The URL can be used to link to this page

Home My WebLink About2018 05 14 Regular 501 Board and Committee Appointments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ĞŐƵůĂƌϱϬϭW'ϭK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ 7KH7XVFDZLOOD/LJKWLQJDQG%HDXWLILFDWLRQ'LVWULFWRSHQLQJVLQFOXGH 6HDW7KUHHDQG6HDW)LYH 5HDSSRLQWPHQW$SSRLQWPHQWRSSRUWXQLWLHVIRU &216,'(5$7,216 &XUUHQW%RDUGDQG&RPPLWWHH0HPEHUVXSIRUSRVVLEOH5HDSSRLQWPHQWDQGUHIHUHQFHGLQ WKLV$JHQGD,WHPKDYHDOOEHHQQRWLILHG 7KHIROORZLQJLVDQH[FHUSWIURPWKH&LW\RI:LQWHU6SULQJV &RGHRI2UGLQDQFHV VSHFLILFDOO\ 6HFWLRQ$SSRLQWPHQWVRIERDUGVDQGFRPPLWWHHV ³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ĞŐƵůĂƌϱϬϭW'ϮK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ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imes New Roman]]%,&<&/($1'3('(675,$1$'9,625<&200,77(( 7KH%LF\FOHDQG3HGHVWULDQ$GYLVRU\&RPPLWWHHLVDILYH 0HPEHU$GYLVRU\ &RPPLWWHH 5HJXODU0HHWLQJVDUHVFKHGXOHGTXDUWHUO\IRUWKHWKLUG:HGQHVGD\LQ0DUFK-XQH 6HSWHPEHUDQG'HFHPEHUDWSP 7KH7HUPRI6HUYLFHIRUWKLV$GYLVRU\&RPPLWWHHLVQRUPDOO\IRXU \HDUVKRZHYHUWKH FXUUHQWRSHQLQJRQWKLV$GYLVRU\&RPPLWWHHZRXOGEHIRUDSDUWLDO7HUPRI2IILFHDVQRWHG EHORZ 7KHIROORZLQJDUHH[FHUSWVIURPWKH&LW\ V&RGHRI2UGLQDQFHV ZĞŐƵůĂƌϱϬϭW'ϯK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ ³6HF%LF\FOHDQGSHGHVWULDQDGYLVRU\FRPPLWWHH²&UHDWLRQFRPSRVLWLRQ DSSRLQWPHQWRIPHPEHUV D 3XUVXDQWWR7UDQVSRUWDWLRQ(OHPHQW3ROLF\RIWKHFLW\¶VFRPSUHKHQVLYH SODQWKHFLW\KHUHE\HVWDEOLVKHVDWUDLOVDGYLVRU\FRPPLWWHHZKLFKVKDOOEHNQRZQDV WKH³%LF\FOHDQG3HGHVWULDQ$GYLVRU\&RPPLWWHH´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ĞŐƵůĂƌϱϬϭW'ϰK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ VKDOORIIHUVXJJHVWLRQVRUUHFRPPHQGDWLRQVRQLWVRZQLQLWLDWLYH,WVKDOO UHFHLYHSHWLWLRQVDQGVXJJHVWLRQVIURPWKHFLWL]HQVRIWKHFLW\DQGVKDOO FRRSHUDWHZLWKFLYLFJURXSVJRYHUQPHQWDODJHQFLHVDQGRWKHURUJDQL]DWLRQV UHJDUGLQJWUDLOVLGHZDONDQGELF\FOHV\VWHPSODQQLQJDQGLPSOHPHQWDWLRQ´ 3HQGLQJ%LF\FOHDQG3HGHVWULDQ$GYLVRU\&RPPLWWHH2SHQLQJ [[234,621,1595,678][12][,I,][Times New Roman]]7KHIROORZLQJZRXOGEHDQ$SSRLQWPHQWWRD3DUWLDO7HUPRI2IILFH %LF\FOHDQG3HGHVWULDQ$GYLVRU\&RPPLWWHH9DFDQF\ 6HDW)LYH$SSRLQWPHQW&RPPLVVLRQHU*HRII.HQGULFN 9DFDQW6HDW 3DUWLDO 7HUP([SLUHV)HEUXDU\ z [[234,1114,967,1171][12][B,I,][Times New Roman]]&2'((1)25&(0(17%2$5' 7KH&RGH(QIRUFHPHQW%RDUGLVDVHYHQ W\LQWKHFDVHRIFRXQW\ HQIRUFHPHQWERDUGV$SSRLQWPHQWVVKDOOEHPDGHLQDFFRUGDQFHZLWKDSSOLFDEOHODZDQG RUGLQDQFHVRQWKHEDVLVRIH[SHULHQFHRULQWHUHVWLQWKHVXEMHFWPDWWHUMXULVGLFWLRQRIWKH UHVSHFWLYHFRGHHQIRUFHPHQWERDUGLQWKHVROHGLVFUHWLRQRIWKHORFDOJRYHUQLQJERG\7KH PHPEHUVKLSRIHDFKHQIRUFHPHQWERDUGVKDOOZKHQHYHUSRVVLEOHLQFOXGHDQDUFKLWHFWD EXVLQHVVSHUVRQDQHQJLQHHUDJHQHUDOFRQWUDFWRUDVXEFRQWUDFWRUDQGDUHDOWRU´ 7KHIROORZLQJDUHH[FHUSWVIURPWKH&LW\ V&RGHRI2UGLQDQFHV 6HF&RGHHQIRUFHPHQWERDUGDQGVSHFLDOPDJLVWUDWHV ³ D [[452,2790,955,2847][12][,I,][Times New Roman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imes New Roman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ĞŐƵůĂƌϱϬϭW'ϲK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ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imes New Roman]]-XULVGLFWLRQ [[705,978,2059,1035][12][,,][Times New Roman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´ 7KH&RGH(QIRUFHPHQW%RDUGKDVVSHFLILFFULWHULDUHODWHGWRLWVPHPEHUVKLSDVQRWHGEHORZ [[234,1694,1656,1751][12][,I,][Times New Roman]]7\SHRIHPSOR\PHQWRIWKHFXUUHQW&RGH(QIRUFHPHQW%RDUG0HPEHUV 0U0DWWKHZ&ULVZHOO±%XVLQHVV2ZQHU5RRILQJ&RQWUDFWRU 0V&DUROH*LOW]±7HDFKHU 0U0DXULFH.DSURZ±5HWLUHG6FKRRO$GPLQLVWUDWRU 0U%LOO3RH±5HWLUHG%XVLQHVV0DQDJHU 0U'HQQLV5RELQVRQ±5HWLUHG%XVLQHVV0DQDJHU 0U*UHJRU\5RHUR±7HDFKHU 0V6X]DQQH:DONHU±+RPH6WDJHU 6HF3RZHUVRIFRGHHQIRUFHPHQWERDUGDQGVSHFLDOPDJLVWUDWHV ³ 7KHFRGHHQIRUFHPHQWERDUGDQG6SHFLDOPDJLVWUDWHVVKDOOKDYHWKHSRZHUWR D +HDUDQGGHFLGHYLRODWLRQVRIWKH&RGH E $GRSWUXOHVIRUWKHFRQGXFWRIKHDULQJV F 6XESRHQDDOOHJHGYLRODWRUVDQGZLWQHVVHVIRUKHDULQJVVXESRHQDVVKDOO EHVHUYHGE\WKHFRXQW\VKHULIIWKHFLW\SROLFHGHSDUWPHQWRUE\WKHFLW\ VWDII G 6XESRHQDHYLGHQFHGHHPHGUHOHYDQWWRKHDULQJV H 7DNHWHVWLPRQ\XQGHURDWK I $VVHVVDQGRUGHUWKHSD\PHQWRIFLYLOSHQDOWLHVDVSURYLGHGKHUHLQ J ,VVXHRUGHUVKDYLQJWKHIRUFHRIODZWRFRPPDQGZKDWHYHUVWHSVDUH QHFHVVDU\WREULQJDYLRODWLRQLQWRFRPSOLDQFH´ ZĞŐƵůĂƌϱϬϭW'ϳK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ 3HQGLQJ&RGH(QIRUFHPHQW%RDUG2SHQLQJV 6HDW7KUHH±&RPPLVVLRQHU.HQ*UHHQEHUJ 0V&DUROH*LOW] &XUUHQW7HUP([SLUHV-XO\>7KUHH \HDU7HUP@ z 0V*LOW]KDVQRWHGKHULQWHUHVWLQEHLQJ5HDSSRLQWHG DQGKDVVXEPLWWHGD z %RDUG&RPPLWWHH$SSOLFDWLRQIRU5HDSSRLQWPHQW $W/DUJH 0U'HQQLV5RELQVRQ &XUUHQW7HUP([SLUHV-XO\>7KUHH \HDU7HUP@ z 0U5RELQVRQKDVQRWHGKLVLQWHUHVWLQEHLQJ5HDSSRLQWHG DQGKDVVXEPLWWHG z D%RDUG&RPPLWWHH$SSOLFDWLRQIRU5HDSSRLQWPHQW [[234,1197,2091,1254][12][B,I,][Times New Roman]]2$.)25(67:$//$1'%($87,),&$7,21',675,&7$'9,625<&200,77(( 7KH2DN)RUHVW:DOODQG'LVWULFW$GYLVRU\&RPPLWWHHLVDILYH 0HPEHU$GYLVRU\ &RPPLWWHH $5HJXODU0HHWLQJLVXVXDOO\KHOGDQQXDOO\RQWKHILUVW7KXUVGD\LQ$SULODWSP 7KH7HUPRI6HUYLFHIRUWKLV$GYLVRU\&RPPLWWHHLVQRUPDOO\IRXU \HDUVKRZHYHU [[234,1633,334,1690][12][,I,][Times New Roman]]VRPH [[337,1633,2084,1690][12][,,][Times New Roman]]RIWKHFXUUHQWRSHQLQJVRQWKLV$GYLVRU\&RPPLWWHHZRXOGEHIRUDSDUWLDO7HUPRI 2IILFHDVQRWHGLQWKLV$JHQGD,WHP 7KHIROORZLQJLVDQH[FHUSWIURPWKH&LW\ V&RGHRI2UGLQDQFHV 6HF&UHDWLRQRIDGYLVRU\FRPPLWWHHV ³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ĞŐƵůĂƌϱϬϭW'ϴK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ UHFRPPHQGDWLRQVWKHUHRQDVWKHDGYLVRU\FRPPLWWHHGHHPVDSSURSULDWH´ 7KH2DN)RUHVW:DOODQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHHZLOOUHYLHZDQG GLVFXVVLVVXHVUHODWHGWRWKHIRUHJRLQJDQGRWKHUGLUHFWO\UHODWHGPDWWHUVRILQWHUHVWWRWKH RZQHUVRISURSHUW\ZLWKLQWKH2DN)RUHVWFRPPXQLW\ 7RVHUYHRQWKLV$GYLVRU\&RPPLWWHHDFLWL]HQQHHGVWRUHVLGHZLWKLQWKH2DN)RUHVW:DOO DQG%HDXWLILFDWLRQ$VVHVVPHQW'LVWULFW 3HQGLQJ2DN)RUHVW:DOODQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHH2SHQLQJV 6HDW7ZR±&RPPLVVLRQHU.HYLQ&DQQRQ 0U:LOOLDP+RJDERRP &XUUHQW7HUP([SLUHV$XJXVW>)RXU \HDU7HUP@ z 0U+RJDERRPKDVQRWHGKLVLQWHUHVWLQEHLQJ5HDSSRLQWHG z 6HDW)RXU±'HSXW\0D\RU&DGH5HVQLFN 0U5REHUW&DUULO &XUUHQW7HUP([SLUHV$XJXVW>)RXU \HDU7HUP@ z 0U&DUULOKDVQRWHGKLVLQWHUHVWLQEHLQJ5HDSSRLQWHG z [[231,1470,1810,1527][12][,I,][Times New Roman]]$GGLWLRQDOO\WKHIROORZLQJZRXOGEH$SSRLQWPHQWVWRD3DUWLDO7HUPRI2IILFH 2DN)RUHVW:DOODQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHH9DFDQFLHV 6HDW2QH$SSRLQWPHQW&RPPLVVLRQHU-HDQ+RYH\ 9DFDQW6HDW 3DUWLDO 7HUP([SLUHV$XJXVW z 6HDW)LYH$SSRLQWPHQW&RPPLVVLRQHU*HRII.HQGULFN 9DFDQW6HDW 3DUWLDO 7HUP([SLUHV$XJXVW z [[233,2267,1680,2324][12][B,I,][Times New Roman]]3/$11,1*$1'=21,1*%2$5'/2&$/3/$11,1*$*(1&< 7KH3ODQQLQJDQG=RQLQJ%RDUG/RFDO3ODQQLQJ$JHQF\LVDILYH 0HPEHU$GYLVRU\ %RDUG 5HJXODU0HHWLQJVDUHXVXDOO\KHOGRQWKHILUVW:HGQHVGD\RIPRVWPRQWKVDWSP IRXU \HDUV 7KH7HUPRI6HUYLFHIRUWKLV$GYLVRU\%RDUGLVQRUPDOO\ 7KHIROORZLQJDUHH[FHUSWVIURPWKH&LW\¶V&RGHRI2UGLQDQFHV 6HF&RPSRVLWLRQDSSRLQWPHQWRIPHPEHUV ³ 7KHSODQQLQJDQG]RQLQJERDUGVKDOOFRQVLVWRIILYH PHPEHUVKDYLQJGHVLJQDWHG ZĞŐƵůĂƌϱϬϭW'ϵK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ VHDWVRQH WKURXJKILYH ZLWKVXFKQXPEHUVFRUUHVSRQGLQJZLWKWKHFRPPLVVLRQ VHDW(DFKPHPEHUVKDOOEHDFLWL]HQDQGUHJLVWHUHGYRWHURIWKHFLW\DQGHDFKDSSRLQWPHQW E\WKHUHVSHFWLYHFRPPLVVLRQPHPEHURFFXS\LQJWKHFRUUHVSRQGLQJQXPEHUHGVHDWVKDOOEH VXEMHFWWRFRPPLVVLRQUDWLILFDWLRQ´ 6HFLRQVRIWKH&RGHRI2UGLQDQFHVRI WKHFLW\RUWKRVHVWDWXWHVRIWKHVWDWHZKLFKDUHVSHFLILFDOO\DSSOLFDEOHWR PXQLFLSDOLWLHV F ,QDGGLWLRQWRWKHGXWLHVVHWIRUWKDERYHWKHSODQQLQJDQG]RQLQJERDUGVKDOO VHUYHDVWKHORFDOODQGSODQQLQJDJHQF\SXUVXDQWWRWKHFRXQW\FRPSUHKHQVLYH SODQQLQJDFWDQGWKHORFDOJRYHUQPHQWFRPSUHKHQVLYHSODQQLQJDFWRIWKHVWDWH DQGWKHERDUGVKDOOFRPPHQFHVXFKGXWLHVRQWKHDGRSWLRQRIWKHFRPSUHKHQVLYH SODQE\WKHFLW\FRPPLVVLRQ´ 3HQGLQJ3ODQQLQJDQG=RQLQJ%RDUG/RFDO3ODQQLQJ$JHQF\2SHQLQJV 6HDW7ZR±&RPPLVVLRQHU.HYLQ&DQQRQ 0U%DUW3KLOOLSV &XUUHQW7HUP([SLUHV-XO\>)RXU \HDU7HUP@ z 0U3KLOOLSVKDVQRWHGKLVLQWHUHVWLQEHLQJ5HDSSRLQWHG z ZĞŐƵůĂƌϱϬϭW'ϭϬK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ 6HDW)RXU±'HSXW\0D\RU&DGH5HVQLFN 0V6DUDK0LOOHU &XUUHQW7HUP([SLUHV-XO\>)RXU \HDU7HUP@ z 0V0LOOHU'2(6127ZDQWWREH5HDSSRLQWHG z [[234,657,2055,714][12][B,I,][Times New Roman]]786&$:,//$/,*+7,1*$1'%($87,),&$7,21',675,&7$'9,625< [[234,712,553,769][12][B,I,][Times New Roman]]&200,77(( 7KH7XVFDZLOOD/LJKWLQJDQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHHLVDILYH 0HPEHU$GYLVRU\&RPPLWWHH 5HJXODU0HHWLQJVDUHXVXDOO\KHOGTXDUWHUO\RQWKHWKLUG:HGQHVGD\RI-DQXDU\$SULO -XO\DQG2FWREHUDWSP IRXU \HDUV 7KH7HUPRI6HUYLFHIRUWKLV$GYLVRU\&RPPLWWHHLVQRUPDOO\ 7KHIROORZLQJLVDQH[FHUSWIURPWKH&LW\ V&RGHRI2UGLQDQFHV 6HF&UHDWLRQRIDGYLVRU\FRPPLWWHHV ³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´ 7KH7XVFDZLOOD/LJKWLQJDQG%HDXWLILFDWLRQ$VVHVVPHQW'LVWULFW$GYLVRU\&RPPLWWHHZLOO UHYLHZDQGGLVFXVVLVVXHVUHODWHGWRWKHIRUHJRLQJDQGRWKHUGLUHFWO\UHODWHGPDWWHUVRI LQWHUHVWWRWKHRZQHUVRISURSHUW\ZLWKLQWKH7XVFDZLOOD/LJKWLQJDQG%HDXWLILFDWLRQ $VVHVVPHQW'LVWULFW 7RVHUYHRQWKLV$GYLVRU\&RPPLWWHHDFLWL]HQQHHGVWRUHVLGHZLWKLQWKH7XVFDZLOOD /LJKWLQJDQG%HDXWLILFDWLRQ$VVHVVPHQW'LVWULFW ZĞŐƵůĂƌϱϬϭW'ϭϭK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ 3HQGLQJ7XVFDZLOOD/LJKWLQJDQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHH 2SHQLQJV 6HDW7KUHH±&RPPLVVLRQHU.HQ*UHHQEHUJ 0V(OOHQ3DXO &XUUHQW7HUP([SLUHV-XO\>)RXU \HDU7HUP@ z 0V3DXOKDVQRWHGKHULQWHUHVWLQEHLQJ5HDSSRLQWHG z 6HDW)LYH±&RPPLVVLRQHU*HRII.HQGULFN 0U.HYLQ0F&DQQ &XUUHQW7HUP([SLUHV-XO\>)RXU \HDU7HUP@ z 0U0F&DQQKDVQRWHGKLVLQWHUHVWLQEHLQJ5HDSSRLQWHG z ),6&$/,03$&7 7KHUHLVQRQRWHG)LVFDO,PSDFWUHODWHGWRDQ\RIWKHVH$SSRLQWPHQWV5HDSSRLQWPHQWV UHIHUHQFHGLQWKLV$JHQGD,WHP &20081,&$7,21())2576 7KLV$JHQGD,WHPKDVEHHQHOHFWURQLFDOO\IRUZDUGHGWRWKH0D\RUDQG&LW\&RPPLVVLRQ &LW\0DQDJHU&LW\$WWRUQH\6WDIIDQGLVDYDLODEOHRQWKH&LW\¶V:HEVLWH/DVHU)LFKHDQG WKH&LW\¶V6HUYHU$GGLWLRQDOO\SRUWLRQVRIWKLV$JHQGD,WHPDUHW\SHGYHUEDWLPRQWKH UHVSHFWLYH0HHWLQJ$JHQGDZKLFKKDVDOVREHHQHOHFWURQLFDOO\IRUZDUGHGWRWKHLQGLYLGXDOV QRWHGDERYHDQGZKLFKLVDOVRDYDLODEOHRQWKH&LW\¶V:HEVLWH/DVHU)LFKHDQGWKH&LW\¶V 6HUYHUKDVEHHQVHQWWRDSSOLFDEOH&LW\6WDII0HGLD3UHVV5HSUHVHQWDWLYHVZKRKDYH UHTXHVWHG$JHQGDV$JHQGD,WHPLQIRUPDWLRQ+RPHRZQHU¶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ĞŐƵůĂƌϱϬϭW'ϭϮK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ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±'2(6127ZDQWWREH5HDSSRLQWHG 7HUP([SLUHV-XO\ 6($7),9($332,170(176&200,66,21(5*(2)).(1'5,&. %LF\FOHDQG3HGHVWULDQ$GYLVRU\&RPPLWWHH 9DFDQW6HDW 3DUWLDO 7HUP([SLUHV)HEUXDU\ 2DN)RUHVW:DOODQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHH 9DFDQW6HDW 7HUP([SLUHV$XJXVW 7XVFDZLOOD/LJKWLQJDQG%HDXWLILFDWLRQ'LVWULFW$GYLVRU\&RPPLWWHH 0U.HYLQ0F&DQQ±:RXOGOLNHWREH5HDSSRLQWHG 7HUP([SLUHV-XO\ ZĞŐƵůĂƌϱϬϭW'ϭϯK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ $7/$5*($332,170(177+(0$<2525$1<&200,66,21(5 &RGH(QIRUFHPHQW%RDUG 0U'HQQLV5RELQVRQ:RXOGOLNHWREH5HDSSRLQWHG 7HUP([SLUHV-XO\ 27+(50$<25&200,66,21$332,170(176 ,QFOXGHGLQWKLV$JHQGD,WHPLVWKHDELOLW\IRUWKH0D\RUDQGRUDQ\&LW\&RPPLVVLRQ 0HPEHUWRPDNHDQ\RWKHU$SSRLQWPHQW V WKDWDUHGHHPHGSHUWLQHQW ,IDQ\$SSRLQWPHQW V DUHQRWPDGHDWWKLV0HHWLQJVXEVHTXHQW$JHQGD,WHPVFDQEH EURXJKWIRUZDUGRQXSFRPLQJ&LW\&RPPLVVLRQ0HHWLQJ$JHQGDV $77$&+0(176 1RQH ZĞŐƵůĂƌϱϬϭW'ϭϰK&ϭϰͲDĂǇϭϰ͕ϮϬϭϴ