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HomeMy WebLinkAbout2000 08 14 Other - Document Provided by M. Blake during Consent Agenda J Date: 08142000 The following Document was handed out by M. Blake during Consent Agenda Item "J" on 8/14/00. Rankings for 1998 - Firm Wide Florida Rankings for 1998 - Firm Wide By Number of Issues Managing Underwriters' Ranking I I I I Full Credit to Book Manager ! # of !Mkt. Principal Managing Underwriters Issues IRank I Share Amount ------------------- ---------------- 1------ ---- ----- ------------- William R. Hough & Co. 89 1 23.2 1407.6 Salomon Smith Barney Holdings 42 2 10.9 2501.5 Prager, McCarthy & Sealy 28 3 7.3 395.5 First Union Capital Markets 24 4 6.3 508.8 Raymond, James & Associates, Inc. I 22 5 5.7 349.5 AG. Edwards & Sons, Inc. 17 6 4.4 559.8 PaineWebber Incorporated 16 7 4.2 1025.4 Merrill Lynch & Co. I 16 7 4.2 1759.1 Morgan Stanley Dean Witter 10 9 2.6 1294.4 Goldman, Sachs & Co. 8 10 2.1 1329.8 Lehman Brothers 8 10 2.1 1267.0 Prudential Securities Incorporated 8 10 2.1 350.3 SunTrust Public Finance I 7 13 1.8 41.5 Bear, Stearns & Co. 7 13 1.8 697.2 Hanifen, Imhoff, Inc. 7 13 1.8 173.5 SunTrust Equitable Securities Corp 6 16 1.6 84.9 Bank of America 6 16 1.6 45.3 Dain Rauscher Incorporated 6 16 1.6 125.7 Piper, Jaffray Inc. 5 19 1.3 40.2 Ziegler Securities 4 20 1.0 146.4 J.P. Morgan Securities Inc. 3 21 .8 52.1 Gardnyr Michael Capitallnc 2 22 .5 8.6 Stephens Inc. 2 22 .5 8.0 BT Alex Brown 2 22 .5 31.7 Merchant Capital Corporation 2 22 .5 27.5 Barnett Securities, Inc. 2 22 .5 4.1 KeyCorp/Key Capital Markets, Inc. 2 22 .5 9.5 First Southwest Company 2 22 .5 16.8 Banc One Capital Markets Inc 2 22 .5 3.7 Blount Parrish Roton, Inc 2 22 .5 19.2 George K. Baum & Company, Inc. 2 22 .5 27.1 Gilmore Securities 2 22 .5 10.2 Newman & Associates, Inc. 2 22 .5 8.5 Miller & Schroeder Financial 2 22 .5 7.2 Morgan Keegan & Co., Inc. 2 22 .5 15.0 Cain Brothers 2 22 .5 52.5 The Frazer Lanier Company, Inc. 2 22 .5 9.0 Top 37 Totals 371 - 96.6 14413.9 Source: Securities Data Company, Inc. (973) 622-3100 All Issues in Florida All Issues in Florida I 1999 Year End I Negotiated and Competitive I I I Managing Underwriters' Ranking I I I I I ! I Full Credit to Book Manager I I # of IMkt. Principal Managing Underwriters Issues jRank ' Share Amount ----------------------------- ------ 1-------- ---- ----- ------------- William R. Hough & Co. 79 11 18.8 867.6 Salomon Smith Barney I 49 2 11.6 3148.2 Prager, McCarthy & Sealy 36 3 8.6 517.9 Raymond, James & Associates, Inc. 28 4 6.7 712.9 Merrill Lynch & Co. 27 5 6.4 1083.8 PaineWebber Incorporated 27 5 6.4 924.0 First Union Capital Markets 21 7 5.0 535.9 Bane of America Securities LLC 21 7 5.0 166.5 SunTrust Bank, Inc. 18 9 4.3 103.9 AG. Edwards & Sons, Inc. 16 10 3.8 406.2 Lehman Brothers 12 11 2.9 437.8 U.S. Bancorp Piper Jaffray Inc 9 12 2.1 115.2 Morgan Stanley Dean Witter 8 13 1.9 560.6 Dain Rauscher Incorporated 8 13 1.9 108.8 Hanifen, Imhoff, Inc. 4 15 1.0 49.6 J. C. Bradford & Co., Inc. 4 15 1.0 19.1 Herbert J. Sims & Co., Inc. 4 15 1.0 65.9 B.C. Ziegler and Company 4 15 1.0 181.2 Prudential Securities Incorporated 4 15 1.0 63.5 Bane One Capital Markets Inc 3 20 .7 17.7 Goldman, Sachs & Co. 3 20 .7 165.2 Morgan Keegan & Co., Inc. 3 20 .7 54.7 KeyCorp/McDonald Investments Inc 3 20 .7 19.0 Lawson Financial Corp 2 24 .5 7.3 Bear, Stearns & Co. 2 24 .5 136.0 SouthTrust Securities 2 24 .5 12.5 Greenwich Partners, LLC 2 24 .5 15.0 American Municipal Securities, Inc. 2 24 .5 7.2 Blount Parrish Rotan, Inc 2 24 .5 8.6 Wachovia Securities Inc 2 24 .5 20.0 GMS Group Inc. 2 24 .5 4.1 Top 31 Totals 407 - 96.7 10535.7 Issues with Managing Underwriters 421 - 100.0 10794.0 Issues wlo Managing Underwriters - - - - Industry Totals 421 - 100.0 10794.0 (*): tie Source: Thomson Financial Securities Data 1.973.622.5200 Date: 1/5/00