred Outflows and (Inflows) due to Liabilities - Measurement Date (GASB No. 68) Recognition of Deferred Outflows due to Differences Between Actual and Expected Experience on Liabilities Established Initial Balance Initial Recognition Period Remaining Recognition Period as of 9/30/2020 Recognition Amount for 2019 / 2020 Balance as of 9/30/2020 2016 / 2017 0$ 3.2 0.0 0$ 0$ 2017 / 2018 124,345$ 2.2 0.0 11,305$ 0$ 2018 / 2019 1,281,355$ 1.9 0.0 606,958$ 0$ 2019 / 2020 569,125$ 1.7 0.7 334,779$ 234,346$ TOTAL 953,042$ 234,346$ Recognition of Deferred (Inflows) due to Differences Between Actual and Expected Experience on Liabilities Established Initial Balance Initial Recognition Period Remaining Recognition Period as of 9/30/2020 Recognition Amount for 2019 / 2020 Balance as of 9/30/2020 2016 / 2017 (592,087)$ 3.2 0.0 (37,006)$ 0$ 2017 / 2018 0$ 2.2 0.0 0$ 0$ 2018 / 2019 0$ 1.9 0.0 0$ 0$ 2019 / 2020 0$ 1.7 0.7 0$ 0$ TOTAL (37,006)$ 0$ Recognition of Deferred Outflows due to Changes of Assumptions or Other Inputs Established Initial Balance Initial Recognition Period Remaining Recognition Period as of 9/30/2020 Recognition Amount for 2019 / 2020 Balance as of 9/30/2020 2016 / 2017 526,115$ 3.2 0.0 32,882$ 0$ 2017 / 2018 2,531,601$ 2.2 0.0 230,145$ 0$ 2018 / 2019 0$ 1.9 0.0 0$ 0$ 2019 / 2020 479,182$ 1.7 0.7 281,872$ 197,310$ TOTAL 544,899$ 197,310$ Accounting Disclosure Exhibit City of Winter Springs Defined Benefit Plan 2536 Table VIII (Cont'd) The following information is not required to be disclosed but is provided for informational purposes. X.Recognition of Deferred Outflows and (Inflows) due to Liabilities - Measurement Date (GASB No. 68) (cont'd) Recognition of Deferred (Inflows) due to Changes of Assumptions or Other Inputs Established Initial Balance Initial Recognition Period Remaining Recognition Period as of 9/30/2020 Recognition Amount for 2019 / 2020 Balance as of 9/30/2020 2016 / 2017 0$ 3.2 0.0 0$ 0$ 2017 / 2018 0$ 2.2 0.0 0$ 0$ 2018 / 2019 0$ 1.9 0.0 0$ 0$ 2019 / 2020 0$ 1.7 0.7 0$ 0$ TOTAL 0$ 0$ XI.Recognition of Deferred Outflows and (Inflows) due to Assets - Measurement Date (GASB No. 68) Established Initial Balance Initial Recognition Period Remaining Recognition Period as of 9/30/2020 Recognition Amount for 2019 / 2020 Balance as of 9/30/2020 2015 / 2016 (1,064,950)$ 5 0 (212,990)$ 0$ 2016 / 2017 (2,480,800)$ 5 1 (496,160)$ (496,160)$ 2017 / 2018 (1,512,347)$ 5 2 (302,469)$ (604,940)$ 2018 / 2019 2,697,710$ 5 3 539,542$ 1,618,626$ 2019 / 2020 (166,324)$ 5 4 (33,265)$ (133,059)$ TOTAL (505,342)$ 384,467$ Recognition of Deferred Outflows / (Inflows) due to Difference Between Projected and Actual Earnings on Pension Plan Investments Accounting Disclosure Exhibit City of Winter Springs Defined Benefit Plan 2637 Table IX A.Effective Date B.Eligibility Requirements C.Accrual Service D.Compensation E.Final Average Compensation F.Normal Retirement 1.Eligibility: (a)Attainment of age 65; or (b)Completion of 30 years of service and determined to be disabled under the City's long term disability insurance policy. Years of Accrual Service are any Plan Years during which an Employee completes at least 1,000 hours of service, including years of service completed prior to participation in the Plan. Average earnings during the best five (5)consecutive Plan Years out of the last ten (10)Plan Years preceding termination or retirement,but not less than the three (3)highest consecutive compensation periods during employment with the City as of September 30, 2011. Outline of Principal Provisions of the Retirement Plan Plan adopted as a Money Purchase Floor Offset plan on October 1,1997.Plan amended and restated as a Defined Benefit Plan effective October 1,2000.Plan most recently amended by Resolution 2017-10 adopted November 13, 2017. General Employees hired prior to October 1,2011,Police Officers and Forensic Professionals working 30 or more hours per week are eligible to join the Plan on the first day of the month following completion of six (6)months of service.Electing transferring Firefighters as of October 2,2008 under the Agreement with the County. Wages,salaries and other amounts received (whether or not paid in cash)for personal services actually rendered in the course of employment.Effective October 10,2011 Compensation shall exclude commissions,bonuses,overtime pay in excess of one hundred fifty (150)hours per Plan year and payments for accrued leave in excess of the dollar amount of an Employee's accrued leave balance on July 1, 2011. City of Winter Springs Defined Benefit Plan 2738 Table IX (Cont'd) 2.Benefit: G.Early Retirement 1.Eligibility: (a)Attainment of age 55 and completion of 15 years of service; or (b) 2.Benefit: H.Late Retirement 1.Eligibility: Continued employment beyond Normal Retirement Date. 2.Benefit: (a) (b) I.Disability Retirement 1.Eligibility: 2.Benefit: Accrued benefit calculated as for Normal Retirement based upon service and pay at Disability Retirement Date. Greater of (a) and (b): Accrued benefit calculated as for Normal Retirement based upon service and pay at Late Retirement Date. Actuarially increased benefit as of Late Retirement Date. Completion of 30 years of service and determined to be disabled under the City's long term disability insurance policy. Completion of 25 years of service. Benefit accrued to date of early retirement,actuarially reduced for each year early retirement benefit commencement precedes age 55.A participant as of September 30,2011 who attains age 55 and completes 10 or more years of service but less than 15 years of service may receive the accrued benefit as of September 30,2011 payable without actuarial reduction plus the accrued benefit earned after September 30, 2011 payable with actuarial reduction from normal retirement date. Outline of Principal Provisions of the Retirement Plan For Firefighters,Police Officers and Forensic Professionals,3.00%times Final Average Compensation multiplied by Accrual Service, up to a maximum of 30 years. For General Employees,3.00%times Accrual Service earned through September 30,2011 times Final Average Compensation plus 2.50%times Accrual Service earned after September 30,2011 times Final Average Compensation, up to a maximum of 30 years of Accrual Service. City of Winter Springs Defined Benefit Plan 2839 Table IX (Cont'd) J.Death Benefit K.Participant Contributions L.Vested Benefit Upon Termination Years of Service Vested Percentage Less Than 7 0% 7 or More 100% M.Normal Form of Payment of Retirement Income Other Options N.Changes Since Previous Valuation Outline of Principal Provisions of the Retirement Plan 100%vested in required participant contributions.Participant contributions made after October 1,2000 are included in the deferred vested benefit payable at normal or early retirement date. Upon termination of service prior to normal or early retirement date a participant shall be entitled to a benefit payable at normal or early retirement date calculated as for normal retirement.Based upon pay and service at date of termination multiplied by a percentage from the following table. None. Five percent (5%) of compensation. Monthly benefit payable for life. Actuarially equivalent joint and survivor at 50%, 75%, 100%; or ten (10) years certain and life. Beneficiary entitled to a monthly benefit supported by the present value of the non-forfeitable accrued benefit at the time of the participant's death.If death occurs after actual retirement,the beneficiary receives whatever is payable under the form of benefit option elected. City of Winter Springs Defined Benefit Plan 2940 Table X A.Mortality Firefighter, Police Officer and Forensic Professional participants: Sample Ages (2020)Men Women Men Women 55 30.45 34.32 27.59 31.17 60 25.51 29.26 23.01 26.39 62 23.58 27.25 21.28 24.55 Sample Ages (2040)Men Women Men Women 55 32.09 35.81 29.48 33.00 60 27.08 30.70 24.79 28.13 62 25.11 28.67 23.00 26.25 General Employee participants: Pre-retirement Expectancy (Years) Future Life Pre-retirement Expectancy (Years)Expectancy (Years) Future Life For healthy participants post employment,PUB-2010 Headcount Weighted General Below Median Healthy Retiree Mortality Table,separate rates for males and females,set back 1 year for male,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. For healthy participants during employment,PUB-2010 Headcount Weighted General Below Median Employee Mortality Table,separate rates for males and females,set back 1 year for male,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. For healthy participants post employment,PUB-2010 Headcount Weighted Safety Healthy Retiree Female Mortality Table and Safety Below Median Healthy Retiree Male Mortality Table,both set forward 1 year, with fully generational mortality improvements projected to each future decrement date with Scale MP- 2018. For healthy participants during employment,PUB-2010 Headcount Weighted Safety Employee Female Mortality Table and Safety Below Median Employee Male Mortality Table,both set forward 1 year,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. Used in the Valuation Actuarial Assumptions and Actuarial Cost Methods Post-retirement Expectancy (Years) Future Life Post-retirement For disabled participants,80%PUB-2010 Headcount Weighted General Disabled Retiree Mortality Table / 20%PUB-2010 Headcount Weighted Safety Disabled Retiree Mortality Table,separate rates for males and females, without projected mortality improvements. Future Life City of Winter Springs Defined Benefit Plan 3041 Table X (Cont'd) A.Mortality (cont'd) Sample Ages (2020)Male Female Male Female 55 32.58 35.02 28.63 32.38 60 27.74 30.00 24.55 27.84 62 25.85 28.02 22.93 26.02 Sample Ages (2040)Male Female Male Female 55 34.22 36.50 30.64 34.15 60 29.30 31.44 26.40 29.51 62 27.37 29.43 24.72 27.63 B.Investment Return C.Allowances for Expenses or Contingencies D.Salary Increase Factors General Firefighters and Service Employees Police Officers Less than 5 years 4.50%4.50% 5 - 14 years 3.25%3.25% 15 - 20 years 3.00%3.25% 20+ years 3.00%3.00% Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation Expectancy (Years) Future Life Post-retirement Expectancy (Years) Future Life Pre-retirement Prior year's actual administrative expenses are included in normal cost. Current salary is assumed to increase at a rate based on the table below per year until retirement -includes assumed wage inflation of 3.0%. Forensic Professionals, For disabled participants,PUB-2010 Headcount Weighted General Disabled Retiree Mortality Table,separate rates for males and females, both set forward 3 years, without projected mortality improvements. Expectancy (Years) Future Life Pre-retirement Expectancy (Years) Future Life Post-retirement 7.40%, compounded annually, net of investment expenses - includes assumed inflation of 2.75%. City of Winter Springs Defined Benefit Plan 3142 Table X (Cont'd) E.Employee Withdrawal Rates Service Male Female Male Female Less than 5 years 20.5%15.5%13.5%4.0% 5 - 9 years 8.0%12.0%9.0%4.0% 10+ years 4.5%5.0%4.5%4.0% F.Disability Rates 1. General All Other Age Employees Employees < 40 0.001%0.005% 45 0.001%0.050% 50 0.002%0.050% 55 0.005%0.090% 60 0.006%0.090% 65 0.001%0.090% 2. General All Other Age Employees Employees 20 0.00%0.02% 25 0.01%0.02% 30 0.01%0.04% 35 0.01%0.04% 40 0.02%0.04% 45 0.04%0.04% 50 0.08%0.07% 55 0.16%0.07% 60 0.21%0.07% 65 0.04%0.07% Non-duty disability rates for General Employees,Forensic Professionals,Firefighters and Police Officers were used in accordance with the following illustrative example. The disability assumptions are the disability assumptions used in the July 1, 2020 FRS Actuarial Valuation. Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation Line-of-duty disability rates for General Employees,Forensic Professionals,Firefighters and Police Officers were used in accordance with the following illustrative example. General Employees Forensic Professionals, Firefighters and Police Officers Withdrawal rates were used in accordance with the following illustrative example. City of Winter Springs Defined Benefit Plan 3243 Table X (Cont'd) G.Assumed Retirement Age Retirement rates were used in accordance with the following tables. 1.For Forensic Professionals, Police Officers and Firefighters: Age 0 - 9 10 - 14 15 - 24 25 - 29 30 or more Under 55 0.0%0.0%0.0%3.5%40.0% 55 0.0%5.0%25.0%70.0%80.0% 56 - 64 0.0%5.0%7.5%7.5%10.0% 65 and above 100.0%100.0%100.0%100.0%100.0% 2.For General Employees: Age 0 - 14 15 - 24 25 or more Under 55 0%0%0% 55 - 64 4%18%12% 65 and above 100%100%100% H.Marital Assumptions 1. 2. I.Interest on Future Participant Contributions 3.75%, compounded annually. J.Asset Valuation Method The method used for determining the smoothed value of assets phases in the deviation between the expected and actual return on assets at the rate of 20%per year.The smoothed value of assets will be further adjusted to the extent necessary to fall within the corridor whose lower limit is 80%of the fair market value of Plan assets and whose upper limit is 120%of the fair market value of Plan assets -adjusted for equation of balance October 1, 2010. 100% of active members are assumed to be married. Females are assumed to be three (3) years younger than their male spouses. Years of Service Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation Years of Service City of Winter Springs Defined Benefit Plan 3344 Table X (Cont'd) K.Cost Method L.Changes Since Previous Valuation 1.Mortality for Disabled participants were: Firefighter, Police Officer and Forensic Professional participants: General Employee participants: 2.Investment Return was: 7.50%, compounded annually, net of investment expenses - includes assumed inflation of 2.75%. PUB-2010 Headcount Weighted General Disabled Retiree Mortality Table,separate rates for males and females,both set forward 3 years,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. 80%PUB-2010 Headcount Weighted General Disabled Retiree Mortality Table /20%PUB-2010 Headcount Weighted Safety Disabled Retiree Mortality Table,separate rates for males and females,with fully generational mortality improvements projected to each future decrement date with Scale MP-2018. Actuarial Assumptions and Actuarial Cost Methods Used in the Valuation Under this method the normal cost for each active employee is the amount which is calculated to be a level percentage of pay that would be required annually from his entry age to his assumed retirement age to fund his estimated benefits,assuming the Plan had always been in effect.The normal cost for the Plan is the sum of such amounts for all employees.The actuarial accrued liability as of any valuation date for each active employee or inactive employee who is eligible to receive benefits under the Plan is the excess of the actuarial present value of estimated future benefits over the actuarial present value of current and future normal costs.The unfunded actuarial accrued liability as of any valuation date is the excess of the actuarial accrued liability over the assets of the Plan. Normal Retirement, Termination, Disability, and Death Benefits: Entry Age Normal Cost Method Vested Normal Retirement, Termination, Disability, and Death Benefits: Unit Credit Cost Method Under this method,the actuarial present value of vested accrued benefits is an amount calculated to be the sum of the present values of each individual's vested accrued or earned benefit under the Plan as of the valuation date. Each individual's calculation is based on pay and service as of the valuation date. City of Winter Springs Defined Benefit Plan 3445 Table XI Attained Age Group 0 - 4 5 - 9 10 - 14 15 - 19 20 - 24 25 - 29 30 & Over Total Under 25 -------0 25 - 29 -------0 30 - 34 -------0 35 - 39 -------0 40 - 44 -------0 45 - 49 -------0 50 - 54 -------0 55 - 59 -------0 60 - 64 ----1 --1 65 & Over -------0 TOTAL 0 0 0 0 1 0 0 1 10/01/2019 10/01/2020Average Attained Age 58.16 years 60.07 yearsAverage Hire Age 30.49 years 36.07 yearsAverage Pay 89,443$ 76,182$ Percent Female 0.0%0.0% and Service Groups as of October 1, 2020 ---------------------------------------------COMPLETED YEARS OF SERVICE--------------------------------------------- Distribution by Attained Age Groups Firefighters City of Winter Springs Defined Benefit Plan 3546 Table XI (Cont'd) Attained Age Group 0 - 4 5 - 9 10 - 14 15 - 19 20 - 24 25 - 29 30 & Over Total Under 25 -------0 25 - 29 -------0 30 - 34 -1 -----1 35 - 39 --1 ----1 40 - 44 --1 4 3 --8 45 - 49 -----1 -1 50 - 54 ---1 ---1 55 - 59 --1 3 --1 5 60 - 64 --1 1 -1 -3 65 & Over --1 ----1 TOTAL 0 1 5 9 3 2 1 21 10/01/2019 10/01/2020 Average Attained Age 50.12 years 50.11 years Average Hire Age 32.76 years 32.63 years Average Pay 55,464$ 54,136$ Percent Female 32.1%28.6% ---------------------------------------------COMPLETED YEARS OF SERVICE--------------------------------------------- Distribution by Attained Age Groups and Service Groups as of October 1, 2020 General Employees City of Winter Springs Defined Benefit Plan 3647 Table XI (Cont'd) Attained Age Group 0 - 4 5 - 9 10 - 14 15 - 19 20 - 24 25 - 29 30 & Over Total Under 25 7 ------7 25 - 29 9 ------9 30 - 34 4 1 2 ----7 35 - 39 2 -1 3 ---6 40 - 44 1 1 -2 1 --5 45 - 49 ----2 3 -5 50 - 54 ---1 4 1 1 7 55 - 59 -1 -1 1 --3 60 - 64 --1 ----1 65 & Over -------0 TOTAL 23 3 4 7 8 4 1 50 10/01/2019 10/01/2020 Average Attained Age 41.07 years 38.58 years Average Hire Age 28.54 years 28.02 years Average Pay 60,240$ 58,549$ Percent Female 17.5%20.0% and Service Groups as of October 1, 2020 ---------------------------------------------COMPLETED YEARS OF SERVICE--------------------------------------------- Distribution by Attained Age Groups Police Officers City of Winter Springs Defined Benefit Plan 3748 Table XI (Cont'd) Attained Age Group 0 - 4 5 - 9 10 - 14 15 - 19 20 - 24 25 - 29 30 & Over Total Under 25 -------0 25 - 29 -------0 30 - 34 -------0 35 - 39 -------0 40 - 44 1 ---1 --2 45 - 49 -------0 50 - 54 -------0 55 - 59 -------0 60 - 64 -------0 65 & Over -------0 TOTAL 1 0 0 0 1 0 0 2 10/01/2019 10/01/2020 Average Attained Age 36.71 years 43.83 years Average Hire Age 23.71 years 31.33 years Average Pay 47,196$ 47,975$ Percent Female 100.0%100.0% ---------------------------------------------COMPLETED YEARS OF SERVICE--------------------------------------------- Distribution by Attained Age Groups and Service Groups as of October 1, 2020 Forensic Professionals City of Winter Springs Defined Benefit Plan 3849 Table XI (Cont'd) Attained Age Group 0 - 4 5 - 9 10 - 14 15 - 19 20 - 24 25 - 29 30 & Over Total Under 25 7 ------7 25 - 29 9 ------9 30 - 34 4 2 2 ----8 35 - 39 2 -2 3 ---7 40 - 44 2 1 1 6 5 --15 45 - 49 ----2 4 -6 50 - 54 ---2 4 1 1 8 55 - 59 -1 1 4 1 -1 8 60 - 64 --2 1 1 1 -5 65 & Over --1 ----1 TOTAL 24 4 9 16 13 6 2 74 10/01/2019 10/01/2020 Average Attained Age 45.12 years 42.28 years Average Hire Age 30.10 years 29.52 years Average Pay 59,251$ 57,249$ Percent Female 24.7%24.3% and Service Groups as of October 1, 2020 ---------------------------------------------COMPLETED YEARS OF SERVICE--------------------------------------------- Distribution by Attained Age Groups All Members City of Winter Springs Defined Benefit Plan 3950 Table XII A.Entitled to Deferred Benefits Current Age Total Average Group Count Annual Benefit Annual Benefit Less than 40 23 135,963$ 5,911$ 40 - 44 27 286,656 10,617 45 - 49 42 514,324 12,246 50 - 54 31 455,904 14,707 55 - 59 21 124,432 5,925 60 - 64 15 91,013 6,068 65 - 69 3 12,969 4,323 70 - 74 3 8,651 2,884 75 & Over 2 2,389 1,195 TOTAL 167 1,632,301$ 9,774$ B.Receiving Benefits Current Age Total Average Group Count Annual Benefit Annual Benefit Less than 50 2 18,664$ 9,332$ 50 - 54 3 128,166 42,722 55 - 59 27 1,042,357 38,606 60 - 64 33 1,438,816 43,600 65 - 69 24 619,470 25,811 70 - 74 24 493,818 20,576 75 - 79 12 244,854 20,405 80 - 84 4 71,653 17,913 85 & Over 2 11,912 5,956 TOTAL 131 4,069,710$ 31,066$ Statistics for Participants Entitled to Deferred Benefits and Participants Receiving Benefits City of Winter Springs Defined Benefit Plan 4051 Table XIII A.Active Participants 1.Active participants previous year 73 2.Retired during year (6) 3.Died during year 0 4.Disabled during year 0 5.Terminated non-vested during year (3) 6.Terminated vested during year (4) 7.New active participants 14 8.Out on military leave 0 9.Rehired during year 0 10.Transferred to DC Plan 0 11.Active participants current year 74 B.Participants Receiving Benefits 1.Participants receiving benefits previous year 125 2.New retired participants 6 3.New DRO recipient 0 4.New terminated vested receiving benefits 4 5.New beneficiaries receiving benefits 0 6.Died or ceased payment during year (4) 7.Retired or terminated vested receiving benefits current year 131 C.Terminated Vested Participants Entitled to Future Benefits 1.Terminated vested entitled previous year 167 2.Died during year 0 3.Commenced receiving benefits during year (4) 4.New terminated vested 4 5.Terminated vested refunded employee contributions 0 6.Rehired 0 7.Terminated vested entitled current year 167 Reconciliation of Employee Data City of Winter Springs Defined Benefit Plan 4152 Table XIV Projected Total Fiscal Year Ending Annual Payout 2021 4,255,076$ 2022 4,489,777$ 2023 4,716,130$ 2024 4,836,142$ 2025 4,947,919$ 2026 5,155,982$ 2027 5,391,902$ 2028 5,519,056$ 2029 5,671,020$ 2030 5,659,974$ Projected Retirement Benefits The above projected payout of Plan benefits during the next ten years is based on assumptions involving all decrements.Actual payouts may differ from the above estimates depending upon the death,salary and retirement experience of the Plan.However,since the projected payment is recomputed each valuation date, there is an automatic correction to the extent that actual experience varies from expected experience. City of Winter Springs Defined Benefit Plan 4253 Table XV Year Benefits Administrative Employee City / County Smoothed Ending Paid 2 Expenses Contributions Contributions 3 Value 09/30/2020 3,821,626$ 32,984$ 217,975$ 3,213,927$ 58,929,456$ 09/30/2019 3,276,412 69,023 265,688 2,924,706 54,759,146 09/30/2018 2,935,206 64,770 460,745 2,635,968 50,899,575 09/30/2017 2,679,408 55,697 342,209 2,605,753 46,396,570 09/30/2016 2,450,972 28,208 479,257 2,586,936 42,001,072 09/30/2015 2,202,769 11,937 358,106 2,392,948 37,570,287 09/30/2014 1,974,208 159,424 369,500 2,527,508 33,841,977 09/30/2013 1,732,845 177,541 396,374 2,258,798 29,908,683 09/30/2012 1,606,752 309,874 418,635 1,824,431 26,852,721 09/30/2011 1,165,350 196,423 287,090 2,616,924 25,932,292 09/30/2010 886,521 178,530 284,866 2,311,058 23,887,446 09/30/2009 617,274 116,982 306,420 1,781,197 20,788,655 09/30/2008 384,482 70,423 365,288 1,663,951 18,746,975 09/30/2007 233,953 123,197 N/A 1,843,147 15,526,572 09/30/2006 171,697 84,340 N/A 1,505,020 11,951,383 09/30/2005 N/A N/A N/A 1,260,627 9,716,089 09/30/2004 140,509 62,225 N/A 1,013,379 8,134,588 09/30/2003 138,353 47,477 N/A 903,748 7,279,048 1 Information prior to September 30, 2008 as reported by prior actuary. 2 Includes refunds. 3 Values prior to September 30, 2008 include Employee Contributions. Summary of Transaction Information 1 City of Winter Springs Defined Benefit Plan 4354 Table XV (Cont'd) General & Forensic Police & Fire Valuation Net Market Net Smoothed Assumed Rate Date Actual Assumed Actual Assumed Value Yield Value Yield of Return 10/01/2020 7.8%3.1%4.1%3.4%2.6 1.2 7.81%8.42%7.50% 10/01/2019 8.5%3.2%4.5%3.3%3.9 0.9 2.69%7.90%7.75% 10/01/2018 4.7%3.1%5.9%3.2%2.6 2.0 10.89%9.49%7.75% 10/01/2017 3.9%4.0%4.0%4.6%1.7 6.6 13.9%9.9%8.0% 10/01/2016 2.4%4.2%5.6%4.8%1.8 5.5 10.8%10.2%8.0% 10/01/2015 3.2%4.4%3.8%4.8%1.9 1.4 0.0%9.4%8.0% 10/01/2014 2.5%4.7%1.8%4.9%1.2 2.3 11.9%10.5%8.0% 10/01/2013 0.7%4.7%0.7%4.9%1.4 2.4 16.0%8.5%8.0% 10/01/2012 (2.4%)4.8%(6.5%)5.0%2.4 2.4 19.5%2.3%8.0% 10/01/2011 4.9%4.8%3.5%5.2%1.9 2.4 (1.0%)2.0%8.0% Last 3 Years 7.0%3.1%4.8%3.3%3.0 1.3 7.08%8.60%7.67% Last 5 Years 5.4%3.5%4.8%3.9%2.4 2.4 9.2%9.2%7.8% Last 10 Years 3.6%4.1%2.7%4.4%2.0 2.3 9.1%7.8%7.9% % Increase / (Decrease) Police & Fire to Expected Ratio of Actual Termination General & Forensic Recent Compensation, Termination and Investment Return Experience Investment ReturnCompensation City of Winter Springs Defined Benefit Plan 4455 Table XVI Prior Current Assumptions Assumptions 10/01/2019 10/01/2020 10/01/2020 A.Participant Data 1.Active participants 73 74 74 2.Retired participants and beneficiaries receiving benefits 125 131 131 3.Disabled participants receiving benefits 0 0 0 4.Terminated vested participants 167 167 167 5.Annual payroll of active participants 4,325,321$ 4,236,443$ 4,236,443$ 6.Annual benefits payable to those currently receiving benefits 3,580,657$ 4,069,710$ 4,069,710$ B.Value of Assets 1.Smoothed Value 54,759,146$ 58,929,456$ 58,929,456$ 2.Market Value 54,713,697$ 58,544,989$ 58,544,989$ C.Liabilities 1.Actuarial present value of future expected benefit payments for active members a.Retirement benefits 15,880,274$ 13,888,062$ 14,120,281$ b.Vesting benefits 1,491,393 1,409,700 1,440,316 c.Death benefits 318,959 258,264 262,530 d.Disability benefits 149,343 133,225 129,076 e.Total 17,839,969$ 15,689,251$ 15,952,203$ 2.Actuarial present value of future expected benefit payments for terminated vested members 10,987,664$ 9,998,885$ 10,143,331$ 3.Actuarial present value of future expected benefit payments for members currently receiving benefits a.Service retired 36,340,974$ 41,696,930$ 42,049,921$ b.Disability retired 0 0 0 c.Beneficiaries 1,977,579 1,765,246 1,778,248 d.Miscellaneous (Refunds in Process)104,893 118,808 118,808 e.Total 38,423,446$ 43,580,984$ 43,946,977$ State Required Exhibit Actuarial Valuation as of October 1, 2020 City of Winter Springs Defined Benefit Plan 4556 Table XVI (Cont'd) Prior Current Assumptions Assumptions 10/01/2019 10/01/2020 10/01/2020 4.Total actuarial present value of future expected benefit payments 67,251,079$ 69,269,120$ 70,042,511$ 5.Actuarial accrued liabilities 64,659,208$ 66,636,808$ 67,328,099$ 6.Unfunded actuarial accrued liabilities 9,900,062$ 7,707,352$ 8,398,643$ D.Statement of Accumulated Plan Benefits 1.Actuarial present value of accumulated vested benefits a.Participants currently receiving benefits 38,318,553$ 43,462,176$ 43,828,169$ b.Other participants 22,281,079 19,595,762 19,872,143 c.Total 60,599,632$ 63,057,938$ 63,700,312$ 2.Actuarial present value of accumulated non- vested plan benefits 274,181 155,350 157,702 3.Total actuarial present value of accumulated plan benefits 60,873,813$ 63,213,288$ 63,858,014$ E.Pension Cost 1.Total normal cost 470,973$ 413,741$ 423,391$ 2.Payment required to amortize unfunded liability 934,804 741,387 790,747 3.Interest adjustment 62,121 50,735 52,731 4.Total required contribution 1,467,898$ 1,205,863$ 1,266,869$ 5.Item 4 as a percentage of base payroll 33.9%28.5%29.9% 6.Estimated employee contributions 216,266$ 211,822$ 211,822$ 7.Item 6 as a percentage of base payroll 5.0%5.0%5.0% 8.Net amount payable by County and City 1,251,632$ 994,041$ 1,055,047$ 9.Item 8 as a percentage of base payroll 28.9%23.5%24.9% Actuarial Valuation as of October 1, 2020 State Required Exhibit City of Winter Springs Defined Benefit Plan 4657 Table XVI (Cont'd) Prior Current Assumptions Assumptions 10/01/2019 10/01/2020 10/01/2020 F.Past Contributions 1.Total contribution required (previous valuation)1,607,100$ 1,467,898$ 1,467,898$ 2.Actual contributions made: a.Members 217,975$ N/A N/A b.City and County 3,213,927 N/A N/A c.Total 3,431,902$ N/A N/A G.Disclosure of Following Items: 1.Actuarial present value of future salaries - attained age 29,745,186$ 30,453,560$ 30,622,636$ 2.Actuarial present value of future employee contributions - attained age 1,487,259$ 1,522,677$ 1,531,132$ 3.Actuarial present value of future contributions from other sources N/A N/A N/A 4.Amount of active members' accumulated contributions 2,168,580$ 1,959,373$ 1,959,373$ 5.Actuarial present value of future salaries and future benefits at entry age N/A N/A N/A 6.Actuarial present value of future employee contributions at entry age N/A N/A N/A State Required Exhibit Actuarial Valuation as of October 1, 2020 City of Winter Springs Defined Benefit Plan 4758 Table XVI (Cont'd) Prior Current Current Assumptions Assumptions Remaining Unfunded Amortization Amortization Funding Unfunded Actuarial Accrued Liabilities Liabilities Payment Payment Period 10/01/2000 Initial 568,228$ 77,007$ 76,727$ 10 years 10/01/2002 Assumption Change (8,682) (1,044) (1,040) 12 years 10/01/2003 Plan Amendment 58,744 6,725 6,694 13 years 10/01/2004 Plan Amendment 94,333 10,337 10,286 14 years 10/01/2005 Plan Amendment 205,407 21,647 21,532 15 years 10/01/2006 Plan Amendment 246,700 25,104 24,964 16 years 10/01/2007 Plan Amendment 262,200 25,854 25,703 17 years 10/01/2008 Plan Amendment and Assumption Change 1,216,961 116,635 115,918 18 years 10/01/2008 Method Change 2,720,093 260,696 259,095 18 years 10/01/2009 Actuarial Loss / (Gain)1,197,911 111,891 111,174 19 years 10/01/2010 Actuarial Loss / (Gain)(227,351) (20,745) (20,607) 20 years 10/01/2010 Plan Amendment (1,318,120) (120,277) (119,474) 20 years 10/01/2011 Actuarial Loss / (Gain)1,475,894 131,841 130,929 21 years 10/01/2012 Actuarial Loss / (Gain)508,890 44,587 44,267 22 years 10/01/2013 Actuarial Loss / (Gain)(404,143) (34,788) (34,531) 23 years 10/01/2014 Actuarial Loss / (Gain)(437,809) (37,081) (36,799) 24 years 10/01/2014 Assumption Change 4,113 348 346 24 years 10/01/2015 Actuarial Loss / (Gain)(178,546) (14,900) (14,783) 25 years 10/01/2016 Actuarial Loss / (Gain)(868,542) (71,503) (70,928) 26 years 10/01/2016 Assumption Change 301,051 24,784 24,585 26 years 10/01/2017 Actuarial Loss / (Gain)(442,020) (35,938) (35,642) 27 years 10/01/2017 Assumption Change 1,601,663 130,222 129,149 27 years 10/01/2018 Actuarial Loss / (Gain)212,370 17,070 16,926 28 years 10/01/2019 Actuarial Loss / (Gain)401,033 31,895 31,621 29 years 10/01/2019 Assumption Change 391,550 31,141 30,873 29 years 10/01/2020 Actuarial Loss / (Gain)125,424 9,879 9,792 30 years 10/01/2020 Assumption Change 691,291 N/A 53,970 30 years TOTAL 8,398,643$ 741,387$ 790,747$ Shelly L. Jones, A.S.A., E.A.Jennifer M. Borregard, E.A. Enrollment Number: 20-08646 Enrollment Number: 20-07624 Dated: May 24, 2021 State Required Exhibit This Actuarial Valuation and/or cost determination was prepared and completed by us or under our direct supervision,and we acknowledge responsibility for the results.To the best of our knowledge,the results are complete and accurate,and in our opinion,the techniques and assumptions used are reasonable and meet the requirements and intent of Part VII,Chapter 112,Florida Statutes.There is no benefit or expense to be provided by the Plan and/or paid from the Plan's assets for which liabilities or current costs have not been established or other wise provided for in the valuation.All known events or trends which may require material increase in Plan costs or required contribution rates have been taken into account in the valuation. Amortization balances are written down in proportion to amortization payments. City of Winter Springs Defined Benefit Plan 4859 Table XVII Glossary Actuarial Accrued Liability.The difference between the Actuarial Present Value of Future Benefits,and the Actuarial Present Value of Future Normal Costs. Actuarial Assumptions.Assumptions about future plan experience that affect costs or liabilities,such as: mortality,withdrawal,disablement,and retirement;future increases in salary;future rates of investment earnings;future investment and administrative expenses;characteristics of members not specified in the data,such as marital status;characteristics of future members;future elections made by members and other items. Actuarial Cost Method.A procedure for allocating the Actuarial Present Value of Future Benefits between the Actuarial Present Value of Future Normal Costs and the Actuarial Accrued Liability. Actuarial Equivalent.Of equal Actuarial Present Value,determined as of a given date and based on a given set of Actuarial Assumptions. Actuarial Present Value of Future Benefits.The Actuarial Present Value of amounts which are expected to be paid at various future times to active members,retired members,beneficiaries receiving benefits and inactive,non-retired members entitled to either a refund or a future retirement benefit.Expressed another way,it is the value that would have to be invested on the valuation date so that the amount invested plus investment earnings would provide sufficient assets to pay all projected benefits and expenses when due. Actuarial Valuation.The determination,as of a valuation date,of the Normal Cost,Actuarial Accrued Liability,Actuarial Value of Assets,and related Actuarial Present Values for a plan.An Actuarial Valuation for a governmental retirement system typically also includes calculations of items needed for compliance with GASB No. 67. Actuarial Value of Assets.The value of the assets as of a given date,used by the actuary for valuation purposes.This may be the market or fair value of plan assets or a smoothed value in order to reduce the year-to-year volatility of calculated results,such as the funded ratio and the actuarially required contribution. Amortization Method.A method for determining the Amortization Payment.The most common methods used are level dollar and level percentage of payroll.Under the Level Dollar method,the Amortization Payment is one of a stream of payments,all equal,whose Actuarial Present Value is equal to the UAAL. Under the Level Percentage of Pay method,the Amortization Payment is one of a stream of increasing payments,whose Actuarial Present Value is equal to the UAAL.Under the Level Percentage of Pay method, the stream of payments increases at the rate at which total covered payroll of all active members is assumed to increase. City of Winter Springs Defined Benefit Plan 4960 Table XVII (Cont'd) Glossary Amortization Payment.That portion of the plan contribution which is designed to pay interest on and to amortize the Unfunded Actuarial Accrued Liability. Amortization Period. The period used in calculating the Amortization Payment. Annual Required Contribution.The employer’s periodic required contributions,expressed as a dollar amount or a percentage of covered plan compensation.The annual required contribution consists of the Employer Normal Cost and Amortization Payment plus interest adjustment. Closed Amortization Period.A specific number of years that is reduced by one each year,and declines to zero with the passage of time.For example if the amortization period is initially set at 30 years, it is 29 years at the end of one year, 28 years at the end of two years, etc. Employer Normal Cost.The portion of the Normal Cost to be paid by the employer.This is equal to the Normal Cost less expected member contributions. Equivalent Single Amortization Period.For plans that do not establish separate amortization bases (separate components of the UAAL),this is the same as the Amortization Period.For plans that do establish separate amortization bases,this is the period over which the UAAL would be amortized if all amortization bases were combined upon the current UAAL payment. Experience Gain/Loss.A measure of the difference between actual experience and that expected based upon a set of Actuarial Assumptions,during the period between two actuarial valuations.To the extent that actual experience differs from that assumed,Unfunded Actuarial Accrued Liabilities emerge which may be larger or smaller than projected.Gains are due to favorable experience,e.g., the assets earn more than projected,salaries do not increase as fast as assumed,members retire later than assumed,etc.Favorable experience means actual results produce actuarial liabilities not as large as projected by the actuarial assumptions.Losses are the result of unfavorable experience,i.e.,actual results that produce Unfunded Actuarial Accrued Liabilities which are larger than projected. Funded Ratio. The ratio of the Actuarial Value of Assets to the Actuarial Accrued Liability. GASB. Governmental Accounting Standards Board. City of Winter Springs Defined Benefit Plan 5061 Table XVII (Cont'd) Glossary GASB No.67 and GASB No.68.These are the governmental accounting standards that set the accounting rules for public retirement plans and the employers that sponsor or contribute to them. Statement No.67 sets the accounting rules for the plans themselves,while Statement No.68 sets the accounting rules for the employers that sponsor or contribute to public retirement plans. Normal Cost. The annual cost assigned, under the Actuarial Cost Method, to the current plan year. Open Amortization Period.An open amortization period is one which is used to determine the Amortization Payment but which does not change over time.In other words,if the initial period is set as 30 years,the same 30-year period is used in determining the Amortization Period each year.In theory,if an Open Amortization Period is used to amortize the Unfunded Actuarial Accrued Liability, the UAAL will never completely disappear,but will become smaller each year,either as a dollar amount or in relation to covered payroll. Unfunded Actuarial Accrued Liability.The difference between the Actuarial Accrued Liability and Actuarial Value of Assets. Valuation Date.The date as of which the Actuarial Present Value of Future Benefits are determined. The benefits expected to be paid in the future are discounted to this date. Vested Benefit Security Ratio.The ratio of the Market Value of Assets to the Actuarial Present Value of Vested Accrued Benefits. City of Winter Springs Defined Benefit Plan 5162 CONSENT AGENDA ITEM 301 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE FY 2022 Resurfacing SUMMARY The City hired an independent engineering contractor, KCI, to evaluate and rank all the roads in the city. The consultant’s evaluation has been further reviewed and evaluated by staff, and was approved by the commission on July 12, 2021. The first phase of resurfacing is scheduled to be completed by the end of September. The contractor will continue in October and start on phase 2 when FY 2022 funds become available. This will allow the City to minimize the mobilization fees and pave more roads. RECOMMENDATION Authorize the City Manager to negotiate and execute a contract with Middlesex Paving, LLC for Phase 2 of the resurfacing plan not to exceed $1,125,000 to include a 10% contingency. 63 Over Location of Resurfacing Projects 8164 Detail Location of Resurfacing Projects Numbers Refer to Estimated Cost Sheet 2 35 11 27 31 10 8265 Detail Location of Resurfacing Projects Numbers Refer to Estimated Cost Sheet 6 16 23 1 3 14 22 21 30 32 25 29 8366 Detail Location of Resurfacing Projects Numbers Refer to Estimated Cost Sheet 24 15 34 7 19 20 9 17 8467 Detail Location of Resurfacing Projects Numbers Refer to Estimated Cost Sheet 4 8 28 12 13 26 18 33 8568 CONSENT AGENDA ITEM 302 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE West WWTP Reliability Improvements. SGS Contracting Services, Inc./Synagro Contract Modification SUMMARY The West WRF is located in the western part of the City and provides sanitary sewer service to the surrounding community. In 2020, the City initiated critical repairs to the two WRF treatment units including new influent screens and aeration systems. During the first treatment unit rehabilitation, the operating treatment unit experienced operational problems, interruption to reclaimed water service for some customers, and other impacts to some adjacent residents. Reliability improvements are recommended to ensure the fewest number of residents are impacted during rehabilitation of the second treatment unit. The reliability improvements include some permanent piping improvements both at the WRF and in the reclaimed water distribution system. Disk Filters – Disk filters are a newer treatment technology that replaces the older traveling bridge sand filters. The sand filters have had various functional issues and are unreliable. This activity will provide for the installation of the temporary filter and associated site improvements including site work, piping, and electrical connections. The disk filter rental is addressed in a separate agenda item as a response to an invitation to bid (ITB). VENDOR TOTAL ESTIMATED COST1 Construction Allowance $225,000 1. Costs will include filter placement/removal, construction materials, and construction labor. Temporary Above Ground Water Storage – Water that does not meet public access reclaimed water standards must be sent to the rapid infiltration basins (RIB) for disposal. In the event of a plant upset, water will be diverted to the temporary water storage tanks and then pumped to the RIB. The storage tank rental and emergency pump rental is addressed in a separate agenda 69 item as a response to an invitation to bid (ITB). VENDOR TOTAL ESTIMATED COST1 Construction Allowance $175,000 1. Costs will include connection to the storage tanks, construction materials, and construction labor. Reclaimed Water Piping Improvements – Currently, the discharge from the WWTP to the RIBs (Rapid Infiltration Basins) utilizes the same piping as public access reuse. A piping configuration that can create an isolated and dedicated pipeline to the RIBs is required to maintain reclaimed water to existing customers and disposal of non public access water simultaneously. LOCATION TOTAL ESTIMATED COST1 RCW Pipe Jumper at Plant $60,000 1. Estimated cost for piping installation. Final cost to be determined upon final engineering design. West WWTP Treatment Unit #2 Piping Improvements – Treatment Unit #2 has multiple internal treatment flows that are returned to the influent screen of Unit #2. The additional flow can contribute to the screen overflowing and causing a spill to the ground on the plant site. Redirecting the internal flows directly to appropriate treatment basins within treatment Unit #2 will reduce the flow impact to the influent screen. VENDOR TOTAL ESTIMATED COST1 Construction Allowance $30,000 1. Estimated cost for piping installation. Final cost to be determined upon final engineering design. West WWTP Treatment Unit #1 Structural Repairs – Treatment Unit #1 has multiple structural deficiencies including broken concrete footing, separating wall(s), and broken top ring. The extent of the repairs cannot completely be identified until the tank is emptied and cleaned. The deficiencies were not evident during priority repair design and are not included in the existing repair project. VENDOR TOTAL ESTIMATED COST1 Construction Allowance $110,000 1. Final cost to be determined upon final engineering design. Priority Repair Construction Contract Modifications – SGS Contracting Services (general contractor) and Synagro (tank cleaning contractor) are at the end of 70 the original contract duration. The contracts need to be extended to allow contractors to complete anticipated work. An additional three hundred (300) days of time is recommended to be approved for each contract. SGS Contracting Services has reached the approved contract contingency amount with additional approved change order work. This is work in addition to the original scope of work. Additional funds are required to be approved to continue anticipated change order work. An additional $600,000 is recommended to be approved. Synagro will need additional approved contract contingency to address additional work to dispose of inert material and additional labor to reduce the overall on-site work timeframes. An additional $100,000 is recommended to be approved. RECOMMENDATION Staff recommends the City Commission authorize the City Manager to execute contract changes for SGS Contracting Services to add additional contract time and up to $600,000 of additional expenditures. Authorize the City Manager to execute contract changes for Synagro to add additional contract time and up to $100,000 of additional expenditures. 71 CONSENT AGENDA ITEM 303 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE SCADA (Supervisory Control and Data Acquisition) Contract rider, West WRF SCADA Improvements and Lift Station 7W SCADA Improvements, Contract and Scope of Work Award SUMMARY The City utility infrastructure utilizes automation and controls to operate continuously, reliability, and with notification to on call staff during events. The systems require periodic maintenance as equipment will fail and must be replaced. In addition, the systems require upgrades as components become obsolete and cannot be replaced with the same components. City of Winter Springs staff evaluated the City of Sunrise contract and determined that the contract was advertised properly and the services are similar in nature to the services required by the City of Winter Springs utility system. The vendor has signed a contract rider allowing the City of Winter Springs to utilize the City of Sunrise contract and accepted the City of Winter Springs requirements. In conjunction with the contract rider, the West WRF requires SCADA improvements. The West WRF is located in the western part of the City and provides wastewater treatment service and reclaimed water (RCW) to the City’s RCW distribution system. During the cleaning and rehabilitation of treatment Unit #1, treatment Unit #2 will treat 100% of the flow coming into the facility. The treatment process is sensitive to changes and can become upset. The proposed SCADA improvements will provide staff with advanced notice of changes in the treatment process allowing staff to respond. In addition, the primary influent lift station (LS)(station that pumps influent wastewater) to the West WRF has an old SCADA system that cannot be replaced and backup parts are difficult to obtain. Failure of the LS could cause an overflow of raw wastewater into Gee Creek. The result of the improvements will be additional reliability so the facility can produce public access RCW and prevent possible wastewater overflows. VENDOR: Revere Control Systems, Inc PROPOSAL COST West WRF SCADA Improvements $68,413.00 LS 7W SCADA Improvements $58,027.98 72 Preparation for cleaning and construction of the treatment Unit #1 repairs is anticipated to begin in October with repairs completed by March 2022. The SCADA improvements will be completed as soon as possible after approval. RECOMMENDATION Staff recommends the City Commission approve the contract rider to Revere Control Systems, Inc. Additionally, approve a contract in the amount of $68,413.00 for SCADA improvements at the West WRF and a contract in the amount of $58,027.98 for SCADA improvements at LS 7W plus a ten (10%) project contingency for each ($12,644.10 total for both projects) for a total of $139,085.08. Finally, authorization for the City Manager and City Attorney is requested to prepare and execute any and all applicable contract documents consistent with this Agenda item. 73 74 75 76 77 CONSENT AGENDA ITEM 304 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE West WRF Temporary Disk Filter, Vendor Selection and Award SUMMARY The West WRF is located in the western part of the City and provides wastewater treatment service and reclaimed water (RCW) to the City’s RCW distribution system. During the cleaning and rehabilitation of treatment Unit #1, treatment Unit #2 will treat 100% of the flow coming into the facility. The treatment process is sensitive to changes and can become upset resulting in higher than normal total suspended solids (TSS) being sent to the filters. The existing sand filters are at the end of their service life and do not respond to changes in TSS well. The temporary disk filter will process the anticipated high flow capacity and capture the anticipated high TSS from treatment Unit #2 while maintaining effluent quality. The result will be additional reliability the facility can produce public access RCW. Invitation to Bid (ITB) #05-21 JN for West Water Reclamation Facility Temporary Disk Filter was advertised on September 3, 2021 and bids received on September 17, 2021. The ITB outlined the equipment specifications and performance requirements. The prices are based on mobilization to the West WRF, demobilization from the West WRF, and a six (6) month rental with the option to rent the equipment longer if required. Two bids were received as shown in the Bid Tabulation below: VENDOR MOB/DEMOB COST MONTHLY COST TOTAL COST Veolia Water Technologies, Inc.$49,750 $16,450 $148,450 WesTech Engineering, LLC $33,110 $29,175 $208,160 Preparation for cleaning and construction of the treatment Unit #1 repairs is anticipated to begin in October with repairs completed by March 2022. The disk filter will be delivered to the West WRF as soon as practical. 78 RECOMMENDATION Staff recommends the City Commission award a contract to Veolia Water Technologies, Inc. in the amount of $148,450 plus a two month project contingency ($16,450 per month) for a total of $181,350 for the rental of a temporary disk filter. Additionally, in the event an agreement with the first ranked proposer is unable to be completed, authorize the City Manager and City Attorney to negotiate with the second ranked proposer, which is WesTech Engineering, LLC in the amount of $208,160 plus a two month project contingency for a total of $266,510. Finally, authorization for the City Manager and City Attorney is requested to prepare and execute any and all applicable contract documents consistent with this Agenda item. 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 Project Manual City of Winter Springs WEST WATER RECLAMATION FACILITY TEMPORARY DISK FILTER RENTAL Bid No. ITB 05-21 JN September 2021 128 THIS PAGE INTENTIONALLY LEFT BLANK 129 WEST WRF TEMPORARY DISK FILTER RENTAL INDEX-1 September 2021 Index INDEX TO PROJECT MANUAL CITY OF WINTER SPRINGS WEST WRF TEMPORARY DISK FILTER RENTAL City Bid No. ITB 05-21 JN September 2021 DIVISION 0 BIDDING REQUIREMENTS AND CONDITIONS OF THE CONTRACT 00020 Advertisement for Bids 00020-1 00100 Instructions to Bidders 00100-1 – 00100-9 00300 Mandatory Bid Forms 00300-1 – 00300-15 00660 Notice of Selection Form 00660-1 APPENDICES Appendix A: Scope of Work 130 WEST WRF TEMPORARY DISK FILTER RENTAL 00020-1 September 2021 Advertisement for Bids SECTION 00020 ADVERTISEMENT FOR BIDS INVITATION TO BID Bid Proposals are hereby solicited by the City of Winter Springs, Florida for: WEST WRF TEMPORARY DISK FILTER RENTAL Bid No. ITB 05-21 JN Sealed Bids must be received by September 17, 2021 at 10:00 A.M. at the City of Winter Springs, City Hall, 1126 East S.R. 434, Winter Springs, FL 32708. Bid opening will be immediately after at City of Winter Springs, City Hall, 1126 East S.R. 434, Winter Springs, FL 32708. The Bidding Documents may be downloaded in pdf format from DemandStar and the City’s website at the following link: https://www.winterspringsfl.org/rfps This project consists of the following as detailed in Appendix A: 1. Provide a temporary disk filter for a minimum of a six (6) month rental period, which may be extended at the City’s option, mobilization of equipment to the site, demobilization from the site, spare parts, and maintenance of the disk filter. All questions regarding the bid should be directed to Holly Queen, City Controller by e- mail to hqueen@winterspringsfl.org. The City of Winter Springs reserves the right to reject any or all bids, with or without cause, to waive technicalities and minor irregularities, or to accept the bids which, it its judgment best serves the interest of the City. Table 1 - Procurement Schedule NO. ACTIVITY DATE 1 Issue ITB September 3, 2021 2 Last Date for City to Receive Questions on ITB September 10, 2021 3 Last Date for City to Issue Addendum in Response to Questions September 14, 2021 4 Proposal Submission Due Date & Bid Opening September 17, 2021 5 Consideration and Selection of Bidder for Negotiations by City Commission September 27, 2021 6 City Manager Negotiations and Execution of a Written Rental TBD 131 WEST WRF TEMPORARY DISK FILTER RENTAL 00020-2 September 2021 Advertisement for Bids Agreement END OF SECTION 132 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-1 September 2021 Instructions to Bidders SECTION 00100 INSTRUCTIONS TO BIDDERS Project Identification A. Bids are requested for providing a temporary disk filter for the West Water Reclamation Facility for the City of Winter Springs, hereinafter called the OWNER, to be provided in accordance with this Project Manual. The City intends to lease the temporary disk filter, satisfying the specifications included in Appendix A attached hereto, for a minimum period of six (6) months, which may be extended at the City’s option. No maximum rental period is known, and bids shall provide the equipment rental rate on a month-to-month basis. Maintenance of the disk filter shall be provided by the bidder as necessary and at pre-determined service intervals as described in Appendix A at no additional cost to the OWNER. B. AS DESCRIBED FURTHER BELOW IN SECTION 1.06, SELECTION OF THE LOWEST RESPONSIVE, RESPONSIBLE BIDDER BY THE CITY COMMISSION SHALL NOT RESULT IN THE FORMATION OF A CONTRACT. NO CONTRACT OR RENTAL AGREEMENT SHALL BE FORMED UNTIL FINAL APPROVAL OF SUCH RENTAL AGREEMENT BY THE CITY MANAGER AFTER NEGOTIATION OF SPECIFIC RENTAL AGREEMENT TERMS. Bidding Documents A. Definition Bidding Documents consist of this Project Manual. B. Copies of Documents, including any Addenda issued prior to receipt of bids Bidding Documents may be obtained in compliance with the Advertisement for Bids. The bidding documents are only available in pdf format and can be downloaded from DemandStar and the City website. No partial sets of the Bidding Documents will be issued. Complete sets of Bidding Documents shall be used in preparing bids. The OWNER will not assume any responsibility for errors or misinterpretations resulting from the use of incomplete sets of Bidding Documents. C. Questions 133 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-2 September 2021 Instructions to Bidders Any Bidder who is in doubt as to the true meaning of any part of the Bidding Documents, or finds a discrepancy or omission therein, may submit to the City Controller an e-mail request to hqueen@winterspringsfl.org for an interpretation or correction. Any interpretation, correction or change of the Bidding Documents will be made by Addendum. Interpretations, corrections or changes made in any other manner will not be binding, and Bidders shall not rely upon such interpretations, corrections and changes. All questions must be submitted, in writing, on or before September 10, 2021, 5:00 P.M. D. Addenda Addenda will be issued via DemandStar. All Addenda issued during the time of bidding shall form a part of the Project Manual, shall be covered in the Bid, and shall become a part of the Contract. Receipt of each Addendum shall be acknowledged in the Bid Form; failure to do so may subject the Bidder to disqualification. It shall be the Bidder’s responsibility to ensure that they have received all Addenda prior to submitting a bid. The OWNER shall not be responsible for non-receipt or untimely receipt of Addenda due to acts of the delivering agency or any other source. Examination of Documents and Inspection of Site A. Before submitting a Bid, Bidders shall carefully examine the Bidding Documents. Each Bidder, by submitting his Bid, represents that he has so examined the Bidding Documents and that he understands the provisions of the Bidding Documents. Bidding Procedure A. Form of Bid Each Bid shall be submitted on the Bid Form included as one of the Bidding Documents. The Bidder is not permitted to make changes in the Bid Form provided. The Bidder shall fill in spaces on the Bid Form by typewriter or manually in ink. When a Bidder submits a Bid with spaces containing erasures or other changes, the person signing the Bid must initial changes, each erasure or change. The Bidder must fill in all relevant blank spaces. Where so indicated by the makeup of the Bid Form, amounts shall be expressed in both words and figures, and in case of discrepancy between the two, the amount in words shall govern. In Unit Price type Bids; the Bidder must furnish a Unit Price for all items, regardless of the quantity. In case of discrepancy between the Unit Price and the Total Amount, the Unit Price shall govern. No conditional Bids will be accepted. Alternate Bids will not be 134 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-3 September 2021 Instructions to Bidders considered unless called for. Oral proposals or modifications will not be considered. The Bid shall include the legal name of the Bidder and a statement whether the Bidder is a sole proprietor, a partnership, a corporation, or any other legal entity, and the Bid shall be signed by the person or persons legally authorized to bind the Bidder to a Contract. A Bid by a corporation shall further give the State of incorporation and have the corporate seal affixed. A Bid submitted by an agent shall have a current Power of Attorney attached certifying agent’s authority to bind Bidder. B. Submission of Bids The Bid and any other documents required to be submitted with the Bid shall be enclosed in a sealed opaque envelope. This envelope shall be addressed to: City of Winter Springs Attn: Holly Queen 1126 East State Road 434 Winter Springs, FL 32708 The Front of Envelope must be marked ITB #05-21 JN and shall be identified with the Bidder’s name and address. Submit one (1) copy of the completed Bidding Documents. Bids shall be delivered to the designated location prior to the time and date for receipt of Bids indicated in the Advertisement for Bids or any extension thereof made by Addendum. Bids received after the time and date for receipt of Bids will be returned unopened to the person or firm submitting the Bid. The Bidder shall assume full responsibility for timely delivery of his Bid to the designated location. PARTIES DESIRING TO RESPOND TO THIS ITB ARE HEREBY NOTIFIED THAT ALL COMMUNICATIONS REGARDING THIS ITB, WHETHER IN WRITING, ELECTRONIC, VERBAL, OR BY SOME OTHER MEANS, AND WHETHER MADE INDIRECTLY BY THIRD PARTIES OR DIRECTLY BY THE RESPONDENT, SHALL BE SUBMITTED TO THE CITY’S CONTROLLER, EXCEPT LEGAL MATTERS MAY BE DIRECTED TO THE CITY ATTORNEY DIRECTLY OR THROUGH THE CONTROLLER. EXCEPT AS EXPRESSLY REQUIRED BY THIS ITB FOR 135 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-4 September 2021 Instructions to Bidders FORMAL PRESENTATIONS (IF ANY), ANY INDIRECT OR DIRECT COMMUNICATIONS AND LOBBYING REGARDING THIS ITB MADE TO MEMBERS OF THE CITY COMMISSION, OR ANY OTHER CITY OFFICIAL ARE STRICTLY PROHIBITED AND SHALL CONSTITUTE GROUNDS FOR IMMEDIATE DISQUALIFICATION. C. Modification and Withdrawal Bids may not be modified after submittal. Bidders may withdraw Bids at any time prior to the Bid Opening time and date. Withdrawal requests shall be made in writing and must be received by the OWNER before the time and date stated or as amended for the Bid Opening. Properly withdrawn Bids will be returned unopened to the person or firm submitting the Bid. A Bidder who timely withdraws his Bid may submit a new Bid in the same manner as specified herein under “Submission of Bid”. A Bid submitted in place of a withdrawn Bid shall be clearly marked as such on the outside of the envelope and on the Bid Form. If a Contract is not executed within 90 calendar days after opening of Bids, a Bidder may file a written request with the OWNER for the withdrawal of his Bid. D. Proposal Disclosure; Florida Public Records Law Florida law provides that municipal records shall, at all times, be open for personal inspection by any person. Section 119.01, Florida Statutes et. seq. (the Public Records Law). Unless otherwise provided by the Public Records Law, information and materials received by the City in connection with an ITB response and under any awarded contract shall be deemed to be public records subject to public inspection and/or copying at the end of the statutory exemption time period pursuant to Section 119.071, Florida Statutes. However, certain exemptions to the Public Records Law are statutorily provided for under sections 119.07 and 119.071, Florida Statutes, and other applicable laws. If the Respondent believes any of the information contained in its response is exempt from the Public Records Law, the Respondent must, in its response, specifically identify the material which is deemed to be exempt and cite the legal authority for the exemption; otherwise, the City will treat all materials received as public records. In addition, the Respondent shall make available to the City, or any of its duly authorized representatives, any books, documents, papers, and records of the Respondent which are directly pertinent to any contract awarded under this ITB for the purpose of making audit, examination, excerpts, and transcriptions. All records shall be retained for a minimum of three (3) years after the City makes 136 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-5 September 2021 Instructions to Bidders final payment under the contract awarded under this ITB and all other pending matters are closed by the City. All materials submitted in response to this ITB shall become property of the City. The City has the right to use any or all information/material submitted. Disqualification of a Respondent does not eliminate this right. Consideration of Bids and Basis of Selection A. Basis of Selection Except in cases where the OWNER exercises the right to reject all Bids, the OWNER, as soon as practicable after Opening of Bids, will select the lowest responsive, responsible bidder for further contract negotiations. The lowest Bid will be determined by comparison of the total amount of the bids as stated in writing on the Bid Form. B. Evaluation of Responsiveness The responsiveness of Bidders will be judged on the basis of the completeness of the Bid submitted. To be responsive, a Bid must be submitted on the forms provided as part of the Bid Documents and shall include all items required by the Mandatory Bid Forms. If, upon opening the Bid, any of the items required to be responsive are found to be missing or incomplete, the Bidder will be judged non-responsive, except that the City reserves the right to waive minor irregularities or technical errors. The Bidder must sign bid proposals with his signature in full. When a firm is a Bidder, one or more of the partners shall sign the bid proposals in the name of the firm. When a corporation is a Bidder, the officer signing shall set out the corporate name in full beneath which he shall sign his name, give title of his office, and affix the corporate seal. C. Evaluation of Responsibility To be judged responsible, the Bidder shall meet the following standards: (a) Upon request, must demonstrate that he has adequate financial resources for performance, the necessary experience (including experience in mobilizing, demobilizing, and maintaining or servicing similar equipment), organization, technical qualifications, and facilities, or a firm commitment, 137 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-6 September 2021 Instructions to Bidders arrangement, or ability to obtain such (including proposed subcontracts). (b) Upon request, demonstrate a satisfactory record of integrity, judgment, and performance as a corporation (including its shareholders and officers), or as a sole proprietorship, including in particular, any prior performance upon contracts from the State and the OWNER. Any parties currently under litigation with the OWNER may be judged non-responsible. (c) Upon request, demonstrate an adequate financial management system and audit procedure, which provides efficient and effective accountability and control of all property, funds, and assets. Notice of Selection Upon the selection of the lowest responsive, responsible bidder by the City Commission, such bidder shall provide a draft rental agreement for the disk filters to the City for review with a minimum term of six (6) months and incorporating the Bid Amount and monthly rental rate submitted in the Bid Form. The City shall engage in negotiations with the lowest responsive, responsible bidder regarding the specific terms of the rental agreement. The selection by the City Commission shall not result in the formation of a contract. No contract shall be formed until final approval and execution of a written contract by the City Manager occurs, containing such terms as the City Manager determines are in the best interest of the City. Negotiations may be terminated at any time by the City Manager if, in his or her sole discretion, the City Manager determines that the negotiation of terms acceptable to the City will not be successful. Bidder’s Interest in More Than One Bid No person, firm, or corporation shall be allowed to make, file, or have an interest in more than one Bid for the same work, unless Alternates are called for. A person, firm, or corporation who has submitted a sub-bid to a Bidder or who has quoted prices on materials to a Bidder is not hereby disqualified from submitting a sub-bid or quoting prices to other Bidders. Florida Statutes, Section 287.133(3)(a) - Public Entity Crimes A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime may not submit a bid, proposal, or reply on a contract to provide any goods or services to a public entity; may not submit a bid, proposal, or reply on a contract with a public entity for the construction or repair of a public building or public work; may not submit bids, proposals, or replies on leases of real property to a public entity; may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity; and may not transact business with any public entity in excess of the threshold amount provided in s. 287.017 for CATEGORY TWO for a period of 36 months following the date of being placed on the convicted vendor list. 138 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-7 September 2021 Instructions to Bidders Cone of Silence/Lobbying Lobbying is defined as any action taken by an individual, firm, association, joint venture, partnership, syndicate, corporation, and/or all other groups who seek to influence the governmental decision of a City Commission Member, the City Manager, any requesting or evaluating Department/Division/Office personnel and/or any member of the Evaluation Committee concerning an active solicitation during the black-out period. A lobbying black-out period commences upon the issuance of this solicitation document. If an award item is presented to City Commission for approval or for a request to provide authorization to negotiate a Contract(s) and the City Commission refers the item back to the City Manager, Procurement Division and/or requesting Department/Division/Office for further review or otherwise does not act on the item, the Cone of Silence/Lobbying Black-out Period will be reinstated until such time as the City Commission meets to consider the item for action. Bid/proposers, respondents, potential vendors, service providers, lobbyists, consultants, or vendor representatives shall not contact any City Commission member, the City Manager, any requesting or evaluating Division/Department/Office personnel, and/or any member of the Evaluation Committee concerning an active solicitation during the Cone of Silence/Lobbying Black-out Period. 1.13 Prohibition on Gifts to City Employees and Officials No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any City employee, as set forth in Chapter 112, Part III, Florida Statutes, the current City Ethics Ordinance, and City Administrative Policy. Violation of this provision may result in one or more of the following consequences: a. Prohibition by the individual, firm, and/or any employee of the firm from contact with City staff for a specified period of time; b. Prohibition by the individual and/or firm from doing business with the City for a specified period of time, including but not limited to: submitting bid/proposals, RFP, and/or quotes; and, c. Immediate termination of any contract held by the individual and/or firm for cause. 1.14 Brand Names BRAND NAMES: If items called for by this ITB have been identified in the specifications by a “Brand Name OR EQUAL” description, such identification is intended to be descriptive, but not restrictive, and is to indicate the quality and characteristics of products that will be acceptable. Bids offering “equal” products will be considered for award if such products are clearly identified in the bid and are determined 139 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-8 September 2021 Instructions to Bidders by the City to meet fully the salient characteristic requirements listed in the specifications. Unless the proposer clearly indicates in his bid that he is offering an “equal” product, the bid shall be considered as offering the same brand product referenced in the specification. If the proposer proposes to furnish an “equal” product, the brand name, if any of the product shall be otherwise clearly identified. The evaluation of bids and the determination as to equality of the product offered shall be the sole responsibility of the City and will be based on information furnished by the proposer. The applicable City Department is not responsible for locating or securing any information which is not identified in the bid. To ensure that sufficient information is available, the proposer shall furnish as a part of the bid any descriptive material necessary for the City to determine whether the product offered meets the specifications, to establish exactly what the proposer proposes to furnish and the City would be purchasing by making an award. 1.15 Discrimination An entity or affiliate who has been placed on the discriminatory vendor list may not submit a bid, proposal, or reply on a contract to provide any goods or services to a public entity; may not submit a bid, proposal, or reply on a contract with a public entity for the construction or repair of a public building or public work; may not submit bids, proposals, or replies on leases of real property to a public entity; may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity; and may not transact business with any public entity. 1.16 E-Verify Pursuant to section 448.095, Florida Statutes, beginning January 1, 2021, any City contractors shall register with and use the U.S. Department of Homeland Security’s E-Verify system, https://e-verify.uscis.gov/emp, to verify the work authorization status of all employees hired on and after January 1, 2021. City Contractors must provide evidence of compliance with section 448.095, Florida Statutes. Evidence shall consist of an affidavit from the Contractor stating all employees hired on and after January 1, 2021 have had their work authorization status verified through the E-Verify system and a copy of their proof of registration in the E-Verify system. Failure to comply with this provision will be a material breach of the contract, and shall result in the immediate termination of a contract without penalty to the City. The City Contractor shall be liable for all costs incurred by the City securing a replacement contract, including but not limited to, any increased costs for the same services, any costs due to delay, and rebidding costs, if applicable. If the City Contractor utilizes Subcontractors the following shall apply: Contractor shall also require all subcontractors performing work under the Agreement to use the E-Verify system for any employees they may hire during the term of the Agreement. 140 WEST WRF TEMPORARY DISK FILTER RENTAL 00100-9 September 2021 Instructions to Bidders Contractor shall obtain from all such subcontractors an affidavit stating the subcontractor does not employ, contract with, or subcontract with an unauthorized alien, as defined in section 448.095, Florida Statutes. Contractor shall provide a copy of all subcontractor affidavits to the City upon receipt and shall maintain a copy for the duration of the Agreement. END OF SECTION 141 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-1 September 2021 Mandatory Bid Forms SECTION 00300 MANDATORY BID FORMS (Mandatory Forms must be submitted with the bid. Failure to submit forms may disqualify the proposer from the ITB.) Description The following Bid is hereby made to the City of Winter Springs, hereafter called the OWNER. Bid is submitted by: Legal Name (indicate whether sole proprietorship, partnership, or corporation): ________________________________________________________________________ Address: ________________________________________________________________________ Contact Name: ________________________________________________________________________ Contact Phone Number: ________________________________________________________________________ Contact E-Mail Address: ________________________________________________________________________ The Undersigned: A. Acknowledges receipt of: Project Manual for WEST WRF TEMPORARY DISK FILTER. Addenda: Number , dated . Number , dated . B. Has examined the site and all Bidding Documents and understands that in submitting his Bid, he waives all right to plead any misunderstanding regarding the same. C. Agrees: 142 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-2 September 2021 Mandatory Bid Forms To hold this Bid open for 60 calendar days after the bid opening date. To furnish the goods and/or services specified in this ITB at the prices quoted in my responsive bid and in compliance with the Bidding Documents. To accept the provisions of the Instructions to Bidders. To negotiate a contract with the OWNER incorporating the bid amounts, if selected on the basis of this Bid. To receive a City Purchase Order issued by the OWNER at the submitted Bid Price. To accomplish the work in accordance with the contract documents and this Project Manual. To deliver the equipment as required by the specifications and as indicated in his proposal document. D. Certifies: 1. That all information contained in this bid is truthful to the best of my knowledge and belief. 2. That I am duly authorized to submit this bid on behalf of the vendor and that the vendor is ready, willing, and able to perform if awarded the bid. Stipulated Amount A. Base Bid Price I will provide the equipment and services under this project for a minimum Six-Month Total Rental Amount (Monthly Rent multiplied by 6) of: _______________________________Dollars ($__________________) and a One-Time Mobilization/Demobilization Amount of:. _______________________________Dollars ($__________________). The Bidder hereby agrees to perform all work as required by this Project Manual for the following Unit Prices. Work for which there is not a Pay Item will be considered incidental to the Contract and no additional compensation will be allowed. The OWNER, at his sole option and discretion, may choose to add or deduct from the unit prices set forth below. The Bidder shall be paid for actual quantities completed in accordance with the contract documents. The following is the order of precedence which will be used in case of conflicts within the Bid Submittal provided by each Bidder: Unit Price, Total Price, Total Base Bid (See attached Bid Form). Bid Submittals 143 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-3 September 2021 Mandatory Bid Forms A. Completed and signed bid price form and other Mandatory forms in this Section. B. I have attached all other Mandatory Forms in this Section. Submittal RESPECTFULLY SUBMITTED, signed and sealed this day of , 2021. Bidder By: _______________________________Title__________________________________ ATTEST: SECRETARY SEAL 144 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-4 September 2021 Mandatory Bid Forms BID TABULATION The Bidder hereby indicates the following total units and total prices which represent all materials, labor, equipment, transportation, performance of all operations relative to performance of the project, overhead, and costs of all kinds and profit to complete the work items in accordance with the Project Manual, plans, and permits. Work for which there is not a listed item below shall be considered incidental to the Contract and no additional compensation will be allowed. The detailed Schedule of Values shall be provided by the lowest responsible bidder and be included with their executed contract, as attached. TOTAL BID: ________________________________________________DOLLARS (In Words) $___________________________ ITEM No. DESCRIPTION QUANTITY UNITS UNIT COST TOTAL COST 1 Mobilization/Demobilization, plus, • Travel and living expenses to have one personnel onsite up to 8 hours per day, two trips, up to 3 days each trip. • Travel and living expenses to have one personnel onsite up to 8 hours per day for the last 2 days rental is onsite. 1 LS 2 Rental Equipment • Disk filter • Spares • Service Program 6 Month TOTAL = As Needed Service beyond necessary repairs to the equipment and exceeding the minimum service intervals in Appendix A Rate per Hour Supervision/Project Manager • Onsite & travel time beyond budgeted As Needed To Be Determined Meals per diem travel & living expenses at cost +15% Additional per month rental beyond 6 months (Rate may not exceed rate quoted for minimum 6 month term.) As Needed To Be Determined 145 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-5 September 2021 Mandatory Bid Forms SCRUTINIZED COMPANY CERTIFICATION Florida Statutes, Sections 287.135 and 215.473 Pursuant to Section 287.135, Florida Statutes (2017), a company is ineligible to, and may not, bid on, submit a proposal for, or enter into or renew a contract with the City for goods or services of: (a) Any amount if, at the time of bidding on, submitting a proposal for, or entering into or renewing such contract, the company is on the Scrutinized Companies that Boycott Israel List, created pursuant to s. 215.4725, or is engaged in a boycott of Israel; or (b) One million dollars or more if, at the time of bidding on, submitting a proposal for, or entering into or renewing such contract, the company: 1. Is on the Scrutinized Companies with Activities in Sudan List or the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List, created pursuant to s. 215.473; or 2. Is engaged in business operations in Cuba or Syria. Subject to limited exceptions provided in state law, the City will not contract for the provision of goods or services with any scrutinized company referred to above. The Contractor must submit this required certification form attesting that it is not a scrutinized company and is not engaging in prohibited business operations. The following shall be grounds for termination of the contract at the option of the awarding body: The company is found to have submitted a false certification; been placed on the Scrutinized Companies with Activities in Sudan List or the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List; been placed on the Scrutinized Companies that Boycott Israel List or is engaged in a boycott of Israel; or been engaged in business operations in Cuba or Syria. The City shall provide notice, in writing, to the Contractor of any determination concerning a false certification. The Contractor shall have five (5) days from receipt of notice to refute the false certification allegation. If such false certification is discovered during the active contract term, the Contractor shall have ninety (90) days following receipt of the notice to respond in writing and demonstrate that the determination of false certification was made in error. If the Contractor does not demonstrate that the City’s determination of false certification was made in error then the City shall have the right to terminate the contract and seek civil remedies pursuant to Section 287.135, Florida Statutes. THIS CERTIFICATION FORM MUST BE COMPLETED AND INCLUDED IN YOUR BID RESPONSE. FAILURE TO SUBMIT THIS FORM AS INSTRUCTED SHALL RENDER YOUR BID SUBMITTAL NON-RESPONSIVE. a. The Vendor, owners, or principals are aware of the requirements of Section 287.135, Florida Statutes; and 146 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-6 September 2021 Mandatory Bid Forms b. The Vendor, owners, or principals are eligible to participate in this solicitation and not listed on the Scrutinized Companies that Boycott Israel List or engaged in a boycott of Israel; and c. For contracts of one million dollars or more, the Vendor, owners, or principals are eligible to participate in this solicitation and not listed on the Scrutinized Companies with Activities in Sudan List or the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List and, further, are not engaged in business operations in Cuba or Syria; and d. If awarded the Contract, the Vendor, owners, or principals will immediately notify the City in writing if any of its company, owners, or principals: are placed on the Scrutinized Companies that Boycott Israel List, the Scrutinized Companies with Activities in Sudan List, or the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List; engage in a boycott of Israel; or engage in business operations in Cuba or Syria. (Authorized Signature) (Printed Name and Title) (Name of Vendor) STATE OF _________________ COUNTY OF _______________ The foregoing instrument was acknowledged before me by means of (___) physical presence or (___) online notarization, this _______ day of _____________, 2021, by ____________________________ the _________________ of ____________________________________________________, a ______________________ (__) who is personally known to me or (__) who produced _____________________________________________ as identification. ___________________________________ Notary Public Print Name:_________________________ My Commission expires: _______________ 147 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-7 September 2021 Mandatory Bid Forms NON-COLLUSION AND CONTINGENT FEES AFFADAVIT State of Florida County of _____________________________________________________________, being first duly sworn, deposes and says that: He / She is ______________________________ of ____________________________, the Proposer that has submitted the attached Bid; He / She is fully informed respecting the preparation and contents of the attached Bid and of all pertinent circumstances respecting such Bid; Such Bid is genuine and is not a collusive or sham Bid; Neither the said proposer nor any of its officers, partners, owners, agents, representatives, employees or parties in interest, including this affiant, has in any way colluded, conspired, connived or agreed, directly or indirectly with any other proposer, firm or person to submit a collusive or sham Bid in connection with the contract for which the attached Bid has been submitted or to refrain from bidding in connection with such Contract, or has in any manner, directly or indirectly, sought by agreement or collusion or communication or conference with any other Proposer, firm or person to fix the price or prices in the attached Bid or of any other Proposer, or to fix any overhead, profit or cost element of the Bid price or the Bid price of any other Proposers, or to secure through any collusion, conspiracy, connivance or unlawful agreement any advantage against the City of Winter Springs or any person interested in the proposed Contract; The price or prices quoted in the attached Bid are fair and proper and are not tainted by any collusion, conspiracy, connivance or unlawful agreement on the part of the Proposer or any of its agents, representatives, owner’s employees, or parties in interest, including this affiant; and The proposer nor any of its officers, partners, owners, agents, representatives, employees or parties in interest, including this affiant, have not employed or retained any company or person, other than a bona fide employee working solely for the proposer to solicit or secure this agreement and that proposer has not paid or agreed to pay any person, company, corporation, individual, or firm, other than a bona fide employee working solely for the proposer any fee, commission, percentage, gift, or other consideration contingent upon or resulting from the award or making of this agreement. For the breach or violation of this provision, the City shall have the right to terminate the agreement without liability and, at its discretion, to deduct from the contract price, or otherwise recover, the full amount of such fee, commission, percentage, gift, or consideration. (Authorized Signature) (Printed Name and Title) (Name of Vendor) 148 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-8 September 2021 Mandatory Bid Forms STATE OF _________________ COUNTY OF _______________ The foregoing instrument was acknowledged before me by means of (___) physical presence or (___) online notarization, this _______ day of _____________, 2021, by ____________________________ the _________________ of ____________________________________________________, a ______________________ (__) who is personally known to me or (__) who produced _____________________________________________ as identification. ___________________________________ Notary Public Print Name: _________________________ My Commission expires: _______________ 149 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-9 September 2021 Mandatory Bid Forms DRUG-FREE WORKPLACE CERTIFICATION In accordance with Florida Statues 287.087, preference shall be given to businesses with drug-free workplace programs. Whenever two or more bids which are equal with respect to price, quality, and service are received by the State or by any political subdivision for the procurement of commodities or contractual services, a bid received from a business that certifies that it has implemented a drug-free workplace program shall be given preference in the award process. Established procedure for processing the bids will be followed if none of the tied vendors have a drug-free work place program. In order to have a drug-free workplace program, a business shall: a. Publish a statement notifying employees that the unlawful manufacture, distribution, Dispensing, possession, or use of a controlled substance is prohibited in the workplace and specifying the actions that will be taken against employees for violations of such prohibition. b. Inform employees about the danger of drug abuse in the workplace, the business's policy maintaining a drug-free workplace, any available drug counseling, rehabilitation, and employee assistance programs, and the penalties that may be imposed upon employees for drug abuse violations. c. Give each employee engaged in providing the commodities or contractual services that are under bid a copy of the statement specified in subsection (a). d. In the statement specified in subsection (a), notify the employees that, as a condition of working on the commodities or contractual services that are under bid/proposal, the employee will abide by the terms of the statement and will notify the employer of any conviction of, or plea of guilty or nolo contender to, any violation of Chapter 893 or of any controlled substance law of the United States or any state, for a violation occurring in the workplace no later than five (5) days after such conviction. e. Impose a sanction on, or require the satisfactory participation in a drug abuse assistance or rehabilitation program if such is available in the employee's community, by any employee who is so convicted. f. Make a good faith effort to continue to maintain a drug-free workplace through implementation of this section. As the person authorized to sign the statement, I certify that this firm complies fully with the above requirements. ___________________________________________ (Company) ___________________________________________ (Signature & Title) 150 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-10 September 2021 Mandatory Bid Forms CONFLICT OF INTEREST CERTIFICATION Before me, the undersigned authority, personally appeared, who was duly sworn, deposes, and states: I am the ______________________ of __________________________ with a local office in ______________________________ and principal office in __________________________. City and State City and State The above-named entity is submitting an ITB for the City of Winter Springs described as: City of Winter Springs ITB # 05-21 JN WEST WRF TEMPORARY DISK FILTER RENTAL The Affiant has made diligent inquiry and provides the information contained in this Affidavit based upon his own knowledge and thereof the following; a. The Affiant states that only one submittal for the above bid is being submitted and that the above-named entity has no financial interest in other entities submitting bids for the same project. b. Neither the Affiant nor the above-named entity has directly or indirectly entered into any agreement, participated in any collusion, or otherwise taken any action in restraints of free competitive pricing in connection with the entity's submittal for the above bid. This statement restricts the discussion of pricing data until the completion of negotiations if necessary and execution of the Contract for this project. c. Neither the entity nor its affiliates, nor anyone associated with them, is presently suspended or otherwise ineligible from participation in contract letting by any local, State, or Federal Agency. d. Neither the entity, nor its affiliates, nor anyone associated with them have any potential conflict of interest due to any other clients, contracts, or property interests for this project. e. I certify that no member of the entity's ownership or management is presently applying for an employee position or actively seeking an elected position with the City of Winter Springs. f. I certify that no member of the entity's ownership or management, or staff has a vested interest in any aspect of the City of Winter Springs. 151 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-11 September 2021 Mandatory Bid Forms g. In the event that a conflict of interest is identified in the provision of services, I, on behalf of the above-named entity, will immediately notify the City of Winter Springs. (Authorized Signature) Name of Business Phone & Fax Number (Printed Name and Title) Business Mailing Address City, State, Zip 152 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-12 September 2021 Mandatory Bid Forms CERTIFICATION A: (Debarment, Suspension and other responsibility matters – Primary Covered Transactions) The prospective primary participant certifies to the best of its knowledge and belief that its principals: a. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any Federal debarment or agency; b. Have not within a three-year period preceding this proposal, been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State, or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification, or destruction of records, making false statements, or receiving stolen property; c. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (1) (b) of this certification; and d. Have not within a three-year period preceding this application/proposal had one or more public transactions (Federal, State, or local) terminated for cause or default. Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation of this proposal. Instructions for Certification (A) By signing and submitting this proposal, the prospective primary participant is providing the certification set out below; a. The inability of a person to provide the certification required below will not necessarily result in denial of participation in this covered transaction. The prospective participant shall submit an explanation of why it cannot provide the certification set out below. The certification or explanation will be considered in connection with the department or agency’s determination whether to enter into this transaction. However, failure of the prospective primary participant to furnish a certification or any explanation shall disqualify such person from participation in this transaction. b. The certification in this clause is a material representation of fact upon which reliance was placed when the department or agency determined to enter into this transaction. If it is later determined that the prospective primary participant knowingly rendered an erroneous 153 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-13 September 2021 Mandatory Bid Forms certification, in addition to other remedies available to the Federal Government, the department or agency may terminate this transaction for cause or default. c. The prospective primary participant shall provide immediate written notice to the department or agency to which this proposal is submitted if at any time the prospective primary participant learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. d. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, person, primary covered transaction, principal, proposal, and voluntarily excluded, as used in this clause, have the meanings set out in the Definitions and Coverage sections of the rules implementing Executive Order 12549. You may contact the department or agency to which this proposal is being submitted for assistance in obtaining a copy of these regulations. e. The prospective primary participant agrees by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency entering into this transaction. f. The prospective primary participant further agrees by submitting this proposal that it will include the clause titled “Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion – Lower Tier Covered Transaction,” provided by the department or agency entering into this covered transaction, without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. g. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines this eligibility of its principals. Each participant may, but is not required to, check the Non- procurement List. h. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. i. Except for transactions authorized under paragraph (6) of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this 154 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-14 September 2021 Mandatory Bid Forms transaction, in addition to other remedies available to the Federal Government, the department or agency may terminate this transaction for cause of default. Certification B: (Debarment, Suspension, Ineligibility and Voluntary Exclusion – Lower Tier Covered Transactions) a. The prospective lower tier participant certifies, by submission of this proposal, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. b. Where the prospective lower tier participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Instructions for Certification (B) By signing and submitting this proposal, the prospective lower tier participant is providing the certification set out below. a. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective lower tier participant knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment. b. The prospective lower tier participant shall provide immediate written notice to the person to whom this proposal is submitted if at any time the prospective lower tier participant learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. c. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, person, primary covered transaction, principal, proposal, and voluntarily excluded, as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. You may contact the person to which this proposal is submitted for assistance in obtaining a copy of these regulations. d. The prospective lower tier participant agrees by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency with which this transaction originated. 155 WEST WRF TEMPORARY DISK FILTER RENTAL 00300-15 September 2021 Mandatory Bid Forms e. The prospective lower tier participant further agrees by submitting this proposal that it will include this clause title “Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion – Lower Tier Covered Transaction,” without modification, in all lower tier covered transactions and in all solicitation for lower tier covered transactions. f. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principles. Each participant may but is not required to, check the Non- procurement List. g. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. h. Except for transactions authorized under paragraph (5) of these instructions, if a participant in a lower covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies including suspension and/or debarment. END OF SECTION Applicant: Date: Signature of Authorized Certifying Official: Title: 156 WEST WRF TEMPORARY DISK FILTER RENTAL September 2021 THIS PAGE INTENTIONALLY LEFT BLANK 157 WEST WRF TEMPORARY DISK FILTER RENTAL 00660-1 September 2021 Notice of Selection Form SECTION 00660 NOTICE OF SELECTION FORM TO: PROJECT NAME: West Water Reclamation Facility Temporary Disk Filter Rental The OWNER has considered the BID submitted by , for the above described WORK in response to the Advertisement for Bids dated , 2021 and Instructions to Bidders. You are hereby notified that your BID has been selected for further negotiations of a rental agreement, incorporating the total bid of $ . Selection is subject to successful contract negotiations of terms acceptable to the City Manager. You are required to return an acknowledged copy of this NOTICE OF SELECTION to the OWNER. Dated this ______ day of ____________, 2021. OWNER: By: ________________________ Jason Norberg Title: Director of Public Works/Utilities ACCEPTANCE OF NOTICE Receipt and acceptance of the above NOTICE OF SELECTION is hereby acknowledged by this the ____ day of ______________, 2021. By: _______________________ Title:______________________ END OF SECTION 158 WEST WRF TEMPORARY DISK FILTER RENTAL September 2021 THIS PAGE INTENTIONALLY LEFT BLANK 159 WEST WRF TEMPORARY DISK FILTER RENTAL Appendix A September 2021 Appendix A Scope of Work West WRF Temporary Disk Filter Rental General 1. The Work is generally described as providing a disk filter for the filtration of treated effluent from a domestic wastewater treatment facility with secondary clarification. Scope of Work 1. The selected VENDOR will provide a disk filter to the plant site located at 1000 W SR 434, Winter Springs, FL 32708. 2. Flow to the unit will be via gravity flow from the secondary clarifier. 3. Disk Filter details: a. 10 Micron nominal filter screen pore size or smaller b. Configuration to prevent unfiltered water from contaminating filtered water c. Automated, integral backwash pump with filtered water supply (no separate water source required). Backwash not to exceed 85 gpm. d. Integral control panel for fully automated operation e. Connections (150 lb. flange): i. Raw water inlet 20” ii. Filtered water outlet 16” iii. Backwash outlet 6” f. Power requirement not to exceed 480 VAC/3 Phase/ 50 AMP. 4. Disk Filter Influent limits: a. TSS <30 mg/l TSS, < 20 mg/l average b. Oil & Grease < 5 mg/l c. pH 6.5 – 8.5 S.U. d. Particles 10 micron to ¼” e. Temperature < 100 0F f. Conductivity < 500 µS g. LSI < 0.5 h. Influent Inlet pipe ≤ 3 ft/sec for a minimum 5’ length i. Flow < 2 MGD normal, < 1800 GPM peak 5. Disk Filter Effluent: ≤ 5 mg/l TSS 6. Spares shall be provided with the unit to help ensure reliable operation with minimum time out of service. Spares to be provided by Vendor and may be installed by operator to facilitate rapid return to service. Spares provided with delivery of unit (no additional cost to rental if under normal wear and tear while operating within design limits): a. Minimum 2 panel/pieces b. All seals c. All Sprockets d. Drum drive motor and gearbox e. Backwash pump and motor 160 WEST WRF TEMPORARY DISK FILTER RENTAL Appendix A September 2021 f. Minimum 2 cleaning nozzles g. PLC and I/O modules h. Electrical components i. Motor drives and/or VFDs j. Pressure switches k. Bearings and housings l. Pulleys m. Level switches 7. Vendor shall conduct routine service on the rental unit to help ensure continued reliable service. Service visits shall include at no additional cost: a. Month 1 as part of mobilization b. Month 2 c. Month 4 d. Month 6 as part of demobilization e. Routine service to be conducted a minimum of every 2 months if rental is longer than 6 months. 8. The following services shall be included in Bid Form Line Item 1 Mobilization/Demobilization bid amount: a. Commissioning/Decommissioning –a representative onsite at the beginning of the project to assist and supervise interconnections, startup, commissioning, and staff training. Vendor shall include a representative onsite at the end of the project to conduct a chemical clean of the unit, tank cleanout, supervise removal of interconnects, etc. b. Any pre delivery required work to prepare the unit for delivery and function as outlined, e.g. changing filter panels. c. Transportation to and from the site. 9. Vendor shall include, at no additional cost, phone support for technical assistance. 10. Flows to the filter greater than the required performance listed above will be diverted to the existing traveling bridge filters for treatment. Any overflow ports are to be capped or plugged. Items Provided by Others 1. Applicable permits. 2. Operator licenses. 3. Installation of the unit in the functional location including but not limited to civil, structural, earthwork, foundation, mechanical, electrical, rigging etc. 4. Electrical service to the single designated power supply point on the equipment. 5. Scaffolding, ladders, stairs, decking etc. for access, operations, and maintenance. 6. Service water for general wash down will be provided. 7. Chemicals other than the final chemical cleaning of the unit. 161 162 163 CONSENT AGENDA ITEM 305 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE West WRF Temporary Storage Tank and Emergency Pump, Vendor Selection and Award SUMMARY The West WRF is located in the western part of the City and provides wastewater treatment service and reclaimed water (RCW) to the City’s RCW distribution system. During the cleaning and rehabilitation of treatment Unit #1, treatment Unit #2 will treat 100% of the flow coming into the facility. The treatment process is sensitive to changes and can become upset resulting in non public access RCW production. Onsite storage of non public access RCW is limited and the finite storage capacity can be exceeded in the event the treatment process becomes upset. The temporary system will capture non public access RCW that is compliant with FDEP regulations for discharge to the rapid infiltration basin (RIB). Temporary storage tanks will store the RIB quality water. The tanks will be piped between the transfer pumps and into the existing effluent pumps. The effluent pumps will discharge RIB quality water to the Dayron RIB site. The system will isolate RIB quality water from public access reclaimed water, keeping the two systems separate per FDEP requirements. The emergency pump is an FDEP required feature that will automatically pump non public access RCW to the onsite storage pond in the event the storage tanks become full. Installation of the temporary tanks and emergency pump will improve facility reliability and facilitate prevention of RCW service interruption. Invitation to Bid (ITB) #06-21 JN for West Water Reclamation Facility Temporary Storage Tank and Emergency Pump was advertised on September 3, 2021 and bids received on September 17, 2021. The ITB outlined the equipment specifications and performance requirements. The prices are based on mobilization to the West WRF, demobilization from the West WRF, and a six (6) month rental with the option to rent the equipment longer if required. More than one storage tank will be required to provide the required volume of storage capacity. Approval is requested for up to five (5) storage tanks. Only the required number of storage tanks will be ordered. One bid was received as shown in the Bid Tabulation below: 164 VENDOR MOB/DEMOB COST MONTHLY COST TOTAL COST United Rentals, Inc. Storage Tank (per tank)1 $2,200 $1,534 $11,404 Emergency Pump $13,300 $3,312 $33,172 1. Cost is for one (1) storage tank. The ITB response is consistent with similar recently received quotes. Preparation for cleaning and construction of the treatment Unit #1 repairs is anticipated to begin in October with repairs completed by March 2021. The storage tanks and emergency pump will be delivered to the West WRF as soon as practical. RECOMMENDATION Staff recommends the City Commission award a contract to United Rentals, Inc. in the amount of $57,020 plus a two month project contingency ($15,340 per month) for a total of $72,360 for the rental of up to five (5) temporary storage tanks and emergency pump. Additionally, authorization for the City Manager and City Attorney is requested to prepare and execute any and all applicable contract documents consistent with this Agenda item. 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 CONSENT AGENDA ITEM 306 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE West WRF Temporary Belt Press, Vendor Selection and Award SUMMARY The West WRF is located in the western part of the City and provides wastewater treatment service and reclaimed water to the City’s reclaimed water distribution system. A temporary belt press is needed during rehabilitation of treatment Unit #1 to maintain mixed liquor inventory. During the cleaning and rehabilitation of treatment Unit #1, treatment Unit #2 will treat 100% of the flow coming into the facility. The treatment process is sensitive to changes in mixed liquor inventory and a high inventory can impact final effluent quality. The rental press will allow continual processing of solids and finer adjustments to the treatment process resulting in more reliability. Invitation to Bid (ITB) #07-21 JN for West Water Reclamation Facility Temporary Belt Press was advertised on September 3, 2021 and bids received on September 17, 2021. The ITB outlined the equipment specifications and performance requirements. The prices are based on mobilization to the West WRF, demobilization from the West WRF, and a six (6) month rental with the option to rent the equipment longer if required. A total of three bids were received as shown in the Bid Tabulation below: VENDOR MOB/DEMOB COST MONTHLY COST TOTAL COST Merrell Bros, Inc.$8,975 $12,450 $83,675 Charter Machine Company $16,500 $19,500 $133,500 Eagle Dynamic Solutions, LLC $28,000 $17,675 $134,050 Preparation for cleaning and construction of the treatment Unit #1 repairs is anticipated to begin in October with repairs completed by March 2022. The belt press will be delivered to the West WRF as soon as practical. 182 RECOMMENDATION Staff recommends the City Commission award a contract to Merrell Bros, Inc. in the amount of $83,675 plus a two month project contingency ($12,450 per month) for a total of $108,575 for the rental of a temporary belt press. Additionally, in the event an agreement with the first ranked proposer is unable to be completed, authorize the City Manager and City Attorney to negotiate with the second ranked proposer, which is Charter Machine Company. in the amount of $133,500 plus a two month project contingency for a total of $172,500. Finally, authorization for the City Manager and City Attorney is requested to prepare and execute any and all applicable contract documents consistent with this Agenda item. 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 PUBLIC HEARINGS AGENDA ITEM 400 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE Final Millage Rate for Fiscal Year 2021-2022 SUMMARY On September 13, 2021 the City Commission adopted a tentative operating millage rate of 2.4100 mills. Tonight the Commission will set the final operating millage rate which cannot exceed the tentative operating millage rate. The decision to levy an operating millage rate of 2.4100 mills as opposed to the rolled-back rate of 2.3127 mills will result in additional ad valorem General Fund revenue of $369,257 (net of statutory discount). RECOMMENDATION Staff recommends the City Commission adopt Resolution 2021-14, establishing the Final Operating Millage Rate for Fiscal Year 2021-2022 for the City of Winter Springs at 2.4100 mills which is 4.21% more than the rolled​‐ back rate of 2.3127 mills. A ' sample' motion which includes the necessary elements for statutory compliance is as follows: I move to approve Resolution 2021-14 establishing the Final Fiscal Year 2021-2022 operating millage rate for the City of Winter Springs at 2.4100 mills and publicly announce that the final operating millage rate of 2.4100 mills is 4.21% greater than the computed rolled-back rate of 2.3127 mills. 232 City of Winter Springs, Florida Resolution 2021-14 Page 1 of 2 RESOLUTION 2021-14 A RESOLUTION OF THE CITY COMMISSION OF WINTER SPRINGS, FLORIDA, ADOPTING THE FINAL OPERATING MILLAGE RATE FOR THE CITY OF WINTER SPRINGS FOR THE FISCAL YEAR COMMENCING ON OCTOBER 1, 2021 AND ENDING ON SEPTEMBER 30, 2022; ANNOUNCING THE PERCENTAGE BY WHICH THE FINAL OPERATING MILLAGE RATE IS MORE THAN THE ROLLED-BACK RATE; PROVIDING FOR SEVERABILITY; PROVIDING FOR REPEAL OF PRIOR INCONSISTENT RESOLUTIONS; AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the City Commission of Winter Springs of Seminole County, Florida, on September 27, 2021, adopted Fiscal Year 2021-2022 Final Millage Rate following a public hearing as required by Florida Statute 200.065; WHEREAS, the City Commission of Winter Springs of Seminole County, Florida, held a public hearing as required by Florida Statute 200.065; WHEREAS, the gross taxable value for operating purposes not exempt from taxation within Seminole County has been certified by the Seminole County Property Appraiser to the City of Winter Springs on line 4 of the DR420 as $2,867,838,505; WHEREAS, the City Commission of Winter Springs desires to adopt the final operating millage rate and publicly announce the percent, if any, by which the final operating millage rate is more than or less than the rolled-back rate; and WHEREAS, the City Commission of Winter Springs deems that this Resolution is in the best interest of the public health, safety, and welfare of the citizens of Winter Springs. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE CITY OF WINTER SPRINGS, SEMINOLE COUNTY, FLORIDA, AS FOLLOWS: Section 1. Incorporation of Recitals. The foregoing recitals are deemed true and correct and are hereby fully incorporated by this reference. Section 2. Final Millage. The City Commission adopts its final operating millage rate of 2.4100 mills for the fiscal year commencing October 1, 2021 and ending September 30, 2022. Section 3. Rolled-back Rate. The final operating millage rate of 2.4100 mills is 4.21% more than the computed rolled-back rate of 2.3127 mills. 233 City of Winter Springs, Florida Resolution 2021-14 Page 2 of 2 Section 4. Submissions. Within three (3) days of the date of this Resolution, the Finance Director shall forward the Resolution adopting the final millage rate to the Seminole County Property Appraiser and the Seminole County Tax Collector. Section 5. Certification of Compliance. Within thirty (30) days of the date of this Resolution, the Finance Director shall certify compliance with Chapter 200, Florida Statutes by causing the Certification of Compliance, along with all necessary documentation, to be sent to the Property Tax Administration of the Department of Revenue. Section 6. Repeal of Prior Inconsistent Resolutions. All prior resolutions or parts of resolutions in conflict herewith are hereby repealed to the extent of the conflict. Section 7. Severability. If any section, subsection, sentence, clause, phrase, word, or portion of this Resolution is for any reason held invalid or unconstitutional by any court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and such holding shall not affect the validity of the remaining portion hereto. Section 8. Effective Date. This Resolution shall become effective immediately upon adoption by the City Commission of the City of Winter Springs, Florida. RESOLVED by the City Commission of the City of Winter Springs, Florida, in a public hearing assembled on this 27th day of September, 2021. Kevin McCann, Mayor ATTEST: Christian Gowan, City Clerk Approved as to legal form and sufficiency for The City of Winter Springs only: Anthony A. Garganese, City Attorney 234 PUBLIC HEARINGS AGENDA ITEM 401 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE Final Budget for Fiscal Year 2021-2022 SUMMARY The Final Budget was prepared at the direction of the Commission using the operating millage rate of 2.4100 mills. The total expenditures in the final budget are $54,507,270 which includes inter-fund transfers and is comprised of the following: General Fund - $18,736,477 Other Governmental Funds - $15,065,478 Enterprise Funds - $20,705,315. The City-Wide Final Budget by fund type currently reflects the following appropriations to/(from) fund balance: General Fund - $0 Governmental Funds (exclusive of General Fund) - ($7,619,907) Enterprise Funds - ($6,128,387) There have not been any revisions subsequent to the Tentative Budget (September 13th Public Hearing 401). The Proposed, Tentative and Final Budgets are on the City's website at www.winterspringsfl.org/budget. RECOMMENDATION Staff recommends the Commission approve and adopt Resolution 2021-15, establishing the Final Budget for the Fiscal Year 2021-2022. A 'sample' motion which includes the necessary elements for statutory compliance is as follows: I move to approve Resolution 2021-15, establishing the Final Budget for the City of Winter Springs for the fiscal year commencing on October 1, 2021 and ending on September 30, 2022. 235 City of Winter Springs, Florida Resolution 2021-15 Page 1 of 2 RESOLUTION 2021-15 A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF WINTER SPRINGS, FLORIDA, ADOPTING THE FINAL BUDGET FOR THE CITY OF WINTER SPRINGS FOR THE FISCAL YEAR COMMENCING ON OCTOBER 1, 2021 AND ENDING ON SEPTEMBER 30, 2022; PROVIDING FOR SEVERABILITY; PROVIDING FOR THE REPEAL OF PRIOR INCONSISTENT RESOLUTIONS; AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the City Commission of the City of Winter Springs of Seminole County, Florida, on September 27, 2021, held a public hearing as required by Florida Statute 200.065; WHEREAS, the City Commission of the City of Winter Springs desires to adopt the final budget; and WHEREAS, the City Commission of the City of Winter Springs deems that this Resolution is in the best interest of the public health, safety, and welfare of the citizens of Winter Springs. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE CITY OF WINTER SPRINGS, SEMINOLE COUNTY, FLORIDA, AS FOLLOWS: Section 1. Incorporation of Recitals. The foregoing recitals are deemed true and correct and are hereby fully incorporated by this reference. Section 2. Final Budget. Having previously adopted a final millage rate for the City of Winter Springs for fiscal year 2021-2022 the City Commission adopts its final budget as may be amended for the fiscal year commencing October l, 2021 and ending September 30, 2022 as presented at its regular meeting assembled on the date of this Resolution with all amendments, if any, adopted at that meeting. Section 3. Approved Expenditures. The expenditures in the final budget are $54,507,270 which includes inter-fund transfers and is comprised of the following: General Fund - $18,736,477; Other Governmental Funds - $15,065,478; and Enterprise Funds - $20,705,315. The budget is based upon gross taxable value of $2,867,838,505. Section 4. Submissions. Within three (3) days of the date of this Resolution, the Finance Director shall forward the Resolution adopting the final millage rate to the Seminole County Property Appraiser and the Seminole County Tax Collector. 236 City of Winter Springs, Florida Resolution 2021-15 Page 2 of 2 Section 5. Certification of Compliance. Within thirty (30) days of the date of this Resolution, the Finance Director will certify compliance with Chapter 200, Florida Statutes by causing the Certification of Compliance, along with all necessary documentation to be sent to the Property Tax Administration Program of the Department of Revenue. Section 6. Repeal of Prior Inconsistent Resolutions. All prior resolutions or parts of resolutions in conflict herewith are hereby repealed to the extent of the conflict. Section 7. Severability. If any section, subsection, sentence, clause, phrase, word, or portion of this Resolution is for any reason held invalid or unconstitutional by any court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and such holding shall not affect the validity of the remaining portion hereto. Section 8. Effective Date. This Resolution shall become effective immediately upon its adoption by the City Commission of the City of Winter Springs, Florida. RESOLVED by the City Commission of the City of Winter Springs, Florida, in a regular meeting assembled on this 27th day of September 2021. Kevin McCann, Mayor ATTEST: Christian Gowan, City Clerk Approved as to legal form and sufficiency for The City of Winter Springs only: Anthony A. Garganese, City Attorney 237 REGULAR AGENDA ITEM 500 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE Appeal of the Petition for Lien Reduction or Release for the Estate of Mel D Hall 629 Alton Road SUMMARY At the August 9, 2021 Commission Meeting, Regular Agenda Item 503 was presented to the Commission requesting the Commission review the decision made on the Petition for Reduction or Release of Code Enforcement Lien submitted by Ms. Clifton on behalf of the estate of her brother, Mel D Hall. On May 3, 2021 Ms. Clifton filed a petition for Reduction or Release of Code Enforcement Lien on behalf of her deceased brother’s, property located at 629 Alton Road. Mr. Hall’s property had fallen into disrepair. The Code Enforcement Board took up this issue at its meetings in August and September 2020. Mr. Hall was not present at either meeting. The Code Enforcement Board issued a fine of $150 per day beginning September 15, 2020 until corrective actions were taken. After Mr. Hall’s death on April 6, 2021, his sister and personal representative of his estate, Ms. Sherry Clifton, learned of the lien and addressed the items that were in need of repair. At the August 9th meeting, she presented the cost of the repairs which totaled approximately $1,500.00. She also sited her brother’s failing health which lead to poor decisions and lack of responsiveness to the code violation citations, and the debt that her brother took out against the property. Her appeal is for a full release or at best, a significantly reduced fine acknowledging that staff has put time into this matter. Recognizing that the probate process can take time and wanting more information to assess an make a fair decision, the Commission requested that Ms. Clifton be given time to gather the accounting related to her brother’s property and to bring that information back to the Commission at a future date. This would provide the Commission with more facts to review her request and render a fair decision. Ms. Clifton has provided that summary of the debts incurred by her brother and is attached hereto. 238 RECOMMENDATION Staff recommends that, in accordance with Section 2-61.5 of the City Code, the Commission consider the additional financial information submitted by Ms. Clifton and render a final decision. 239 240 241 242 243 244 245 246 247 248 249 REGULAR AGENDA ITEM 501 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE Appeal of a Lien Reduction/Release Denial for 3271 N US HWY 17-92, Longwood, FL 32750 RaceTrac Store #2344 SUMMARY Regarding Code Enforcement Case #2016CE000876 and pursuant to Section 2-61.5(i) of the Code of Ordinances of the City of Winter Springs, Staff requests that the Commission consider Ms. Lori Swank’s, Senior Litigation Paralegal, appeal of the denial of the Petition for Lien Reduction or Release submitted by Mr. Brian Thornton on behalf of RaceTrac, Petroleum, Inc., located at 3271 N US HWY 17-92, Longwood, FL 32750 on May 19, 2021. The following is a summary timeline: October 26, 2012 RaceTrac acquired the property at 3271 N US HWY 17- 92 (formerly a Hess Station). March 29, 2016 a Notice of Code Violation was sent to the owner via certified mail to 500 East Broward Blvd #2300, Ft. Lauderdale, FL and was returned undeliverable on April 5, 2016. On May 11, 2016 a Notice of Code Violation was posted at the property. The City removed the tires which were deemed to be a public safety and health nuisance. The owner was given 15 days to appeal. June 14, 2016, the notice of a Code Board Hearing was sent to the owner at the same address previously noted and was signed as received on June 16, 2016. June 28, 2016, Item 504, Public Hearing of the Code Enforcement Board Case #2016CE000876 came before the Code Enforcement Board. The Respondent was found to be in violation and given until July 19th 2016 to correct the violations. The respondent was not present. August 9, 2016 an Affidavit of Non-Compliance was issued. August 23, 2016, Item 600, Public Hearing of the Code Enforcement Board, Case #2016CE000876 came before the Code Enforcement Board. The property was found to be non-compliant and a fine of $250 per day was imposed and a lien filed. The Respondent was not present. 250 After its purchase of the site at 3271 N US HWY 17-92, RaceTrac redeveloped the old Hess site with substantial completion presented to the Commission on 6/11/2018 Item 308. Code Enforcement found the violations at this site to have been remedied on March 6, 2018 at which point the lien amount totaled $148,250. On May 19, 2021, Mr. Brian Thornton, on behalf of RaceTrac Petroleum, Inc., submitted a Petition for Reduction or Release of Code Enforcement Lien. The Petitioner sites RaceTrac was not aware of the lien until a title search in connection with a loan revealed the lien. It did not receive notice as the original violation was mailed to its tax consultant in Fort Lauderdale, FL and not the Corporate Office in Atlanta, GA, nor was the notice of violations served through its Registered Agent. Additionally, the Company believes it is a good business partner and neighbor in the community. The Petition was reviewed by Deputy Chief Tracht. Staff has also consulted with Senior Attorney Jennifer Nix. Recommendations were submitted to the City Manager. The request was denied based upon the following factors: RaceTrac (the Applicant) was responsible for the violations The length of time for the property to come into compliance (2 years). The lien amount is less than 7.5% of the property value. City Code Section 2-61.5(i) provides for an appeal of the City Manager’s decision. On behalf of RaceTrac Petroleum Inc., Ms. Lori Swank, Senior Litigation Paralegal has submitted an appeal on August 20, 2021. RECOMMENDATION Staff recommends that, in accordance with Section 2-61.5(i) of the City Code, the Commission uphold the City's Managers decision to deny the petition request. 251 1 Donna Bruno From:Lori Swank <lswank@racetrac.com> Sent:Friday, August 20, 2021 10:44 AM To:Christian Gowan; Tristin Motter Cc:Donna Bruno Subject:APPEAL OF LIEN REDUCTION APPLICATION DECISION- RT 2344 LOCATED AT 3271 NORTH U.S. HIGHWAY 17-92, LONGWOOD, FLORIDA 32750 EXTERNAL EMAIL: [Caution: Do not click on links or open any attachments unless you trust the sender and know the content is safe.] RaceTrac is in receipt of the letter dated July 22, 2021, denying RaceTrac’s request to reduce the lien amount totaling $148,762.00 in connection with our store 2344 located 3271 North U.S. Highway 17-92, Longwood, Florida 32750. With that said, this e-mail serves an appeal of the City’s decision to deny the Company’s application to reduce the lien for this property. The Company became aware that a lien in the amount of $148,762.00 was placed on this property in April of this year as a result of a title search conducted in connection with a real estate transaction. As previously stated, the Company never received any notices from either law enforcement, or the Code Enforcement Department that this property was out of compliance. Furthermore, the notices regarding the violation for this property were forwarded to the Company’s tax service provider, Ryan LLC. Consequently, Ryan LLC never notified the Company that there was a violation, and the hearings scheduled in connection with the violation. As a result, the Company was never given an opportunity to address and correct the issues at this location that were out of compliance as well as the opportunity to attend any of the hearings scheduled to address these issues. It is the Company’s understanding that this property came into compliance in March of 2018, and is still in compliance as of today’s date. RaceTrac is one of the largest convenience store chains in the southeast, and serves many cities around the state of florida. Our RaceTrac store 2344 located at 3271 North U.S. Highway 17-92, Longwood, Florida is a very busy store and serves a great number of guests in the Winter Springs, Florida area. RaceTrac provides the community with a number of goods and services and always strives to be a good community and business partner in the communities in which it serves. Consequently, RaceTrac respectfully requests another review of this application to have this lien waived, or at best reduced. Best, Lori Swank RaceTrac Petroleum, Inc. – Senior Litigation Paralegal 200 Galleria Parkway Suite 900 Atlanta, GA 30339 770-431-7600 extension 1266 252 2 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 REGULAR AGENDA ITEM 502 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE General Discussion on Action for Resolution No. 2021-09 SUMMARY General discussion on action related to Resolution No. 2021-09 and Section 4.11 of the City Charter, City Commission Investigation Proceeding Related to the City's Existing Consumptive Use Permits Issued by St. Johns River Water Management District and the MultiPhase Expansion of the City's Reclaimed Augmentation Plant at Lake Jesup and Related Distribution System. RECOMMENDATION Staff recommends City Commission to engage in general discussion on Resolution No. 2021-09 and direct staff accordingly. 325 REGULAR AGENDA ITEM 503 CITY COMMISSION AGENDA | SEPTEMBER 27, 2021 REGULAR MEETING TITLE Appointment Opportunities for City Boards and Committees SUMMARY The City Clerk Department wishes to inform the City Commission of the following vacancies: Per Section 2-41(e) of the City Code, "If any commissioner fails to appoint a member within thirty (30) days after a vacancy occurs or a term expires, that seat shall be filled by a majority vote of the commission." CURRENT VACANCIES: Youth Council Mayor - Two (2) appointments remaining Seat One - One (1) appointment remaining UPCOMING VACANCIES The Districting Commission will soon be actively accepting applications - Each Commissioner appoints one (1) member from their district and the Mayor appoints two (2) members from the City At-Large. RECOMMENDATION Staff recommends the City Commission make any appointments they deem pertinent. 326